Bryan Baumeister v. Automated Products, Inc.

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2004 WI 148 SUPREME COURT CASE NO.: COMPLETE TITLE: OF WISCONSIN 02-1003 Bryan Baumeister, Robin Baumeister, Jeffrey Brown and Stacy Brown, Plaintiffs-Appellants-Petitioners, Heritage Mutual Insurance Company, Subrogated-Plaintiff, v. Automated Products, Inc., Defendant, Edward A. Solner AIA d/b/a Solner and Associates, Defendant-Respondent-Petitioner. REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 268 Wis. 2d 843, 673 N.W.2d 410 (Ct. App. 2003-Unpublished) OPINION FILED: SUBMITTED ON BRIEFS: ORAL ARGUMENT: September 10, 2004 SOURCE OF APPEAL: COURT: COUNTY: JUDGE: Circuit Dane Richard J. Callaway JUSTICES: CONCURRED: DISSENTED: NOT PARTICIPATING: December 15, 2004 BUTLER, J., concurs (opinion filed). WILCOX, J., did not participate. ATTORNEYS: For the plaintiffs-appellants-petitioners there were briefs by Christopher D. Stombaugh, Sheila Stuart Kelley and Kopp, McKichan, Geyer, Skemp & Stombaugh, LLP, Platteville, and oral argument by Christopher D. Stombaugh. For the defendant-respondent-petitioner there were briefs by Anthony R. Varda and DeWitt Ross & Stevens, S.C., Madison, and oral argument by Anthony R. Varda. An amicus curiae brief was filed by Lynn R. Laufenberg and Laufenberg & Hoefle, S.C., Milwaukee, on behalf of the Wisconsin Academy of Trial Laywers, and oral argument by Lynn R. Laufenberg. 2 2004 WI 148 NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. No. 02-1003 (L.C. No. 99 CV 2117) STATE OF WISCONSIN : IN SUPREME COURT Bryan Baumeister, Robin Baumeister, Jeffrey Brown and Stacy Brown, Plaintiffs-AppellantsPetitioners, Heritage Mutual Insurance Company, FILED Subrogated-Plaintiff, DEC 15, 2004 v. Cornelia G. Clark Clerk of Supreme Court Automated Products, Inc., Defendant, Edward A. Solner AIA d/b/a Solner and Associates, Defendant-Respondent-Petitioner. REVIEW of a decision of the Court of Appeals. ¶1 N. PATRICK CROOKS, J. Affirmed. This case is before the court on two petitions seeking review of an unpublished decision of the court of appeals, Baumeister v. Automated Products, Inc., No. 02-1003, 2003). unpublished slip. op. (Wis. Ct. App. Nov. 20, The first petition, filed by Bryan Baumeister, Robin No. Baumeister, Jeffrey Brown, and Stacy Brown 02-1003 (Baumeister and Brown), requests review of a portion of the court of appeals' decision which affirmed the entry of summary judgment in favor of the defendant, Edward Solner (Solner). Solner filed the second petition and asks this court to overturn the portion of the court of appeals' decision that denied his motion for costs, fees, and reasonable attorney fees. ¶2 We affirm the court of appeals and hold that summary judgment was appropriately granted in favor of Solner. We find that there were no genuine issues of material fact presented by Baumeister and Brown to rebut the affidavits presented, and, thus, the prima facie case established, by Solner. We further hold it that the court of appeals was correct when denied Solner's motion for costs, fees, and reasonable attorney fees, pursuant to Wis. Stat. § (Rule) 809.25(3) (2001-02).1 In order 1 Unless otherwise indicated, all references to Wisconsin Statutes are to the 2001-02 edition. Wisconsin Stat. § (Rule) part: 809.25(3) provides, in relevant (a) If an appeal or cross-appeal is found to be frivolous by the court, the court shall award to the successful party costs, fees, and reasonable attorney fees under this section. . . . . . . . (c) In order to find an appeal or cross-appeal to be frivolous under par. (a), the court must find one or more of the following: 2 No. 02-1003 to succeed on this motion, Solner needed to establish that the entire appeal of the order for summary judgment lacked arguable merit. We Solner conclude breached Baumeister duty his that of care and had Brown's arguable claim that merit, and, therefore, cannot be construed as frivolous. I ¶3 On November 12, 1994, Holy Trinity Lutheran Church (Holy Trinity) retained Edward Solner, an architect licensed Wisconsin, to design its new church. contract with Holy Trinity pursuant in Solner entered into a to the Standard Form of Agreement Between Owner and Architect, AIA Document B141 (1987 ed.), which contained the language from Sections 2.6.52 (1) The appeal or cross-appeal was filed, used continued in bad faith, solely for purposes harassing or maliciously injuring another. or of (2) The party or the party's attorney knew, or should have known, that the appeal or cross-appeal was without any reasonable basis in law or equity and could not be supported by a good faith argument for an extension, modification or reversal of existing law. 2 Section 2.6.5 provides: The Architect shall visit the site at intervals appropriate to the