Yvette M. Maurin v. Gordon Hall, M.D.

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2004 WI 100 SUPREME COURT CASE NO.: COMPLETE TITLE: OF WISCONSIN 00-0072 Yvette M. Maurin, as Personal Representative of the Estate of Shay Leigh Maurin, deceased, Plaintiff-Respondent-CrossAppellant, Yvette M. Maurin,, Individually and as Personal Representative of the Estate of Shay Leigh Maurin, and Joseph Maurin, Plaintiff-Respondent, Quad/Graphics, Inc., Plaintiff, v. Gordon Hall, M.D., Physicians Insurance Company of Wisconsin, Inc., and Patients Compensation Fund, Defendants-Appellants-CrossRespondents. ON CERTIFICATION FROM THE COURT OF APPEALS OPINION FILED: SUBMITTED ON BRIEFS: ORAL ARGUMENT: April 7, 2004 SOURCE OF APPEAL: COURT: COUNTY: JUDGE: Circuit Washington Lawrence F. Waddick JUSTICES: CONCURRED: July 2, 2004 ABRAHAMSON, C.J. and CROOKS, J., concur (joint opinion filed). WILCOX, J., concurs (opinion filed). PROSSER and SYKES, J.J., join concurrence. BRADLEY, J., concurs (opinion filed). DISSENTED: NOT PARTICIPATING: ATTORNEYS: For the defendants-appellants-cross respondents there were briefs by Michael B. Van Sicklen, Roberta F. Howell and Foley & Lardner, Madison; Mark E. Larson and Gutglass, Erickson, Bonville, Seibel & Falkner, S.C., Milwaukee; Steven P. Sager and Sager, Colwin, Samuelson & Associates, Fond du Lac; John S. Skilton and Heller Ehrman White & McAuliffe, LLP, Madison, and oral argument by Roberta F. Howell, Mark E. Larson and Steven P. Sager. For the plaintiff-respondent-cross appellant there were briefs by J. Michael End, Jerome A. Hierseman, Lora A. Kaelber and Gray & End, L.L.P., Milwaukee, and oral argument by J. Michael End and Jerome A. Hierseman. An amicus curiae brief was filed by Timothy J. Muldowney, Jennifer L. Peterson and LaFollette Godfrey & Kahn, Madison; Lana J. Leitch, Madison; and Mark L. Adams and Melanie Cohen, Madison, on behalf of the Wisconsin Medical Society, The American Medical Association, and The Wisconsin Hospital Association, Inc. An amicus curiae brief was filed by William C. Gleisner, III and Law Offices of William Gleisner, Milwaukee; Edward E. Robinson and Cannon & Dunphy, S.C., Brookfield; David M. Skoglind and Aiken & Scoptur, S.C., Milwaukee, on behalf of the Wisconsin Academy of Trial Lawyers. 2 2004 WI 100 NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. No. 00-0072 (L.C. No. 98 CV 229) STATE OF WISCONSIN : IN SUPREME COURT Yvette M. Maurin, as Personal Representative of the Estate of Shay Leigh Maurin, deceased, Plaintiff-Respondent-CrossAppellant, Yvette M. Maurin, Individually and as Personal Representative of the Estate of Shay Leigh Maurin, and Joseph Maurin, FILED Plaintiff-Respondent, JUL 2, 2004 Quad/Graphics, Inc., Cornelia G. Clark Clerk of Supreme Court Plaintiff, v. Gordon Hall, M.D., Physicians Insurance Company of Wisconsin, Inc., and Patients Compensation Fund, Defendants-Appellants-CrossRespondents. APPEAL from a judgment of the Circuit Court for Washington County, remanded. Lawrence F. Waddick, Judge. Reversed and cause No. 00-0072 ¶1 DAVID T. PROSSER, J. certification from the This case comes before us on court Wis. Stat. § 809.61 (2001-02).1 of appeals pursuant to Yvette Maurin, individually and in her capacity as personal representative of her daughter's estate, and Joseph Maurin, in his individual capacity, brought this lawsuit to recover for medical malpractice and wrongful death of their five-year-old daughter, Shay Maurin. ¶2 awards The issues certified for our review relate to damage for medical malpractice that results in death. We restate the two issues certified by the court of appeals and pose a third issue presented by the parties: ¶3 First, may the plaintiffs in a medical malpractice action, where there is a death caused by medical negligence, recover the limit on noneconomic damages for both medical negligence and wrongful death? ¶4 Second, is the limit on noneconomic damages in a medical malpractice wrongful death case constitutional? ¶5 Third, did the circuit court erroneously exercise its discretion in ordering a remittitur of the verdict in favor of the estate for pre-death pain and suffering, from $550,000 to $100,000. ¶6 damages We conclude that there is a single cap on noneconomic recoverable from health malpractice when a patient dies. 1 care providers for medical The cap is the dollar amount All references to the Wisconsin Statutes are to the 199596 edition unless otherwise indicated. 2 No. 00-0072 listed for deceased eligible Claimants the to patient make a in Wis. Stat. § 895.04(4). wrongful death claim under Wis. Stat. § 655.007 are entitled to make separate claims for the amount listed in Wis. Stat. § 895.04(4) for a death that occurred during the period from May 25, 1995, through April 27, 1998, because of this court's decisions in Rineck v. Johnson, 155 Wis. 2d 659, 456 N.W.2d 336 (1990), rev'd on other grounds, Chang v. State Farm Mut. Auto Ins. Co., 182 Wis. 2d 549, 514 N.W.2d 399 (1994), and Jelinek v. St. Paul Fire & Cas. Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994). ¶7 We also conclude that the limit on noneconomic damages in a medical malpractice wrongful death case is constitutional. ¶8 Our answers to the first two questions make it unnecessary to address the close question of remittitur in this case. Accordingly, the decision of the circuit court is reversed and the cause remanded for proceedings consistent with this opinion. FACTS AND PROCEDURAL HISTORY ¶9 This is a tragic case. Shay Leigh Maurin died on March 8, 1996, of acute diabetic ketoacidosis. The five-year- old daughter of Yvette and Joseph Maurin had appeared to be a healthy child, free of serious illness, until the week before her death. suffered from Her parents diabetes were unaware mellitus. If that their diabetes daughter mellitus is untreated, it can lead to diabetic ketoacidosis and death. ¶10 During the first few days of March 1996, Shay had not been feeling well. She was lethargic, drinking fluids all day 3 No. 00-0072 and eating General poorly. Clinic of Yvette West Maurin Bend on took March her 5, daughter 1996. to the Physician Assistant Randy Purcell diagnosed Shay with an ear infection and prescribed antibiotics. Purcell also advised that Shay should have a fingerstick blood test used to check for diabetes if her symptoms did not improve. ¶11 hours. Shay's condition worsened rapidly over the next 24 She was unable to eat, she vomited and dry-heaved, and the fruity odor of her breath led her mother to fear she might have diabetes. The mother brought Shay to Hartford Memorial Hospital late in the evening of March 6. By this point, Shay's diabetes had progressed to acute diabetic ketoacidosis. Dr. Gordon Hall attended to Shay, but failed to make the diagnosis of diabetes mellitus or acute diabetic ketoacidosis. ¶12 The next morning, on March 7, Hartford Memorial Hospital in serious pain. diagnosed the treatment before Wisconsin. acute diabetic transferring Shay to to Dr. David Madenberg ketoacidosis Shay returned and Children's attempted Hospital of Shay lost consciousness during the ambulance ride to the new hospital and died the next day. ¶13 In 1999 a Washington County jury found that Dr. Hall was negligent in his care of Shay Maurin and that his negligence caused her death. The jury awarded Shay's estate $550,000 for her pre-death pain and suffering and $2,500,000 to her parents as wrongful death damages for companionship. 4 their loss of society and No. 00-0072 ¶14 In post-verdict motions, the parents sought and obtained from the Washington County Circuit Court, Lawrence F. Waddick, Judge, wrongful death a cap ruling was that the unconstitutional Wis. Stat. § 895.04(4) because it deprived litigants of the basic right to a jury trial, violated the due process and equal protection clauses of the constitution, and usurped the power of the judiciary. The parents also sought but failed to obtain a ruling that an increased wrongful death cap could apply retroactively to deaths that occurred before the effective date of the statutory increase. Dr. Hall sought and obtained remittitur with respect to the estate's verdict for pain and suffering, reducing the damages from $550,000 to $100,000. ¶15 the Dr. Hall appealed the circuit court's decision holding wrongful death cap unconstitutional and also raised on appeal the issue of whether the estate and the parents were each entitled to noneconomic damages up to the respective limits for medical malpractice and wrongful death. ¶16 The court of appeals held the case pending decisions in three relevant cases: 2000 WI 83, 236 Neiman v. Am. Nat'l Prop. & Cas. Co., Wis. 2d 411, 613 N.W.2d 160 (holding unconstitutional retroactive application of an increased cap on noneconomic damages in wrongful death actions to claims that accrued before the effective date of the new cap); Guzman v. St. Francis Hosp., Inc., 2001 WI App 21, 240 Wis. 2d 559, 623 N.W.2d 776 (holding constitutional a cap on noneconomic damages in medical malpractice actions); and Schultz v. Natwick, 2002 WI 5 No. 00-0072 125, 257 cases Wis. 2d 19, involving the 653 N.W.2d 266 retroactive (applying increase Neiman to all the cap on that the of noneconomic damages in wrongful death cases). ¶17 After these decisions, the parents agreed issue of retroactive application of the increased wrongful death cap had been determined against them, and that issue is no longer in the case. ANALYSIS A. Limitation on Noneconomic Damages From Medical Malpractice Resulting in Wrongful Death ¶18 limits The first issue apply to wrongful death. to noneconomic be determined damages in is what medical limit malpractice There are three possibilities: 1. Dr. Hall contends that the parents' recovery for loss of society and companionship is limited to a total of $150,000 and that the entire award of noneconomic damages (including the parents' wrongful death award and any conscious pain and suffering award to the estate) cannot exceed the limit in Wis. Stat. § 893.55(4)(d), which, adjusted for inflation, is $381,428. 2. The parents contend that the estate may recover noneconomic damages for Shay's pain and suffering before death up to the limit set for medical malpractice under Wis. Stat. § 893.55(4)(d) and the parents may recover for loss of society and companionship up to the limit set for wrongful death under Wis. Stat. § 893.55(4)(f), which references Wis. Stat. § 895.04(4). Absent the issue of remittitur, the effect of this theory would produce damages of $381,428 plus $150,000, for a total of $531,428. 3. A third interpretation is that, in a medical malpractice case, there is a single cap on noneconomic damages. The amount of the cap is determined by 6 or No. 00-0072 whether the patient survives the malpractice or whether the patient dies. When the patient survives the medical malpractice, the cap is contained in Wis. Stat. § 893.55(4)(d). When the patient dies, the cap is contained in Wis. Stat. § 895.04(4). In cases where medical malpractice leads to death, the wrongful death cap applies in lieu of not in addition to the medical malpractice cap. ¶19 We conclude that the third interpretation constitutes the correct reading of the statutes. However, our decisions in Rineck, 155 Wis. 2d 659, and Jelinek, 182 Wis. 2d 1, cause us to add separate awards for the two parents to equal $300,000. As will be explained, this is a temporary phenomenon for claims arising between May 25, 1995, and April 27, 1998. ¶20 As this is a case of statutory interpretation, our analysis should begin with the plain language of the statutory text. State ex rel. Kalal v. Circuit Court for Dane County, 2004 WI 58, ¶¶44-45, ___ Wis. 2d ___, ___ N.W.2d ___; see also Czapinski v. St. Francis Hosp., Inc., 2000 WI 80, ¶17, 236 Wis. 2d 316, 613 N.W.2d 120. The language of Wis. Stat. § 893.55(4) is to be read in context, taking into account the section at issue and the entire statutory scheme. ¶46. as Kalal, ___ Wis. 2d ___, The scope and purpose of the statutes are relevant so long the language. scope ¶21 and purpose are ascertainable from statutory Id., ¶48. Based upon our review of the relevant text, the damages in applicable statutes should be interpreted as follows. ¶22 There is a single cap for noneconomic medical malpractice cases as noted in Wis. Stat. § 893.55(4)(b) which provides: 7 No. 00-0072 The total noneconomic damages recoverable for bodily injury or death, including any action or proceeding based on contribution or indemnification, may not exceed the limit under par. (d) for each occurrence on or after May 25, 1995, from all health care providers and all employes of health care providers acting within the scope of their employment and providing health care services who are found negligent and from the patients compensation fund. (Emphasis added). ¶23 Several importance. that the words in this statute are of paramount The words "total" and "for each occurrence" reveal legislature intended a single recovery incident or "occurrence" involving malpractice. for each The words "or death" show that the legislature intended to provide a single recovery even if the medical malpractice resulted in a wrongful death.2 ¶24 Wis. Stat. § 893.55(4) address various scenarios resulting from medical malpractice. When a patient Other survives damages is paragraphs medical contained in malpractice, in the cap on noneconomic Wis. Stat. § 893.55(4)(d), which provides: 2 The concurrence contends that "The majority goes astray when it equates the word 'death' with a cause of action for wrongful death." Concurrence, ¶137. However, the concurrence simply disregards the language in Wis. Stat. § 655.007 that any "parent . . . having a derivative claim for . . . death on account of malpractice is subject to this chapter." See ¶30, infra, for the linkage between Wis. Stat. ch. 655 and Wis. Stat. § 893.55(4)(d). In this opinion, all references to the "concurrence" are intended to refer to the concurrence of Chief Justice Shirley S. Abrahamson and Justice N. Patrick Crooks. 8 No. 00-0072 The limit on total noneconomic damages for each occurrence under par. (b) on or after May 25, 1995, shall be $350,000 and shall be adjusted by the director of state courts to reflect changes in the consumer price index . . . . (Emphasis added). ¶25 When a patient dies as a result of medical malpractice, the cap on noneconomic damages is transferred to Wis. Stat. § 895.04(4), which provides: Judgment for damages for pecuniary injury from wrongful death may be awarded to any person entitled to bring a wrongful death action. Additional damages not to exceed $150,000 for loss of society and companionship may be awarded to the spouse, children or parents of the deceased. (Emphasis added). ¶26 The bridge taking a medical malpractice claim in a death case from Wis. Stat. § 895.04(4) Wis. Stat. § 893.55(4)(d) Wis. Stat. § 893.55(4)(f), is to which provides: Notwithstanding the limits on noneconomic damages under this subsection, damages recoverable against health care providers and an employe of a health care provider, acting within the scope of his or her employment and providing health care services, for wrongful death are subject to the limit under s. 895.04(4). (Emphasis added). ¶27 It should be noted that economic damages in a medical malpractice damages" wrongful are death alluded case to are in § 893.55(5) and (6), and § 895.04. "loss of earnings or injuries and damages." earning not capped. "Economic Wis. Stat. § 893.55(4)(e), Economic damages include capacity" and Wis. Stat. § 893.55(5). "other economic Consequently, beyond issues of proof, damage disputes in medical malpractice 9 No. 00-0072 cases tend to involve noneconomic damages, which are defined in Wis. Stat. § 893.55(4)(a): In this subsection, "noneconomic damages" means moneys intended to compensate for pain and suffering; humiliation; embarrassment; worry; mental distress; noneconomic effects of disability including loss of enjoyment of the normal activities, benefits and pleasures of life and loss of mental or physical health, well-being or bodily functions; loss of consortium, society and companionship; or loss of love and affection. ¶28 "Loss of society and companionship" is included in the definition of "noneconomic damages." Loss of society and companionship is the basis for noneconomic damages in a wrongful death claim. for loss included of Wis. Stat. § 895.04(4). society within and "total As a result, the damages companionship noneconomic in damages § 895.04(4) are recoverable" for death in Wis. Stat. § 893.55(4)(b).3 ¶29 of a The parents in this case seek recovery for the death minor child resulting patient, patient's from medical representative, and malpractice. health care Every provider "shall be conclusively presumed to have accepted to be bound by" Wis. Stat. ch. 655. Wis. Stat. § 655.006(1). § 655.007 that provides "any patient or Wisconsin Stat. the patient's representative having a claim or any . . . , parent . . . 3 of The concurrence acknowledges that the definition of "loss of society and companionship" in Wis. Stat. § 893.55(4)(a) is broad enough to encompass "loss of society and companionship" under the wrongful death statute. It contends, however, that Wis. Stat. § 893.55(4)(f) exempts wrongful death damages from the cap under § 893.55(4)(d). 10 No. 00-0072 the patient having a derivative claim for . . . death on account of malpractice Statutes. is subject to" (Emphasis added). 655 of the Wisconsin A parent's claim for the loss of society and claim. Korth v. Am. Family Ins. Co., 115 Wis. 2d 326, 331, 340 N.W.2d 494 Wis. 2d 392, companionship Chapter (1983); 405, of Giese 331 a v. minor child Montgomery N.W.2d 585 (1983); is a derivative Ward, see Inc., also White 111 v. Lunder, 66 Wis. 2d 563, 574, 225 N.W.2d 442 (1975). ¶30 Wisconsin Stat. § 655.017, noneconomic damages," Wis. Stat. § 893.55(4)(d). links entitled "Limitation Chapter 655 on to It reads: The amount of noneconomic damages recoverable by a claimant or plaintiff under this chapter for acts or omissions of a health care provider if the act or omission occurs on or after May 25, 1995, and for acts or omissions of an employee of a health care provider, acting within the scope of his or her employment and providing health care services, for acts or omissions occurring on or after May 25, 1995, is subject to the limits under s. 893.55(4)(d) and (f). ¶31 The conclusion is inescapable that derivative wrongful death claims resulting from medical malpractice are covered by the limitations outlined in Wis. Stat. § 893.55(4). ¶32 This brings us to the question of how noneconomic damages in wrongful death cases are limited. ¶33 were no If Wis. Stat. § 893.55(4)(d) stood alone because there subsection (4)(f), then subsection (4)(d) would cap total noneconomic damages, including damages for loss of society and companionship under § 895.04(4). This was the unanimous decision of this court in Rineck, 155 Wis. 2d at 665-69. 11 If No. 00-0072 there were no caps at all in Wis. Stat. § 893.55(4)(d), then there would be no death. limits on noneconomic damages in wrongful That was the unanimous decision of the court in Jelinek, 182 Wis. 2d at 14. ¶34 Against this background, create Wis. Stat. § 893.55(4)(f)? why did the legislature The paragraph reads in part: (f) Notwithstanding the limits on noneconomic damages under this subsection, damages recoverable against health care providers . . . for wrongful death are subject to the limit under s. 895.04(4). ¶35 Wisconsin Stat. § 893.55(4)(f) Wisconsin Act 10. death statute. was created by 1995 This act did not amend § 895.04, the wrongful Consequently we can conceive of no purpose for creating § 893.55(4)(f) if the legislature intended to retain the single cap in Wis. Stat. § 893.55(4)(d) to cover total noneconomic damages in a wrongful death case involving medical malpractice. The same result would have been achieved without creating the new paragraph. This leads us to reject Dr. Hall's interpretation of the statute.4 ¶36 Thus, the case turns on the meaning of the phrase "Notwithstanding the limits on noneconomic damages under this subsection." The court interprets the word "notwithstanding" to 4 The concurrence notes that the limit in Wis. Stat. § 893.55(4)(d) is less than the present limit in Wis. Stat. § 895.04(4). Thus, if the cap in § 893.55(4)(d) superseded the cap in § 895.04(4), it would not be possible to collect $500,000 in damages for the loss of society and companionship of a minor child until the § 893.55(4)(d) cap, indexed for inflation, caught up to the $500,000 figure. This analysis is correct. However, under our view of the law, the limits in § 895.04(4) are available immediately. 12 No. 00-0072 mean, in effect: "In lieu of the limits on noneconomic damages under this subsection, damages recoverable against a health care provider . . . for wrongful death are subject to the limit under § 895.04(4)." By contrast, the concurrence interprets the word to mean, in effect: "In addition to the limits on noneconomic damages under this subsection, damages recoverable against a health care provider . . . for wrongful death are subject to the limit under s. 895.04(4)." ¶37 We acknowledge that the meaning of "notwithstanding" by itself is not clear. Dictionary of the According to The American Heritage English Language 1238 "notwithstanding" means "in spite of." Dictionary, "Despite, above, "notwithstanding" in the defaults>." spite of landlord is listed terminate ed. 1992), Turning to Black's Law <notwithstanding can (3d as the the a preposition: conditions lease if listed the tenant Black's Law Dictionary 1091 (7th ed. 1999). In A Dictionary of Modern Legal Usage, "notwithstanding" is described as "an interesting word. In DRAFTING, it commonly means 'despite,' 'in spite of,' or 'although' and appears in sentences such as this one: 'Notwithstanding the limitations contained in § 3.5, Mondraff will be offered the first competitive terms and conditions to Nuboil.'" option to quote Bryan A. Garner, A Dictionary of Modern Legal Usage 600 (2d ed. 1995). ¶38 If we substitute "in spite of" for "notwithstanding," the clause would read: "In spite of the limits on noneconomic damages under this subsection, damages recoverable against health care providers . . . for wrongful death are subject to 13 No. 00-0072 the limit under § 895.04(4)." (Emphasis added). A natural reading of this language is closer to "in lieu of" than "in addition to." ¶39 effect One limit appears to supersede another. The Legislative Reference Bureau's drafting manual in at the time the 1995 legislation was enacted directs drafters to "[a]void overbroad preemption provisions" such as "'notwithstanding any other law to the contrary.' . . . Instead, find the statutes that conflict with the new provision and refer to them specifically." Bureau, Wisconsin Bill State of Wisconsin Legislative Reference Drafting Wisconsin Stat. § 893.55(4)(f) Manual refers § 9.05(5) specifically (1994-95). to "the limits on noneconomic damages under this subsection," suggesting that subsection 4(f) preempts subsection 4(d). ¶40 The preemptive use of "notwithstanding" can be seen in Wis. Stat. § 655.23(4)(c)1. and 2. (2001-02);5 and Wis. Stat. § 895.045(2) (2001-02).6 5 Wisconsin Stat. § 655.23(4)(c)1. and 2. (2001-02) provide: 1. Except as provided in subd. 2., self-insurance shall be in amounts of at least $200,000 for each occurrence and $600,000 for all occurrences in any one policy year for occurrences before July 1, 1987, $300,000 for each occurrence and $900,000 for all occurrences in any one policy year for occurrences on or after July 1, 1987, and before July 1, 1988, $400,000 for each occurrence and $1,000,000 for all occurrences in any one policy year for occurrences on or after July 1, 1988, and before July 1, 1997, and $1,000,000 for each occurrence and $3,000,000 for all occurrences in any one policy year for occurrences on or after July 1, 1997. 