Duncan v. Duncan
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SLIP OPINION
Cite as 2009 Ark. 565
SUPREME COURT OF ARKANSAS
No.
09-22
Opinion Delivered 11-12-09
BRANDY MAE DUNCAN,
APPELLANT,
VS.
APPEAL FROM THE WHITE COUNTY
CIRCUIT COURT, NO. CR-08-141, HON.
CRAIG HANNAH, JUDGE,
REMAND TO COURT OF APPEALS.
JEREMY SCOTT DUNCAN,
APPELLEE,
ROBERT L. BROWN, Associate Justice
By certification memorandum dated June 23, 2009, the Arkansas Court of Appeals
certified to this court the question of whether a scrivener’s error in a notice of appeal
regarding the date of the order appealed from deprives an appellate court of jurisdiction to
hear the appeal under Rule 3(e) of the Arkansas Rules of Appellate Procedure-Civil. We hold
that the notice of appeal substantially complies with Rule 3(e), and we remand the matter to
the court of appeals.
This certified question arises from a divorce proceeding in White County. On February
21, 2008, appellant Brandy Mae Duncan filed a complaint for divorce against appellee Jeremy
Scott Duncan. At the time, she was represented by attorney James “Red” Morgan. Appellee
Jeremy Duncan counterclaimed for divorce on March 21, 2008. On April 22, 2008, Brandy
Duncan filed a release allowing Mr. Morgan to withdraw from further representation of her
Cite as 2009 Ark. 565
in the matter, and attorney Randall W. Henley entered an appearance on her behalf on April
24, 2008.
Following a hearing on May 6, 2008, the circuit judge entered several orders. On May
7, 2008, he entered an order appointing an attorney ad litem to protect the interests of the
parties’ minor children.
On May 20, 2008, he entered a temporary restraining order,
prohibiting the parties from removing their children from the state, from harassing the other
party, and from selling, disposing of, or otherwise encumbering any of their property. On May
28, 2008, he entered a temporary order awarding Jeremy Duncan temporary custody of the
parties’ two minor children, subject to visitation rights in Brandy Duncan, and ordered
Brandy Duncan to pay child support on a weekly basis.
On July 14, 2008, Mr. Henley moved to withdraw as counsel for Brandy Duncan and
said that “irreconcilable differences” had made his representation of her “impossible.” On
August 7, 2009, Jeremy Duncan filed notice of a final hearing set for September 2, 2008, and
on August 12, 2009, Mr. Henley filed a notice that a hearing on his motion to withdraw had
been scheduled for August 19, 2008. At the August 19th hearing, Mr. Henley stated that he
had not had contact with Brandy Duncan for six to eight weeks and that he had mailed her
notice of the final hearing but that his letter had been returned to his office marked “Moved
Left No Address, Unable to Forward, Return to Sender.” At the conclusion of the hearing,
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the circuit judge allowed Mr. Henley to withdraw as counsel for Brandy Duncan, and a
written order to that effect was entered on August 20, 2008.
On September 2, 2008, the matter came on for a final hearing. Brandy Duncan was
not present at the hearing, nor was she represented by counsel. Following the hearing, the
circuit judge entered the divorce decree on October 7, 2008. The decree dismissed Brandy
Duncan’s complaint for divorce and awarded an absolute divorce in favor of Jeremy Duncan.
The decree further granted him full custody of the parties’ two children and granted him
possession of the majority of the couple’s joint property, including sole title to two parcels
of real property.
On October 17, 2008, Brandy Duncan filed a notice of appeal. Her notice of appeal
stated that she was appealing from “the Order entered herein on May 4, 2001.” Recognizing
that no such order existed, the court of appeals certified the case to this court for the sole
purpose of addressing whether such an error rendered Brandy Duncan’s notice of appeal
fatally defective under Rule 3(e) of the Arkansas Rules of Appellate Procedure-Civil.
Rule 3(e) of the Arkansas Rules of Appellate Procedure-Civil provides in pertinent
part as follows:
A notice of appeal or cross-appeal shall specify the party or parties taking the appeal;
shall designate the judgment, decree, order or part thereof appealed from and shall
designate the contents of the record on appeal. The notice shall also contain a
statement that the appellant has ordered the transcript, or specific portions thereof, if
oral testimony or proceedings are designated, and has made financial arrangements
required by the court reporter pursuant to Ark. Code Ann. § 16-13-510(c). The notice
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shall also state whether the appeal is to the Court of Appeals or to the Supreme Court;
and if to the Supreme Court, the Appellant shall designate the applicable subdivision
of Supreme Court Rule 1-2(a) which gives the Supreme Court jurisdiction.
While the filing of a notice of appeal is jurisdictional, this court has required only
substantial compliance with the procedural steps set forth in Rule 3(e). See Helton v. Jacobs,
346 Ark. 344, 57 S.W.3d 180 (2001); Rogers v. Tudor Ins. Co., 325 Ark. 226, 925 S.W.2d
395 (1996). This court has said in dictum that a notice of appeal that fails to designate the
judgment or order appealed from as required under Rule 3(e) is deficient, but such a defect
is not necessarily fatal to the notice of appeal. See Jasper v. Johnny’s Pizza, 305 Ark. 318,
807 S.W.2d 664 (1991).
Moreover, we addressed a similar issue in Pro-Comp Management, Inc. v. R.K.
Enterprises, LLC, 372 Ark. 190, 272 S.W.3d 91 (2008). In R.K. Enterprises, LLC, the
appellants’ amended notice of appeal said that they were appealing from a judgment “entered
. . . on April 12, 2007.” The record, however, reflected that no judgment had been entered
on April 12, 2007. The order was actually entered on June 12, 2007. Because appellants’
arguments on appeal were clearly directed to the June 12, 2007 order, and their amended
notice of appeal was timely filed with respect to that order, this court held that the appellants’
failure to designate the June 12 judgment in their amended notice of appeal was not fatal to
their appeal of that judgment. See also Henley v. Medlock, 97 Ark. App. 45, 244 S.W.3d 16
(2006) (notice of appeal’s reference to the hearing date as the date of the order appealed from
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rather than the actual date that the order was entered not fatal to the appeal); Farm Bureau
Mut. Ins. Co. of Ark., Inc. v. Sudrick, 49 Ark. App. 84, 896 S.W.2d 452 (1995) (notice of
appeal’s reference to an order that did not exist was not fatal to the appeal where appellant’s
arguments on appeal were directed at the only order in the case by which the appellant was
aggrieved and the notice of appeal was timely filed with respect to that order).
In the instant case, Brandy Duncan’s notice of appeal reads that she is appealing from
“the Order entered herein on May 4, 2001.” Yet, no order was actually filed on that date as
the complaint initiating the underlying action was not filed until February 21, 2008.
Nevertheless, because Brandy Duncan’s arguments on appeal are obviously directed to the
divorce decree entered by the White County Circuit Court on October 7, 2008, and her notice
of appeal was timely filed with respect to that order, we hold that the date in the notice of
appeal was a scrivener’s error.1 We further hold that such an error does not render her notice
of appeal fatally deficient due to the fact that the notice of appeal substantially complies with
Rule 3(e).
Remanded to the court of appeals.
H ANNAH, C.J., not participating.
1
Brandy Duncan raises three points on appeal: (1) whether the circuit judge erred
by allowing her counsel to withdraw thirteen days prior to a final hearing involving issues
of divorce, child support and custody, and property division; (2) whether the circuit
judge’s division of marital property was erroneous; and (3) whether the circuit judge erred
by transferring title to the parties’ real property in Louisiana.
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