stage of construction or as otherwise agreed by the Owner and Architect in writing to become generally familiar with the progress and quality of the Work completed and to determine in general if the Work is being performed in a manner indicating that the Work when completed will be in accordance with the Contract Documents. However, the Architect shall not be required to make exhaustive or continuous on-site inspections to check the quality or quantity of the Work. On the basis of on-site 3 and No. 2.6.6.3 02-1003 Holy Trinity had the option to extend Solner's project responsibilities beyond the services listed in the contract, but chose not to do so. ¶4 Inc. Holy Trinity (Roberts), as hired the Roberts general Construction contractor, Associates, pursuant to a Standard Form of Agreement Between Owner and Contractor, AIA Document A101 and 201 (1987 ed.). This contract specified, among other things, that both Roberts and its subcontractors must follow certain requirements related to truss installation: (1) comply with recommendations of TPI (Truss Plate Institute) design specifications for metal plate connected wood trusses and the State of Wisconsin Code requirements; and (2) install observations as an architect, the Architect shall keep the Owner informed of the progress and quality of the Work, and shall endeavor to guard the Owner against defects and deficiencies in the Work. (More extensive site representation may be agreed to as an Additional Service, as described in Paragraph 3.2.) 3 Section 2.6.6 states in part: The Architect shall not have control over or charge of and shall not be responsible for construction means, methods, techniques, sequences or procedures, or for safety precautions and programs in connection with the Work, since these are solely the Contractor's responsibility under the Contract for Construction. The Architect shall not be responsible for the Contractor's . . . failure to carry out the Work in accordance with the Contract Documents. The Architect shall not have control over or charge of acts or omissions of the Contractor, Subcontractors, or their agents or employees, or of any other persons performing portions of the Work. 4 No. materials and systems in accordance with 02-1003 manufacturers' instructions and approved submittals. ¶5 Solner completed his plans of the new church and then designed "contract specifications" for the wood trusses to be placed above the main assembly area. Meanwhile, Roberts hired Automated Products, Inc. (Automated) to provide the fabricated wood trusses. designed the An engineer trusses specifications." and from Automated, their layout Automated then to shipped Gary Korpela, the "contract meet the trusses to the construction site and attached instructions: "The Builder shall be responsible for proper truss handling and bracing. for the qualified Builder may be but is not A guide limited to: 'Handling and Erecting Wood Trusses' by TPI, Inc." ¶6 site. Baumeister and Brown were construction workers on the They were employed by Diamond Builders, a subcontractor of Roberts. On October 16, 1997, Baumeister and Brown were seriously injured during the erection of the wood trusses. It has been established that the TPI guidelines were not followed during the installation of the trusses.4 ¶7 Casualty The insurance Company, company subsequently for Holy brought a against Diamond Builders in September, 1999. Trinity, subrogation General claim General Casualty sought to recover the cost of the collapsed trusses and the cost for the cleanup, which it had paid to Holy Trinity after the 4 When construction resumed, the trusses were installed according to TPI recommendations. That installation was without incident. 5 No. accident. The complaint alleged negligent 02-1003 installation of temporary bracing of the wood trusses. ¶8 Baumeister and Brown moved to intervene pursuant to Wis. Stat. § 803.09(1). On August 14, 2000, the circuit court issued an order permitting intervention. then filed a cross-complaint manufacturer, Automated. against Baumeister and Brown Solner and the truss Among other things, they claimed that their injuries were caused by the negligence of Solner. Solner filed a motion for summary judgment on April 16, 2001. circuit court denied the motion. The On November 27, 2001, Solner filed a motion to vacate and a motion for reconsideration. The circuit court heard oral arguments and granted Solner's motion for summary judgment. The Dane County Circuit Court, Judge Richard J. Callaway presiding, determined that Baumeister and Brown had failed to follow the TPI guidelines, and that Solner had no duty to supervise the installation of the trusses at the construction site. As a result, the circuit court ordered that all claims against Solner were dismissed. motion for attorney fees. failed to frivolous make action. an He claimed that Baumeister and Brown adequate The Solner then filed a case investigation was appealed and before maintained the a circuit court ruled on that issue. ¶9 The court of appeals unanimously affirmed the circuit court's grant of summary judgment. Judge Lundsten, writing for the majority on that matter, held that Baumeister and Brown were unable to show that Solner's duty of care included supervising personally the construction site, assuring safe construction, or 6 No. providing safe temporary truss bracing instructions. 