2. Notwithstanding subd. 1., in the discretion of a self-insured health care provider, self-insurance may 14 No. 00-0072 ¶41 It would be easy enough to collect cases interpreting the word "notwithstanding." See, e.g., Liberty Mar. Corp. v. United States, 928 F.2d 413, 416-17 (D.C. Cir. 1991) (suggesting that a phrase preceded by notwithstanding should overcome any conflicting provision). But the better practice is to follow the advice in Conoco, Inc. v. Skinner, 970 F.2d 1206, 1224 (3d Cir. 1992), that 'notwithstanding' "courts from the must discern legislative structure of the entire statute." the meaning of history, purpose, and In this regard, a court must confront the principal declaration in Wis. Stat. § 893.55(4)(f) that "damages recoverable providers . . . for wrongful death against are under s. 895.04(4)." (Emphasis added). subject health to care the limit This declaration added nothing to the statute if it did not reduce "total noneconomic damages recoverable for . . . death." Moreover, the careful reader cannot fail to observe the similarity between the phrase "are subject to the limit under § 895.04(4)" in subsection be in an amount that is less than $1,000,000 but not less than $600,000 for each occurrence on or after July 1, 1997, and before July 1, 1999, and less than $1,000,000 but not less than $800,000 for each occurrence on or after July 1, 1999, and before July 1, 2001. (Emphasis added). 6 Wisconsin Stat. § 895.045(2) (2001-02) provides: (2) Concerted action. Notwithstanding sub. (1), if 2 or more parties act in accordance with a common scheme or plan, those parties are jointly and severally liable for all damages resulting from that action, except as provided in s. 895.85 (5). (Emphasis added). 15 No. 00-0072 (4)(f) and the phrase 893.55(4)(d) and (f)." "is subject to the limits under s. "Subject to" suggests that damages are dependent upon the limit in the enumerated statutes. ¶42 with Our interpretation of subsection (4)(f) is consistent Wis. Stat. § 893.55(4)(b), noneconomic damages recoverable" occurrence leads to death. which per provides for occurrence "total even if the The concurrence's interpretation of subsection (4)(f) makes § 893.55(4)(b) superfluous. There is nothing in the text of the statute that signals a complete shift in policy away from a single cap for noneconomic damages to two separate caps that can be stacked one on top of the other. ¶43 The single cap interpretation is also consistent with the 1998 amendments to the wrongful death statute. A $500,000 cap on loss of society and companionship for the death of a minor child represents a 333.3% increase in the statutory cap. A $500,000 cap on top of the medical malpractice cap, as the concurrence would have it, would appear to be at odds with the purpose of the statute. ¶44 We conclude that noneconomic damages in a medical malpractice wrongful death case are capped by the limitation in Wis. Stat. § 895.04(4). of health damages care that They are capped to limit the liability providers would have by requiring been that subject to any noneconomic the cap in Wis. Stat. § 893.55(4)(d) and awarded to the deceased personally if he or she had lived, are instead subject to the limit in Wis. Stat. § 895.04(4) and shared by survivors who are normally 16 No. 00-0072 the plaintiffs in a wrongful death action. That limit is now $500,000 for a minor and $350,000 for an adult. ¶45 The concurrence makes statutory construction. "The recoverable claimant a major arguments using First, it points to the language of Wis. Stat. § 655.017: by two amount of or noneconomic plaintiff damages under this chapter . . . is subject to the limits under s. 893.55(4)(d) and (f)." According to the concurrence, "The text of § 655.017 does not limit recovery to the lesser of either the § 893.55(4)(d) limit for medical malpractice or the § 893.55(4)(f) limit for wrongful death. Rather, § 655.017 directs us to both §§ 893.55(4)(d) and (f) to assess the limits on damages imposed in cases of medical Concurrence, ¶181. recovery either to malpractice "Had the the causing legislature § 893.55(4)(d) or wrongful intended the death." to limit § 893.55(4)(f) limit depending on whether the patient died, it would have used different language." Id., ¶182. The response to this argument is that § 655.017 does little more than direct the reader to the binding limits in § 893.55(4). The word "and" between (d) and (f) indicates that there are two limits in subsection (4). must be considered. The word claimant collects both limits. "and" does not imply Both that a Clearly, a surviving victim of malpractice who collects under (4)(d) does not also collect for loss of society and companionship under (4)(f). Hence, the word "and" in § 655.017 does not imply a result in this case. ¶46 wrongful Second, the death" in concurrence stresses the phrase "for Wis. Stat. § 893.55(4)(f) and asserts that 17 No. 00-0072 use of that phrase means (the Wis. Stat. § 893.55(4) apply." that medical Concurrence, ¶139. "the limits malpractice "[D]amages contained cap) do recoverable in not against health care providers for wrongful death, that is, for loss of society and companionship, § 895.04(4)." Id., ¶140. are subject to the limit under In response, the jury in this case found medical negligence, leading to death. Consequently, this is a wrongful death case, taking the case out from under one cap and placing it under another. If the legislature had wanted to create separate damages for loss of society and companionship under § 895.04(4), it could easily have said so with different language. ¶47 In a case such as this, it is appropriate to consult legislative statute. history See O'Connell, to confirm Kalal, ___ 2000 WI 76, our interpretation Wis. 2d ___, ¶¶51-52, ¶51 236 (citing of the Seider v. Wis. 2d 211, 612 legislature has N.W.2d 659). ¶48 Over the past 30 years, the demonstrated an abiding interest in controlling the costs of health care, including the costs related to medical malpractice. The legislature has shown a consistent pattern of funneling and restricting medical malpractice actions to control costs. has incrementally circumscribed the procedures for It filing medical malpractice actions and limited the noneconomic damages available in such actions. ¶49 address In 1975 "Health the Care legislature Liability 18 and made its Patients first effort to Compensation" by No. 00-0072 creating Chapter 37, Laws of 1975. At the beginning of the chapter, the legislature made extensive findings that we have relied upon in past decisions. Aicher v. Wisconsin Patients Comp. Fund, 2000 WI 98, ¶22, 237 Wis. 2d 99, 613 N.W.2d 849; Czapinski, 236 Wis. 2d 316, ¶14; State ex rel. Strykowski v. Wilkie, 81 Wis. 2d 491, 508, 261 N.W.2d 434 (1978). These findings are presented as an Appendix to this opinion. ¶50 In Strykowski, the court summarized the legislative findings and acknowledged that the legislation "was enacted in response to a perceived Wis. 2d at 509. economic and social crisis." 81 Among its many provisions, the 1975 legislation created a Patients Compensation Fund to pay medical malpractice Id. at 500. awards above certain limits. "established an exclusive procedure for The legislation also the prosecution malpractice claims against a '[h]ealth care provider.'" 499 (emphasis added). This can be seen in two of Id. at sections, Wis. Stat. §§ 655.005 and 655.007: 655.005 Remedy. (1)(a) On and after the effective date of this act [1975], every patient, every patient's representative and every health care provider shall be conclusively presumed to have accepted to be bound by this chapter. . . . . 655.007 Patients' claims. On and after the effective date of this act [1975], any patient or the patient's representative, having a claim for injury or death on account of malpractice is subject to this chapter. ¶51 The 1975 legislation created a procedure for addressing medical malpractice, but it did not limit the damage 19 No. 00-0072 awards arising out of medical malpractice. See Martin v. Richards, 192 Wis. 2d 156, 531 N.W.2d 70 (1995). ¶52 In 1984 the legislature amended Wis. Stat. § 655.007 to read: "On and after July 24, 1975, any patient or patient's representative having a claim or any spouse, parent or child of the patient having a derivative claim for injury or death on account of malpractice is subject to this chapter." Act 253 (emphasis added to Wis. Stat. § 655.007 continues medical malpractice, show to including 1983 Wis. amendments). cover derivative derivative claims Current claims for for death. Even before this 1984 amendment, the Strykowski court stated that: Medical malpractice actions are substantially distinct from other tort actions. The classification is plainly germane to the act's purposes. The law applies to all victims of health care providers as described therein. The legislature declares that the circumstances surrounding medical malpractice litigation and insurance required the enactment of the legislation. Strykowski, 81 Wis. 2d at 509 (emphasis added). ¶53 health The 1975 legislation was not successful in controlling care costs. Consequently, in 1985 the legislature attempted to place a global cap on all recovery in a medical malpractice case. It considered 1985 Senate Bill 328, which was the product of the Legislative Council's Special Committee on Medical Malpractice. Senate Bill 328 attempted to impose a $3,300,000 cap on "total damages recoverable" in a Chapter 655 20 No. 00-0072 medical malpractice action. The relevant portion of the Senate Bill provided: The total damages recoverable under ch. 655 for bodily injury or death, including any action or proceeding based on contribution or indemnification, may not exceed $3,300,000 for each occurrence from all health care providers and all employes of health care providers acting within the scope of their employment and providing health care services who are found negligent and from the patients compensation fund for any act or omission occurring on or after the effective date of this subsection. 1985 S.B. 328. ¶54 section The Legislative Council note explaining this proposed stated: "This [$3,300,000] limitation applies to any person bringing a medical malpractice claim, whether a patient or a family member of a patient having a derivative claim. The limitation the claimant Council wrongful applies or of to the total claimants . . . ." 1985 S.B. death claim family member. 328) amount (Analysis (emphasis qualifies as a recoverable by added). the Legislative Once "derivative by again, claim" by a a Hence the phrase "total damages recoverable" indicated that the Senate Bill intended a single cap to apply when medical malpractice resulted in death. ¶55 1985 Senate Bill 328 did not pass, but it is significant in understanding current law because it contained two provisions that were carried over to the legislation that did pass in 1986. See 1985 Wis. Act 340. 21 No. 00-0072 ¶56 First, both the 1985 bill and the 1986 legislation contained a section 655.017. The provision in 1985 Senate Bill 328 read in part: 655.017 Limitation on Recovery. The amount of damages recoverable by a claimant under this chapter for acts or omissions of a health care provider . . . is subject to the limitation under s. 893.55(4). 1985 S.B. 328. ¶57 The provision in the 1986 legislation read: 655.017 Limitation on Noneconomic Damages. The amount of noneconomic damages recoverable by a claimant or plaintiff under this chapter for acts or omissions of a health care provider . . . is subject to the limit under s. 893.55(4). May 1986 Special Session Assembly Bill 4. ¶58 Section 655.017 from the 1986 legislation tied noneconomic damages in medical malpractice claims under Chapter 655, including derivative claims, to the limit in Wis. Stat. § 893.55(4). ¶59 contained Second, both the 1985 bill and the 1986 legislation a provision creating a section 893.55(4). The provision in 1985 Senate Bill 328 pertaining to "total damages recoverable" is quoted in ¶53 above. The equivalent provisions in May 1986 Special Session Assembly Bill 4 read: 893.55(4)(b) The total noneconomic damages recoverable under ch. 655 for . . . death . . . may not exceed the limit under par. (d) for each occurrence from all health care providers. . . . . 893.55(4)(d) The limit on total noneconomic damages for each occurrence under par. (b) shall be $1,000,000 22 No. 00-0072 for actions filed on or after the effective date of this paragraph . . . and shall be adjusted by the director of state courts to reflect changes in the consumer price index. 1986 A.B. 4. (emphasis added). ¶60 1985 The 1986 legislation was obviously different from the bill. The $1,000,000, dollar cap with the latter was reduced amount from indexed. $3,300,000 But this to limit applied to "total noneconomic damages recoverable" instead of "total damages recoverable," leaving economic damages uncapped. The newly created subsection 893.55(4) was also broken into several paragraphs. ¶61 Interestingly, the first draft of May 1986 Special Session Assembly Bill 4 did not contain the word "total" to modify "noneconomic damages." Legislative Reference Drafting File for May 1986 A.B. 4 (LRB 5441/1). Bureau However, the drafter added the modifier "total" in the second draft, and the legislature ultimately enacted Wis. Stat. § 893.55(4)(b). the drafter inserted the the bill in that form. It is logical to assume that when word "total" into the bill between drafts, someone believed the word was so important that it had to be made part of the final bill. The word "total" reveals an intention to limit noneconomic damages in malpractice suits to a single cap, either the conceivably, the one in one in Wis. Stat. § 893.55(4)(d) Wis. Stat. § 895.04(4) or, (pertaining to wrongful death). ¶62 In This was the key issue in Rineck, 155 Wis. 2d at 661. Rineck, the court interpreted 23 Wis. Stat. § 893.55 to mean No. 00-0072 that when medical malpractice resulted in wrongful death, the $1,000,000 statutory limit Wis. Stat. § 893.55(4)(d) on noneconomic superseded the damages under the wrongful death statute. damages cap on under noneconomic The court said: "We conclude that in a medical malpractice action involving death, the $1,000,000 damages limitation imposed by on the recovery specific for total statutes noneconomic applicable to malpractice actions supersedes the $50,000 limitation contained in the wrongful death statutes." ¶63 The court carefully traced the history of the medical malpractice statutes construction. have Id. been a noneconomic and decided the issue using Had it decided the issue differently, there would $950,000 damages gap award between under a medical § 893.55(4)(d) and malpractice wrongful death award under § 895.04(4). made it very statutory clear that one cap superseded malpractice a medical The court the other: "Significantly, ch. 655, Stats., does not state that damages recoverable in medical malpractice cases are also subject to the $50,000 limitation under the general wrongful death provisions of sec. 895.04(4)." Id. at 666 (emphasis added). The court chose one cap and applied it to the claim, saying that the wrongful death cap was "inapplicable." ¶64 Id. at 668. On January 1, 1991, the cap on noneconomic damages in Wis. Stat. § 893.55(4) was "sunset," meaning that it no longer limited recovery of noneconomic damages in medical malpractice cases. This court recognized as much in Jelinek, saying: "Although the cap on non-economic damages in medical malpractice 24 No. 00-0072 claims has expired, [ ] two legislative objectives for enacting ch. 655, Stats. to set tort claims resulting from medical malpractice apart from other tort claims and to treat medical malpractice claims for manner remain valid." injury and death in 182 Wis. 2d at 11. exactly the same The court also noted that multiple claimants could maintain separate causes of action to recover noneconomic damages when a wrongful death occurs. Id. at 13-14. malpractice The wrongful Rineck death approach cases Wis. 2d 59, 63, 501 setting medical from general wrongful See also Dziadosz v. Zirneski, death cases continued to apply. 177 apart of N.W.2d 828 (Ct. App. 1993) (citing Rineck). ¶65 Our holdings in Rineck and Jelinek caused consternation within the medical community.7 Doctors lamented rising and costs for health insurance in particular. care in general malpractice See note 7, supra, and accompanying 7 The health care community exerted pressure on the legislature to put available noneconomic damages in medical malpractice wrongful death claims back on the same footing as general wrongful death claims. See, e.g., Testimony relating to medical malpractice reform before the Assembly Committee on Insurance, Securities and Corporate Policy, (Jan. 19, 1995) (statement by Peter Farrow, Executive Assistant to the Commissioner of Insurance) (noting the unsustainable draining effect of the unlimited caps on the Patients Compensation Fund); Letter from Dr. John Wegenke to Members of the Assembly Insurance, Securities and Corporate Policy Committee 2 (Jan. 19, 1995) (attacking distinction between wrongful death caused by medical malpractice and other forms of wrongful death); Letter from Dr. Richard Roberts, President, State Medical Society, to Members of the Senate Committee on the Judiciary and the Senate Committee on Insurance 1 (Feb. 22, 1995) (supporting medical malpractice reform legislation). 25 No. 00-0072 citations. They decried noneconomic damages the for Jelinek wrongful holding death that caused available by medical malpractice were far greater than available noneconomic damages for other types of wrongful death. ¶66 In mid-1994 a See id. Special Committee of the Wisconsin Patients Compensation Fund recommended "that a cap of $250,000 be imposed on noneconomic damages," believing that such an amendment "would address an elemental and necessary change in the tort system Wisconsin for Patients resolving medical Compensation malpractice Fund, Report to claims." the Joint Legislative Audit Committee 3 (1994). ¶67 In 1995 the legislature acted to restore limits on noneconomic damages in medical malpractice actions. It passed 1995 Wisconsin Act 10, which established a new $350,000 limit for noneconomic damages in medical malpractice cases and simultaneously created Wis. Stat. § 893.55(4)(f). ¶68 Subsection (4)(f), analysis because addresses medical malpractice it causes of course, noneconomic death. is central damage It to limits provides our when that "Notwithstanding the limits on noneconomic damages under this subsection, damages providers . . . for under s. 895.04(4)." ¶69 recoverable wrongful death against are subject health to the care limit (Emphasis added). In effect, Wis. Stat. § 893.55(4)(f) was another step in the legislature's unbroken pattern of narrowing the scope of noneconomic damages flowing from medical malpractice claims in order to control costs. It addressed the medical community's 26 No. 00-0072 concerns in the wake of Rineck and Jelinek by placing medical malpractice wrongful death claims on the same footing as other wrongful death claims.8 It did this by referencing the $150,000 limit death in the claimants up society wrongful to $150,000 and § 893.55(4)(f) recover. limits at noneconomic companionship. does not That statute damages for Significantly, speak to how much allowed loss of however, plaintiffs may It limits the "damages recoverable against health care providers." ¶70 in statute. (Emphasis added). At the time of the 1995 legislation, there were no all on noneconomic damages resulting from medical malpractice. for a wrongful death The legislature changed the law by incorporating the limit under the existing wrongful death statute. ¶71 There are several plausible reasons why the legislature substituted a $150,000 limit for a $350,000 indexed cap in wrongful death cases. ¶72 First, the legislature may not have had an answer for why the limit on wrongful death in a medical malpractice case 8 The archival records of Representative Mark Green, principal author of the 1995 legislation that became Act 10, reveal the legislature's concern over our holding in Jelinek that medical malpractice wrongful death actions were not subject to the damage limits in the general wrongful death statute. See Jelinek v. St. Paul Fire & Cas. Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994); Undated notes of Representative Mark Green (on file with Wisconsin State Historical Society). Representative Green's archival records refer only to restoring the limits in the wrongful death statute, not creating stackable caps. 27 No. 00-0072 was far greater than the limit on wrongful death in other cases. The absence damages of for increased any limit wrongful on either in premiums insurance death for economic medical health or noneconomic malpractice care cases providers and increased assessments on providers to maintain the solvency of the Patients Compensation Fund. Legislative Audit Bureau, 01-11 "An Audit of the Patients Compensation Fund" 15 (June 2001). The fact that homicide by the law was intoxicated treating use of a persons motor responsible vehicle far for more favorably than it was treating brain surgeons, pediatricians, and emergency room doctors may have been viewed as requiring a move toward parity in the noneconomic damage limit for wrongful death. ¶73 Second, the private notes of Representative Mark Green, principal author of the 1995 legislation, make repeated references to the $250,000 cap on medical malpractice damages involving Hospital physicians in Madison Representative Green working (as at well alluded the as to University other state of Wisconsin employees). Wis. Stat. § 893.82 entitled "Claims against state employees; notice of claim; limitation of damages." One purpose of this section is to place a limit on the amounts recoverable in civil actions or civil proceedings against any state employee. Wis. Stat. § 893.82(1)(c). 1995, the section included the following provisions: (5m) With regard to a claim to recover damages for medical malpractice, the time periods under subs. (3) and (4) shall be 180 days after discovery of the injury. . . . 28 In No. 00-0072 (6) The amount recoverable by any person or entity for any damages, injuries or death in any civil action or civil proceeding against a state . . . employe . . . including any such action or proceeding based on contribution or indemnification, shall not exceed $250,000. No punitive damages may be allowed or recoverable in any such action. (Emphasis added). ¶74 Legislators Wis. Stat. § 893.82 may did have not recognized create a global that cap while against all health care providers, it did cap both economic and noneconomic damages against a single provider. ¶75 Third, the legislature decisions in Rineck and Jelinek. was aware Wis. 2d 461, court action concluded for loss 471, 290 that a of N.W.2d 510 minor society this court's The legislature is presumed to act with knowledge of the existing case law. 95 of child and (1980). has a Reiter v. Dyken, In Rineck, separate companionship when cause the of medical malpractice causes the death of one parent and the decedent is survived by his or her spouse. 