State v. Franklin

Annotate this Case
State v. Franklin (2003-280); 179 Vt. 521; 883 A.2d 783

2005 VT 90

[Filed 02-Aug-2005]

[Motion for Reargument Denied 06-Sep-2005]


                                 ENTRY ORDER

                                 2005 VT 90

                      SUPREME COURT DOCKET NO. 2003-280

                             NOVEMBER TERM, 2004

  State of Vermont	               }	APPEALED FROM:
                                       }
                                       }	District Court of Vermont,
       v.	                       }	Unit No. 3, Essex Circuit
                                       }	
  Lynda L. Franklin	               }
                                       }	DOCKET NO. 46-4-02 ExCr

                                                Trial Judge: M. Kathleen Manley

             In the above-entitled cause, the Clerk will enter:

       ¶  1.  Defendant, Lynda Franklin, was convicted of perjury pursuant
  to 13 V.S.A. § 2901 based on her testimony given during a prior prosecution
  for driving while intoxicated (DWI), that she had not operated a vehicle
  while she was intoxicated.  Defendant appeals, and we affirm.

       ¶  2.  Defendant and Garth Ely were living together when police
  responded to Ely's telephone call informing police that defendant was drunk
  and had driven a vehicle while intoxicated.  That day, Ely gave a statement
  to the police that defendant drove a truck to her parent's house.  Three
  criminal proceedings arose out of this one incident.  First, the State
  charged defendant with DWI.  During the DWI trial, the State asked
  defendant if she had operated the vehicle on that day.  She answered, "No I
  did not. I didn't operate it."  Contrary to statements he gave earlier, Ely
  testified during defendant's DWI trial that defendant had not operated the
  vehicle.  

       ¶  3.  Second, Ely was charged with and convicted of perjury based
  on the statement he made during defendant's DWI trial.  This charge
  resulted from an investigation of a domestic assault complaint made by
  defendant against Ely.  During the investigation, a police officer
  videotaped Ely making a statement concerning the facts surrounding the DWI
  charge against defendant.  Ely's statement conflicted with his testimony at
  defendant's DWI trial, and resulted in his conviction.

       ¶  4.  Third, the State charged defendant with perjury, and she was
  convicted.  Defendant appeals her perjury conviction, which was based on
  her testimony during the DWI prosecution where she denied operating a
  vehicle.

       ¶  5.  Defendant argues on appeal that: (1) it was plain error to
  admit Ely's in-court testimony, Ely's videotaped statement, and Ely's
  perjury conviction; (2) without Ely's testimony, insufficient evidence
  existed to convict defendant of perjury; and (3) the court committed
  reversible error when it did not rule on defendant's motion for judgment of
  acquittal at the close of the State's case.
   
       ¶  6.  At trial, defendant failed to object to the admission of
  Ely's testimony.  As a result,  we review for plain error only.  Plain
  error occurs when there is glaring error so grave that it strikes at the
  very heart of defendant's constitutional rights or it affects the fair
  administration of justice.  State v. Oscarson, 2004 VT 4, ¶ 27, 176 Vt.
  176, 845 A.2d 337; State v. Ladabouche, 146 Vt. 279, 281, 502 A.2d 852, 854
  (1985).  To reverse for plain error, we must find not only that the error
  seriously affected defendant's substantial rights, but also that it had an
  unfair prejudicial impact on the jury's deliberations.  Oscarson, 2004 VT
  4, ¶ 27; State v. Mears, 170 Vt. 336, 341, 749 A.2d 600, 604-05 (2000).    

       ¶  7.  In the present perjury case against defendant for lying under
  oath during her DWI trial, the State introduced Ely's perjury conviction,
  Ely's in-court testimony regarding defendant's operation of the vehicle,
  and Ely's statements given during a videotaped interview with a police
  officer. 

       ¶  8.  The trial court properly admitted Ely's perjury conviction of
  February 25, 2002.  Section 2907 of Title 13 prohibits a court from
  receiving "[t]he oath of a person convicted of perjury . . . in a
  proceeding in court."  Contrary to defendant's argument, § 2907 does not
  require exclusion of evidence of a perjury conviction because its admission
  does not depend upon the perjurer's oath. 

       ¶  9.  The trial court erred, however, by admitting Ely's in-court
  testimony because earlier, Ely had been convicted of perjury for statements
  he made during defendant's DWI trial.  He was, therefore, not a competent
  witness under § 2907.  He was also incompetent to testify pursuant to 12
  V.S.A. § 1608, which states that a person convicted of perjury is
  incompetent to testify in court.  Consequently, the court was not permitted
  to accept his oath. (FN1)  Even though this testimony added context for the
  perjury conviction, the Information and Criminal Charge Disposition Report
  filed against Ely and admitted into evidence, reflects that Ely lied under
  oath at defendant's DWI trial.  Thus, the perjury conviction is relevant
  without Ely's testimony.  