02-1003 Moreover, the court of appeals found that Baumeister and Brown would not have been able to satisfy the causation requirement for a claim of negligence, since they, themselves, did not follow the TPI guidelines and, thus, could not show that Solner was negligent in directing that those guidelines be followed. Such alleged negligence could not, therefore, have been a substantial factor in producing their injuries. Baumeister, No. 02-1003, unpublished slip. op., ¶32. ¶10 The issue of the frivolous appeal resulted in a split decision. Judge Deininger wrote a concurrence joined by Judge Vergeront. The majority of the court of appeals concluded that Solner was not entitled to costs, fees, and reasonable attorney fees under Wis. Stat. § (Rule) 809.25(3). It further held that, in order to grant a motion under § (Rule) 809.25(3), the entire appeal must be frivolous, and that not all of the arguments raised on appeal here were completely void of arguable merit. II ¶11 We first appropriately granted. address whether summary judgment was Although benefiting by the review of the circuit court and the court of appeals, we review an order for summary judgment de novo, applying the same standards as used by those courts. Conley Publ'g Group v. Journal Communications, 2003 WI 119, ¶13, 265 Wis. 2d 128, 665 N.W.2d 879. We will affirm a grant of summary judgment when there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law. Wis. Stat. § 802.08(2). 7 "[T]he No. mere existence of some alleged factual dispute 02-1003 between the parties will not defeat an otherwise properly supported motion for summary genuine judgment; issue of the requirement material fact." is City that of there be Elkhorn v. no 211 Centralia Corp., 2004 WI App 139, ¶18, ___ Wis. 2d ___, 685 N.W.2d 874, (citing Baxter v. DNR, 165 Wis. 2d 298, 312, 477 N.W.2d 648 (Ct. App. 1991). ¶12 The first step of the whether the pleadings set forth methodology is to determine a claim for relief. Trinity Evangelical v. Tower Ins. Co., 2003 WI 46, ¶32, 261 Wis. 2d 333, 661 N.W.2d 789. If a claim for relief is stated, then examination is made of the moving party's affidavits and other proof to judgment Bradley (1973). determine has been whether a prima established. Homes, Inc., 58 Wis. facie Peninsular 2d 405, case for Carpets, 410-11, 206 summary Inc. v. N.W.2d 408 If a moving party has established a prima facie case, the opposing party must then establish that there are disputed material facts, or undisputed material facts from which reasonable alternative inferences could be drawn, that entitle such a party to a trial. Grams v. Boss, 97 Wis. 2d 332, 338, 294 N.W.2d 473 (1980). ¶13 Baumeister and Brown's principal summary judgment argument in opposition to the motion is that there exist genuine issues of material fact concerning Solner's duty. They claim that the circuit court failed to address properly evidence that created a common-law duty based on foreseeability. In making the argument, Baumeister and Brown rely almost exclusively on 8 No. 02-1003 this court's recent decision in Alvarado v. Sersch, 2003 WI 55, 262 Wis. 2d 74, 662 N.W.2d 350. That case held: "a duty to use ordinary care is established whenever it is foreseeable that a person's act or failure to act might cause harm to some other person." Id., ¶14 (citation omitted).5 Baumeister and Brown argue that this principle, applied to the facts of this case, results in a duty that was breached by Solner, because he should have foreseen that the trusses would not have been installed properly. They allege that because Solner gave instructions to the general contractor, Roberts, that workers should follow the guidelines of TPI, but did not give more adequate instructions to the workers, themselves, workers would be in danger. he should have known that the As a result, they contend that the architect breached his duty to provide some form of warning. ¶14 In support of this position, Baumeister and Brown rely on the affidavits of Professor Kenneth E. Buttry.6 They offer 5 As repeated by the court of appeals, the test of negligence in Wisconsin requires: "(1) A duty of care on the part of the defendant; (2) a breach of that duty; (3) a causal connection between the conduct and the injury; and (4) an actual loss or damage as a result of the injury." Rockweit v. Senecal, 197 Wis. 2d 409, 418, 541 N.W.2d 742 (1995) (citation omitted). 