State v. Chapman

Annotate this Case
State v. Chapman (2000-442); 173 Vt. 400; 800 A.2d 446

[Filed 12-Apr-2002]


       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal  revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter of  Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of
  any  errors in order that corrections may be made before this opinion goes
  to press.


                                No. 2000-442


State of Vermont	                         Supreme Court

                                                 On Appeal from
     v.	                                         District Court of Vermont,
                                                 Unit No. 2, Chittenden Circuit

David E. Chapman	                         May Term, 2001


Michael S. Kupersmith, J.

Lauren Bowerman, Chittenden County State's Attorney, and Pamela Hall Johnson, 
  Deputy State's Attorney, Burlington, for Plaintiff-Appellee.

Bradley S. Stetler of Stetler, Allen & Kampmann, Burlington, for 
  Defendant-Appellant.


PRESENT:  Amestoy, C.J., Dooley, Morse, Johnson and Skoglund, JJ.


       SKOGLUND, J.   Defendant was charged with driving while intoxicated
  and a civil  suspension proceeding was held pursuant to 23 V.S.A. § 1205. 
  He appeals the denial of his motion  to suppress all statements and
  evidence in his civil suspension proceeding arguing that he was  subjected
  to a de facto arrest without probable cause in violation of the United
  States and Vermont  Constitutions.  In the alternative, he argues that the
  stop and detention were done without reasonable  and articulable suspicion
  of wrongdoing, also in violation of his constitutional rights.  We agree
  and  reverse.

 

       The following facts are uncontested.  On March 16, 2000, at
  approximately 9:10 p.m.,  Colchester Police Officer Roy received a dispatch
  that a vehicle was off the roadway near Route 7  and Poor Farm Road.  The
  officer arrived at that location and observed an unoccupied Ford Explorer 
  approximately four feet off the west side of Route 7.  He also noticed a
  set of footprints in the snow  leading from the car and heading north along
  the road for fifty to seventy-five yards.  He then drove  north to the
  Colchester variety store, where he asked the store owner if anyone had come
  to the store  to report their vehicle off the road and was informed that
  there had been a person at the pay phone on  the side of the building just
  prior to the officer's arrival.  The officer found no one at the pay phone, 
  but did see fresh footprints at the pay phone that were similar to those he
  saw leaving the Explorer.   He followed the tracks to the rear of the
  store, then along the rear of the building and behind an  adjacent storage
  building. 

       As the officer followed the tracks he came to a place where an off-set
  in the building created  a darkened nook.  He saw a person's head "lean
  forward and peek out" of the darkened area.  At this  time the officer
  unholstered his gun, ordered the person to "freeze," and told him to come
  out.  He  then ordered the person to put his hands where the officer could
  see them, and turn around.  The  defendant testified that at this time the
  officer ordered him to get down on his knees and then frisked  him.  The
  officer testified that he did not remember ordering the defendant to his
  knees and frisking  him but agreed it was possible it had happened.  The
  officer asked defendant if he had any weapons,  and the defendant answered
  negatively.  After holstering his gun, the officer conducted a field 
  interview, asked the person who he was, what he was doing behind the
  building, and whether he was  the proprietor of the Ford Explorer that was
  off the road on Route 7.  The person identified himself  as defendant,
  David Chapman, and stated that he had gone behind the building to urinate
  and that 

 

  the Explorer was his vehicle.  At this time the officer noticed an odor of
  intoxicants coming from  defendant.  The officer then asked defendant to go
  back to the police cruiser with him.  There, the  officer conducted field
  dexterity tests and ultimately processed defendant for DUI. 