       ¶  10.  We conclude that defendant was not unfairly prejudiced by the
  admission of Ely's testimony because the record reveals that, on balance,
  Ely's live testimony actually supported the defense and not the
  prosecution.  Moreover, even if the videotaped statement was inadmissible,
  we conclude that the admissible evidence supported defendant's conviction. 
  We, therefore, find no glaring error requiring reversal under our plain
  error review.  
   
       ¶  11.  During trial, the State called Ely to testify, but his
  testimony largely supported defendant's claim that she did not lie when she
  denied driving while intoxicated.  First, Ely repeatedly testified that
  defendant did not drive the truck.  He testified that he lied when he told
  the police that defendant had driven the truck, and testified that
  defendant never started the truck.  Ely also testified that he lied when he
  gave the statement to police on the day of the incident because he was
  upset, and he "shouldn't have said she drove the truck," but that a police
  officer "told [him] to write that down" in his written statement.  He
  further explained that he "was pissed off," and he was "trying to get back
  at her," when he lied to the police during the domestic assault
  investigation.  We therefore conclude that Ely's testimony during
  defendant's perjury trial benefitted defendant.   

       ¶  12.  Defendant contends that "[w]ithout [Ely's] testimony . . .
  the evidence was necessarily insufficient to sustain a conviction for
  perjury."  We disagree.  In a prosecution for perjury, previous
  inconsistent statements given by the defendant standing alone are not
  sufficient to support a perjury conviction.  But a defendant's conflicting
  statements are competent evidence of perjury if corroborated by the
  testimony of other witnesses.  State v. Woolley, 109 Vt. 53, 57, 62, 192 A. 1, 3-5 (1937) ("[T]he testimony of one . . . witness, corroborated by the
  testimony of another or by circumstances, is sufficient, if thereby the
  crime is proved beyond a reasonable doubt."); State v. Tonzola, 159 Vt.
  491, 497-98, 621 A.2d 243, 246 (1993) (relying on Woolley).  We have
  further explained that: " '[T]he independent corroborating evidence must be
  equal in weight to the testimony of another witness, and it must be, by
  itself, inconsistent with the innocence of the defendant.' "  Tonzola, 159
  Vt. at 497-98, 621 A.2d  at 246 (quoting People v. Fueston, 717 P.2d 978,
  980 (Colo. Ct. App. 1985)).  " 'Each witness or piece of corroborating
  evidence, [however], need not independently prove false every aspect of the
  allegedly perjured testimony.' "  Id. 

       ¶  13.  In the present case, independent evidence tending to
  corroborate the State's case was introduced to prove, beyond a reasonable
  doubt, that defendant committed perjury; thus, no plain error occurred. 
  Defendant gave a number of inconsistent statements.  Defendant's previous
  inconsistent statements were offered and properly admitted as competent
  evidence supporting the perjury charge.  See Woolley, 109 Vt. at 62, 192 A.  at 5 (stating that defendant's conflicting statements are competent
  evidence if corroborated by other witnesses).  A police officer testified
  that soon after the incident, defendant stated on two different occasions
  that she had driven the truck.    She told the officer at her home that
  "she had dr[u]nk ten beers . . . and she had . . .[driven] the vehicle to
  her parent's house."  Further, the officer testified that on the way to the
  police barracks, defendant stated that she had driven the vehicle.   

       ¶  14.  Despite defendant's admissions that she drove the truck, she
  testified during her DWI trial that she had not driven the vehicle.  At the
  perjury trial, this evidence was admitted through a state witness who read
  defendant's testimony from her DWI trial.  During the DWI trial, the State
  asked defendant if she told the officer that she had driven the vehicle. 
  She said, "I did, but it wasn't-it was more like in the sarcastic way." 
  Shortly after she made this statement, she testified that she did not drive
  the vehicle.  Her previous admissions, together with her testimony at her
  DWI trial, create two conflicting statements.  See id. at 62-64, 192 A.  at
  5-6 (relying on two of defendant's conflicting statements, one after the
  incident and the other under oath, to conclude that defendant committed
  perjury); see also Tonzola, 159 Vt. at 498, 621 A.2d  at 246 (relying on
  defendant's false statement under oath and corroboration from testimony by
  other witness as evidence of perjury).  
        
       ¶  15.  In addition, independent, corroborating evidence was
  introduced at defendant's perjury trial demonstrating that defendant lied
  during her DWI trial when she denied operation.  Court records reflecting
  that Ely lied under oath at defendant's DWI trial were admitted, including
  the Information filed against Ely and the Criminal Charge Disposition
  Report.  These records show that Ely was convicted following his testimony
  at the DWI trial for lying under oath when he testified that defendant did
  not operate the vehicle.    