6 The court of appeals correctly points out that the circuit court held that two of Buttry's affidavits were untimely under Wis. Stat. § 802.08(2). Because Baumeister and Brown make no argument that the circuit court misused its discretion in disregarding two of the three affidavits, we do not consider them. Baumeister v. Automated Products, Inc., No. 02-1003, unpublished slip op., ¶30 n.7 (Wis. Ct. App. Nov. 20, 2003). The court of appeals went on to observe that even if the two late affidavits were considered, those affidavits did not clarify the factual assumptions made by Buttry. Id. 9 No. statements another to rebut architect, the which affidavits declare submitted that, by under 02-1003 Solner the and contracts involved here, Solner did not breach his duty as an architect to design, approve, or inspect the temporary bracing, nor did he breach any duty to investigate or personally supervise truss installation. Specifically, Buttry claims that Solner responsible for providing truss bracing instructions. was He stated in his affidavit: "Given the architect's superior knowledge and skill he should have supplied the contractor and its employees with the required instructions on bracing Automated Products Attachments. . . ." as noted in the He also maintained that the necessary amount of bracing would not be within the common experience of construction workers without guidance from either Solner or Automated. ¶15 Baumeister and Brown's next argument is that the court incorrectly prepare ruled specific Automated's on Solner's bracing instructions contractual instructions. clearly stated responsibility They that allege the bracing instructions were Solner's responsibility.7 to that temporary Baumeister and Brown claim that because Solner did not provide temporary bracing instructions, he is liable for breach of contract. addition, they claim that because 7 Solner admitted in In his The directions from Automated read: "Both temporary and permanent bracing are required and their design is the responsibility of the project architect or engineer." 10 No. affidavit8 that he did not see the 02-1003 instructions during construction, a breach of his common-law duty is presumed. ¶16 Baumeister and Brown also contend, in their briefs, that Solner, personally, had a duty, supervise truss installation. which was breached, to Although their attorney did not rely on this claim during oral arguments,9 they maintain that Solner was in breach of the Wisconsin Administrative Code. Specifically, Baumeister and Brown attack Solner for ignoring Wis. Admin. Code §§ ILHR 50.07(2)(a) and 50.10 (Sept., 2000). Section ILHR 50.10 states: "All constructions or installations under s. Wisconsin ILHR 50.07(2) registered and (3) architect shall or be supervised engineer. . . . The by a person responsible for supervision shall also be responsible for the construction and installation being in substantial with the approved plans and specifications." compliance The Code goes on to define "supervision of construction," in Wis. Admin. Code § ILHR 50.10(1), determine that as the "reasonable construction on-the-site is in with approved plans and specifications." observations substantial to compliance Baumeister and Brown 8 "During the course of litigation, I have seen documents purportedly supplied by Automated Products, Inc. with the trusses suggesting that the building designer have some role in the design of temporary bracing but no such document was never [sic] given to me during the course of construction by Automated Products, Inc., the contractor, the owner, or anybody else involved." 9 The attorney for Baumeister and Brown stated at oral argument: "We don't believe it was a duty of supervision. This was not necessarily strictly a construction site supervision. This is an anomaly." 11 No. 02-1003 argue that Solner's on-site observations were not sufficient, and that an analysis of these obligations under the Administrative Code should be left to the trier-of-fact. ¶17 Baumeister and Brown also assert that the issue of causation should also be left for a jury. They buttress this argument with a claimed presumption that in cases where there are inadequate warnings, causation is presumed, relying on Tanner v. Shoupe, 228 Wis. 2d 357, 380, 596 N.W.2d 805 (Ct. App. 1999). It should be noted that their argument is not really about inadequate warnings, but about no warnings, and either wrong or inadequate instructions. ¶18 We agree with the conclusion of the court of appeals that Solner, in that regard, did not breach his duty to use the standard of care ordinarily exercised by an