       We review motions to suppress de novo.  State v. Graves, 170 Vt. 646,
  646, 757 A.2d 462,  463 (2000) (mem.).  Defendant argues that he was
  subjected to a de facto arrest requiring probable  cause when the officer,
  with no evidence that defendant had committed a crime, drew his gun, 
  ordered defendant to freeze, keep his hands up, kneel down on the ground,
  and then frisked him for  weapons.  Defendant further contends that because
  the officer did not have probable cause to effect  this de facto arrest,
  all evidence flowing from the improper arrest should be suppressed.  The
  trial  court did not address defendant's claim that he had been subjected
  to a de facto arrest.  Rather, it  held the officer was authorized under
  the circumstances to conduct a "brief detention," citing Terry  v. Ohio,
  392 U.S. 1 (1968), in order to confirm or dispel his "suspicions," and that
  it was reasonable  to frisk the defendant for weapons.  We agree with
  defendant that the interaction with the officer  exceeded the bounds of a
  simple investigatory detention and therefore, regardless of any purported 
  rationale in support of a Terry stop, rose to the level of a de facto
  arrest. 

       We have recognized that "[a] brief detention, its scope reasonably
  related to the justification  for the stop and inquiry, is permitted in
  order to investigate the circumstances that provoke  suspicion."  State v.
  Lambert, 146 Vt. 142, 143, 499 A.2d 761, 762 (1985).  As stated in State v. 
  Theetge, "[t]he threshold issue is 'whether the officer had reasonable
  grounds to suspect that  defendant was engaged in any wrongdoing at the
  time of the encounter.' "  171 Vt. 167, 170, 759 A.2d 496, 498 (2000)
  (citing State v. Sutphin, 159 Vt. 9, 11, 614 A.2d 792, 793 (1992)). 

 

       An investigative detention employs "the least intrusive means
  reasonably available to verify  or dispel the officer's suspicion in a
  short period of time."  Florida v. Royer, 460 U.S. 491, 500  (1983). 
  Courts have recognized, however, that an investigatory detention or Terry
  stop may become  "too intrusive to be classified as an investigative
  detention" and may instead become the functional  equivalent of a formal
  arrest.  United States v. Perea, 986 F.2d 633, 645 (2d Cir. 1993)
  (citations  omitted).  "[I]f the totality of circumstances indicates that
  an encounter has become too intrusive to  be classified as an investigative
  detention, the encounter is a full-scale arrest, and the government  must
  establish that the arrest is supported by probable cause."  United States
  v. Hastamorir, 881 F.2d 1551, 1556 (11th Cir. 1989).  "Whether an arrest
  supportable by probable cause occurs, as distinct  from a form of Fourth
  Amendment intrusion supportable by less than probable cause, depends on the 
  seizure's level of intrusiveness, and on the corresponding degree of
  justification required to effect  each level of intrusiveness."  Posr v.
  Doherty, 944 F.2d 91, 98 (2d Cir. 1991).  There is no bright line  rule
  differentiating an arrest from a detention supportable by less than
  probable cause.  See Royer,  460 U.S.  at 506. 

       In assessing whether the degree of restraint is too intrusive to be
  classified as an investigative  detention, courts have considered a number
  of factors, including:

    the amount of force used by police, the need for such force, and
    the  extent to which the individual's freedom of movement was
    restrained, . . . and in particular such factors as the number of
    agents involved, . . . whether the target of the stop was
    suspected of being armed, . . . the duration of the stop, . . .
    and the physical treatment of the suspect . . . including whether
    or not handcuffs were used. 

  Perea, 986 F.2d  at 645 (internal citations omitted); see also Posr, 944 F.2d  at 98 ("Whether a seizure  is an arrest or merely an investigatory
  detention, depends on the reasonableness of the level of  intrusion under
  the totality of the circumstances.").  