155 Wis. 2d at 661-62. court reasoned that: [The minor child's] claim originates under ch. 655 rather than the general wrongful death statutes. Chapter 655 controls all claims "for injury or death on account of medical malpractice." Section 655.007. As stated previously, by singling out medical malpractice claims in such a manner, the legislature intended to set medical malpractice cases involving death apart from other death cases to which the general wrongful death statute applies. Therefore, sec. 895.04(2) does not prevent a minor child from maintaining a cause of action for loss of society and companionship when medical malpractice causes the death of a parent. Id. at 671. 29 The No. 00-0072 ¶76 In Jelinek, the court stated the pertinent issue as follows: "In a medical malpractice action involving death that is commenced after January 1, 1991, may the minor children of the patient who dies as a result of the malpractice maintain separate causes of action for loss of society and companionship when the patient is survived by a spouse who also brings a claim for loss of society and companionship?" answered "yes." spouse and damages of Id. at 5. The court The Jelinek case featured claims by a surviving three minor $50,000 children, each loss society for of of whom and was awarded companionship, although the cap at that time in Wis. Stat. § 895.04(4) was only $50,000. ¶77 The Jelinek case was decided at a time when there was no cap on medical malpractice noneconomic damages. its application completely to cases clear. after the Nonetheless, 1995 the As a result, legislation view of is not professional legislative staff was that "arguably, the $150,000 limit applies to each cause of action individually, not in the aggregate." Staff Memorandum to Rep. Mark Green from Don Dyke, Senior Staff Attorney, Wisconsin Legislative Council 2 (Sept. 5, 1997). This view was supported by the fact that the 1995 legislation did not change the law by amending the wrongful death statute. Thus, a legislator who adopted this view in 1995 would have believed that the cap on loss of society and companionship for two parents whose child died as a result of medical malpractice was $300,000, consisting of two potential $150,000 claims. Transposing the facts in Jelinek to a post-1995 Act 10 claim, 30 No. 00-0072 the limit would have been $600,000 for a parent and three minor children, each with a separate claim. ¶78 These rationales put the 1995 legislation on the narrow the wrongful death cap in perspective. ¶79 funnel. In 1997 the legislature acted again to Acting on the assumption that our holding in Jelinek still applied, the legislature added the words "per occurrence" to the wrongful death damage cap in Wis. Stat. § 895.04(4). 1997 Wis. Act 89.9 The legislature added the phrase See "per occurrence" to make it clear that "in wrongful death medical malpractice actions, the limit is a total limit and does not apply individually to each person who may bring an action for loss of society and companionship." Memorandum from Don Dyke, Senior Staff Attorney, Wisconsin Legislative Council 2 (Apr. 21, 1998) (on file with Wisconsin Legislative Council).10 ¶80 The amendment was necessary because the legislature increased the cap on noneconomic damages recoverable in actions 9 The amendment to add the words "per occurrence" to Wis. Stat. § 895.04(4) was sponsored by Senator Robert Jauch, who worked closely with Senator Alice Clausing to develop an acceptable compromise on 1997 Senate Bill 148. See Senate Amendment 1 to Senate Substitute Amendment 3 to 1997 Senate Bill 148. 10 Because this alteration to the statute was enacted after the Maurins brought their claim, each parent has a separate cause of action for wrongful death under the rule of Jelinek. 31 No. 00-0072 alleging the wrongful death of a minor child to $500,000.11 raised the cap for the death of an adult to $350,000. Wis. Stat. § 895.04(4) (1997-98). Id. It See The legislature responded to the pleas of an aggrieved parent, Barbara Schultz, who argued: "There's no way to police the medical profession anymore," Schultz said, pointing out that she can be sued for up to $1 million if she damages a patron's hair in her hair salon, but doctors can only be sued for $150,000 in a wrongful death case. "They should be as responsible as anyone else," Schultz said. 11 Although the 1995 legislation capping noneconomic damages mollified the medical community, it infuriated groups representing victims of medical malpractice, especially parents who had lost children. They bombarded legislators with letters and phone calls asking for the elimination of, or at least an increase in, the new caps. See, e.g., Steve Wideman, Bereaved Parents Seek Accountability, The Post-Crescent, Sept. 8, 1997, at B1; John Nichols, Two Moms Take on Medical Lobby, The Shepherd Express, July 3, 1997; Ed Culhane, Victims of Malpractice Demand Their Day in Court, The Post-Crescent, June 8, 1997, at B8. The efforts of these groups ultimately resulted in the "Justin-Lindsey Bill" referenced by the concurrence. Concurrence, ¶173. These groups believed that the 1995 legislation restoring damage caps limited their recovery to $150,000 not $150,000 for wrongful death plus $350,000 for medical malpractice. See, e.g., Letter from Barbara Schultz to Senator Alice Clausing (Jan. 22, 1997) (on file with Wisconsin State Historical Society) ("With the $150,000 cap, it is making it very hard for cases to even get to court. Why? Medical malpractice cases are very expensive. Attorneys sometimes turn down cases. The reason is, the experts testimonies, which are usually from Doctors, also must be paid."). In another indication that the caps were not stackable, victims' groups pointed out the "scary thought" that "the legislators put a cap on medical negligence of $350,000 if you are alive and if you are killed only $150,000. In other words it is cheaper to kill a patient than to keep that person alive." Letter from Barbara Schultz to senators and representatives, (undated) (on file with Wisconsin State Historical Society) (emphasis added). 32 No. 00-0072 "Families: Wisconsin Wrongful Death Lawsuit Cap is Wrong," Dunn County News (undated), reprinted in The Verdict at 16-17 (Spring 1997). Schultz's equity argument served as an effective counterpoint to the argument made by the health care community in the mid-1990s. ¶81 We think it is improbable, however, that the legislature would have adjusted the wrongful death cap twice within a span of three years12 if it thought claimants had access to the $350,000 indexed medical malpractice damage cap in § 893.55(4)(d), plus the $500,000/$350,000 wrongful death cap.13 ¶82 The majority's single cap theory is supported by a series of court decisions. ¶83 "It constitutes is the now firmly exclusive malpractice in Wisconsin." established procedure and that remedy Chapter for 655 medical Finnegan v. Patients Comp. Fund, 12 The 1995 legislation restored the limit on noneconomic damages in medical malpractice wrongful death cases to $150,000 (the limit provided in § 895.04(4)) and the 1997 legislation increased the limit on noneconomic damages in medical malpractice wrongful death cases to $500,000 (assuming the medical malpractice resulted in the wrongful death of a minor child.). 13 In a written statement to a legislative committee, Barbara Schultz wrote: "Two children died in a medical wrongful death and the [doctors] returned to work as usual. The families on the other hand do not have the same option. Our lives have been shattered. Then we find out there is a $150,000 cap on wrongful death. In May of 1995, the legislators put a cap on medical negligence of $350,000 if you are alive and if you are killed only $150,000. In other words it is cheaper to kill a patient than to keep that person alive. What a scary thought." Letter from Barbara Schultz to senators and representatives, (undated) (on file with Wisconsin State Historical Society). 33 No. 00-0072 2003 WI 98, Czapinski, ¶22, 236 263 Wis. 2d 574, Wis. 2d 316, ¶14; 666 Rineck, N.W.2d 797 155 (citing Wis. 2d at 665; Strykowski; 81 Wis. 2d at 499; Ziulkowski v. Nierengarten, 210 Wis. 2d 98, 102, 565 N.W.2d 164 (Ct. App. 1997)); see also Jelinek, 182 Wis. 2d at 9. ¶84 The Jelinek court said that Chapter 655 had "set tort claims resulting from medical malpractice apart from other tort claims." 182 Wis. 2d at 11. otherwise legitimate This is the complete answer to the argument wrongful death claims are action. that separate See Concurrence, ¶129. negligence and claims distinct causes and of The premise stated in Jelinek has been a pillar of medical malpractice law since 1975. "If the legislature did not intend to change the common law as to the damages that may be recovered in malpractice actions, there would have been provision." Lund no need v. for the Kokemoor, legislature 195 to Wis. 2d 727, enact the 736-37, 537 N.W.2d 21 (Ct. App. 1995). ¶85 Lund v. Kokemoor applied this principle punitive damages from medical malpractice claims. to exclude Hegarty v. Beauchaine used it to establish the statute of limitations on a wrongful death claim for medical malpractice. 249 Wis. 2d 142, 638 N.W.2d 355. death claims that are subject to § 893.55." ¶86 the 2001 WI App 300, The court held that "wrongful result of medical malpractice are Id., ¶21. There are several passages in Czapinski that bear on the issue: 34 No. 00-0072 [W]e hold that the language of Wis. Stat. § 893.55(4)(f) makes applicable to medical malpractice death cases only the limit on damages, and does not incorporate the wrongful death classification of claimants entitled to bring such an action. 236 Wis. 2d 316, ¶2. Statutory language along with legislative history and precedent lead us to hold that the intent of the legislature was to make applicable to medical malpractice death cases only the Wis. Stat. § 895.04(4) limit on damages. Id., ¶13; see also ¶¶16-17. Wis. Stat. § 893.55(4)(f) uses the language, "damages recoverable . . . are subject to the limit under s. 895.04(4)." (Emphasis added). This shows that the legislature intended to extend to medical malpractice suits the wrongful death limit on damages. Id., ¶21. The § 895.04(4) damages." in court noted that the repeated Wis. Stat. § 893.55(4)(f) references "connect 'limit' to to Id., ¶20. ¶87 Although the Czapinski case involved a question about the eligibility of adult children or claimants for the wrongful death from medical malpractice in regard to their mother, the court's analysis accurately describes the operation of the effect of statutes. ¶88 We conclude that the purpose and Wis. Stat. § 893.55(4)(f) was to limit the noneconomic damages recoverable against health care providers for wrongful death in medical malpractice cases Wis. Stat. § 895.04(4). supersedes the limit to The in the dollar limit in amount the latter Wis. Stat. § 893.55(4)(d) have applied but for the shift to a different limit. 35 listed in statute that would No. 00-0072 ¶89 In the immediate aftermath of the 1995 legislation, Wis. Stat. § 895.04(4) appears to combine the noneconomic damages from medical malpractice and the loss of society and companionship damages from wrongful death at a relatively modest level of $150,000. legislators However, the evidence is compelling that key understood that any eligible claimant under Wis. Stat. § 655.007 was entitled to make a separate claim for wrongful death damages in accord with out Rineck and Jelinek decisions. As previously noted, the legislature is presumed to act with knowledge of existing case law. As this court said in Reiter v. Dyken, "the presumption of legislative adoption or ratification of a judicial construction of a statute is entitled to less weight when the court's construction is followed by nearly complete inaction on the part of the legislature with respect to the statute construed," 95 Wis. 2d at 471, but the presumption responsive memoranda is strong action from the the legislature change to when a construction. Legislative Council to takes specific The Rep. private Mark Green, followed by the legislature's action inserting the words "per occurrence" into Wis. Stat. § 895.04(4) at the time the limits in § 895.04(4) were raised, is persuasive evidence that the legislature understood that the single cap in § 895.04(4) could be multiplied by the number of eligible claimants, before that amendment. ¶90 As a result, we believe damages in this case is $300,000. 36 the limit on noneconomic No. 00-0072 B. Constitutionality of the Limit on Wrongful Death Noneconomic Damages Arising Out of Medical Malpractice. ¶91 the We now turn to the second certified question regarding constitutionality noneconomic damages of in the limit wrongful on recovery of actions death the contained in Wis. Stat. § 895.04(4). ¶92 Above, we concluded that the cap on noneconomic damages under § 895.04(4) limits the total noneconomic damages when the cause of a wrongful death is medical malpractice. In practical terms, the global cap on total noneconomic damages intended death by the limits legislature both simultaneously. unconstitutional when wrongful The to death parents cap medical do medical Guzman, 240 Wis. 2d 559. malpractice and medical not argue malpractice causes malpractice that it damages. is See Thus, although we address it in a slightly different context, the certified question whether the cap on wrongful death damages under § 895.04(4) is constitutional is still relevant. ¶93 The constitutionality of a statute is a question of law that we review de novo. Aicher, 237 Wis. 2d 99, ¶18 (citing Riccitelli v. Broekhuizen, 227 Wis. 2d 100, 119, 595 N.W.2d 392 (1999)). Because political decisions statutes embody entrusted to the the economic, social, legislature, statutes a strong presumption of constitutionality. we and afford Id., ¶20 (citing State ex rel. Carnation Milk Prods. Co. v. Emery, 178 Wis. 147, 160, 189 N.W. 564 (1922)). Accordingly, we uphold the constitutionality of a statute unless the party challenging the 37 No. 00-0072 statute demonstrates reasonable doubt. ¶94 For deliberate that it is unconstitutional beyond a made a Id., ¶19.14 many years, judgment "the regarding legislature what maximum [has] amount could be awarded by statute for the loss of society and companionship." Neiman 236 Wis. 2d 411, ¶26.15 court an opportunity to The present action provides this either validate the legislature's authority in this area or shatter the long held understanding of legislative power. ¶95 The constitutional arguments presented by the parents challenge the constitutionality of the cap in four respects. First, they assert that the cap nullifies the state constitutional right to have a jury assess damages under Wis. Const. Art. I, § 5. violates Second, they contend that § 895.04(4)'s cap separation of powers principles by blurring boundaries between judicial and legislative branches. they assert violate the that the constitutional parents posit classifications equal that dictated protection their by guarantees. constitutional the Third, § 895.04(4) Finally, rights to 14 In Guzman v. St. Francis Hospital, Inc., 2001 WI App 21, 240 Wis. 2d 559, 623 N.W.2d 776, the court provides an exceptionally valuable and insightful discussion of the meaning and origin of this formulation. Id., ¶4 n.3. 15 See Neiman v. Am. Nat. Prop. & Cas. Co., 2000 WI 83, ¶26 n.6, 236 Wis. 2d 411, 613 N.W.2d 160. The legislature has increased the statutory cap in a wrongful death claim on many occasions: § 1, ch. 548, Wis. Laws 1949; ch. 194, Wis. Laws 1959; ch. 436, Wis. Laws 1969; ch. 287, Wis. Laws 1975; ch. 166, Wis. Laws 1979; 1983 Wis. Act 315; 1991 Wis. Act 308; 1997 Wis. Act 89. 38 No. 00-0072 substantive due process have been violated by the creation of an arbitrary, capricious, and unreasonable cap. Each of these arguments will be addressed in turn.16 16 The concurrence concludes that the $300,000 limitation we have recognized in this case is unconstitutional. Yet, in Schultz v. Natwick, 2002 WI 125, 257 Wis. 2d 19, 653 N.W.2d 266, this court rejected the retroactive application of a $500,000 cap on wrongful death, thereby limiting the plaintiffs to a recovery of $150,000. The court considered the result "harsh," 257 Wis. 2d 19, ¶38, but there was no hint that the $150,000 cap was unconstitutional. The concurrence is internally inconsistent. The concurrence insists that the wrongful death limitation, like a wrongful death claim, is distinct and separate from the limitation on noneconomic damages for medical malpractice. If we accept this premise, we would examine the effect of the wrongful death cap in isolation. The concurrence assumes that the limitation for wrongful death damages is $150,000. The jury awarded the parents $2.5 million. Consequently, by reducing the award from $2.5 million to $150,000, the overall reduction is $2,350,000, or 94 percent. Under our holding, the damage award is reduced from $3,050,000 ($2,500,000 + $550,000) to $300,000, a reduction of 90.2 percent. Given its analysis, it is not clear how the concurrence could uphold the $150,000 cap in isolation, and it is not clear why it eschews a 90.2 percent reduction but supports a 94 percent reduction. In the concurrence, nothing is clear about what limits are constitutional and what limits are not. This sort of highly subjective analysis runs contrary to established procedure. "Courts are not equipped or empowered to make investigations into the financial resources of various public bodies in Wisconsin; the coverage, policy limits and costs of available liability insurance; or the number of victims of . . . tortfeasors and a profile of the losses they have suffered." Stanhope v. Brown County, 90 Wis. 2d 823, 844, 280 N.W.2d 711 (1979). The court in Stanhope was "unwilling to say that the legislature has no rational basis to fear that full monetary responsibility entails the risk of insolvency or intolerable tax burdens," id. at 842, but the concurrence is apparently willing to say that there is no rational basis here. 39 No. 00-0072 1. Trial by Jury ¶96 Article I, Section 5 of the Wisconsin Constitution provides in part that "[t]he right of trial by jury shall remain inviolate, and shall extend to all cases at law without regard to the amount in controversy." According to the parents, Wis. Stat. § 895.04(4) infringes upon this right by nullifying the jury's damage-finding function. The parents correctly point out that the right to trial by jury includes the right to have "a jury trial on all issues of fact, including that of damages." See Jennings v. Safeguard Ins. Co., 13 Wis. 2d 427, 431, 109 N.W.2d 90 (1961). ¶97 The parents develop an interesting, though ultimately irrelevant, historical argument. They assert that wrongful death actions are not statutory creations but existed at common law, thereby giving the right to jury trial in wrongful death actions constitutional imprimatur. Yet, even if we assume a constitutional right to a jury trial arising out of the common law status of wrongful death actions,17 that right has not been deprived in this case. ¶98 There can be no claim that the parents' constitutional right to a trial by jury was directly infringed in this case 17 Even if wrongful death is an action that existed at common law, this would not preclude the legislature from altering the common law. See Wis. Const. art. XIV, § 13. Article XIV, section 13 provides that the common law "in force" at statehood "shall be and continue part of law of this state until altered or suspended by the legislature." In other words, the Wisconsin Constitution allows the legislature to alter or suspend claims based on the common law. 40 No. 00-0072 because the case was tried to a jury, and the jury in fact decided the issue of damages. Rather the relies upon an attenuated "infringement." reining in the jury's discretion to parents' argument In their view, by award damages, the legislature has impermissibly trampled upon the jury's sacred domain. ¶99 However, "[e]ven when a defendant has a right to trial by jury he has no vested right to the manner or time in which that right may be exercised." State ex rel. Murphy v. Voss, 34 Wis. 2d 501, 509, 149 N.W.2d 595 (1967) (citing State ex rel. Sowle v. Brittich, 7 Wis. 2d 353, 96 N.W.2d 337 (1959)). As the court of appeals ably explained in the Guzman case, Article I, Section 5 of the Wisconsin Constitution respective roles of judge and jury. ¶10. distinguishes the Guzman, 240 Wis. 2d 559, It does not curtail the legislative prerogative to limit actions temporally, see Aicher, 237 Wis. 2d 99, or monetarily, see Guzman, 240 Wis. 2d 559. The cap on noneconomic wrongful death damages is an appropriate exercise of the "legislature's best judgment . . . as to what maximum amount of damages fully 41 No. 00-0072 compensates for loss of society and companionship." Neiman, 236 Wis. 2d 411, ¶26.18 ¶100 We do not find that legislative suspension of damages above and beyond a certain limit infringes upon the right to a jury trial when, in wrongful death actions, determines liability and assesses damages. a jury still The parents have failed to demonstrate that § 895.04(4) violates our federal or state constitutional provisions beyond a reasonable doubt. 2. Separation of Powers ¶101 The parents also advance the position that the legislature has seized judicial power by enacting legislation that curtails the judicial power of remittitur and additur. The parents contend that the cap on noneconomic damages in wrongful death cases has superseded the judicial power to add or remit damages. As a result, the legislature has usurped judicial power. 18 The parents have not briefed the question whether the limitation on wrongful death claims violates Art. I, § 9 of the Wisconsin Constitution. The concurrence relies heavily on this section, repainting an old train in an attempt to lure new passengers. Article I, § 9, singly or in combination with Article I, § 5, does not bar the legislature from making rationally-based determinations about causes of action related to health care in Wisconsin. Limitations on noneconomic damages are not wholly different from prohibitions on punitive damages, periods of limitation on claims, and restrictions on claimants. Article I, § 9, "though of great importance in our jurisprudence, is primarily addressed to the right of persons to have access to the courts and to obtain justice on the basis of the law as it in fact exists. No legal rights are conferred by this portion of the constitution." Mulder v. Acme-Cleveland Corp., 95 Wis. 2d 173, 189, 290 N.W.2d 276 (1980). Article I, § 9 cannot be used to enlarge a restricted cause of action. 