architect. Baumeister and Brown's reliance on Alvarado is misplaced.10 assert that Solner's "superior knowledge" created a They duty to provide adequate instructions to them, because the omission of such instructions resulted in an unreasonable risk of injury or damage to the workers. The court 10 of appeals rejected this The court of appeals cited affidavits from Solner and architect Lee Madden, and held that Solner did not breach a professional duty to provide safe temporary truss bracing instructions. Baumeister, No. 02-1003, unpublished slip. op., ¶28. Baumeister and Brown seemed to distance themselves from this argument in their briefs to this court by stating: "This is not an issue of the standard of care of an architect," but there is no question that their pleadings, their briefs, and Buttry's affidavit submitted to the circuit court in opposition to summary judgment, all raise the claim of a breach of Solner's professional duties as an architect. 12 No. argument. 02-1003 It stated that "superior knowledge alone does not create liability." Baumeister, No. 02-1003, unpublished slip. op., ¶23. ¶19 Although Baumeister and Brown alleged that an architect who designs or specifies a building component has a professional duty, which was breached, installation instructions for that provided, the court of to ensure particular appeals noted that Buttry did not assert they directly, safe component presented expert testimony in support of that allegation. affidavit, that Id. or are no In his through a recitation of his qualifications, that he was qualified to give an opinion as an expert on the professional responsibility of an architect. ¶20 Solner asserted in his affidavit that, in the usual situation, the contractor would hire a truss manufacturer to provide necessary trusses and its engineer would assure that the trusses met the design specifications.11 In his professional opinion as an architect, Solner stated that he "had a right to reasonably rely upon the professional certification of Mr. Korpela as to the structural accuracy of the trusses he had designed and [he] had no obligation to redesign those trusses or inspect and verify the trusses, as built, to determine if they 11 In his affidavit, Solner stated: "In the usual and customary fashion followed in the State of Wisconsin, the building contractor hires a truss manufacturer to provide trusses, and the truss manufacturer's engineer engineers those trusses to fit the design and meet the design specifications for the load, pitch, slope, etc." 13 No. complied with his design." 02-1003 Based on what was presented, we agree with the court of appeals that Solner had no reason to foresee any installation problems. ¶21 Solner also had no contractual duty, which was breached, in regard to the installation of the truss bracing. An inspection manufacturer's Brown's of flawed. is relieved means, and review demonstrate is Solner "construction contract instructions argument contract, the Under of that the the truss Baumeister terms liability methods, of with techniques, of the regards sequences and AIA to or procedures, or for safety precautions and programs in connection with the confirmed Work." this AIA in his Section 2.6.6. affidavit. Architect He stated: Lee Madden "Under AIA contracts, the architect is not responsible for, nor does he control, the methodology and techniques chosen by the contractor to construction [sic] a building, including the use of temporary bracing while erecting trusses." ¶22 Solner, permanent As for the argument that Automated's instructions bind since the bracing instructions are required read, and "both their temporary design is and the responsibility of the project architect or engineer," the court of appeals disposed of it convincingly: First, nothing in the truss manufacturer's instructions "explicitly" states that "Solner" is responsible. Second, Baumeister and Brown do not even attempt to explain why a directive from the truss manufacturer could impose a contractual duty on the building architect. 14 No. 02-1003 Third, the manufacturer's instructions do not say that the architect of the building is responsible for providing temporary truss bracing instructions. Rather, the manufacturer's instructions read: "both temporary and permanent bracing are required and their design is the responsibility of the project architect or engineer." Baumeister and Brown do not provide any basis on which to conclude that Solner was the "project architect" within the meaning of the manufacturer's instructions. Certainly Solner was the architect who designed the church, but does that make him the "project architect" within the meaning of the instructions? Baumeister and Brown provide no answer. Fourth, the manufacturer's instructions put responsibility on the "project