 

       Assessing the situation that confronted defendant herein, we first
  address the amount of force  used by the officer, starting with the drawn
  weapon.  The Second Circuit Court of Appeals has said  "there is no hard
  and fast rule concerning the display of weapons" in investigative stops. 
  United  States v. Harley, 682 F.2d 398, 402 (2d Cir. 1982).  That court has
  established the following factors  in determining whether the display of a
  weapon by a police officer automatically converts a stop into  an arrest: 
  (1) the nature of the crime under investigation, (2) the degree of
  suspicion, (3) the location  of the stop, (4) the time of day, and (5) the
  reaction of the suspect on the approach of the police.  See  United States
  v. Nargi, 732 F.2d 1102, 1106 (2d Cir. 1984).  In Nargi, the court found
  that under the  totality of the circumstances the police had sufficient
  specific and articulable facts to justify a brief  police detention of
  Nargi's van.  Nargi argued, however, that even if the police had reasonable 
  grounds for detaining him, their actions in doing so were so intrusive as
  to convert the investigatory  stop into an arrest.  Specifically, he
  pointed to the fact that two of the three officers had their  weapons drawn
  when his van was stopped.  Using the factors listed above, the court
  considered that  the suspected crime was a serious felony, there were solid
  grounds for the officers' suspicions of  large-scale marijuana trafficking,
  that courts have repeatedly recognized that weapons are often used  by
  persons engaged in such offenses, and that the stop took place at night in
  a dark, isolated part of  the airport.  Under these circumstances, the
  court found the officers were justified in acting  cautiously and having
  two weapons drawn since there were articulable grounds for fearing danger. 
  It  held that the officers' behavior did not amount to an arrest.  Id.

       In Perea, the court concluded that the initial stop of the cab in
  which the defendant was riding  was not an arrest, but rather was a lawful
  Terry stop because the United States Customs Service and  the United States
  Drug Enforcement Agency agents, given their surveillance observations, had
  a 

 

  reasonable suspicion of criminal activity.  986 F.2d  at 644.  Further, it
  held that the fact that the  officers approached with guns drawn in order
  to protect themselves and bystanders on the street did  not necessarily
  "transmute a Terry stop into an arrest."  Id. (citing United States v.
  Alexander, 907 F.2d 269, 272 (2d Cir. 1990) ("law enforcement agent, faced
  with the possibility of danger, has a  right to take reasonable steps to
  protect himself and an obligation to ensure the safety of innocent 
  bystanders, regardless of whether probable cause to arrest exists")).  

       The consistent approach to the issue of whether the use of weapons by
  law enforcement   during an investigative seizure transmutes a Terry stop
  into an arrest, is an analysis of what level  danger the suspect presented
  and how reasonable the police actions were under the circumstances.   "What
  might be unreasonable when an officer merely suspects that a minor offense
  has been  committed is not unreasonable when . . . officers have reason to
  fear that a suspected criminal is  armed."  Harley, 682 F.2d  at 402.   

       In this case, although it was nighttime and the officer confronted the
  defendant in an isolated  area, there was no evidence that defendant was
  suspected of serious criminal activity or of being  armed, or that he
  presented, in any way, a significant risk of danger to the officer. 
  Certainly the  ability of police officers to protect themselves in
  hazardous situations is crucial.  However, the  officer never testified
  that he was facing a dangerous situation or a dangerous defendant.  He was
  not  in pursuit of a person suspected of a serious crime - one, such as
  narcotics trafficking, that has often  been recognized as involving
  weapons, as in Nargi.  Nor was there reasonable suspicion of serious 
  criminal activity based on a thorough criminal  investigation as in Perea. 
  The state is 

 

  forthright in conceding that it is not relying on the trial court's theory,
  unsupported by any evidence,  that the officer was investigating a possible
  burglary. (FN1)

       What was the basis for the officer's stop of defendant?  In support of
  the trial court's finding  that the encounter was a brief investigatory
  stop, justified by a reasonable suspicion of wrongdoing,  the State
  suggests on appeal that the location of the vehicle off-road and footprints
  by the pay phone,  similar to those sighted near the vehicle, may have
  given rise to a reasonable suspicion of a traffic  law violation.  The
  State speculates that the officer may have suspected a violation of 23
  V.S.A.  § 1101 which provides:  "(a) No person shall stop, park or leave
  standing any vehicle, whether  attended or unattended, upon the paved or
  main traveled part of the highway."  Whether there is a  violation of §
  1101 when a car is four feet off the paved or main traveled part of the
  highway is less  important than the fact that, at the hearing on
  defendant's motion to suppress, the State offered no  evidence to support
  this theory.