42 No. 00-0072 ¶102 In assessing whether the cap in § 895.04(4) violates separation of powers in this case, our first task is to determine whether the alleged usurpation invades a core power of the judicial branch or whether the power is one shared by the branches. See Flynn v. Dep't of Admin., 216 Wis. 2d 521, 545- 46, 576 N.W.2d 245 (1998). If the power is a core power of one branch, then other branches may not intrude upon that power. Id. If, on the other hand, the power is one that is shared between or among branches, then one branch may not unduly burden or substantially interfere with the other branch's exercise of that power. Id. As we understand the parents' remittitur and additur are core judicial powers. argument, We disagree. ¶103 When it comes to creating, limiting, and suspending causes of action, judiciary. See the e.g., legislature Wisconsin shares Stat. power ch. 102 with the (Worker's Compensation Act); Borgnis v. Falk Co., 147 Wis. 327, 133 N.W. 209 (1911). We have noted in the past that the legislature is specifically authorized to act in the context of wrongful death. See Rineck, 155 Wis. 2d at 669 ("As an element of common law, the doctrine permitting recovery for loss of society and companionship was initially created and developed by courts of law. . . . Thus, this is an area where either this court or the legislature may act." (emphasis added)). The legislature's authority flows from its power to alter or suspend the common law. Wis. Const. Art. XIV, § 13; see also State v. Picotte, 2003 WI 42, ¶10, 261 Wis. 2d 249, 661 N.W.2d 381. Accordingly, the whether appropriate separation of powers 43 inquiry is the No. 00-0072 legislature has unduly burdened or substantially interfered with judicial power. ¶104 The limit on noneconomic damages for wrongful death does not prevent a circuit court from exercising the powers of remittitur (holding and that additur. despite malpractice See cap cases, on "a Guzman, 240 noneconomic trial court's remittitur insufficient to and additur demonstrate that damages court discretion . . . to order a remittitur"). the Wis. 2d 559, medical retains the In all, the burden on powers the in ¶13 is minimal statute and violates is the separation of powers beyond a reasonable doubt. 3. Equal Protection ¶105 The parents argue that § 895.04(4) violates equal protection under a strict scrutiny standard and under a rational basis test. As an initial matter, we note that strict scrutiny is not appropriate in this context. Strict scrutiny applies if the statute implicates a fundamental right or creates a nonfavored class of characteristics or discrimination and Wis. 2d 316, ¶28. people have who experienced political have a immutable historical powerlessness. personal pattern Czapinski, of 236 Capping noneconomic wrongful death damages does not violate any fundamental right possessed by the parents. Section 895.04(4) does not deny claimants access to the courts or an opportunity for a jury trial to recover wrongful death damages. on Neither does the statute create classifications based immutable personal characteristics discrimination or political powerlessness. 44 or a history of No. 00-0072 ¶106 Thus, we review the parents equal protection challenge under the rational basis test. A statute will be held constitutional "if the legislature's distinction among groups of persons is purpose." N.W.2d 432 rationally related to a legitimate government Doering v. WEA Ins. Group, 193 Wis. 2d 118, 131, 532 (1995). Conversely, a statute will be held unconstitutional under the rational basis test if the statute is shown to be "patently arbitrary" with "no rational relationship to a legitimate government interest." State v. Dennis H., 2002 WI 104, ¶32; 255 Wis. 2d 359; 647 N.W.2d 851 (quoting State v. McManus, 152 Wis. 2d 113, 131, 447 N.W.2d 654 (1989)). ¶107 First, created by we set § 895.04(4). forth the legislative Doering, 193 classification Wis. 2d at 137. The noneconomic damages cap for wrongful death creates two classes of victims those classes of that die and tortfeasors those those whose actions those whose actions do not cause death. are not irrational. that survive and two cause and death These classifications In fact, they produce varying results in relation to the cap on noneconomic damages for wrongful death, depending upon the circumstances. ¶108 Next, noneconomic we identify wrongful death the objectives damages.19 19 Id. of the cap on The cap on We note that the legislative objective supporting the existence of a wrongful death cause of action is to provide "compensation to designated beneficiaries for their loss of relational interest with the deceased person." Harris v. Kelley, 70 Wis. 2d 242, 253, 234 N.W.2d 628 (1975) (citing Wurtzinger v. Jacobs, 33 Wis. 2d 703, 148 N.W.2d 86 (1967)). 45 No. 00-0072 noneconomic wrongful death damages under § 895.04(4) was implemented to assuage fears "that passion would run high where the wrongdoer causes death and that huge damage awards would be imposed on the Wis. 2d 260, 314, legislature social, wrongdoer." 294 N.W.2d 437 concluded, and Wangen after political v. Ford Motor (1980). taking 97 The Wisconsin account into considerations, Co., economic, see Aicher, 237 Wis. 2d 99, ¶20, that a fair and equitable system considers not only the victim's survivors but also the overall cost of wrongful death awards on the system of health care providers that is vital to the people of Wisconsin. buttressed Appendix. by the legislative This determination is findings presented in the The legislature has pursued a legitimate objective in its quest to balance important considerations. ¶109 Finally, we consider whether the legislative classification is rationally related to the achievement of an Doering, 193 Wis. 2d at 137- appropriate legislative objective. 38. In damages is this instance, undeniably capping related to noneconomic the wrongful legitimate objective sought to be accomplished by the cap. death legislative Indeed, it is hard to conceive a more rational means of assuaging the fear of huge damage awards and reining in insurance costs in the case of a victim's death than by limiting noneconomic wrongful death damages. statute Given does not the presumption run afoul of of our constitutionality, federal protection guarantees beyond a reasonable doubt. 4. Substantive Due Process 46 and state this equal No. 00-0072 ¶110 Finally, the parents argue that the cap on wrongful death damages violates federal and state substantive due process, because it is arbitrary, capricious, and unreasonable. See State v. Radke, 2003 WI N.W.2d 66. The Fourteenth Constitution and art. I, 7, ¶12, Amendment § 1 of 259 to the Wis. 2d 13, the United Wisconsin coextensively guarantee due process of law. 657 States Constitution See Dowhower v. West Bend Mutual Ins. Co., 2000 WI 73, ¶12, 236 Wis. 2d 113, 613 N.W.2d 557. Due process constitutes more than just a guarantee of fair process, but also encompasses substantive protections that bar "certain government actions regardless of the fairness Id., ¶13 (quoting of the procedures used to implement them." County of Sacramento v. Lewis, 523 U.S. 833, 840 (1998)). ¶111 The legislature manner. show parents has claim changed the that, cap in over a the random years, and the arbitrary According to the parents, "[t]hese continual amendments that the arbitrary." cap has no basis in fact and is completely Certainly the legislature has adjusted the cap on noneconomic wrongful death damages from time to time. This does not lead inexorably to the conclusion that such changes did not reflect the legislature's changes to the cap noted considered by the judgment. parents The periodic suggest legislative attention and thoughtfulness, not arbitrary action. It is the legislature's role to seek an equitable level of compensation, and occasional noneconomic reassessment wrongful damages and alteration demonstrates attempts to reach that goal. 47 of the the cap on legislature's No. 00-0072 ¶112 We conclude that the limit on noneconomic damages for medical malpractice wrongful death, as set out in Wis. Stat. § 895.04(4), is not unconstitutional. C. Remittitur ¶113 The jury awarded $550,000 to Shay Maurin's estate for her pre-death pain and suffering. this amount to $100,000. The circuit court remitted The parties dispute whether the court erroneously exercised its discretion. ¶114 The wrongful jury death also awarded damages companionship. This for amount the their must be parents loss $2,500,00 as society and of reduced to $300,000 to comply with the limit set out in Wis. Stat. § 895.04(4). ¶115 Under our decision, the total amount of allowable noneconomic damages for the parents and the estate is $300,000. Consequently, whether the estate's verdict of $550,000 is reduced to $381,428 by law or $100,000 by remittitur will have no bearing on the ultimate award. Consequently, we decline to review the issue. CONCLUSION ¶116 We uphold the constitutionality of the noneconomic damage limit in Wis. Stat. § 895.04(4) as the limit on total noneconomic damages recoverable from health care providers in a medical malpractice wrongful death case. the damages death. the available for medical This limit combines malpractice and wrongful In this case, for the reasons explained in our decision, plaintiffs are entitled 48 to recovery of $300,000. No. 00-0072 Accordingly, the decision of the circuit court is reversed and the cause remanded for action consistent with this decision. By the Court. The judgment of the circuit court is reversed and the cause is remanded to the circuit court for proceedings consistent with this opinion. 49 No. 00-0072 APPENDIX Section 1. Legislative findings. (1) The legislature finds that: (a) The number of suits and claims for damages arising from professional patient care has increased tremendously in the past several years and the size of judgments and settlements in connection therewith has increased even more substantially; (b) The effect of such judgments and settlements, based frequently on newly emerging legal precedents, has been to cause the insurance industry to uniformly and substantially increase the cost and limit the availability of professional liability insurance coverage; (c) These increased insurance costs are being passed on to patients in the form of higher charges for health care services and facilities; (d) The increased costs of providing health care services, the increased incidents of claims and suits against health care providers and the size of such claims and judgments has caused many liability insurance companies to withdraw completely from the insuring of health care providers; (e) The rising number of suits and claims is forcing both individual and institutional health care providers to practice defensively, to the detriment of the health care provider and the patient; (f) As a result of the current impact of such suits and claims, health care providers are often required, for their own protection, to employ extensive diagnostic procedures for their patients, thereby increasing the cost of patient care; (g) As another effect of the increase of such suits and claims and the costs thereof, health care providers are reluctant to and may decline to provide certain health care services which might be helpful, but in themselves entail some risk of patient injury; 50 No. 00-0072 (h) The cost and the difficulty in obtaining insurance for health care providers discourages and has discouraged young physicians from entering into the practice of medicine in this state; (i) Inability to obtain, and the high cost of obtaining, such insurance has affected and is likely to further affect medical and hospital services available in this state to the detriment of patients, the public and health care providers; (j) Some health care providers have curtailed or ceased, or may further curtail or cease, their practices because of the nonavailability or high cost of professional liability insurance; and (k) It therefore appears that the entire effect of such suits and claims is working to the detriment of the health care provider, the patient and the public in general. § 1, ch. 37, Laws of 1975. 51 No. 00-0072ssa, npc ¶117 SHIRLEY S. ABRAHAMSON, C.J., and N. PATRICK CROOKS, J. (concurring). This is a statutory interpretation case that affects the entire health care community and everyone in the state because we all have been or will be patients. The plaintiffs and amicus urge one interpretation of the statutes; the defendants and amicus urge another. The majority opinion adopts neither. ¶118 Rather, the majority has heard a different drumbeat and follows it, adopting an interpretation of the statutes totally different from any argued or briefed here or in the court of appeals. ¶119 Some justices proceed to make decisions benefit of arguments or briefs by the parties. more restraint. without Others prefer Some justices apparently perceive that the rule of law is advanced by a sua sponte approach. We do not. ¶120 This case should not be decided without asking the parties to brief the majority opinion's novel interpretation of the statutes and to reargue the case. We urge the majority to seek supplemental briefs from the parties before promulgating its novel interpretation of the statutes. The rule of law is generally best developed when matters are tested by the fire of adversarial briefs and oral arguments.20 20 "The fundamental premise of the adversary process is that these advocates will uncover and present more useful information and arguments to the decision maker than would be developed by a judicial officer acting on his own in an inquisitorial system." Adam A. Milani & Michael R. Smith, Playing God: A Critical Look at Sua Sponte Decisions by Appellate Courts, 69 Tenn. L. Rev. 245, 247 (2002) (citing United States v. Burke, 504 U.S. 229, 246 (1993) (Scalia, J., concurring)). 1 No. ¶121 This court has emphasized its 00-0072ssa, npc "preference for requesting briefs whenever they might aid the court"21 and has acknowledged that "statutory interpretation is an area in which the courts determination usually until should they be have the willing to assistance delay of their briefs."22 Indeed, a court's sua sponte determination of an issue may raise due process considerations: A court may be depriving parties of their right to a meaningful appeal, to due process notice, and 21 Bartus v. DHSS, 176 Wis. 2d 1063, 1073, 501 N.W.2d 419 (1993). 22 Id. See also Allan D. Vestal, Sua Sponte Consideration Appellate Review, 27 Ford. L. Rev. 477, 493-94 (1958-59): When the appellate court considers a matter sua sponte for the first time it means that the litigants have not been given an opportunity to consider the matter and urge arguments in support of and against the position adopted by the reviewing court. If the question had been raised there is at least a possibility that other facts or other authorities might have been presented which might have changed the court's attitude on the matter. But this opportunity is not given to the losing party. When considered sua sponte both parties are taken completely by surprise and the court decides the matter on grounds not urged by either. Neither has had any opportunity to consider the matter, and both are now bound by res judicata grounded on considerations which represent not well reasoned positions for the litigants, but rather only the fortuitous decision of a wayward court. 2 in No. to adversary counsel.23 00-0072ssa, npc If there ever was a case that cried out for briefs from adversarial parties to assist the court, this statutory interpretation understand why the case majority is it. refuses We to are call at for a loss to additional briefs. ¶122 The majority opinion derives its interpretation of the statutes by piecing together (in a convoluted manner) selected parts of the statutory texts, the medical malpractice "crisis," statutory history, defeated bills legislative (including history private of enacted communications laws and between a legislator and staff), arguments of proponents and opponents in lobbying for bills, and case law interpreting earlier statutes. ¶123 We discussion remittitur. rely of the and the briefs proper Notwithstanding constitutionality raises, on issue recognizing the that and oral statutory the lack majority's we, like argument for interpretation of briefing novel the on our and the interpretation majority, would benefit by hearing from the litigants, we nevertheless explore the unconstitutionality of the majority's novel interpretation using the information we now have. ¶124 We agree with the majority opinion that the judgment of the circuit court must be reversed and remanded. 23 Cf. Lankford v. Idaho, 500 U.S. 110, 120, 111 S. Ct. 1723 (1991) (invalidating a death penalty on due process grounds because "the silent judge was the only person in the courtroom who knew that the real issue that they [counsel] should have been debating was the choice between life and death"). 3 No. 00-0072ssa, npc ¶125 The majority opinion and this concurrence vigorously disagree about the interpretation of the applicable statutes. On remand, the defendants' liability and the plaintiffs' recovery are significantly different under the majority opinion and this concurrence. ¶126 The majority opinion and this concurrence focus on the limits on noneconomic resulting in death damages and in the medical cap on malpractice loss companionship in wrongful death actions. of actions society and Economic damages are not capped in medical malpractice actions24 and pecuniary damages are not capped in wrongful death actions.25 We therefore do not focus on these damages. ¶127 We discuss the present the fundamental concurrence legal flaw as follows: underlying the We first majority's reasoning and analyze the majority's statutory interpretation in light of this flaw. We then set forth our own interpretation of the statutes, an interpretation that coincides with that of the plaintiffs. Finally, we conclude that the majority's interpretation of the statutes is unconstitutional and that the remittitur was an erroneous exercise of discretion. I ¶128 A fundamental legal flaw pervades the majority's concocted interpretation of Wisconsin's medical malpractice and wrongful death statutes. It majority's view of the statutes. 24 Majority op., ¶27. 25 Wis. Stat. § 895.04(4) 4 permeates and distorts the No. ¶129 The flaw: simple yet 00-0072ssa, npc The majority opinion fails to recognize the well-established distinction action and an action for wrongful death.26 between a survival This distinction has been recognized repeatedly in Wisconsin.27 26 At common law, upon the death of a person injured by the fault of another, any action brought for the injury and any right of action brought for the injury and any right of action therefor died with the person. By statutes adopted in most states, this rule has been changed, and the action for the injuries sustained up until the time of death may be maintained by the personal representative. These are known as Survival Acts. By another common-law rule, neither the members of the family of the injured person nor his personal representatives had any cause of action for the loss occasioned by his death. This also has been changed, in all the states, by statutes, which are modeled upon Lord Campbell's Act adopted in England in 1846, and are known as Death Acts. Charles T. McCormick, Damages 335 (1935). 27 Wangen v. Ford Motor Co., 97 Wis. 2d 260, 312, 294, N.W.2d 437 (1980) (estate's award for child's pain a suffering and beneficiaries' recovery for wrongful death "is not a double recovery, but a recovery for a double wrong"); Estate of Merrill ex rel. Mortenson v. Jerrick, 231 Wis. 2d 546, 549, 605 N.W.2d 645 (Ct. App. 1999) ("A survival action is distinct from a wrongful death action."); Miller v. Luther, 170 Wis. 2d 429, 435-36, 489 N.W.2d 651 (Ct. App. 1992) ("A wrongful death action is a cause of action for the benefit of certain designated classes of surviving relatives, enabling them by statute to recover their own damages caused by the wrongful death of the decedent . . . It is not an action that survives the decedent's death; it is a new action brought for the benefit of the statutory beneficiaries."); Jaeger v. Raymark Indus., Inc., 610 F. Supp. 784, 786 (E.D. Wis. 1985) ("The survival action and the wrongful death action are distinct under Wisconsin law. The survival action is brought by the decedent's estate for the injury to the decedent; the wrongful death action belongs to the named beneficiaries for their injury. '[T]he latter action begins where the former ends'" (citations omitted)). 5 No. ¶130 Let us illustrate the distinction. 00-0072ssa, npc When a victim dies, some claims are for pre-death noneconomic damages suffered by the victim (e.g., pain and suffering) and others are for predeath noneconomic victim (e.g., a damages suffered spouse's loss of by family members the These consortium). of are generally referred to as survival actions.28 ¶131 In contrast, damages for within the wrongful death statute. post-death injuries fall The wrongful death statute limits noneconomic damages to loss of society and companionship and caps these damages. Wrongful death claims do not encompass other types of noneconomic damages.29 ¶132 In ordinary tort actions, the victim and the family recover unlimited "survival" damages, and the family recovers the capped "loss of society and companionship" damages.30 ¶133 Yet according to the majority opinion, in medical malpractice actions when death results, both types of damages, survival damages and wrongful death damages, are limited to the cap set forth in the wrongful death statute even though the wrongful death statute addresses society and companionship.31 only damages for loss of This conclusion is surprising in light of the fact that the majority can point to no evidence anywhere to show that anyone at any time has interpreted the cap 28 2 Dan B. Dobbs, The Law of Torts § 295. JI Civil 1815, 1855. 29 Wis. Stat. § 895.04(4). 30 Id. 31 Majority op., ¶31. 6 See, e.g., Wis No. 00-0072ssa, npc for wrongful death damages to encompass anything else besides damages for loss of society and companionship. of legislative society and noneconomic activity was companionship, damages malpractice cases. to not limit to suffered in The whole focus recovery limit for recovery wrongful loss for death of other medical Furthermore, neither the text of the statute nor the majority opinion instructs the parties or courts on how to allocate noneconomic damages when, as in this case, noneconomic damages for the survival action and the wrongful death action exceed the wrongful death cap on loss of society and companionship, or how comparative negligence applies to each type of action.32 ¶134 The majority argues that the plain words of the statute and its interpretation of the legislative history compel it to override this basic legal principle differentiating between survival actions and wrongful death actions. However, neither the text nor the legislative history nor the legislative objective nor the case law compels this strange reading. ¶135 For statutory example, language in the majority cites the Wis. Stat. § 893.55(4)(b), following emphasizing "total," "or death," and "for each occurrence" in support of its theory: The total noneconomic damages recoverable for bodily injury or death, including any action or proceeding based on contribution or indemnification, may not exceed the limit under par. (d) for each occurrence on or after May 25, 1995, from all health care providers 32 Compare § 895.04(7). Wis. Stat. § 893.55(5) 7 and Wis. Stat. No. 00-0072ssa, npc and all employees of health care providers acting within the scope of their employment and providing health care services who are found negligent and from the patients compensation fund.33 ¶136 The majority concludes that the words "total" and "for each occurrence" reveal that the legislature intended a single recovery for each malpractice.34 incident Furthermore, or "occurrence" the majority involving concludes medical that the words "or death" show that the legislature intended to provide a single recovery even when the medical malpractice resulted in a wrongful death.35 ¶137 The majority goes astray when it equates the "death" with a cause of action for wrongful death. word In the Rineck case, the court interpreted "bodily injury or death" in Wis. Stat. § 893.55(4)(b).36 The court held that the wrongful death statute had no application to medical malpractice as the statutes were then drafted. The words "bodily injury or death" in § 893.55(4)(b) were the only words that could be construed as applying to medical malpractice personal injury actions, survival actions, and wrongful death actions. ¶138 The words "bodily injury or death" in Wis. Stat. § 893.55(4)(b) have to be interpreted in light of the addition of § 893.55(4)(f), relating to wrongful death. § 893.55(4)(f) was probably prompted 33 Rineck decision. 