architect or engineer." Baumeister and Brown do not explain why, with respect to this particular project, it is the project architect and not the project engineer who was responsible. Baumeister, No. 02-1003, unpublished slip op., ¶¶15-18. The holding of the court of appeals is consistent with our decision in Vonasek v. Hirsch and Stevens, Inc., 65 Wis. 2d 1, 221 N.W.2d 815 (1974). In that case, a general contractor brought a claim architect against building that an collapsed. to The recover for contractor damages alleged from that a the architect had supplied defective plans and specifications, and that his supervision of the project was inadequate. We concluded that the architect's contract with the owner did not require the architect to specify procedures or to supervise the work of the contractor.12 12 "To hold otherwise would make the Vonasek's Owner-Architect contract provided in relevant part: "3.4.3 [The Architect] will make periodic visits to the site to familiarize himself generally with the progress and quality of the work and to determine in 15 No. 02-1003 architect a general safety supervisor at the site, a job which would require his continuous presence express language of his contract." ¶23 in disregard of the Id. at 11-12. Baumeister and Brown also failed to demonstrate that there was a breach of a duty by Solner, personally, to supervise the construction site. The duty listed in the Wisconsin Administrative Code ensures that the construction complies with the approved plans and specifications. 50.10. Wis. Admin. Code § ILHR Solner acknowledged this duty in his affidavit: "Under the Wisconsin Administrative Code, I would have been responsible to inspect the final bracing and connections of wood trusses to make sure they were properly made in conformance with the code." Solner argues that this responsibility to inspect and approve the building was not required until the building was completed. Baumeister and Brown do not present any basis for their alternate interpretation of this code section ¶24 The court of appeals also acknowledged that Baumeister and Brown "have a causation problem" in regard to the assertion that Solner was negligent instructions be followed. when he required that the TPI Baumeister, No. 02-1003, unpublished general if the work is proceeding in accordance with the Contract Documents. He will not be required to make exhaustive or continuous on-site inspections to check the quality or quantity of the work and he will not be responsible for the Contractors failure to carry out the construction work in accordance with Contract Documents." Vonasek v. Hirsch and Stevens, Inc., 65 Wis. 2d 1, 11, 221 N.W.2d 815 (1974) (emphasis omitted). 16 No. slip. op., ¶32. 02-1003 In Wisconsin, the test for causation is whether the conduct at issue was a "substantial factor" in producing plaintiff s injury. Estate of Cavanaugh Wis. 2d 290, 306, 550 N.W.2d 103 (1996). v. Andrade, 202 Here, Baumeister and Brown present nothing to support the claim that Solner's actions concerning the TPI bracing creating their injuries. instructions played a role in In commenting on the fact that the instructions from Solner to the contractor, Roberts, directed that TPI guidelines be followed, while not providing correct or more adequate instructions to the workers or their employer, the court of appeals noted: "Since Baumeister and Brown did not follow the Truss Plate Institute guidelines, they cannot show that a directive that the guidelines be followed substantial factor in producing their injuries." No. 02-1003, unpublished slip. op., ¶32. was a Baumeister, Considering the test for the granting of a summary judgment motion, the affidavits and attachments presented, and the arguments of counsel, we conclude that Solner established an unrebutted prima facie case that there were no genuine issues of material fact, and, therefore, that the granting of the motion was appropriate. III ¶25 We next address Solner's motion to declare the appeal frivolous, in accordance with Wis. Stat. § (Rule) 809.25(3). When, as here, the facts have been established, we review a claim of frivolousness de novo. Tennyson v. Sch. Dist. of Menomonie Area, 232 Wis. 2d 267, 288, 606 N.W.2d 594 (Ct. App. 1999); see also Stern v. Thompson 17 & Coates, Ltd., 185 No. Wis. 2d 220, 236, 517 N.W.2d 658 (1994). 