       The State argues in the alternative, and for the first time on appeal,
  that the officer's actions  were justifiable as part of a community
  care-taking function.  In some circumstances, "police officers  without
  reasonable suspicion of criminal activity are allowed to intrude on a
  person's privacy to  carry out 'community care-taking' functions to enhance
  public safety."  State v. Marcello, 157 Vt.  657, 658, 599 A.2d 357, 358
  (1991) (mem.) (quoting Cady v. Dombrowski, 413 U.S. 433, 441  (1973)). 
  However, there must be specific articulable facts justifying the intrusion. 
  State v. Burgess, 

 

  163 Vt. 259, 262, 657 A.2d 202, 204 (1995).  The only support the State
  offers for this theory is that  there was a car off the side of the road
  and the officer could have reasonably perceived its operator  was in need
  of assistance.  Yet the State elicited no evidence from the officer in
  support of this  theory.

       The officer's actions were not warranted by the circumstances, as
  described by the evidence  presented, and thus support the conclusion that
  the encounter was "too intrusive" to be classified as  an investigative
  detention.  When a person is reduced to police custody without formal
  arrest that  exercise of police control is treated as either unauthorized
  or as a de facto arrest.  See State v.  Carmody, 140 Vt. 631, 636, 442 A.2d 1292, 1294 (1982).  For purposes of this appeal, we find that  the officer
  effectuated a de facto arrest of defendant  that was unsupported by
  probable cause because  the officer did not have a reasonable belief that
  the defendant had committed or was about to commit  a crime.  See State v.
  Caron, 155 Vt. 492, 499, 586 A.2d 1127, 1131 (1990) (probable cause to
  arrest  exists where facts and circumstances are sufficient to warrant a
  prudent person to believe that the  defendant had committed an offense);
  State v. Greenslit, 151 Vt. 225, 228, 559 A.2d 672, 674 (1989)  (probable
  cause for arrest exists where the facts and circumstances within the
  officer's knowledge  are sufficient in themselves to warrant a person of
  reasonable caution to believe a crime is being  committed).  Evidence of
  defendant's intoxication was gathered during that unauthorized arrest.  We 
  have previously invoked the exclusionary rule, a judicially created remedy
  designed to safeguard  Fourth Amendment rights through its deterrent
  effect, in order to suppress admission at trial of  unlawfully obtained
  evidence, and evidence that is the fruit of unlawful police conduct.  See,
  e.g.,  State v. Laflin, 160 Vt. 198, 201, 627 A.2d 344, 346 (1993); State
  v. Badger, 141 Vt. 430, 452-53,  450 A.2d 336, 349 (1982). See also State
  v. Lussier,  171 Vt. 19, 33, 757 A.2d 1017, 1026 (2000) 

 

  (extending the exclusionary rule to civil suspension proceedings in order
  to protect core value of  privacy embraced by Chapter 1, Article 11 of the
  Vermont Constitution, to promote public trust in  the judicial system, and
  to assure that unlawful police conduct is not encouraged).  By excluding 
  evidence wrongfully obtained in unlawful searches and seizures, the effect
  is a "tendency to  promote institutional compliance with Fourth Amendment
  requirements on the part of law  enforcement agencies generally," in
  addition to promoting compliance by individual officers  who are
  "penalize[d]" under the rule for Fourth Amendment violations.  State v.
  Oakes, 157  Vt. 171, 180, 598 A.2d 119, 125 (1991) (internal citations
  omitted).   

       For the reasons stated above, the State's evidence against defendant,
  obtained as a result of  Officer Roy's de facto arrest is inadmissible.  We
  therefore grant defendant's motion to suppress.

       Reversed. 	