       ¶  16.  Moreover, a witness, whose credibility is not questioned,
  provided circumstantial evidence tending to show that defendant lied during
  her DWI trial.  See Woolley, 109 Vt. at 63, 192 A.  at 5 (relying on
  witnesses' credibility to support perjury conviction).  A police officer
  testified that, when he arrived at the scene, defendant was outside and
  next to the vehicle that was parked in defendant's driveway, and the
  vehicle's headlights were on.  The officer testified without objection,
  based on his experience, that "you get into a vehicle, you start it, you
  turn on your headlights, you drive off, you shut the vehicle off," and that
  he concluded that defendant had driven the vehicle and had forgotten to
  turn off the headlights.  Cumulatively, defendant's conflicting statements,
  Ely's conviction for lying under oath about defendant not driving the
  vehicle, and the officer's observations, were enough to support defendant's
  perjury conviction.  We recognize that the State did not present the
  strongest case against defendant, but we find no obvious error so grave to
  require reversal.  

       ¶  17.  Defendant also argues that the court committed reversible
  error when it failed to decide defendant's motion for judgment of acquittal
  made at the close of the State's case.  The trial court declined to rule on
  defendant's motion because it wanted to "mull it over for a while," and
  explained that this decision was permitted under Vermont Rule of Criminal
  Procedure 29.  Defendant did not object.  The trial court later denied the
  motion after the jury returned the guilty verdict concluding that
  sufficient evidence existed to find defendant guilty beyond a reasonable
  doubt.  Defendant contends on appeal that had the court decided the motion
  on the evidence admitted at trial when the motion was filed, it would have
  granted it because the State failed to establish a prima facie case. 
  Defendant argues that she was prejudiced because the trial court considered
  testimony admitted after the State rested its case, and there was
  insufficient evidence to sustain a conviction.  Because defendant failed to
  make this objection at trial, we again review for plain error.

       ¶  18.  Rule 29 states in pertinent part:

     (a) Motion Before Submission to Jury . . . The court on motion of
    a defendant or of its own motion shall order the entry of judgment
    of acquittal of one or more offenses charged in the indictment or
    information after the evidence on either side is closed if the
    evidence is insufficient to sustain a conviction of such offense
    or offenses. 

  The reporter's notes explain that "[a] motion made at the end of the
  state's case must be decided at that time because defendant should know the
  court's ruling before he decides whether to rest or put in his evidence." 
  Reporter's Notes, V.R.Cr.P. 29.
   
       ¶  19.  Based on the statute's language and the reporter's notes, the
  trial court erred when it did not rule on defendant's Rule 29 motion made
  at the close of the State's case.  We conclude, however, that when the
  State rested its case, there was sufficient evidence in the record to prove
  defendant's guilt beyond a reasonable doubt.  See Rule 29 (state's evidence
  must be insufficient for court to grant motion).  At the end of the State's
  case, upon reviewing the evidence in the light most favorable to the State,
  we conclude that the State produced evidence fairly and reasonably tending
  to show defendant guilty beyond a reasonable doubt.  See State v.
  Carrasquillo, 173 Vt. 557, 559, 795 A.2d 1141, 1145 (2002) (mem.) (setting
  out appellate court's standard when reviewing the denial of a motion for
  judgment of acquittal).  Thus, defendant has not demonstrated that the
  failure of the trial court to rule on her motion at the close of the
  State's case amounted to plain error.

       Affirmed.


                                       BY THE COURT:


                                       _______________________________________
                                       John A. Dooley, Associate Justice
     
                                       _______________________________________
                                       Denise R. Johnson, Associate Justice

                                       _______________________________________
                                       Marilyn S. Skoglund, Associate Justice

                                       _______________________________________
                                       Paul L. Reiber, Associate Justice

                                       _______________________________________
                                       Frederic W. Allen, Chief Justice (Ret.).
                                       Specially Assigned


------------------------------------------------------------------------------
                                  Footnotes


FN1.  Vermont is one of the few states that retains the per se incompetence
  rule for convicted perjurers.  Most state statutes and the Federal Rules of
  Evidence provide that all persons are permitted to testify to relevant
  facts within their knowledge.  F.R.E. 601; Fuselier v. State,
  95-CA-99960-SCT (¶¶ 15-20), 702 So. 2d 388 (Miss. 1997) (abandoning the
  per se incompetence rule after recognizing that the "great weight" of
  authority has rejected it).  Until the Vermont Legislature amends 13 V.S.A.
  § 2907 and 12 V.S.A. § 1608, however, we must apply them.


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