456 N.W.2d 336 Id. 36 Rineck Majority op., ¶23. 35 the Wis. Stat. § 893.55(4)(b). 34 by The addition of v. Johnson, 155 (1990). 8 Wis. 2d 659, No. 00-0072ssa, npc The adoption of § 893.55(4)(f) was meant to undo Rineck so that the word "death" in Wis. Stat. § 893.55(4)(b) references a cause of action for "wrongful death." no longer As a result of the adoption of § 893.55(4)(f), § 893.55(4)(b) governs the cap for noneconomic damages in medical malpractice actions except that § 895.04(4) governs the cap on loss of society and companionship in medical malpractice wrongful death actions. ¶139 In fact, when the term "wrongful death" is used in Wis. Stat. § 893.55(4)(f), the applicable statutory language states that the limits contained in Wis. Stat. § 893.55(4) (the medical malpractice cap) do not apply. Section 893.55(4)(f) reads as follows: Notwithstanding the limits on noneconomic damages under this subsection [§ 893.55(4)], damages recoverable against health care providers . . . for wrongful death are subject to the limit under s. 895.04(4)(emphasis added).37 ¶140 The majority argues that we interpret the word "notwithstanding" to mean "in addition to" instead of "in spite of."38 Nonsense! follows: In spite To the contrary, of the limits we set read the statute forth in Wis. as Stat. § 893.55(4) relating to noneconomic damages (statutorily defined to include a long list of noneconomic 37 Majority op., ¶36. 39 damages Wis. Stat. § 893.55(4)(f). 38 damages),39 Wisconsin Stat. § 893.55(4)(a) states: In this subsection, "noneconomic damages" means moneys intended to compensate for pain and suffering; humiliation; embarrassment; worry; mental distress; noneconomic effects of disability including loss of 9 No. 00-0072ssa, npc recoverable against health care providers for wrongful death, that is, for loss of society and companionship, are subject to the limit under § 895.04(4). wrongful death are The only noneconomic damages for damages for loss of society and companionship. ¶141 In contrast, the majority rewrites paragraph (4)(f) of Wis. Stat. § 893.55 medical to malpractice, state the that limit on when all death is caused noneconomic by damages defined in § 893.55(4)(a) is no longer governed by § 893.55(4); instead all noneconomic damages in medical malpractice are limited to whatever the limit is set forth for the loss of society and companionship in wrongful death actions. But of course that is not what the text of the statute says. ¶142 Wisconsin Stat. § 893.55(4)(f) specifically identifies damages for wrongful death (the only such damages being damages for loss of society and companionship) and directs us toward that wrongful death statute to determine the applicable limits on damages for wrongful death. the majority would have it The statute does not read, as read, that in the event of a patient's death, the cap set forth in the wrongful death statute for loss of society and companionship applies to all noneconomic damages listed in the medical malpractice statute. If the legislature intended to so provide, the statute would have been enjoyment of the normal activities, benefits and pleasures of life and loss of mental or physical health, well being or bodily functions; loss of consortium, society and companionship; or loss of love and affection. 10 No. drafted to read simply as follows: 00-0072ssa, npc "Notwithstanding the limits on noneconomic damages under this subsection, in the event of the death of noneconomic a patient damages providers . . . would caused by medical recoverable be subject malpractice, all health care against to the limit under s. 895.04(4)." ¶143 The majority opinion fails to distinguish between the phrase "noneconomic damages" broadly defined in the medical malpractice statute (Wis. Stat. § 893.55(4)(a)) and damages for loss of society and companionship, the only noneconomic damages recoverable in wrongful death actions. The majority opinion just ignores the difference and conflates the two.40 ¶144 The majority opinion does this in spite of the fact that the prefatory note to the bill that created Wis. Stat. § 893.55(4)(f) (an explanatory note in plain language required by statute to be printed introduced)41 explains companionship in that medical and to claims malpractice accompany for loss wrongful a of bill when society and death would be treated in the same manner as claims in other civil actions involving death, meaning that the award would be for loss of society and companionship: The bill limits the damages for loss of society and companionship that may be recoverable in medical malpractice cases involving death to the $150,000 40 See, e.g., majority op., ¶69. 41 Wis. Stat. § 13.92(1)(b)2. 11 No. 00-0072ssa, npc maximum currently established for other civil actions involving death (emphasis added).42 ¶145 We should assume that a subsection that specifically references wrongful death, as does Wis. Stat. § 893.55(4)(f), should govern how damages for wrongful death, that is, damages for loss of society and companionship, are calculated with regard to that specific cause of action, irrespective of the limits on other causes of action contained in § 893.55(4). this is certainly the case when preemptory language And such as "notwithstanding" is used to separate that statutory provision from the rest of the subsection, as is the case here. ¶146 The majority also finds it significant that "loss of society and companionship" is contained in the definition of noneconomic damages set forth in Wis. Stat. § 893.55(4)(a), quoted at note 20 of this concurrence. However, the majority fails to recognize that a cause of action for loss of society and companionship can be raised for the period of time in which a patient was exclusively damages incapacitated to that post-death are covered before loss in of death society wrongful and does and death not refer companionship, actions.43 For damages for loss of society and companionship in wrongful death, the more specific statute is Wis. Stat. § 893.55(4)(f), and that statute should govern here, notwithstanding (that is, in spite 42 Legislative Reference Bureau Analysis of 1995 Assembly Bill 36. 43 See Wis JI Civil 1815 (loss of consortium includes "companionship and society"); see also Fitzgerald v. Meissner & Hicks, Inc., 38 Wis. 2d 571, 157 N.W.2d 595 (1968). 12 No. 00-0072ssa, npc of) any provision contained in Wis. Stat. § 893.55(4) governing other noneconomic damages.44 ¶147 The majority's distinction between death permeates also history. The fundamental survival its majority failure actions and interpretation argues that by to recognize actions of in the the wrongful legislative enacting Wis. Stat. § 893.55(4)(f), the legislature, reacting to our decisions in Rineck45 and Jelinek,46 intended merely to place medical malpractice wrongful death claims "on the same footing" as other wrongful death claims.47 Absolutely. We agree with the majority. ¶148 Ironically, the majority's own interpretation of the statutes is inconsistent with the very legislative purpose the majority proffers.48 The majority opinion defeats the legislature's attempt to attain parity between wrongful death claims in tort cases generally and wrongful death claims in medical malpractice cases. 44 See State ex rel. Hensley v. Endicott, 2001 WI 105, ¶21, 245 Wis. 2d 607, 627, 629 N.W.2d 686 (citing Martineau v. State Conservation Comm'n, 46 Wis. 2d 443, 449, 175 N.W.2d 206 (1970)) (that a specific statute controls over a general statute "is especially true when the specific statute is enacted after the general statute"). 45 Rineck v. Johnson, 155 Wis. 2d 659, 456 N.W.2d 336 (1990). 46 Jelinek v. St. Paul Fire & Cas. Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994). 47 Majority op., ¶69. 48 Id. 13 No. ¶149 Under the majority's interpretation, 00-0072ssa, npc the wrongful death cap for loss of society and companionship supersedes the medical malpractice patient dies. cap for all noneconomic damages if the Wrongful death claimants are thus forced to share their limited recovery with those entitled to recover damages under survival actions. In this sense, wrongful death claims in medical malpractice actions are not "on the same footing" as other wrongful death claims in other tort actions. Recoveries for wrongful death claimants in medical malpractice cases are more severely limited. ¶150 This result is apparent in the case before us today. The parents will be forced to relinquish either their full wrongful death award or the estate's award for pre-death pain and suffering because the total recovery for all damages exceeds $300,000, even though the statute specifically states that the caps on damages companionship) for are wrongful set death forth in (loss of society and Wis. Stat. § 895.04(4) notwithstanding the limits contained in Wis. Stat. § 893.55(4).49 ¶151 The majority's reliance on case law also falls well short of the mark. 49 The majority opinion snips language from Parity is attained in the interpretation we adopt: In tort actions involving death, except medical malpractice actions, noneconomic pre-death damages are not limited; wrongful death damages are limited to damages for loss of society and companionship and capped at $150,000. In medical malpractice tort actions, noneconomic pre-death damages are capped at $350,000; wrongful death damages are limited to damages for loss of society and companionship and capped at $150,000. 14 No. 00-0072ssa, npc various court decisions and quotes passages out of context to support theory.50 its It starts with Jelinek,51 which is inapplicable to our case because it was decided when no caps existed in medical malpractice cases and before Wis. Stat. § 893.55(4)(f) was enacted. ¶152 The Kokemoor.52 majority then lifts language from Lund v. But Lund had to do with whether punitive damages were recoverable in medical malpractice lawsuits. The language lifted from Lund is of no value here. ¶153 The majority cites Hegarty v. Beauchaine53 in support of its theory. Hegarty is inapplicable, however, because it involved a dispute over which statute of limitations applied in a medical there is malpractice case no provision similar involving to wrongful death. Since Wis. Stat. § 893.55(4)(f) directing us away from the medical malpractice statute in order to determine the appropriate statute of limitations in a medical malpractice action for wrongful death, the Hegarty decision also is of no value here. ¶154 Finally, the majority's reliance on Czapinski54 also is misplaced. 50 First of all, Czapinski merely acknowledges that the Majority op., ¶¶83-87. 51 Jelinek v. St. Paul Fire & Cas. Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994). 52 Lund v. Kokemoor, 195 Wis. 2d 727, 537 N.W.2d 21 (Ct. App. 1995). 53 Hegarty v. Beauchaine, 2001 WI App 300, 249 Wis. 2d 142, 638 N.W.2d 355. 54 Czapinski v. St. Francis Hosp., Inc., 2000 WI 80, 236 Wis. 2d 316, 613 N.W.2d 120. 15 No. 00-0072ssa, npc wrongful death cap is applicable to medical malpractice cases, and says nothing about how the cap applies. Czapinski had to do with determining who was eligible to bring a cause of action for wrongful death in a medical malpractice case, and not with the amount of damages those claimants could recover. Thus, Czapinski also is of no value here. ¶155 We prefer to rely on authority that is directly on point rather than quoting passages from prior case law out of context. that When we follow this steadfast principle it is apparent nobody has ever interpreted the wrongful death cap as encompassing anything other than damages for loss of society and companionship, even in medical malpractice cases. well-respected treatise on damage law in Indeed, the Wisconsin has interpreted the statutes as exempting wrongful death damages for loss of society and companionship from the medical malpractice cap for noneconomic damages, writing as follows: The legislature has limited an injured plaintiff's right to recover damages for pain and suffering in claims against health care providers. A $350,000 cap (to be adjusted at least annually by the director of state courts to reflect changes in the consumer price index) was imposed, effective May 25, 1995, on noneconomic damages, defined to include pain and suffering, in medical negligence cases in which the claim accrued on or after the statute's effective date. Wis. Stat. §§ 893.55(4)(a),(d); 655.017. Wrongful death claims are excepted from this noneconomic loss cap. Wis. Stat. § 893.55(4)(f) (emphasis added).55 55 1 The Law of Damages in Wisconsin (Russell M. Ware ed., 3d ed. 2003). 16 § 5.5, at 3 n.1 No. 00-0072ssa, npc ¶156 The majority's misinterpretation of the law also is evident in its surprising holding that each parent may collect the full amount under the wrongful death cap for loss of society and companionship. ¶157 In a possible attempt to save face and avoid the absurd result compelled by its interpretation of the medical malpractice and wrongful death statutes that the total recovery available for the survival actions and the wrongful death action is a mere $150,000, the majority conjures up an interpretation of the wrongful death statute that allows each parent in this case to recover a full $150,000 under the wrongful death statute. ¶158 The majority cannot produce any evidence that anyone has ever applied the wrongful death cap in tort actions generally or in medical malpractice actions specifically in the way they interpret Wis. Stat. § 893.55(4)(f), that is, that the wrongful death cap applies to each parent's claim rather than both parents' claims in the aggregate. ¶159 In support of its argument the majority offers us nothing except two private communications between a member of the legislative council staff and one legislator, Mark Green, identified by the majority as "key legislators."56 The private memoranda cited by the majority fail to provide any evidence, let alone "compelling" characterizes the evidence memoranda)57 that 56 Majority op., ¶89. 57 Id. 17 (as in the majority wrongful death opinion actions No. 00-0072ssa, npc arising from medical malpractice in the case of a minor child, each parent can recover the full amount of the cap. Nor does the majority ever show that "key legislators understood that any eligible claimant under Wis. Stat. § 655.007 was entitled to make a separate claim for wrongful death damages . . . ."58 ¶160 In fact, one private memorandum cited by the majority to justify its reading of the statute states only that: It is arguable that the causes of action for loss of society and companionship in medical malpractice actions for wrongful death are separate and the current $150,000 limit applies to each cause of action individually, not in the aggregate. [Jelinek v. St. Paul Fire and Casualty Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994).] (emphasis added).59 ¶161 This same memorandum states that: Presumably, reference is made to "per occurrence" [in 1997 Wis. Act 89] to provide that in wrongful death medical malpractice actions, the limit is a total limit and does not apply individually to each person who may bring an action for loss of society and companionship (emphasis added).60 58 59 Id. Memorandum from Legis. Council (Apr. Legislative Council). 60 Don Dyke, Senior Staff Attorney, Wis. 21, 1998) (on file with Wisconsin The 1998 memo states in full in pertinent part: 1. Limitation on Recovery Society and Companionship of Damages for Loss of Act 89 replaces the current $150,000 limit on damages for loss of society and companionship in wrongful death actions with a $500,000 limit per occurrence in the case of a deceased minor or $350,000 per occurrence in the case of a deceased adult. The new limits apply both to wrongful death actions involving medical malpractice and to other wrongful death actions. Presumably, reference is made to "per 18 No. 00-0072ssa, npc ¶162 The earlier private memorandum cited by the majority merely states as follows: The causes of action [for loss of society and companionship in a medical malpractice action for wrongful death] appear to be separate each surviving person allowed to bring an action may do so and, arguably, the $150,000 limit applies to each cause of action individually, not in the aggregate. [Jelinek v. St. Paul Fire and Casualty Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994).] (emphasis added).61 occurrence" to provide that in wrongful death medical malpractice actions, the limit is a total limit and does not apply individually to each person who may bring an action for loss of society and companionship. (As noted above, in wrongful death actions not involving medical malpractice, s. 895.04(4), Stats., has already been interpreted as applying the current $150,000 limit in the aggregate. 61 Memorandum from Don Dyke, Senior Staff Attorney, Wis. Legis. Council (Sept. 5, 1997) (on file with Wisconsin Legislative Council). The 1997 memo states in pertinent part: 2. Medical Malpractice Actions In a medical malpractice wrongful death action, damages for loss of society and companionship, are also subject to the $150,00 limit. [ss. 893.55(4)(f) and 895.04(4), Stats.] However, in a medical malpractice action for wrongful death, who may recover damages for loss of society and companionship and how the limit is applied may differ from wrongful death actions generally. It appears that an action for loss of society and companionship in a medical malpractice action for wrongful death may be brought: (a) by a surviving spouse; (b) by a minor child of a deceased parent; and (c) by a parent of a deceased minor child. [See, for example, Dziadosz v. Zirneski, 177 Wis. 2d 59, 501 N.W.2d 828 (Ct. App. 1993).] The causes of action appear to be separate each surviving person allowed to bring an action may do so and, arguably, the $150,000 limit applies to each cause of action individually, 19 No. 00-0072ssa, npc ¶163 It is for good reason that the staff member chose the words the "arguable," reference to "presumably," the Jelinek "appear," and "arguably" decision. When with Jelinek was decided, no limits existed on noneconomic damages in medical malpractice actions. Rineck had previously decided that the wrongful did death limits not apply Jelinek affirmed that conclusion. Wis. Stat. § 893.55(4)(f), in medical malpractice. Thus, before the enactment of each claimant in a medical malpractice action was allowed to recover for his or her own loss of society and companionship as a separate action under the medical malpractice statute governing all noneconomic damages, not under the wrongful death statute.62 ¶164 Interestingly enough, in its rush to present "compelling evidence" that "key legislators understood that any eligible claimant under Wis. Stat. § 655.007 was entitled to make a separate claim for wrongful death damages,"63 the majority unwittingly provides us with compelling evidence supporting our not in the aggregate. [Jelinek v. St. Paul Fire and Casualty Ins. Co., 182 Wis. 2d 1, 512 N.W.2d 764 (1994).] Note that while 1995 Wisconsin Act 10 clearly applied the $150,000 limit on loss of society and companionship in wrongful death actions to medical malpractice actions, it arguably did not change the above-cited differences in who may recover loss of society and companionship damages in medical malpractice wrongful death actions and whether the limit is applied individually or in the aggregate. (emphasis in original). 62 See Jelinek, 182 Wis. 2d at 8-9. 63 Majority op., ¶___. 20 No. interpretation of the statutes. 00-0072ssa, npc The majority overlooks the fact that the analysis provided to Rep. Green by the staff member centers only on "damages for loss of society and companionship" and reflects an understanding that the cap on wrongful death damages, even in cases of medical malpractice, consists only of damages for fundamental loss legal of society principle companionship.64 and that damages for This wrongful death consist only of damages for loss of society and companionship, which was apparent to Rep. Green and a staff member, is lost on the majority of this court. ¶165 While Rep. Green might have been interested in putting an end to any uncertainty about the continued vitality of Jelinek and Rineck by inserting the language "per occurrence," this does not mean that anyone has ever, before today, interpreted the wrongful death statute to allow each parent to collect the full amount under the cap. ¶166 In fact, the prefatory note to the bill that created Wis. Stat. § 893.55(4)(f) (an explanatory note in plain language required by statute to be printed and to accompany a bill when introduced)65 explains companionship in treated in the that medical same claims malpractice manner as for loss wrongful claims other of society death would civil and be actions involving death, meaning that the award would be available in the aggregate, not individually: 64 See notes Error! Bookmark not defined., 61, supra. 65 Wis. Stat. § 13.92(1)(b)2. 21 No. 00-0072ssa, npc The bill limits the damages for loss of society and companionship that may be recoverable in medical malpractice cases involving death to the $150,000 maximum currently established for other civil actions involving death (emphasis added).66 ¶167 Such an explanation of the bill, which was available to the entire legislature before enactment of the law, is a much more compelling indicator of what the legislation meant than private communications with a legislator speculating about what existing legislation "arguably" or "presumably" meant in light of a case interpreting a totally different statute. ¶168 Additionally, a case cited and quoted in both memoranda that the majority submits in support of its theory holds to the contrary. In York v. National Continental Ins. Co., the plaintiffs contended that each parent was entitled to recover damages for loss of society and companionship up to the statutory limit. under the The court rejected this argument and held that wrongful death statute, recovery was limited by statute and the statutory sum was to be divided among members of the statutorily defined class of claimants: We hold that the sec. 895.04(4), Stats., limit of $50,000 for loss of society and companionship in a wrongful death action is recoverable by the spouse of the person deceased, or if no spouse is living by the class of children of the person deceased as defined in sec. 895.04(2), or if no children are living by the class of parents of the person deceased (emphasis added).67 66 Legislative Reference Bureau Analysis of 1995 Assembly Bill 36. 67 York v. Nat'l Cont'l Ins. Co., 158 Wis. 2d 486, 499, 463 N.W.2d 364 (Ct.App. 1990). 22 No. ¶169 Moreover, the cases this court has 00-0072ssa, npc heard involving Wis. Stat. § 893.55(4)(f) and the increased limits for wrongful death in medical malpractice cases demonstrate that those who were most involved with the issues understood that the $150,000 cap applied to both parents in aggregate in medical malpractice wrongful death cases. ¶170 For example, in Schultz v. Natwick,68 the parties treated the limit for wrongful death claims under Wis. Stat. § 893.55(4)(f) as encompassing the claims for loss of society and companionship of both surviving parents, both before and after the "per occurrence" language was added.69 See also Neiman v. American National Property and Casualty Company,70 in which the parties litigated their case with the understanding that the caps for wrongful death applied to the parents in aggregate, not separately.71 ¶171 The Schultzes' understanding of the application of the cap is important because Barbara Schultz was one of the key advocates for the increased caps in wrongful death in medical malpractice cases. The Schultzes' only noneconomic claim was 68 Schultz v. Natwick, 2002 WI 125, 257 Wis. 2d 19, 653 N.W.2d 266. 