                                       FOR THE COURT:


                                       _______________________________________
                                       Associate Justice


------------------------------------------------------------------------------
                                  Footnotes


FN1.  The dissent ignores the shortcomings in the record and instead
  adopts the musings of the  trial judge that the officer was investigating a
  burglary, notwithstanding the fact that there was no  evidence offered to
  support this judicial justification. The trial judge attributed to the
  officer  intentions that were unsupported by the officer's own testimony. 
  That the officer was not prompted  to testify what suspicion of wrongdoing
  he may have had is no fault of his own.  But it does not  permit the trial
  court, or this Court, to engage in post hoc justifications in order to
  shore up a scant  record. 



------------------------------------------------------------------------------
                                 Concurring


       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal  revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter  of Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of 
  any errors in order that corrections may be made before this opinion goes
  to press.


                                No. 2000-442


State of Vermont	                         Supreme Court

                                                 On Appeal from
     v.	                                         District Court of Vermont,
                                                 Unit No. 2, Chittenden Circuit

David E. Chapman	                         May Term, 2001


Michael S. Kupersmith, J.

Lauren Bowerman, Chittenden County State's Attorney, and Pamela Hall Johnson, 
  Deputy State's Attorney, Burlington, for Plaintiff-Appellee.

Bradley S. Stetler of Stetler, Allen & Kampmann, Burlington, for 
  Defendant-Appellant.


PRESENT:  Amestoy, C.J., Dooley, Morse, Johnson and Skoglund, JJ.


       DOOLEY, J., concurring.   I would hold that the denial of the motion
  to suppress must be reversed, but I would avoid the controversy that has
  dominated the two opinions.  There is  nothing more telling than an
  advocate's unwillingness to support the trial court's rationale for its 
  decision.  Here, the trial court justified its decision based on the
  officer's suspicion that a burglary  might be in progress.  The dissent has
  adopted this rationale.  The State has, however, specifically  stated in
  its brief that it is not relying on this rationale.

       The State nevertheless tries to save its conviction by positing two
  alternative rationales for  denying the motion to suppress.  The first is
  that the officer was investigating a violation of 23  V.S.A. § 1101(a),
  which requires that an operator not park a vehicle "upon the paved or main 

 

  traveled part of the highway."  The only evidence, however, was that
  defendant's vehicle was "off  the road," some four feet beyond the fog
  line.  I cannot accept that there was reasonable suspicion of  criminal
  activity based on the placement of the vehicle.

       The second rationale is that the officer was acting pursuant to the
  community caretaking  function.  Putting aside the total inconsistency
  between the officer's conduct and a rationale based on  helping a motorist
  in distress, I would hold that this rationale disappeared once it became
  clear that  defendant had reached a place of safety and used the telephone. 
  Based on the observation of the  tracks, the officer knew at that point
  that it was the owner of the vehicle who used the telephone.

       Because the detention of defendant cannot be justified by either
  reasonable and articulable  suspicion or the community caretaking function,
  I would hold that it was unlawful.  Because any  detention was unjustified,
  I cannot agree that the denial of the motion to suppress can be justified
  on  inevitable discovery.



                                       _______________________________________
                                       Associate Justice


------------------------------------------------------------------------------
                                 Dissenting


       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal  revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter of  Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of
  any  errors in order that corrections may be made before this opinion goes
  to press.


                                No. 2000-442


State of Vermont	                         Supreme Court

                                                 On Appeal from
     v.	                                         District Court of Vermont,
                                                 Unit No. 2, Chittenden Circuit

David E. Chapman	                         May Term, 2001


Michael S. Kupersmith, J.

Lauren Bowerman, Chittenden County State's Attorney, and Pamela Hall Johnson, 
  Deputy State's Attorney, Burlington, for Plaintiff-Appellee.

Bradley S. Stetler of Stetler, Allen & Kampmann, Burlington, for 
  Defendant-Appellant.


PRESENT:  Amestoy, C.J., Dooley, Morse, Johnson and Skoglund, JJ.


