State v. Trudeau

Annotate this Case
State v. Trudeau (95-494); 165 Vt 355; 683 A.2d 725

[Opinion Filed 26-Jul-1996]


       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter of Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of
  any errors in order that corrections may be made before this opinion goes
  to press.


                                 No. 95-494


State of Vermont                                  Supreme Court

                                                  On Appeal from
     v.                                           District Court of Vermont,
                                                  Unit No. 2, Addison Circuit

Alex Trudeau                                      April Term, 1996


Matthew I. Katz, J.

       Sandra W. Everitt, Addison County Deputy State's Attorney, Middlebury,
  for plaintiff-appellant

       Robert Appel, Defender General, and Judith A. Ianelli, Appellate
  Attorney, Montpelier, for defendant-appellee


PRESENT:  Allen, C.J., Gibson, Dooley, Morse and Johnson, JJ.


       ALLEN, C.J.   The State of Vermont appeals a decision by the Addison
  District Court granting defendant's motion to suppress marijuana seized
  from his vehicle by a police officer during a DUI investigation.  We
  reverse.

       On December 31, 1994, at approximately 1:30 a.m., a Middlebury police
  officer observed a vehicle being operated in an erratic manner.  Before the
  officer could stop the vehicle, it turned into the parking lot of
  Middlebury Beef and Supply, which was closed.  The vehicle was occupied by
  defendant and two passengers.  While speaking with defendant, the officer
  noticed signs that defendant was under the influence of alcohol, including
  an odor of alcohol, watery eyes, and slurred speech.  The officer used his
  flashlight to look into the passenger compartment of the vehicle and
  observed an open can of beer on the floor behind the driver's seat.  After
  conducting field sobriety tests, the officer determined that defendant had
  been driving while under the influence.

       Before placing defendant in the cruiser, the officer conducted a "pat
  down" search and

 

  discovered a small pipe with burnt residue in defendant's pocket.  At that
  time, the officer noticed an odor of marijuana on defendant's person.  The
  officer handcuffed defendant and placed him inside the police cruiser.

       During the preceding events, the two passengers exited defendant's
  vehicle.  One passenger walked over and proceeded to get into another
  vehicle, which he said that he owned. He shortly returned to the other
  passenger, and both remained near defendant's vehicle.  The officer noticed
  that the passengers also appeared intoxicated.  After placing defendant in
  the cruiser, the officer approached the passengers to inquire if they
  needed assistance in contacting rides home.

       The officer then returned to defendant's vehicle to retrieve the beer
  can as evidence.  He opened the rear door of defendant's vehicle, and while
  reaching for the can, noticed a partially exposed, clear-plastic baggie
  under the back seat containing green "plantish material."  When the officer
  removed the bag, which was later found to contain 4.3 grams of marijuana,
  he also recovered a second pipe.  The officer conducted a further search of
  the passenger compartment and found 0.4 grams of marijuana in a zippered
  coin purse.(FN1)

       Defendant was charged with possession of marijuana in violation of 18
  V.S.A. § 4230(a)(1).  Defendant filed a pretrial motion to suppress the
  marijuana, arguing that it was seized pursuant to a warrantless search
  without probable cause in violation of the Fourth Amendment to the United
  States Constitution and Chapter I, Article 11 of the Vermont Constitution. 
  The trial court granted the motion to suppress, concluding that the beer
  can had de minimis evidentiary value in a DUI prosecution and was therefore
  a pretext for the seizure of other evidence not in plain view.  The State
  appeals.

       The State argues that the court erred by granting the motion to
  suppress because the seizure of the marijuana was valid under the "plain
  view" exception to the warrant requirement.

 

  During the officer's questioning of defendant, he observed an open beer can
  on the floor of defendant's vehicle.  While retrieving the beer can as
  evidence, the officer's vantage point changed and the partially exposed
  baggie of marijuana came into view.  Therefore, in order to determine if
  seizing the marijuana fits the plain-view exception to the warrant
  requirement, we must first decide if the officer's retrieval of the beer
  can was proper under the plain-view doctrine.