69 See Brief for Respondent at App. 141; Schultz v. Natwick, 2002 WI 125, 257 Wis. 2d 19, 653 N.W.2d 266. See also Brief for Appellant at 7. 70 Neiman v. Am. Nat'l Prop. & Cas. Co., 2000 WI 83, 236 Wis. 2d 411, 613 N.W.2d 160. 71 See Brief for Appellant at 6, Neiman v. Am. Nat'l Prop. & Cas. Co., 2000 WI 83, 236 Wis. 2d 411, 613 N.W.2d 160. See also Brief for Respondent at 17. 23 No. 00-0072ssa, npc for their loss of society and companionship of their young child who tragically died as a result of medical malpractice. Ms. Schultz's comments about wrongful death and medical malpractice, quoted by Ignoring the the majority, context of have the to be read Schultzes' in this claims, context. the majority opinion distorts Ms. Schultz's comments to support its reading of the statute. The majority now mocks the Schultzes' efforts by interpreting their law to reduce awards for the death of victims of medical malpractice. ¶172 Forgetting the victims of malpractice, the majority errs in its interpretation because its total and sole concern is for health care providers and the cost of insurance premiums. The majority cynically attributes this attitude to the legislature and the strength of the health care providers' lobby. ¶173 The legislature's majority's and governor's interpretation concern for the ignores welfare the of the people evident in the Justin Sky Millar Lindsey Brooke Schultz law increasing damages for loss of society and companionship in wrongful death actions Thompson expressed this to $350,000 concern for and $500,000. the victims Governor and their families as follows when he signed the law: The legislation I am signing today is named the "Justin-Lindsey Bill" for two families who tragically lost children and fought courageously to raise the limits on compensation. Lindsey Brooke Schultz died at age 13 during a routine appendectomy when a hole was punctured in her abdominal aorta. Justin Sky Millar died at age 11 from an allergy shot. These are two tragedies. Today we make sure that families like Lindsey's and Justin's have the opportunity to pursue 24 No. fair compensation for their losses. memory of Justin and Lindsey that legislation into law.72 00-0072ssa, npc So it is in I sign this ¶174 The majority opinion has lost sight of the welfare of the victims in its interpretation. the state! The legislature misinterpretation of a law. Too bad for the people of can correct the majority's The families of the state will have to make their voices heard again. II ¶175 We would answer the three questions posed by the majority opinion as follows: (1) The plaintiffs in an action in which death is caused by medical noneconomic malpractice may damages both for recover medical the limits negligence of and wrongful death. (2) The wrongful death limit is unconstitutional under the majority's interpretation of the statutes. (3) The circuit court erroneously exercised its discretion in ordering remittitur of the verdict in favor of the estate for pre-death pain and suffering, reducing the award from $550,000 to $100,000. ¶176 We set forth our reasoning in full even though the discussion may to some extent overlap or repeat arguments made earlier in our criticism of the majority opinion. order to illustrate the logical simplicity with We do so in which our interpretation applies to the facts of this case, and so that the reader may contrast this approach with the convoluted way in 72 Governor Thompson's Press Release, Resp. Supp. App. 330. 25 No. 00-0072ssa, npc which the majority stretches, and reaches beyond, the bounds of accepted legal principles in order to reach its desired result. (1) ¶177 We determine that the limits on noneconomic damages set forth in Wis. Stat. §§ 893.55(4)(d) and (4)(f) serve as two separate and distinct recoveries when medical malpractice causes wrongful death. ¶178 The issue presented is one of statutory interpretation, a question of law that this court determines independently of the circuit court and court of appeals, benefiting from the analysis of those courts. ¶179 We begin our journey through the statutes with chapter 655. Wisconsin Stat. malpractice actions, recoverable by omissions of a a § 655.017 "the claimant health care amount or states of that in medical non-economic damages plaintiff . . . for provider . . . is acts or to the subject limits under §§ 893.55(4)(d) and (f)" (emphasis added). ¶180 Section 655.017 provides as follows: The amount of noneconomic damages recoverable by a claimant or plaintiff under this chapter for acts or omissions of a health care provider if the act or omission occurs on or after May 25, 1995, and for acts or omissions of an employe of a health care provider, acting within the scope of his or her employment and providing health care services, for acts or omissions occurring on or after May 25, 1995, is subject to the limits under s. 893.55(4)(d) and (f) (emphasis added). ¶181 The text of § 655.017 does not limit recovery to the lesser of malpractice either or the the § 893.55(4)(d) § 893.55(4)(f) limit limit for for wrongful medical death. Rather, § 655.017 directs us to both §§ 893.55(4)(d) and (f) to 26 No. assess the limits on damages imposed in 00-0072ssa, npc cases of medical malpractice causing wrongful death. ¶182 Section noneconomic 655.017 damages recognizes under that both the limit on and the Wis. Stat. § 893.55(4)(d) limit on wrongful death damages under Wis. Stat. § 893.55(4)(f) are applicable legislature in medical intended to malpractice limit actions. recovery to Had the either the § 893.55(4)(d) limit or the § 893.55(4)(f) limit depending on whether the patient died, it would have used different language. ¶183 Wisconsin noneconomic occurrence Stat. damages at in $350,000 § 893.55(4)(d) medical sets malpractice (adjusted for the actions limit for inflation). on each Section 893.55(4)(d) states in full as follows: The limit on total noneconomic damages for each occurrence under par. (b) on or after May 25, 1995, shall be $350,000 and shall be adjusted by the director of state courts to reflect changes in the consumer price index for all urban consumers, U.S. city average, as determined by the U.S. department of labor, at least annually thereafter, with the adjusted limit to apply to awards subsequent to such adjustments. ¶184 Wisconsin "notwithstanding § 893.55(4) the (namely Stat. § 893.55(4)(f) limits on $350,000), noneconomic "damages states that damages" under recoverable against health care providers . . . for wrongful death are subject to the limit under § 895.04(4)." Wisconsin Stat. § 893.55(4)(f), which we set forth again, provides as follows: Notwithstanding the limits on noneconomic damages under this subsection, damages recoverable against health care providers and an employe of a health care provider, acting within the scope of his or her 27 No. 00-0072ssa, npc employment and providing health care services, for wrongful death are subject to the limit under s. 895.04(4). If damages in excess of the limit under s. 895.04(4) are found, the court shall make any reduction required under s. 895.045 and shall award the lesser of the reduced amount or the limit under s. 895.04(4). ¶185 Because Wis. Stat. § 895.04(4), which governs the § 893.55(4)(f) limit on damages refers for loss to of society and companionship in wrongful death actions regardless of whether these damages arise in medical malpractice cases or other torts, we turn to § 895.04(4). Section 895.04(4) governs limits on loss of society and companionship damages in wrongful death actions both in medical malpractice and in other torts. The limit on damages for loss of society and companionship set by § 895.05(4), the wrongful death statute, was $150,000 in this case. Section 895.04(4) provides as follows: Judgment for damages for pecuniary injury from wrongful death may be awarded to any person entitled to bring a wrongful death action. Additional damages not to exceed $150,000 for loss of society and companionship may be awarded to the spouse, children or parents of the deceased. ¶186 In support of his argument that the statutes create a "global cap" of $350,000, Dr. Hall directs us to Wis. Stat. § 893.55(4)(b).73 73 Wisconsin Stat. § 893.55(4)(b) states that the For the reader's Stat. § 893.55(4)(b): convenience we again quote Wisconsin The total noneconomic damages recoverable for bodily injury or death, including any action or proceeding based on contribution or indemnification, may not exceed the limit under par. (d) for each occurrence on or after May 25, 1995, from all health care providers and all employes of health care providers acting within the scope of their employment and providing 28 No. "total noneconomic death" arising $350,000. damages from recoverable medical for 00-0072ssa, npc bodily malpractice "may injury not or exceed" Dr. Hall argues that the legislature's use of the word "death" demonstrates its intent to include wrongful death claims within the "total noneconomic damages recoverable" under the medical malpractice damage cap. ¶187 Interpreting Wis. Stat. § 893.55(4)(b) to include wrongful death as part of "total noneconomic damages" would, however, render paragraph (f) superfluous. Paragraph (f) states that "[n]otwithstanding the limits on noneconomic damages" under § 893.55(4) ($350,000), "damages recoverable against health care providers . . . for under § wrongful 895.04(4)" "notwithstanding" death (emphasis phrase are subject added). points us On away to the its from limit face, the Wis. Stat. § 893.55(4) (the $350,000 cap on noneconomic damages in medical malpractice) and toward § 895.04(4) (establishing the $150,000 cap on actions) loss to of society determine and the companionship recovery in limits wrongful available death in a wrongful death action. ¶188 Dr. Hall "notwithstanding" attempts phrase by to sidestep arguing that this inconvenient paragraph (f) means that recovery for wrongful death is limited to the amount set forth in Wis. Stat. § 895.04(4) ($150,000) even if the "total noneconomic damages" are further limited by § 893.55(4)(d) ($350,000). health care services who are found negligent and from the patients compensation fund. 29 No. 00-0072ssa, npc ¶189 We agree with the parents that the text of Wis. Stat. § 893.55(4)(f) means that wrongful death actions are separated from the various provisions of Wis. Stat. § 893.55(4) (medical malpractice) damages and that contained in notwithstanding the medical any other malpractice limits statute, on the statute on wrongful death retains its integrity even in a case involving medical "notwithstanding malpractice. the limits The on legislature's noneconomic phrasing damages" under § 893.55(4) ($350,000) specifically directs us to the cap in the wrongful death statute in evaluating the award for noneconomic damages (that is, the loss of society and companionship) in a wrongful death action. To read the statute otherwise would render the language "notwithstanding" superfluous, something we cannot do if we are to be true to the legislative text. ¶190 Our reading of the statute is consistent history of Wis. Stat. §§ 655.017 and 893.55(4). passage, chapter 655 did not include damages in medical malpractice cases. to wrongful death damages. legislature created a a cap amended to read Upon original on noneconomic It was not until 1986 that the cap that the Nor did chapter 655 refer on noneconomic damages malpractice actions; the cap was $1,000,000. was with "the amount of in medical Section 655.017 noneconomic damages recoverable by a claimant under this chapter [governing medical malpractice]. . . is subject to the limit" (singular) under section 893.55(4).74 Chapter 655 contained no explicit reference to a separate cap for wrongful death actions. 74 1985 Wis. Act 340, § 30; Wis. Stat. § 655.017 (1987-88). 30 No. ¶191 Because chapter 655 did not 00-0072ssa, npc expressly state that damages recoverable in medical malpractice actions (the loss of society and companionship) were subject to the limitation under the general wrongful death provisions of Wis. Stat. § 895.04(4), this court held in Rineck v. Johnson that the wrongful death limit on noneconomic damages was superseded by the noneconomic damage cap in medical malpractice cases.75 higher According to the Rineck court, § 893.55(4)(b), the cap governing medical malpractice, not § 895.04, applied to wrongful death claims caused by medical malpractice. ¶192 One year after our decision in Rineck, the provisions of Wis. Stat. § 655.017 sunset. and its companion § 893.55(4) were Therefore, from 1991 to 1995 no cap existed at all on noneconomic damages in medical malpractice cases. In Jelinek v. St. Paul Fire and Casualty Ins. Co.,76 the court held that after January 1, 1991, noneconomic damages for medical malpractice actions involving death were not limited. ¶193 Possibly as a response to our decisions in these cases, in 1995 the legislature amended the statutes and chapter 655 to create Wis. Stat. § 893.55(4)(f).77 Section 893.55(4)(f) originated in 1995 Assembly Bill 3678 and in effect undoes Rineck by making 75 the wrongful death limitation in § 895.04(4) Rineck, 155 Wis. 2d at 665-68. 76 Jelinek v. St. Paul Fire & Cas. Ins. Co., 182 Wis. 2d 1, 9, 512 N.W.2d 764 (1994). 77 See Czapinski, 236 Wis. 2d 316, ¶16. 78 1995 Wis. Act 10. 31 No. applicable to medical malpractice actions.79 00-0072ssa, npc The Legislative Reference Bureau's analysis of the bill quoted in part earlier80 demonstrates that the bill creates two separate statutory limits, one on noneconomic damages in medical malpractice cases and one on damages for wrongful death (loss of society and companionship) arising from medical malpractice.81 ¶194 Finally, imposing Dr. Hall's "global cap" leads to absurd consequences. Under the present statute, the wrongful death children cap "total for minor noneconomic damages ($500,000) cap" for ($350,000 adjusted for inflation). is higher medical than the malpractice Interpreting the statute as Dr. Hall asserts means the bigger cap is forced to fit within a smaller cap. claims would Also, not be the new realized $500,000 in a cap medical on wrongful death malpractice claim because the new cap exceeds the limit for noneconomic damages in medical malpractice. ¶195 Dr. Hall argues that since the $350,000 limit under Wis. Stat. § 893.55(4) is adjusted for inflation and therefore eventually will be greater than the $500,000 § 895.04(4), his interpretation is valid. 79 We disagree. under Nothing See Czapinski, 236 Wis. 2d 316, ¶16. 80 limit See ¶144, supra. 81 While we must be wary of relying too heavily on rejected amendments as evidence of legislative intent, there is historical evidence that the creation of a "global cap" of $500,000 for all noneconomic damages regardless of death was considered by the legislature and rejected. See amendment to Wis. Stat. § 895.04(4)(f) submitted by Senator Joanne Huelsman in 1997 providing a "cap within a cap." See Senate Substitute Amendment 2 to 1997 Senate Bill 148. 32 No. 00-0072ssa, npc in text of the new $500,000 wrongful death cap or its history gives any indication that the new cap would have to await the inflation index. ¶196 For the reasons set forth we conclude that the limits on noneconomic damages set forth in Wis. Stat. §§ 893.55(4)(d) and (4)(f) relating to medical malpractice and wrongful death serve as two separate and distinct recoveries when medical malpractice causes wrongful death. (2) ¶197 The jury in this case awarded $2,500,000 to Shay's parents as wrongful death damages for their loss of society and companionship. In addition, the jury awarded $550,000 to Shay's estate for her pre-death pain and suffering. The majority would reduce the wrongful death damages from $2,500,000 to $300,000 as the total amount of noneconomic damages that is recoverable by her parents.82 Because the majority concludes that $300,000 is the may most that be recovered, it declines to address the remittitur of the $550,000 award of the jury to the estate for pain and Section 583 82 83 suffering. and Given Article I, the link Section 9 between in Article the I, Wisconsin Majority op., ¶114. Article I, Section 5 of the states, in relevant part, as follows: Wisconsin Constitution The right of trial by jury shall remain inviolate, and shall extend to all cases at law without regard to the amount in controversy; but a jury trial may be waived by the parties in all cases in the manner prescribed by law. Provided, however, that the legislature may, from time to time, by statute provide that a valid verdict, in civil cases, may be based on the votes of 33 No. Constitution, Such a low plaintiffs the cap the majority on reaches noneconomic constitutional an untenable damages right to 00-0072ssa, npc conclusion. effectively trial by jury denies under Article I, Section 5 and, in turn, to a remedy as guaranteed by Article I, Section 9 of the Wisconsin Constitution.84 the majority's principles conclusion embodied in is violative the of Wisconsin equal and Moreover, protection United States Constitutions.85 ¶198 We turn first to decisions from other states that have addressed caps on noneconomic damages in relation to a specified number of the jury, not less than fivesixths thereof. 84 We conclude that the global cap on damages manufactured by the majority is unconstitutional on the basis of Article I, Section 5 and Article I, Section 9 interpreted together, as well as on equal protection grounds. Since we rest our conclusion of unconstitutionality on those grounds, there is no need to discuss the separation of powers and substantive due process issues. 85 Amendment XIV, Section 1 of the United States Constitution states, in relevant part, as follows: "No State shall . . . deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws." Article I, Section 1 of the Wisconsin Constitution states, in relevant part, as follows: "All people are born equally free and independent, and have certain inherent rights; among these are life, liberty and the pursuit of happiness; to secure these rights, governments are instituted, deriving their just powers from the consent of the governed." "This court applies the same interpretation to the state Equal Protection Clause as that given to the equivalent federal provision. Compare Wis. Const. Art. I, § 1 with U.S. Const. Amend. XIV, § 1." Castellani v. Bailey, 218 Wis. 2d 245, 261, 578 N.W.2d 166 (1998) (citations omitted). 34 No. 00-0072ssa, npc constitutional provisions protecting the rights to trial by jury and to a remedy for injuries or wrongs. of Insurance,86 the Florida Supreme In Smith v. Department Court concluded that a $500,000 cap on noneconomic damages in medical malpractice cases violated Florida's Constitution. Constitution stated the following: Article I, § 21 of the Florida "The courts shall be open to every person for redress of any injury, and justice shall be administered without sale, denial or delay."87 In a previous case, Kluger v. White,88 involving the setting of a floor for noneconomic damages in which a plaintiff would not be entitled to sue if the plaintiff's damages were below a specified amount, the Florida Supreme Court noted the unconstitutionality of such a provision, courts. since Noting it that would hinder its holding a party's in Kluger access was to the directly controlling in Smith, the court stated: [W]here a right of access to the courts for redress for a particular injury has been provided by statutory law predating the adoption of the Declaration of Rights of the Constitution of the State of Florida, or where such right has become a part of the common law of the State pursuant to Fla. Stat. § 2.01, F.S.A., the Legislature is without power to abolish such a right without providing a reasonable alternative to protect the rights of the people of the State to redress for injuries, unless the Legislature can show an overpowering public necessity for the abolishment 86 Smith v. Dep't of Ins., 507 So. 2d 1080, 1083 (Fla. 1987). 87 Smith, 507 So. 2d 1082, 1087 (quoting Florida Const. Art. I, § 21). 88 Kluger v. White, 281 So. 2d 1 (Fla. 1973). 35 No. 00-0072ssa, npc of such right, and no alternative method of meeting such public necessity can be shown.89 ¶199 The court in Smith rejected the appellees' arguments that medical malpractice plaintiffs were not denied access to the courts, since the legislature had merely capped damages and not completely abolished a cause of action.90 In rejecting this argument, the court recognized the link between constitutional provisions concerning trial by jury and right to a remedy through access to courts, when the court stated the following: This reasoning focuses on the title to article I, section 21, "Access to courts," and overlooks the contents which must be read in conjunction with section 22, "Trial by jury." Access to courts is granted for the purpose of redressing injuries. A plaintiff who receives a jury verdict for, e.g., $1,000,000, has not received a constitutional redress of injuries if the legislature statutorily, and arbitrarily, caps the recovery at $450,000. Nor, we add, because the jury verdict is being arbitrarily capped, is the plaintiff receiving the constitutional benefit of a jury trial as we have heretofore understood that right. Further, if the legislature may constitutionally cap recovery at $450,000, there is no discernible reason why it could not cap the recovery at some other figure, perhaps $50,000, or $1,000, or even $1.91 ¶200 The Smith court further noted that the court would reach the issue of whether there was a rational basis for the 89 Smith, 507 So. 2d at 1088 (quoting Kluger, 281 So. 2d at 4 (Fla. 1973)). 90 Id. 91 Id. at 1088-89. See also Mattos v. Thompson, 491 Pa. 385, 421 A.2d 190 (Pa. 1980) (recognizing that a restrictive statutory provision in the Health Care Services Malpractice Act impermissibly infringes on the constitutional right to trial by jury). 36 No. 00-0072ssa, npc cap only when "the legislature provides an alternative remedy or abrogates or restricts the right based on a showing of overpowering public necessity and that no alternative method of meeting that necessity exists."92 The court noted that the legislature had failed to provide alternate remedies, and the appellees failed to argue that the damages cap was based on public necessity and another such remedy was unavailable.93 ¶201 In Lucas v. United States,94 the court concluded that a statutory damages cap unconstitutionally limited a litigant's "right of access to the courts for a 'remedy by due course of law.'"95 First, the court noted that the legislature failed to provide Lucas with any alternative means by which he could seek redress.96 The court acknowledged the legislature's concern with liability insurance rates and its desire to see a decrease in those rates.97 Nevertheless, the court stated that "Texas Constitution article I, section 13, guarantees meaningful access to the courts whether or not liability rates are high."98 Drawing from the reasoning set forth in Smith, Lucas rejected the defendant's argument that the applicable statutory cap did 92 Smith, 507 So. 2d at 1089. 