       MORSE, J., dissenting.   In evaluating the reasonableness of an
  investigative stop, the United States Supreme Court has counseled that
  "common sense and ordinary human experience  must govern over rigid
  criteria."  United States v. Sharpe, 470 U.S. 675, 685 (1985).  The degree
  of  force that a police officer employs to effectuate the stop must be
  proportional to the circumstances  confronting the officer.  See Florida v.
  Royer, 460 U.S. 491, 500 (1983).  Again, however, a court's  evaluation
  must be realistic, viewed from the perspective of the officer on the scene
  rather than from  the serenity of a judge's chambers.  See Johnson v.
  Glick, 481 F.2d 1028, 1033 (2d Cir. 1973).   Echoing these concerns, the
  United States Supreme Court has cautioned: 

 

    A court making this assessment should take care to consider
    whether  the police are acting in a swiftly developing situation,
    and in such  cases the court should not indulge in unrealistic
    second-guessing . . . .  A creative judge engaged in post hoc
    evaluation of police  conduct can almost always imagine some
    alternative means by which  the objectives of the police might
    have been accomplished.  But '[t]he  fact that the protection of
    the public might, in the abstract, have been  accomplished by
    'less intrusive' means does not, by itself, render the  search
    unreasonable.' . . .  The question is not simply whether some 
    alternative was available, but whether the police acted
    unreasonably  in failing to recognize or to pursue it.

  Sharpe, 470 U.S.  at 686-87 (quoting Cady v. Dombrowski, 413 U.S. 433, 447
  (1973)).   

       The Court here concludes that the investigating officer employed
  excessive force, thereby  escalating an investigative stop into a de facto
  arrest lacking in probable cause.  With respect, I  believe the Court has
  indulged in precisely the sort of "second guessing" that the United States 
  Supreme Court has cautioned against.  The result, I fear, is to impose on
  our law enforcement  officers the sort of  "Hobson's Choice" condemned by
  the court in United States v. Jackson, 652 F.2d 244, 249-50 (2d Cir.
  1981), forcing the officer to choose between approaching a suspect with 
  gun holstered, thereby increasing the risk of being attacked, or drawing
  one's weapon and increasing  the risk that a court "will set the criminal
  free by construing his action as an illegal arrest."  Like the  court in
  Jackson, I am loath to create such a dangerous dilemma for our law
  enforcement personnel.   Accordingly, I respectfully dissent.  

       The record evidence summarized in the Court's decision amply supports
  the trial court's   finding that the investigating officer acted reasonably
  in tracking a set of footprints from an  abandoned car on Route 7 north
  toward a small complex of stores.  The Court does not dispute this 
  finding, nor indeed would any legal basis exist to challenge it.  Under the
  so-called "community care  taking function," any reasonable officer would
  be justified, if not indeed compelled, to attempt to 

 

  locate the missing driver of an abandoned vehicle parked some four feet off
  the highway.  See State  v. Marcello, 157 Vt. 657, 658, 599 A.2d 357, 358
  (1991) (mem.) (police officers may intrude on  person's privacy without
  reasonable suspicion of criminal activity "to carry out 'community care 
  taking' functions to enhance public safety") (quoting Cady, 413 U.S. at
  441)).   

       After following a circuitous set of foot prints to the rear of  the
  stores, which included a gift  shop closed for the evening, the officer
  observed a person lean forward and peek out from behind a  darkened corner
  of the building.  At this point, the trial court found that  

    the nature of the Officer's investigation changed. What had begun
    as  the investigation of a disabled vehicle was transformed into
    the  investigation of suspicious activity: it was night time, and
    fresh tracks  were found leading to an isolated area behind
    commercial buildings.   Although the Officer did not articulate
    his response to the  circumstances in these terms, he was
    investigating the possibility of  criminal activity - a possible
    burglary - in progress.  The Officer's  suspicions were enhanced
    when he found the Defendant peeking out  from a darkened nook
    behind the stores.