       In Horton v. California, 496 U.S. 128 (1990), the United States
  Supreme Court established the requirements for the plain view exception to
  the warrant requirement.  First, it is "an essential predicate to any valid
  warrantless seizure of incriminating evidence that the officer did not
  violate the Fourth Amendment in arriving at the place from which the
  evidence could be plainly viewed."  Id. at 136.  Second, "not only must the
  item be in plain view[,] its incriminating character must also be
  immediately apparent."  Id.  Finally, "not only must the officer be
  lawfully located in a place from which the object can be plainly seen, but
  he or she must also have a lawful right of access to the object itself." 
  Id. at 136-37.(FN2)  Here, the officer's seizure of the beer can was lawful
  because the plain-view requirements from Horton are met.

       As for the first prong of the plain-view test, the officer, while
  standing next to defendant's vehicle, observed the beer can.  Because
  defendant's vehicle was located in a parking lot open to the public, the
  officer was lawfully present when he observed the beer can. Moreover, it is
  "beyond dispute that [the officer's] action in shining his flashlight to
  illuminate the interior of [defendant's] car trenched upon no right secured
  to the [defendant] by the Fourth Amendment."  Texas v. Brown, 460 U.S. 730,
  739-40 (1983).  Therefore, the first prong of the plain-view test is met.

       Second, we must determine if it was "immediately apparent" to the
  officer that he had

 

  incriminating evidence before him.  Defendant argues that the beer can is
  not "evidence of a crime" in a prosecution for DUI.  Under Vermont law, a
  person shall not operate a motor vehicle "when the person's [blood] alcohol
  concentration is 0.08 or more."  23 V.S.A. § 1201. Defendant argues that a
  beer can is not evidence of DUI because it cannot be used to prove
  defendant's blood-alcohol concentration.  In essence, defendant contends
  that an officer on the scene should evaluate the legal relevancy of
  evidence and assess its potential usefulness at trial. We disagree.

       In Texas v. Brown, the Supreme Court conceded that the phrase
  "immediately apparent" was "very likely an unhappy choice of words, since
  it can be taken to imply that an unduly high degree of certainty" is
  necessary prior to seizing an object.  460 U.S.  at 741.  According to the
  Court, this prong of the plain-view doctrine is satisfied whenever "`there
  is probable cause to associate the property [in plain view] with criminal
  activity.'"  Id. at 741-42 (quoting Payton v. New York, 445 U.S. 573, 587
  (1980)).  "[P]robable cause is a flexible, common-sense standard. It merely
  requires that the facts available to the officer would `warrant a man of
  reasonable caution in the belief' that certain items may be contraband or
  stolen property or useful as evidence of a crime."  Id. at 742 (citation
  omitted) (quoting Carroll v. United States, 267 U.S. 132, 162 (1925)).(FN3)
  Here, the beer can satisfies these requirements.

       When asked about the beer can, the officer testified that it was

  standing upright on the floor [of the vehicle], [and] it was open . . . .  
  Just with a quick look with a flashlight of the interior of the
  compartment I could look down, I could observe the can.  I observed that it
  was a beer can and that there was liquid in it.

  An officer would have probable cause to associate with the crime of DUI a
  partially full beer
  
 

  can in a vehicle driven by a person who had failed a road-side sobriety
  test.  For example, evidence that a partially full beer can was found
  within the driver's reach could be used to impeach a defendant who denies
  drinking any alcohol.  Here, the officer testified that defendant claimed
  to have consumed only one beer earlier in the evening and that defendant
  and the other passengers denied possession of the beer can found on the
  floor of the vehicle.  He also testified that, as a result of the partially
  full beer can, he noted in his DUI processing report that "defendant may
  have been drinking while driving."