02-1003 In order to impose sanctions, the court must find that "[t]he party or the party's attorney knew, or should have known, that the appeal or crossappeal was without any reasonable basis in law or equity and could not extension, be supported by modification a or good faith reversal Wis. Stat. § (Rule) 809.25(3)(c)2. argument of for existing an law." Consequently, when a motion is made to declare an appeal frivolous, we will resolve all doubt in favor of finding the claim nonfrivolous. In re Estate of Bilsie, 100 Wis. 2d 342, 350, 302 N.W.2d 508 (Ct. App. 1981). ¶26 Frivolous action claims and frivolous appeals present a serious cause for concern. especially delicate area We have found this to be "an since it is here that ingenuity, foresightedness and competency of the bar must be encouraged and not stifled." Radlein v. Indus. Fire & Cas. Ins. Co., 117 Wis. 2d 605, 613, 345 N.W.2d 874 (1984). the court reasonable of appeals attorney has fees not under assessed Thus, in Wisconsin, costs, Wis. Stat. § (Rule) unless the entire appeal is frivolous. fees, and 809.25(3), A frivolous argument in a brief is not enough to find the appeal frivolous. In re Carpenter v. Mumaw, 230 Wis. 2d 384, 398, 602 N.W.2d 536 (Ct. App. 1999). This interpretation by the court is consistent with the following decisions: Manor Enterprises v. Vivid, Inc., 228 Wis. 2d 382, 403, 596 N.W.2d 828 (Ct. App. 1999) ("we may not award fees under § 809.25(3)(a), Stats., unless the entire appeal is frivolous."); Tennyson, 232 Wis. 2d at 290. ("'[W]e may not award fees under § 809.25(3)(a), 18 Stats., unless the No. entire appeal is frivolous.'" (citations omitted) 02-1003 (emphasis omitted)); Chase Lumber & Fuel Co. v. Chase, 228 Wis. 2d 179, 210 n.12, 596 N.W.2d 840 (Ct. App. 1999) ("We note that Rule 809.25(3), Stats., does not allow us to find that individual arguments in a brief are frivolous." (citation omitted)); Nichols v. Bennett, 190 Wis. 2d 360, 365 n.2, 526 N.W.2d 831 (Ct. App. 1994) ("Rule 809.25(3) Stats., does not allow us to find that individual arguments in a brief are frivolous."). We uphold this approach, since the court of appeals has applied § (Rule) 809.25(3) correctly. The statute specifically authorizes sanctions only upon a determination that the "appeal or cross-appeal" was frivolous. There is nothing in the language of § (Rule) 809.25(3) that allows a court to determine that an appeal is frivolous, merely because an individual claim or defense is frivolous, and nothing has persuaded us to apply the statute in such a manner. ¶27 Solner argues that this interpretation of frivolous appeals statute will lead to illogical results. the He contends that because causation is a determinative factor in a negligence analysis, if causation cannot be established, that the entire appeal argument is flawed. should be found to be frivolous. This We need to find each of their arguments 19 No. 02-1003 frivolous, under Wis. Stat. § (Rule) 809.25(3)(a),13 in order to find the entire appeal frivolous. Tennyson, 232 Wis. 2d at 290. The causation issue that Solner alleges to be frivolous is one element of Baumeister and Brown's negligence claim against him and concerns his requirement that the TPI bracing instructions be followed. ¶28 The court of appeals' majority was correct in determining that not all of the arguments made by Baumeister and Brown were lacking in arguable merit. Legitimate issues were raised concerning whether Solner breached his duty of care as an architect. Although the argument was unsuccessful, we do not See Stern, 185 Wis. 2d at 235. find it to have been frivolous. This court does not look at "whether one can prevail on his claim, but whether the claim is so indefensible that the party or his attorney should have known it to be frivolous." County v. Courthouse Employees, 216 Wis. 2d 284, N.W.2d 565 (1997) (citation omitted). action claims under Juneau 295-96, 576 In analyzing frivolous Wis. Stat. § 814.025, doubts should be resolved in favor of finding a claim nonfrivolous, unless the claim was brought solely for purposes 13 such as harassment or Even though Wis. Stat. § (Rule) 809.25(3) was cited in relevant part at footnote 1, it is important to emphasize here that subsection (a) explicitly requires that either the "appeal or cross-appeal" be frivolous. There is no mention of individual elements or arguments. Subsection (a) states, in relevant part: "If an appeal or cross-appeal is found to be frivolous by the court, the court shall award to the successful party costs, fees, and reasonable attorney fees under this subsection." 