       Here again, the trial court's conclusion was sound.  As noted earlier,
  the reasonableness of an  investigative detention must be judged from the
  perspective of  the officer on the scene in light of the  totality of the
  circumstances.  The officer here obviously did not know the intentions of
  the  individual in question, but given that he appeared to be hiding and
  behaving furtively, that the hour  was late, and that the building housed a
  gift shop it was not unreasonable to suspect that something  was amiss,
  including a possible burglary or even assault.  When asked why he
  unholstered his  revolver, the officer responded that he was acting
  according to his training, and indicated that it was  "for my safety and
  his." (FN1)  Although the officer did not testify that he also suspected a
  burglary,  this 

 

  is not controlling.  The question is whether the circumstances objectively
  suggested a reasonable  suspicion of wrongdoing.  See United States v.
  Sokolow, 490 U.S. 1, 7 (1989); State v. Boyea, 171  Vt.401, 415, 765 A.2d 862, 872 (2000).  Viewed from the perspective of a reasonable officer on
  the  scene, I believe they clearly did.  

       The same standard of reasonableness for determining the justification
  of the detention applies  to the officer's show of force.  As the court in
  United States v. Alexander, 907 F.2d 269 (2d Cir.  1990), observed:  "There
  are no hard and fast rules for evaluating the conduct of law enforcement 
  agents conducting investigative stops. . . .  A law enforcement agent,
  faced with the possibility of  danger, has a right to take reasonable steps
  to protect himself . . . . 'The officer need not be  absolutely certain
  that the individual is armed; the issue is whether a reasonably prudent man
  in the  circumstances would be warranted in the belief that his safety or
  that of others was in danger.' "  Id.  at 272 (quoting Terry v. Ohio, 392 U.S. 1, 27 (1968)). When the officer here observed an  unidentified
  individual in the shadows behind a closed shop lean forward and peek out,
  it was not  unreasonable to unholster his revolver, command the individual
  to come out with his hands showing,  and conduct a quick pat-down search. 
  There was simply no way for the officer to know - in that  instant -
  whether the person was hiding from the officer or lying-in-wait; whether he
  was alone or 

 

  had a compatriot; whether he was armed, intoxicated, or otherwise unstable. 
  The uncertainty and  potential danger was compounded, moreover, by the fact
  that it was late at night, dark, and the  officer was alone and isolated.

       In these circumstances, it appears to me self-evident that the officer
  exercised precisely that  amount of force reasonably necessary to ensure
  his safety by swiftly exerting control over defendant  and ascertaining his
  intentions.  Although he unholstered his weapon, there was no evidence that
  the  officer held defendant at gunpoint, or restricted his physical
  movement with handcuffs or any other  physical force for any length of
  time.  On the contrary, the officer testified without contradiction that 
  his weapon was holstered almost immediately, and that he proceeded to
  conduct a quick pat down  search of defendant and to question him about his
  reasons for being there.  "Without exceeding Terry  guidelines, the police
  may do what is necessary to command the suspect's attention and bring him
  to  a stop, . . . and to protect themselves and the public from unnecessary
  exposure to risk of injury."   Commonwealth v. Fitzgibbons, 502 N.E.2d 142,
  145-46 (Mass. App. Ct. 1986).  That describes  precisely the nature of the
  officer's actions here.  Accordingly, I find no basis in the record to
  support  a conclusion that the officer utilized such excessive force that
  it transformed the nature of the seizure  from an investigatory stop into
  an arrest requiring probable cause. 
   	
       I would affirm the well-reasoned judgment of the trial court denying
  defendant's motion to suppress.  I am authorized to state that Chief
  Justice Amestoy joins in this dissent.  	



                                       ______________________________________
                                       Associate Justice


------------------------------------------------------------------------------
                                  Footnotes


FN1.  The full text of the question and answer in this regard is as follows:

    Q.  Officer Roy, there's been a lot of questions about your
    weapon.  Why did you  pull your weapon out that night?
    A. Certainly my training is such that if you're following an
    individual in a situation  like I was, come around a corner and
    have someone surprised from a darkened area,  which clearly is a
    place that that individual chose to put himself, I think for my
    safety  and his -
    Q. The area was not well lit?
    Mr. Stetler: Objection form of the question.
    A. Relatively dark back there.
    THE COURT: Overruled.



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