       In conducting its analysis, the trial court considered relevant the
  officer's testimony that beer cans seized by the police routinely are not
  saved.  That the beer can was not retained as evidence is irrelevant
  because an officer could seize the beer can to confirm that it was
  partially full, cold, and contained an alcoholic beverage.  Here, the
  officer testified that on every DUI processing report he notes the number
  of containers, the brands, the size of the containers, and the amount of
  liquid present in the containers.  The DUI processing report in this case
  also contained such information.  Because the State could rely on the
  officer's testimony about the beer can, retention of the beer can for
  presentation as physical evidence was not necessary.  The second prong of
  the plain-view doctrine is satisfied.(FN4)

       The third prong of the plain-view doctrine -- that the officer had
  legal access to the beer can -- is also met in this case.  The Court in
  Horton stated:

     This [final requirement] is simply a corollary of the familiar
     principle . . . that no amount of probable cause can justify a warrantless
     search or seizure absent "exigent circumstances."  Incontrovertible
     testimony of the senses that an incriminating object is on premises
     belonging to a criminal suspect may establish the fullest possible measure
     of probable cause.  But even where the object is
  
 
     
     contraband, this Court has repeatedly stated and enforced the basic
     rule that the police may not enter and make a warrantless seizure.

  Horton, 496 U.S.  at 137 n.7 (quoting Coolidge v. New Hampshire, 403 U.S. 443, 468 (1971)) (emphasis added).  In reference to the above quotation,
  one commentator discussed its applicability to the situation where an
  officer observes contraband in a vehicle located in a public parking lot:

     Does [the above quote] mean that while the viewing is proper (and thus
     could be testified to), the police are nonetheless without authority to
     enter the car to seize that which they have observed?  Not likely.  The
     above language makes specific reference to premises, where the courts have
     been most reluctant to permit warrantless entry and search for evidence. 
     But under the Chambers-Carney line of cases the warrantless search of
     vehicles on probable cause has been upheld even absent true exigent
     circumstances, and this is why there can generally be no objection to
     warrantless entry of a vehicle to seize incriminating objects known to be
     there.

  3 W. LaFave, Search and Seizure § 7.5(a), at 576-77 (3d ed. 1996)
  (citations and footnotes omitted); see also California v. Carney, 471 U.S. 386, 392-93 (1985) (motor vehicle exception to warrant requirement
  justified by exigency of motor vehicle mobility and reduced expectation of
  privacy in motor vehicles); Michigan v. Thomas, 458 U.S. 259, 261 (1982)
  ("justification to conduct . . . warrantless search [does not] depend upon
  a reviewing court's assessment of the likelihood in each particular case
  that the car would have been driven away, or that its contents would have
  been tampered with, during the period required for the police to obtain a
  warrant"); United States v. Alexander, 835 F.2d 1406, 1409-10 (11th Cir.
  1988) (mobility of motor vehicle sufficient to satisfy exigency
  requirement).

       Under Chapter I, Article 11 of the Vermont Constitution, however, we
  have said that mobility is not a per se exigent circumstance and that the
  burden is on the State to show that evidence might be lost before a warrant
  could be obtained.  State v. Savva, 159 Vt. 75, 91, 616 A.2d 774, 783
  (1991).  Nevertheless, exigent circumstances, as construed in motor vehicle
  cases, exist in this case.  Defendant's vehicle would have remained in a
  public parking lot, and the two other occupants of the vehicle, neither of
  whom were arrested, would have had access

 

  to the vehicle and the evidence contained therein.  See, e.g., Wright v.
  State, 391 S.E.2d 791, 792 (Ga. Ct. App. 1990) (when other persons with
  access to vehicle and who might remove or destroy evidence are not in
  custody, warrantless search with probable cause is reasonable); State v.
  Elliot, 605 P.2d 930, 934 (Haw. 1980) (exigent circumstances where arrest
  drew public attention to vehicle and defendant's friends remained on scene
  with motivation to tamper with vehicle and contraband contained therein);
  State v. Redfearn, 441 So. 2d 200, 202 (La. 1983) (exigent circumstances
  where vehicle parked on public street and defendant's friend left at
  scene).  Therefore, the seizure of the beer can was lawful under the
  plain-view exception to the warrant requirement of the Fourth Amendment and
  under Chapter I, Article 11 of the Vermont Constitution.