93 94 Id. Lucas v. United States, 757 S.W.2d 687, 690 95 Id. (citation omitted). 96 Id. at 690. 97 Id. at 691. 98 Id. 37 (Tex. 1988). No. 00-0072ssa, npc not abolish a cause of action and, therefore, the plaintiff was not denied access to the courts.99 The court in Lucas cited with approval the language in Smith that stated that a plaintiff is denied the constitutional right to a jury trial when a jury verdict is arbitrarily capped.100 Citing with approval reasoning from the Supreme Court of New Hampshire, the court stated the following: "'It is simply unfair and unreasonable to impose the burden of supporting the medical care industry solely upon those persons who are most severely injured and therefore most in need of compensation.'"101 ¶202 The issue of lowering a statutory cap on damages so drastically that it could be deemed unreasonable and result in a denial of the constitutional right to trial by jury and denial of the right to a remedy, has also been raised and decided in Maine. In Peters v. Saft,102 the Supreme Judicial Court of Maine noted that "it is conceivable that a statute could limit the measure of tort damages so drastically that it would result in a denial of the right to trial by jury and the denial of a remedy . . . ."103 99 Id. at 691-92. 100 Id. at 692. 101 Id. (quoting Carson v. Maurer, 424 A.2d 825, 837 (N.H. 1980)). 102 Peters v. Saft, 597 A.2d 50, 53 (Me. 1991). 103 See also State ex rel. Cardinal Glennon Mem'l Hosp. for Children v. Gaertner, 583 S.W.2d 107 (Mo. 1979) (recognizing that restrictive statutory provisions in regard to medical malpractice claims were unconstitutional as a violation of the constitutional right to open courts and a certain remedy). 38 No. 00-0072ssa, npc ¶203 In Wisconsin, we have long recognized the importance of a litigant's right to a remedy. A suitor, therefore, may properly insist upon a complete remedy and is clearly within his constitutional rights in refusing, for any reason, to waive any part of his just demand or defense. That in obtaining such relief the amount involved is far less than the cost to the state or community in awarding it to him is not and should not be permitted to influence trial courts and juries in considering the merits of the issue.104 ¶204 Moreover, we have discussed this right to a remedy in reference to Article I, Section 9 of the Wisconsin Constitution. If we recur to our own organic state law we find the fundamental provision that "Every person is entitled to a certain remedy in the laws for all injuries or wrongs which he may receive in his person, property or character; he ought to obtain justice freely and without being obliged to purchase it, completely and without denial, promptly and without delay, conformably to the laws." Sec. 9, art. I, Const. This is a basic and valuable guaranty that the courts of the state should be open to all persons who in good faith and upon probable cause believe they have suffered wrongs. Is it not against public policy to permit one person to deprive another from asserting his rights in court?105 ¶205 In Stanhope v. Brown County,106 this court discussed Article I, Section 9 in relation to statutory damages caps. The court noted that Article I, Section 9 provides that 104 Knickerbocker v. Beaudette 480-81, 209 N.W.2d 763 (1926). 105 Garage Co., 190 Wis. 474, In re Keenan's Will, 188 Wis. 163, 176, 205 N.W.2d 1001 (1925). 106 Stanhope v. Brown County, 90 Wis. 2d 823, 280 N.W.2d 711 (1979). 39 No. 00-0072ssa, npc [e]very person is entitled to a certain remedy in the laws for all injuries, or wrongs which he may receive in his person, property, or character; he ought to obtain justice freely, and without being obliged to purchase it, completely and without denial, promptly and without delay, conformably to the laws.107 ¶206 In Stanhope, we further noted our decision in McCoy v. Kenosha County,108 where we stated that "the phrase 'injuries and wrongs' in the 'certain remedy' clause were [sic] to be understood with reference to those injuries and wrongs for which remedies were available at common law when the constitution was adopted in 1848."109 In McCoy, we noted that "[t]his court has recently and frequently asserted the importance and value to the individual of this very provision, sec. 9, art. I, Const., and that it is not to be slighted or minimized . . . ."110 107 Stanhope, 90 Wis. 2d at 844 (quoting Wis. Const. Art. I, § 9). 108 McCoy v. Kenosha County, 195 Wis. 273, 218 N.W. 348, 57 A.L.R. 412 (1928). 109 Stanhope, 90 Wis. 2d at 845 (citing McCoy, 195 Wis. 273). In Stanhope, we examined the statutory limit to determine whether it represented an unreasonably low recovery amount such that it rendered the statute invalid. Stanhope, 90 Wis. 2d at 844. See also Sambs v. City of Brookfield, 97 Wis. 2d 356, 367, 293 N.W.2d 504 (1980). 110 McCoy, 195 Wis. at 283 (1928) (citation omitted). See also Thomas R. Phillips, The Constitutional Right to a Remedy, 78 N.Y.U. L. Rev. 1309, 1312 (2003) (Phillips, the Chief Justice of the Supreme Court of Texas, recognized that "[i]n the medical malpractice area, courts have struck down statutes capping noneconomic damages for medical malpractice victims and requiring medical malpractice claims to be screened by experts before filing" (footnote omitted).). 40 No. 00-0072ssa, npc ¶207 Though the decision was later reversed, in Estate of Makos v. Masons Health Care Fund,111 the lead opinion concluded that a statute of repose violated the plaintiffs constitutional right to a remedy under Article I, Section 9 of the Wisconsin Constitution, since it closed the courtroom doors before the plaintiff even discovered that she was injured. In a concurrence written by Justice Crooks, the history behind and the implications explored.112 of While Article Article I, I, Section 9 Section 9 were does rather not fully confer any rights itself, it does guarantee a remedy when an injury results from an infringement of a legal right.113 apparently existing Constitution, prior individuals to in adoption Wisconsin medical malpractice actions.114 Under the common law, of the a right had Wisconsin to bring With the establishment of ch. 655 in 1975, this right became legislatively recognized.115 The concurrence ultimately concluded that courts should consider the following three principles, along with the nature of the cause of action, in determining whether an individual has been denied the right to a remedy in violation of art. I, § 9 through the legislature's modification, reduction, or elimination of a right to bring a cause of action: (1) whether the legislature modified, reduced, or eliminated a post-constitutional cause of action 111 Estate of Makos v. Masons Wis. 2d 41, 54, 564 N.W.2d 662 (1997). Health Care Fund, 112 Makos, 211 Wis. 2d at 60-67 (Crooks, J., concurring). 113 Id. at 62 (Crooks, J., concurring). 114 Id. at 63 (Crooks, J., concurring). 115 Id. 41 211 No. 00-0072ssa, npc created by the legislature itself; (2) whether the legislature modified, reduced, or eliminated a common law or pre-constitutional statutory cause of action and provided a reasonable alternative; and (3) whether, if the legislature did not provide a reasonable alternative, it has established that an overpowering public necessity for the abolishment of such right exists, and that no reasonable alternative exists.116 ¶208 While Article I, Section 9 on its own would not result in a conclusion of unconstitutionality here, when linked with the right to trial by jury, however, we conclude that the majority's interpretation of the medical malpractice statutes is unconstitutional.117 More specifically, it is unreasonable and unconstitutional to manufacture, out of whole cloth, a global cap covering the parent's damages for wrongful death and the estate's damages for pain and suffering.118 116 Such a cap offends Id. at 67 (Crooks, J., concurring). 117 The majority opinion states that "Article I, § 9, singly or in combination with Article I, § 5, does not bar the legislature from making rationally-based determinations about causes of action related to health care in Wisconsin." Majority op., ¶99 n.20. However, the majority's interpretation of the applicable statutes is not, in our opinion, rationally based. The majority conflates the wrongful death and survivorship claims, and, in doing so, arrives at an unreasonable and unconstitutional global cap on damages. 118 In Wangen v. Ford Motor Co., 97 Wis. 2d 260, 311-15, 294 N.W.2d 437 (1980), we explained that cause of action for wrongful death differed from a survival action for pain and suffering. We stated: The cause of action for the child's pain and suffering which, as we discussed earlier, passes to a decedent's estate, is separate and distinct from this wrongful death action. The estate's action is for the wrong to the injured person; the wrongful death action belongs to named beneficiaries for their pecuniary loss; the latter action begins where the former ends. "It is 42 No. 00-0072ssa, npc the parent's right to trial by jury under Article I, Section 5 as linked to the right to a remedy under Article I, Section 9. We emphasize that we are not taking issue with constitutionality of statutory damages caps in general. the Rather, we conclude that the majority's interpretation of the statutes as requiring such a reduced global cap on noneconomic damages is unconstitutional. ¶209 The majority's action in conflating wrongful death and survivorship actions and in interpreting the statutes as imposing a global cap (here $300,000 for both actions) paints the legislature as a body that has reduced common law and preconstitutional causes of action, which are without providing a reasonable alternative. now statutory, We do not believe that this is what the Wisconsin Legislature did, but rather it is what the majority statutes involved. be adversely Moreover, negative it now does its interpretation of the Certainly, the plaintiffs in this case will affected by the is indisputable impact by well majority's that beyond the this parties arbitrary decision in decision. will this have a case. As Barbara Schultz, an aggrieved parent, told legislators and the public: "With the $150,000 cap, it is making it very hard for cases to even get to court. Why? very sometimes expensive. Attorneys Medical malpractice cases are turn down cases. not a double recovery, but a recovery for a double wrong." Id. at 312 (citations omitted). 43 The No. reason is, the expert testimonies, which are 00-0072ssa, npc usually from Doctors, also must be paid."119 ¶210 Finally, we again turn for guidance to decisions from other states, and we conclude that the majority's interpretation is violative of equal protection principles. In Arneson v. Olson,120 the North Dakota Supreme Court concluded that a statute 119 See majority op., ¶80 n.8. See also Five Dangerous Myths About California's Medical Malpractice Restrictions, available at http://www.consumerwatchdog.org/healthcare/fs/fs003009.php3 and Hype Outraces Facts in Malpractice Debate (March 5, 2003), available at http://www.usatoday.com/money/industries/health/2003-03-04malpractice-cover_x.htm, for discussions regarding the refusal of California lawyers to handle medical malpractice cases given the $250,000 noneconomic damages cap that, in effect, has resulted in a denial of a remedy to many potential medical malpractice plaintiffs. Robert C. Baker, then president of the American Board of Trial Advocates (ABOTA), testified before the House Judiciary Committee in 1994 and stated the following: As a result of the caps on damages, most of the exceedingly competent plaintiff's lawyers in California simply will not handle a malpractice case. There are entire categories of cases that have been eliminated since malpractice reform was implemented in California. The victims of cases that have a value between $50,000 and $150,000 are basically without representation. As an example, incidents of failure to diagnose appendicitis still occur, but suits are not filed to any extent in California. Five Dangerous Myths About California's Medical Malpractice Restrictions, available at http://www.consumerwatchdog.org/healthcare/fs/fs003009.php3. It is worth noting that ABOTA's membership roster is comprised of half plaintiffs' attorneys and half defense attorneys. Baker's major clients, the HMO Kaiser Permanente and the malpractice insurer The Doctor's Company, fired him soon after he testified. 120 Arneson v. Olson, 270 N.W.2d 125, 135 (N.D. 1978). 44 No. capping medical protection rights malpractice of damages injured victims violated of medical 00-0072ssa, npc the equal malpractice negligence in violation of the North Dakota Constitution. The court in Arneson stated the following: At the beginning of this opinion we quoted the preamble of the statute, containing its legislative purposes. These include assurance of availability of competent medical and hospital services at reasonable cost, elimination of the expense involved in nonmeritorious malpractice claims, provision of adequate compensation to patients with meritorious claims, and the encouragement of physicians to enter into practice in North Dakota and remain in such practice so long as they are qualified to do so. Does the limitation of recovery of seriously damaged or injured victims of medical negligence promote these aims? We hold that it does not and that it violates the Equal Protection Clause of the State Constitution. Certainly the limitation of recovery does not provide adequate compensation to patients with meritorious claims; on the contrary, it does just the opposite for the most seriously injured claimants. It does nothing toward the elimination of nonmeritorious claims. Restrictions on recovery may encourage physicians to enter into practice and remain in practice, but do so only at the expense of claimants with meritorious claims.121 ¶211 Similarly, the majority's interpretation in this case fails to provide adequate compensation for the claimants here and does nothing to deter the filing of nonmeritorious claims. The majority's interpretation of the medical malpractice statutes seeks to "impose the burden of supporting the medical care industry solely upon those persons who are most severely injured, and therefore most in need of compensation" by effectively writing pain and suffering out of the equation when 121 Id. at 135-36. 45 No. a patient dies.122 00-0072ssa, npc In Carson v. Maurer, 424 A.2d 825, 837 (N.H. 1980), the New Hampshire Supreme Court concluded that a $250,000 limit on noneconomic damages denied the plaintiffs in medical malpractice cases Constitution.123 equal protection under the New Hampshire The court in Carson rejected the defendants' arguments that the cap on noneconomic damages was constitutional because the defendants were not recoverable for economic loss. limited in the amount The court aptly noted that an award for economic loss does not provide the same remedy as that provided by a recovery for noneconomic damages.124 The court stated: It is clear, however, that a tort victim "gains" nothing from the jury's award for economic loss, since that money replaces that which he has actually lost. It is only the award above the out-of-pocket loss that is available to compensate in some way for the pain, suffering, physical impairment or disfigurement that the victim must endure until death.125 ¶212 Wisconsin States constitutional identically.126 prove courts that interpret provisions the Wisconsin and governing equal United protection Parties bringing an equal protection claim must a statute treats 122 Carson v. Maurer, (citation omitted). 123 A.2d 825, 837 members (N.H. of a 1980) Id. at 837. 125 424 situated Id. at 838. 124 similarly Id. 126 Aicher v. Wis. Patients Comp. Fund, 2000 WI 98, ¶55 n.14, 237 Wis. 2d 99, 613 N.W.2d 849 (citation omitted). 46 No. class differently.127 in a Since a fundamental right is not involved medical malpractice claim, we conclude that standard is applicable in this case.128 basis 00-0072ssa, npc a rational In general, we "uphold a statute under equal protection principles if we find that a rational classification."129 scheme rationally doing, we are basis supports the legislative We must "determine whether a classification advances obligated a to legislative locate or, objective. in the In so alternative, construct a rationale that might have influenced the legislative determination."130 ¶213 Here, the majority adopts a rationale that fails to advance the Legislature's objective and unfairly assigns the burden of maintaining the financial well-being of the medical care industry to injured plaintiffs. ¶214 We conclude that the majority's new formula for configuring noneconomic damages in medical malpractice cases is violative of Constitution, claimants the equal since without it a protection unduly rational clause burdens basis in the medical that Wisconsin malpractice justifies its interpretation of the medical malpractice statutes. ¶215 In sum, the majority's tortured interpretation of the statutes, 127 which results in the concoction of a global cap Id., ¶56. 128 Guzman v. St. Francis Hosp., Inc., 2001 WI App 21, ¶20, 240 Wis. 2d 559, 623 N.W.2d 776. 129 Aicher, 237 Wis. 2d 99, ¶56 (citations omitted). 130 Id., ¶57. 47 No. 00-0072ssa, npc applicable to both wrongful death and survivorship actions, does violence to conjunction the with plaintiffs' their rights right to a to a remedy, jury and, trial in further, is violative of their right to equal protection. (3) ¶216 We turn now to the issue of remittitur. The majority does not discuss whether the circuit court erroneously exercised its discretion in ordering remittitur of the jury's award of pre-death pain discussion is and suffering. unnecessary It because concludes the that verdict for such pain a and suffering has no effect on the recovery in the present case. The majority child's assumes estate, but that the because parents each share parent equally can in recover the only $150,000, the damages for the child's pain and suffering are irrelevant. leaves open As the we stated question previously, of how to the majority allocate opinion damages when different claimants are entitled to damages for survival actions and to damages for wrongful death. ¶217 We decide the remittitur issue to complete discussion and give full consideration to the parties' arguments. awarded damages to the Estate for Shay's prior to her death in the amount of $550,000. pain and The jury suffering The circuit court granted remittitur, reducing the award to $100,000. ¶218 Before we can decide this issue, we must first decide whether the parents have remittitur on cross-appeal. standing to raise the issue of Whether a person has standing is a question of law that this court determines independently of the 48 No. circuit court, benefiting from the analysis 00-0072ssa, npc of the circuit court. ¶219 Dr. Hall contends that the parents are precluded from raising the remittitur issue because they accepted the order of remittitur instead of seeking a new trial. In support of his argument, Dr. Hall cites Burmek v. Miller Brewing Co., in which the court held that when a plaintiff is given an option to accept a reduced amount of damages or a new trial limited to damages, acceptance of the reduced damages precludes appellate review of the circuit court's determination of the damage issue.131 ¶220 The parents counter that subsequently, in Plesko v. City of Milwaukee, the court modified the Burmek rule.132 Plesko states that "the rule in the Burmek case should be limited to the situation where the party awarded damages appeals" and that when an opposing party appeals, the party who has accepted the option to take judgment for such a reduced amount of damages may nevertheless have a review on appeal of the circuit court's determination of the damage issue.133 ¶221 Because Dr. Hall initiated the appeal, the rationale undergirding the Burmek rule is not present in this case. The 131 Burmek v. Miller Brewing Co., 12 Wis. 2d 405, 107 N.W.2d 583 (1961). 132 Plesko v. City of Milwaukee, 19 Wis. 2d 210, 120 N.W.2d 130 (1963). 133 Plesko, 19 Wis. 2d at 221. 49 No. 00-0072ssa, npc Plesko court explained its reasoning behind the modification of Burmek as follows: The objective underlying the recommended procedure for granting an option to accept judgment for a reduced amount of damages in lieu of having a new trial, where the damages awarded by the jury are determined by the trial court to be excessive, is to avoid the delay and expense of an appeal or a new trial. In most situations, it is likely that the party will accept judgment for such reduced damages rather than undergo the expense, delay, and uncertainty of an appeal or new trial. Nevertheless, if a party found liable to pay damages appeals the judgment resulting from the other party's accepting such reduced damages, this objective has been negatived. When plaintiff is forced to undergo an appeal by the action of an opposing party, after plaintiff has accepted judgment for such reduced damages, it seems unfair to prevent his having a review of the trial court's determination leading to the reduction in damages, especially if plaintiff has accepted same only to avoid the delay and expense attending an appeal.134 ¶222 We conclude that the parents have standing to raise the remittitur issue on cross-appeal. An appeal on any grounds constitutes the kind of "new proceeding" that Burmek was meant to discourage. The cross-appeal on the damages issue does not cause any more delay or expense than Dr. Hall's appeal already has. It is the identity of the party raising the appeal that is determinative under Plesko.135 134 Id. 135 For other cases confirming the right to cross appeal an order of remittitur, see, e.g., Bash v. Employers Mut. Liab. Ins. Co., 38 Wis. 2d 440, 455, 157 N.W.2d 634 (1968) (crossappeal on remittitur appropriate when the opposing party appealed a separate issue); Merlino v. Mut. Serv. Cas. Ins. Co., 23 Wis. 2d 571, 585-86, 127 N.W.2d 741 (1964) (plaintiff accepted the option to take judgment for a reduced amount rather than have a new trial on the damage issues; plaintiff has this right where the opposing party, as here, appeals). 50 No. 00-0072ssa, npc ¶223 Having reached the conclusion that the parents have standing, we further conclude that the circuit court erroneously exercised its discretion in ordering remittitur of the jury's pre-death pain and suffering award. ¶224 The standard applicable for review court's reduction of damages is well-settled. court "states its reasons for finding the of a circuit When a circuit jury's award of damages excessive and for reducing the award," the reviewing court will reverse the circuit court's determination only if "the reviewing exercise of court concludes discretion."136 there When a has been circuit an court erroneous fails to analyze the evidence or to set forth the reasons supporting its decision, the reviewing court should give no deference to the circuit court's decision.137 excessiveness of an award Conclusory statements regarding the are insufficient to establish appropriate exercise of discretion when contemplating a damage award.138 ¶225 The parents contend that the circuit court failed to state the reason for the reduction of damages with the requisite particularity and that therefore no deference is owed to the 136 Fahrenberg v. Tangel, 96 Wis. 2d 211, 229-230, 291 N.W.2d 516 (1980). See also Carlson & Erickson Builders, Inc. v. Lampert Yards, Inc., 190 Wis. 2d 650, 669-70, 529 N.W.2d 905 (1995). 137 Carlson & Erickson, 190 Wis. 2d at 669; Fahrenberg, 96 Wis. 2d 211, 229-230, 291 N.W.2d 516, 525 (1980). 