20 No. malicious equity. is a injury, or without any reasonable basis 02-1003 in law or The same basic approach should be applied where there claim of a frivolous appeal under Wis. Stat. § (Rule) 809.25(3). ¶29 Judge Lundsten concluded in his dissent that Baumeister and Brown should have been sanctioned for filing a frivolous appeal. He agreed that under Wis. Stat. § (Rule) 809.25(3), the appellate court would have to conclude that the entire appeal was frivolous in order to impose costs, fees, and reasonable attorneys fees, but he determined that this was such a case. He concluded the entire appeal was frivolous, since a reasonable attorney would have known that an appeal based on the Buttry affidavits would be without merit. Moreover, he asserted that Baumeister and Brown presented nothing new on appeal to demonstrate the existence of a genuine issue of material fact. Baumeister, No. 02-1003, unpublished slip. op., ¶35. ¶30 We conclude, as did the court of appeals' majority, that it was not frivolous for Baumeister and Brown's attorney to rely on Buttry's affidavit related to truss bracing. concerning Solner's duty of care As stated above, the Buttry affidavit raises an issue as to whether Solner breached the duty of care that he owed to Baumeister and Brown. Professor Buttry stated: "it is the responsibility of the building designer, Mr. Solner, to detail the truss/wall connection." He also stated that the workers should have been warned, because of the unusual design specifications. We are satisfied that a reasonable attorney 21 No. 02-1003 could find this to be a basis for an appeal, one that is not frivolous under all the circumstances. ¶31 the Lastly, we decline, as urged by Solner, to overrule court of appeals' holding Wis. 2d 628, 517 N.W.2d 538 defendant counterclaimed Wis. Stat. § 814.025, (Ct. for after Leske App. 1994). costs the partial summary judgment. in and circuit v. Leske, In 185 Leske, attorney fees court granted the under him The court of appeals reviewed the summary judgment ruling while the counterclaim under § 814.025 was still pending in the circuit court. concluded that "the pendency of a claim The court of appeals for attorney's fees under a specific fee-shifting statute does not render a judgment or order nonfinal, provided that the judgment or order disposes of all of the substantive causes of action between the parties." Id. at 633; see also Harder v. Pfitzinger, 2004 WI 102, 274 Wis. 2d 324, 682 N.W.2d 398. Solner argues that appeals should never be accepted until the circuit court has determined whether to assess costs and reasonable attorney fees. Specifically, he contends that this rule both deprives an appellate court of the circuit court's decision on frivolousness, and results in multiple appeals. ¶32 move the We encourage a party alleging a frivolous claim to appellate court jurisdiction while the case to stay the is remanded ruling on the frivolousness issue. appeal, for a and retain circuit court If a party chooses to appeal the circuit court's frivolousness ruling, the appellate court 22 No. can then combine the initial appeal on the merits 02-1003 with the appeal of the decision of the circuit court on frivolousness.14 IV ¶33 In sum, we conclude that the summary judgment motion of Solner was properly granted. There were no genuine issues of material fact presented by Baumeister and Brown to rebut the affidavits and attachments filed, and, thus, the prima facie case established, on behalf of Solner, that supported Solner's position that Solner breached no duty of care. ¶34 We also conclude that Baumeister and Brown's appeal was not frivolous under Wis. Stat. § (Rule) 809.25(3). In order to be awarded costs, fees, and reasonable attorney fees, the moving party must prove that the entire appeal presented was frivolous. If an argument advanced has arguable merit, then the appeal is not frivolous. In this case, Baumeister and Brown presented a meritorious argument concerning whether there was a breach of Solner's duty of care. While finding that this argument was not frivolous under § (Rule) 809.25(3), and that, therefore, not the entire appeal was frivolous, we wish to emphasize that it is important to preserve the opportunity for attorneys to represent the interests of their clients zealously, so that there might be good faith development of the law. Stern, 185 Wis. 2d at 235. 14 The case was taken to the court of appeals before the circuit court ruled on Solner's motion for a frivolous claim, pursuant to Wis. Stat. § 802.05. 23 No. By the Court. The decision of the court affirmed. ¶35 JON P. WILCOX, J., did not participate. 24 of 02-1003 appeals is No. ¶36 LOUIS B. BUTLER, JR., J. 02-1003.lbb I join the (concurring). decision and mandate of the court. While I would prefer a rule that would require claims for attorney s fees to be disposed of before a judgment or order becomes final, this court s decision today is consistent Pfitzinger, 2004 WI with its 102, ruling __Wis. 2d last __, term in 682 Harder N.W.2d v. 398. Moreover, the court provides a framework that would allow the parties to litigate frivolous claims and then consolidate the appeals. Majority op., ¶31. I see no reason to abandon the precedent established in Leske and Harder at this time. See Johnson Controls, Inc. v. Employers Ins., 2003 WI 108, ¶¶98-99, 264 Wis. 2d 60, 665 N.W.2d 257. I therefore concur. 1 No. 1 02-1003.lbb

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