       Having found that the seizure of the beer can was lawful under the
  plain-view doctrine, we must next determine if the officer's seizure of the
  marijuana was also lawful under the plain-view doctrine.  First, the
  officer viewed the partially exposed baggie of marijuana when he opened the
  door and reached into the vehicle to retrieve the beer can from the floor
  of the back seat.  Because, as discussed above, the officer could lawfully
  reach inside the vehicle to seize the beer can, he "did not violate the
  Fourth Amendment in arriving at the place from which" he viewed the baggie. 
  Horton, 496 U.S.  at 136.  Second, according to the officer's testimony, it
  was "immediately apparent," id., that the green "plantish material" in the
  baggie was marijuana.  Therefore, the officer had probable cause to believe
  that the baggie contained contraband.  Id.  Finally, because the officer
  had legal access to the beer can and infringed on no privacy or possessory
  interests when he seized the baggie, he had "a lawful right of access" to
  the marijuana.  Id.  Therefore, all of the plain-view requirements are
  satisfied with respect to the seizure of the marijuana, and the trial court
  erred in granting defendant's motion to
  
 

  suppress.(FN5)

       Reversed and remanded.


                              FOR THE COURT:



                              _______________________________________
                              Chief Justice








------------------------------------------------------------------------------
                                 Footnotes


FN1.  The State stipulated to suppression of the 0.4 grams of
  marijuana contained in the zippered coin purse because it was searched
  without consent or warrant.

FN2.  In Horton, the Court eliminated the requirement from Coolidge v.
  New Hampshire, 403 U.S. 443, 469 (1971), that the police officer discover
  the evidence "inadvertently."  Horton, 496 U.S.  at 138-41.

FN3.  The court considered the question of whether seizing the beer
  can was "really a pretext for seeing whatever else is in the car."  Even if
  an ulterior motive for seizing the beer can exists, it is irrelevant under
  the objective probable-cause determination of Brown, 460 U.S.  at 742.  See
  also Whren v. United States, 64 U.S.L.W. 4409, 4410-11 (U.S. June 11, 1996)
  (reaffirming principle that ulterior motive does not invalidate police
  conduct that is justifiable on the basis of probable cause to believe that
  violation of law has occurred).

FN4.  The officer also testified that the Town of Middlebury has an
  open-container ordinance. The ordinance reads: "No person shall have in
  their possession an open container containing any malt or vinous beverage .
  . . in any vehicle located on Town property unless a permit has been
  issued."  Middlebury, VT., Alcoholic Beverage Restrictions § 301 (1993). 
  "A person who has in his or her possession an open container containing any
  malt or vinous beverage . . . while on Town property without a permit . . .
  shall be subject to a fine not in excess of $1,000."  Id. § 701.  The beer
  can also constituted evidence of a violation of the open-container
  ordinance.

FN5.  The State argues that the marijuana was properly seized as a
  search incident to arrest. New York v. Belton, 453 U.S. 454, 460 (1981). 
  Because we have determined that the marijuana was properly seized under the
  plain-view exception, we do not reach that issue.
        

  ----------------------------------------------------------------------------
                                 Dissenting


       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter of Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of
  any errors in order that corrections may be made before this opinion goes
  to press.


                                 No. 95-494


State of Vermont                                  Supreme Court

                                                  On Appeal from
     v.                                           District Court of Vermont,
                                                  Unit No. 2, Addison Circuit

Alex Trudeau                                      April Term, 1996


Matthew I. Katz, J.

       Sandra W. Everitt, Addison County Deputy State's Attorney, Middlebury,
  for plaintiff-appellant

       Robert Appel, Defender General, and Judith A. Ianelli, Appellate
  Attorney, Montpelier, for defendant-appellee


PRESENT:  Allen, C.J., Gibson, Dooley, Morse and Johnson, JJ.