138 Mgmt. Computer Servs. v. Hawkins, Ash, Baptie & Co., 206 Wis. 2d 158, 557 N.W.2d 67 (1996). 51 No. 00-0072ssa, npc circuit court's determination that the jury award was excessive. We agree with them. ¶226 The circuit court reduced the $550,000 jury verdict to $100,000, concluding a discussion of the difficulty of comparing the pain and suffering of different people, with the following statement: [T]here was a limited period of time in which this young child unfortunately had to endure conscious pain and suffering. . . . and I think it's in a case like this, it's not what figure a jury should have come up with, but rather, I think, at what point that point is of being excessive. There is no doubt in my mind that $550,000 for what had been the evidence in this case was excessive. The difficulty is where was the point where it became so. . . . [C]onsidering all of those factors, I believe that the plaintiff ought to be given the option . . . of accepting a sum of $100,000 . . . . ¶227 The circuit court did mention that Shay Maurin was "very sick, very very sick," that she had a "troubled night," and that there was "no question that she had" suffered. The depth and scope of Shay's suffering, however, are absent from the circuit court's discussion. ¶228 As the circuit court saw it, the limiting factor was time. The circuit court emphasized that the duration of Shay's pain and suffering was less than two full days. The circuit court did not state what other factors it considered when it reduced the award. The circuit court did not enunciate a rationale for substituting an award of $100,000 in place of the figure reached by the jury. ¶229 Under these circumstances a reviewing court must review the entire record and determine whether the jury award is 52 No. excessive.139 view the 00-0072ssa, npc In conducting its analysis a reviewing court must evidence in the light most favorable to the party prevailing with the jury.140 ¶230 The progression of Shay's symptoms in the last two days of her life was horrific. Expert physicians informed the jury about the throes of diabetic ketoacidosis. Treating nurses and doctors described her condition spiraling downward. suffered frequent urination, insatiable thirst, Shay lethargy, nausea, dry heaves, restless nights, vomiting brown and black substances, panting, fatigue, and exhaustion. ¶231 Shay Maurin was a sick girl before she saw Dr. Hall. On March 5 she went to the General Clinic of West Bend because she was lethargic, continually drinking fluids, and not eating well. The next day, she had no energy to eat anything. When she did try to eat, she would gag. When her mother tried to put her to bed, she began vomiting. Her mother took her to the bathroom, where Shay urinated and dry heaved simultaneously. Shay's mother took her daughter to Hartford Memorial Hospital just before midnight on March 6, 1996. Dr. Hall attended to her but misdiagnosed her. ¶232 The next day Shay was tired and miserable. Shay stayed with her aunt, who called Yvette Maurin to report that Shay was vomiting "brown, tobaccoy-looking stuff." The girl was lying on the floor and could not get up, so Yvette Maurin had to carry her into the clinic. She reported to the doctor that Shay 139 Carlson & Erickson, 190 Wis. 2d at 669. 140 Id. at 669-70. 53 No. 00-0072ssa, npc was dry heaving, urinating, and drinking more. Yvette Maurin carried Dr. her daughter to the hospital, where Madenberg diagnosed that Shay was in acute diabetic ketoacidosis. Shay called out to her mother while Yvette conferred with the doctor about what to do. Ms. Maurin decided to Children's Hospital of Wisconsin. send Shay to the Shay fell unconscious on the way to the children's hospital and never woke up; she died the next day. ¶233 Reviewing the evidence in the light most favorable to the plaintiff and the jury verdict, we conclude that the circuit court erred and further conclude that the record supports the jury's pain and suffering award to the Estate. We would therefore remand the cause to the circuit court with directions to vacate the circuit court's order of remittitur and cap the damages for pain and suffering pursuant to Wis. Stat. § 893.55(4)(d). * * * * ¶234 For the reasons set forth, we write separately first to object to the majority's sua sponte interpretation of the statutes and its failure to give the parties an opportunity to brief and majority argue has the issue. misinterpreted We the further statutes conclude and that the invalidated the limits imposed in the medical malpractice statutes. 54 No. ¶235 JON P. WILCOX, J. opinion in all respects (concurring). but write 00-0072.jpw I join the majority separately to address the remittitur issue discussed by the concurrence of Chief Justice Abrahamson and Justice Crooks.141 The concurrence concludes that "the exercised circuit court erroneously its discretion in ordering remittitur of the jury's pre-death pain and suffering award." Concurrence, ¶223. indicates evidence that and decision. exercise deferring the set However, the record here clearly circuit forth a court considered logical, rational the appropriate basis for its As such, the concurrence misapplies the "erroneous of discretion" to the standard circuit of review. court's proper Rather than discretionary determination, the concurrence would have this court substitute its own judgment for that of the circuit court. separately to restate the "erroneous exercise Thus, I write of discretion" standard of review and to emphasize the importance or deferring to discretionary determinations of the circuit court when the circuit court has provided a logical, on-the-record, rationale for its decision. ¶236 The concurrence concludes that "the circuit court failed to state the reason for the reduction of damages with the requisite particularity and therefore no deference is owed to 141 We refer to the concurrence of Chief Justice Abrahamson and Justice Crooks simply as "the concurrence." 1 No. the circuit court's excessive." small determination Concurrence, portion of the ¶225. circuit that the After jury setting court's 00-0072.jpw award forth rationale was only behind a its remittitur decision, the concurrence faults the circuit court for supposedly mentioning only one basis for reducing the damage award and failing Concurrence, to consider ¶¶227-28. The other appropriate concurrence then factors. undertakes an independent review of the record and determines ab initio that the record ¶¶229-33. supports the jury's damage award. Concurrence, As will be demonstrated below, the concurrence is both wrong on the law and wrong on the facts. ¶237 It is well established that a circuit court may remit the jury's damage award where it determines that the award "'is too large Bruggink, to 190 1994)(quoting be supported Wis. 2d 308, Makowski N.W.2d 907 (1960)). v. by 326, the evidence.'" 527 Ehlenbach, N.W.2d 373 11 Wester (Ct. Wis. 2d 38, 42, v. App. 103 See also Jacque v. Steenberg Homes, Inc., 209 Wis. 2d 605, 626, 563 N.W.2d 154 (1997) ("Notwithstanding the jury s broad discretion, the circuit court has the power to reduce the amount of . . . damages determines is fair and reasonable."). to an amount that it The power of the circuit court to order remittitur was established in Powers v. Allstate 2 No. 00-0072.jpw Ins. Co., 10 Wis. 2d 78, 91-92, 102 N.W.2d 393 (1960).142 In Management Computer Services, Inc. v. Hawkins, Ash, Baptie & Co., 206 Wis. 2d 158, 190-91, 557 N.W.2d 67 (1996), this court reaffirmed the Powers rule and confirmed that the circuit court's decision to order remittitur is a discretionary act and, as such, is reviewed on appeal under the "erroneous exercise of discretion" standard. Under this standard, [a] reviewing court will not reverse a circuit court's discretionary determination if the record shows that discretion was in fact exercised and there exists a reasonable basis for the circuit court's determination after resolving any direct conflicts in the testimony in favor of the prevailing party, even if the reviewing court would have reached a different conclusion than the circuit court. Carlson & Erickson Builders, Inc. v. Lampert Yards, Inc., 190 Wis. 2d 650, 669, 529 N.W.2d 905 (1995)(emphasis added). As is true when reviewing any discretionary act, "[i]n any instance where the exercise of discretion has been demonstrated, this 142 The rule in Powers v. Allstate Insurance Co., 10 Wis. 2d 78, 91-92, 102 N.W.2d 393 (1960), is now codified in Wis. Stat. § 805.15(6)(1995-96), which provides: If a trial court determines that a verdict is excessive or inadequate, not due to perversity or prejudice or as a result of error during trial (other than an error due to damages), the court shall determine the amount which as a matter of law is reasonable, and shall order a new trial on the issue of damages, unless within 10 days the party to whom the option is offered elects to accept judgment in the charged amount. If the option is not accepted, the time period for petitioning the court of appeals for leave to appeal the order for a new trial under ss. 808.03(2) and 809.50 commences on the last day of the option period. 3 No. court follows interference a with consistent the and discretion strong of the 00-0072.jpw policy trial against court . . . ." McCleary v. State, 49 Wis. 2d 263, 281, 182 N.W.2d 512 (1971).143 ¶238 Thus, an appellate court's review of a circuit court's decision to order remittitur is limited to two inquiries: 1) determining whether the circuit court considered the appropriate evidence and 2) examining whether the bases that the circuit court identified for its decision are reasonable. Computer Servs., 206 Wis. 2d at 191. See Mgmt. Under this standard, a reviewing court may not review the record ab initio or reverse a circuit court's remittitur order if the circuit court's decision satisfies both of these requirements. Id. at 191-92; Carlson & Erickson Builders, 190 Wis. 2d at 669. Applying these standards to the case at bar, the record clearly indicates that the circuit court analyzed the relevant evidence on the record and provided a reasonable basis for its decision. ¶239 First, we must examine whether the record indicates that the circuit court analyzed the relevant evidence. See McCleary 49 Wis. 2d at 277 ("In the first place, there must be evidence that discretion was in fact exercised."). The concurrence concludes that an ab initio standard of review is 143 Although McCleary v. State, 49 Wis. 2d 263, 182 N.W.2d 512 (1971), was the seminal case regarding a circuit court's sentencing discretion, reliance on this decision in the present context is particularly appropriate in light of the fact that the McCleary court explicitly derived the standards for reviewing a sentencing determination from the standards used when reviewing remittitur decisions in civil cases. Id. at 27778. As this court recognized in McCleary, "all discretionary acts are to be reviewed" "in the same manner." Id. at 277. 4 No. appropriate because the circuit court failed to 00-0072.jpw state what factors it considered other than the length of time the deceased suffered. faults the scope" of Concurrence, ¶¶228-29. circuit the court for deceased's not Particularly, the concurrence considering suffering. the "depth and Concurrence, ¶227. However, the record clearly demonstrates that the circuit court considered all aspects of the deceased's pain and suffering, including the scope and depth thereof. ¶240 While the concurrence sets forth but a brief excerpt of the circuit court's remittitur decision, concurrence, ¶226, in fact, the circuit court's discussion of the relevant facts underlying its decision was quite extensive: In this case, we had a young child that became ill and progressively so. The Court s consideration of question eight and that of the jury must be as to conscious pain and suffering. We have a young child, we do not have an adult. We did not have somebody that was able, as an adult might, to express what they were going through in those moments, in those last days of her life. All we can do is perceive what she was by either the physical indicators, whether it was the vomiting, whether it was apparent worry. The last words that were spoken by her were related we can read several meanings into that, an expression of love, perhaps, an expression of contemplated death. We don t know. We certainly know that the last day or more of her life was one of trauma until she got down to Children s Hospital. We know at that point she was not conscious. She was conscious at least to the placement into the placement of that ambulance, perhaps during that trip, and for hours before. She got up that morning, or I should say she awoke or was aware in the early hours of that morning that she was very sick, very, very sick. She had a troubled night and that was part of the progression of which was spoken. True, there 5 No. 00-0072.jpw was not acute distress in the early stages but there certainly was progressive deteriorating distress of which there was conscious pain and suffering. It is difficult for both the jury, I believe as well as myself, to sit and put some dollar sign which is the only measure of how much pain and suffering consciously there was. But that is the job that they were given and that I have. A court should not disturb their judgment unless it is clearly apparent that they went beyond some point. What is that point? It is not written in books. It is written nowhere except in discretion and judgment. . . . . In this case I believe the limitations are not that a young girl had suffered. No, there s no question that she had. And the question is not how much in this question is not how much her parents had suffered because it was a mess. It was how much she suffered consciously. And we can it s so difficult for human beings to place a number. We cannot wear the shoes of another person, be it a five year-old child or 60 year-old adult. It is so difficult to compare pain and suffering, whether somebody is suffering from third-degree burns on 43 percent of their body, and I ve seen those cases, how tragic they are. I can t compare that to a five year-old girl who may very well know that she is not ever going to see her parents again and never going to live her life expectancy, or just the worry and concern of will she get through this day, does she know that, or why does it hurt so bad. Those are the very, very difficult things that went through the minds of a jury and go through mine. The limiting factor here is time. And there is no number, nor is it right and proper as our Appellate Courts have reiterated to put it would be reversible error, as we know, to have if Mr. End had argued minutes of pain and suffering. We are prohibited from doing so. But the reality is that there was a limited period of time in which this young child unfortunately had to endure conscious pain and suffering. And I believe that and I think it s in a case like this, its not what figure a jury should have come up with but rather, I think, at what point that point is of being excessive. There is no doubt in my mind that 6 No. 00-0072.jpw $550,000 for what had been the evidence in this case was excessive. The difficulty is where was the point where it became so. I do not believe that this jury verdict in it s [sic] entirety was perverse, nor necessarily that their answer to question eight was perverse, or solely the result of passion, emotion that one cannot erase in a case like this. Considering all the factors, I believe that the plaintiff ought be given an option under the Powers rule of accepting a sum of $100,000 for conscious pain and suffering and answer question eight or be given the option under that rule of having a new trial on damages. (Emphasis added.) ¶241 Thus, while the circuit court did not discuss the gruesome particulars of the deceased's journey towards death, the circuit court indicated that it was well aware that the deceased experienced a great deal of conscious pain and suffering that continued to progress before she passed away. The court deceased's specifically progressive mentioned it vomiting, trauma, that considered and other the "physical indicators" of pain and suffering during the last hours of her life. The court demonstrated it considered the nature and scope of the deceased's suffering by noting that although "there was not acute distress in the early stages[,] . . . was progressive deteriorating conscious pain and suffering." distress of there certainly which there was In addition, the court indicated that it was aware of the fear and anxiety the deceased must have experienced in not knowing what was wrong with her knowing whether she would be with her parents or die. 7 and not No. 00-0072.jpw ¶242 The record plainly indicates that the circuit court considered the scope and depth of the deceased's conscious suffering in light of her physical symptoms, anxiety, and the actual amount of time she consciously suffered. first prong of the discretionary standard As such, the is satisfied. Therefore, this is not a case where the "circuit court fail[ed] to analyze the evidence or set forth the reasons supporting its decision, [such deference to that] the the circuit reviewing should decision." court's court give Mgmt. no Computer Servs., 206 Wis. 2d at 191. ¶243 Next, we must determine whether the circuit court provided a reasonable explanation for its remittitur decision. McCleary, 49 Wis. 2d at 277 (discretion "contemplates a process of reasoning"). court As the passage above indicates, the circuit reasoned progressive that despite suffering the the deceased serious nature experienced, of the the main limiting factor was the amount of time the deceased consciously suffered. sometime The court noted that the deceased lost consciousness after she entered the ambulance as she was being transported to Children's Hospital. This was roughly two days after she first began feeling ill. However, contrary to the assertion of the concurrence, this was not the only factor the court relied upon in ordering remittitur. Concurrence, ¶228. The court also explained that because the deceased was a child, it was difficult consciously to determine experienced, as the verbalizations of her suffering. 8 the full record extent did not of what she contain any No. 00-0072.jpw ¶244 Under the erroneous exercise of discretion standard, even if this court does not agree with the factors or bases identified by the circuit court as supporting its decision, we must nevertheless uphold its reasonable. defer to determination if the circuit the bases Wester, 190 Wis. 2d at 327. court's for its judgment and decision are While the concurrence faults the circuit court for unduly emphasizing the time factor, "[g]iving consideration to various relevant factors . . . involve[s] a weighing and balancing operation, but the weight to be given to a particular factor in a particular case is for the trial court, not this court, to determine." Cunningham v. State, 76 Wis. 2d 277, 282, 251 N.W.2d 65 (1977). As has been stated in the context of reviewing a circuit court's discretionary sentencing determination, "[t]he weight given to each . . . factor, however, is left to the trial court's broad discretion." State v. Thompson, 172 Wis. 2d 257, 264, 493 N.W.2d 729 (Ct. App. 1992). ¶245 Under this deferential standard of review, the circuit court's explanation for its decision is not unreasonable. Wester, 190 Wis. 2d at 327. See The lack of testimonial evidence from the victim as to her pain and suffering and the limited amount of time the evidence indicated she consciously suffered are certainly logical, relevant factors that legitimately bear upon the amount of damages the estate should reasonably recover. As such, the second requirement for a proper discretionary act is satisfied because the circuit court's conclusion is "based on a logical rationale." McCleary, 49 Wis. 2d at 281. 9 No. 00-0072.jpw ¶246 Thus, the record clearly demonstrates that the circuit court 1) considered the rational logical, relevant for basis evidence its and decision. 2) provided Therefore, a the concurrence errs in asserting that it would be appropriate in this case to review the record de novo, and substitute judgment for Wis. 2d at that 281 of ("An the circuit appellate court. court our own See should McCleary, 49 not supplant the predilections of a trial judge with its own."). As we have previously stated, if the record demonstrates that the circuit court considered the evidence and articulated a reasonable basis for its decision, this exercise of discretion." court "must not find an erroneous Mgmt. Computer Servs., 206 Wis. 2d at 191. ¶247 Finally, this court has recognized that "[i]n applying the Powers rule, the [circuit] court must set the amount of damages at a figure which it considers to be the most reasonable in view of the evidence, and since reasonable men may differ, the trial court's determination will within a range of reasonableness." be upheld if it falls Lewandowski v. Preferred Risk Mut. Ins. Co., 33 Wis. 2d 69, 78, 146 N.W.2d 505 (1966). Thus, even if this court is of the opinion that the jury's award of damages was not excessive, we must nonetheless defer to the circuit court's determination, so long as it properly exercised its discretion Milwaukee Auto. in rendering Ins. Co., its 257 decision. Wis. 599, See 603, Matosian 44 v. N.W.2d 555 (1950). Even viewing the evidence in the light most favorable to plaintiff, the the circuit 10 court's decision to order No. remittitur of the estate's damages for pre-death 00-0072.jpw pain and suffering from $550,000 to $100,000 is not unreasonable, given the record in this case and the circuit court's reasonable explanation. ¶248 In sum, the record here clearly indicates that the circuit court the appropriate rational basis for concurrence misapplies "erroneous standard review. articulated such, the considered a logical, discretion" of the Rather evidence decision. its than and As exercise following of this court's strong policy of deferring to the circuit court's proper discretionary determination, the concurrence would have this court substitute its own predilections for the judgment of the circuit court. ¶249 I PROSSER and am authorized DIANE S. to state SYKES 11 join that in Justices this DAVID T. concurrence. No. ¶250 ANN WALSH BRADLEY, J. 00-0072.awb The (concurring). constitutionality of Wis. Stat. § 895.04(4) is jeopardized by the extreme interpretation advanced by the majority. It is with good cause that no party or amici argued such an interpretation. No one argued it because it is clearly wrong. Moreover, the defense bar does not want to jeopardize the constitutionality of the caps. ¶251 Although I join the above concurrence as to the issues of statutory interpretation and remittitur, I write separately because I am not prepared to join its constitutional discussion. The concurrence correctly notes impediment the briefs and arguments in this case were framed to address less The the in position: approach. of faces the radical implications it addressing a constitutional the concurrence majority's offers a discussion of the constitutional implications of the majority's decisions and reviews authority from other jurisdictions. recognizes that the discussion of constitutionality offered without the benefit of briefs. is It being I prefer to wait until the arguments are fully developed and briefed before I address the constitutional questions. Accordingly, concur. 1 I respectfully No. 1 00-0072.awb

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