       JOHNSON, J., dissenting.  A closer look at the officer's testimony and
  his written affidavit in support of the information tells a story different
  from that recounted by the majority. According to the affidavit, after
  arresting defendant for DUI and discovering the marijuana pipe in his
  pocket, the officer

     next checked the defendant's car . . . .  Under the driver's seat [he]
     found a silver metallic marijuana pipe with burnt residue.  [He] also
     located a  ziplock baggie with a green material in the same location.  On
     the console near the gear shift [he] located a second smaller amount of a
     plant like material rolled in a sandwich baggie.  This baggie was located
     inside a zippered coin pouch.

  Nowhere in the affidavit did the officer indicate that he returned to the
  car in order to retrieve the open beer can, or that the bag containing
  marijuana was visible.  His discovery of the

 

  marijuana inside the zippered pouch suggests that he did not limit himself
  to observing items in plain view.  Indeed, the officer's testimony at oral
  argument confirms this:

       Q.  Well, as part of your training . . . you're taught for example,
       that you're not to go into closed containers in cars?

       A.  No, as a matter of fact I was taught that search incident to
       arrest I'm allowed to do certain things as a protective sweep.

       . . .

       Q.  And so in your mind, you thought you had permission or authority
       then to go through whatever was in the car, whether it be in the glove
       compartment or under the seat or wherever to see what was in it?

       A.  Only in a search for someplace that a weapon could easily be
       retrieved from.

       Based on the affidavit and the officer's understanding of the law, the
  sequence of events is clear.  After arresting defendant, handcuffing him,
  and placing him in the police cruiser, the officer undertook a search of
  defendant's vehicle, including a search of a closed container that the
  State concedes was improper.  See State v. Savva, 159 Vt. 75, 90-91, 616 A.2d 774, 782-83 (1991) (suppressing evidence found in warrantless search
  of closed containers in vehicle; search was not supported by exigent
  circumstances because officer could have seized container and applied to
  magistrate for warrant).  Despite the straightforward language of his
  affidavit ("[u]nder the driver's seat I found [the pipe and bag of
  marijuana]"), however, at the hearing the officer presented a new story: 
  while retrieving the open beer can, he noticed a ziplock sandwich bag
  containing green plant material partially sticking out from under the seat. 
  When he pulled out the bag, the pipe fell out as well.  At best, the
  officer's description of evidence falling into his lap, as it were, is
  questionable; when considered in light of the affidavit, which mentions
  none of this, the story becomes incredible.

 

       I recognize, of course, that this Court ordinarily gives deference to
  the factual findings of the trial court.  See State v. Zaccaro, 154 Vt. 83,
  86, 574 A.2d 1256, 1258 (1990) (Court will not disturb trial court's
  findings of fact unless they are unsupported by the evidence or clearly
  erroneous).  It is the responsibility of the finder of fact to evaluate the
  credibility of a witness.  See State v. Ives, 162 Vt. 131, 135, 648 A.2d 129, 131 (1994) (trial court determines credibility of witnesses and
  persuasive effect of testimony).  Here, however, the trial court made no
  factual findings and suppressed the evidence on the basis that the open
  beer can had minimal evidentiary value.  The only explicit reference to the
  officer's testimony is somewhat skeptical ("I think [the officer] even said
  that he could see [the beer can] was partially filled [by] shining the
  flashlight through the top.  I don't know how much you can see through the
  top of an open beer can but that was his testimony, we accept it.").  At
  any rate, given the trial court's rationale for its decision, the court had
  no need to evaluate the officer's story.

       Nonetheless, the majority's reversal of the trial court assumes that
  the bag of marijuana and the pipe were in plain view. Indeed, the majority
  merely recounts the officer's testimony as the facts of the case without
  mentioning the contrary affidavit.  Given the lack of findings and the
  inherent implausibility of the officer's testimony, I cannot join this
  decision.  I would affirm the trial court's decision suppressing the
  marijuana and the pipe.


                              _______________________________________
                              Associate Justice






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