State v. Lenny P. Keding

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2002 WI 86 SUPREME COURT CASE NO.: OF WISCONSIN 00-1700 COMPLETE TITLE: In re the Commitment of Lenny P. Keding: State of Wisconsin, Plaintiff-Respondent, v. Lenny P. Keding, Defendant-Appellant. ON CERTIFICATION FROM THE COURT OF APPEALS OPINION FILED: SUBMITTED ON BRIEFS: ORAL ARGUMENT: May 29, 2002 SOURCE OF APPEAL: COURT: COUNTY: JUDGE: Circuit Wood James M. Mason JUSTICES: CONCURRED: DISSENTED: NOT PARTICIPATING: July 3, 2002 BRADLEY, J., dissents (opinion filed). ABRAHAMSON, C.J., joins dissent. PROSSER, J., did not participate. ATTORNEYS: For the argument by defender. defendant-appellant there were briefs and oral Margaret A. Maroney, assistant state public For the plaintiff-respondent the cause was argued by Warren D. Weinstein, with whom on the brief was James E. Doyle, attorney general. 2002 WI 86 NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. No. 00-1700 (L.C. No. 96 CF 30) STATE OF WISCONSIN : IN SUPREME COURT In re the Commitment of Lenny P. Keding: State of Wisconsin, FILED Plaintiff-Respondent, JUL 3, 2002 v. Cornelia G. Clark Clerk of Supreme Court Lenny P. Keding, Defendant-Appellant. APPEAL from an order of the Circuit Court for Wood County, James M. Mason, Circuit Court Judge. ¶1 DIANE S. SYKES, J. Affirmed. This case is before the court on certification from the court of appeals pursuant to Wis. Stat. § 809.61 (1999-2000) on the question of whether a circuit court is required to consider alternatives to revocation before revoking a sexually violent person's supervised release under Chapter 980. ¶2 question. The court Chief is Justice evenly split Abrahamson on and the answer Justices to Bablitch this and Bradley would say yes; Justices Wilcox, Crooks, and the author No. of this opinion would say no. Justice Prosser 00-1700 did not participate. ¶3 Despite the tie vote on the legal issue, we nevertheless affirm the circuit court's order revoking Lenny Keding's supervised release under Wis. Stat. § 980.08(6m) (1999-2000),1 because four members of the court Justices Bablitch, Wilcox, Crooks, and the author of this opinion agree that the circuit court in this case did in fact inquire about whether there were any alternatives to revocation before revoking Keding's supervised release, and was advised that there were none. I ¶4 Lenny Keding was convicted in 1993 of second-degree sexual assault of a child. A sentence of four years in prison was imposed and stayed in favor of probation. In 1994, Keding's probation was revoked and he was sent to prison. As he neared the end of his prison term, the State initiated Chapter 980 proceedings against him. Keding's case was tried to a jury, and he was ultimately determined to be a sexually violent person as defined by Wis. Stat. § 980.01(7).2 The Wood County Circuit 1 All references to the Wisconsin Statutes are to the 19992000 version. 2 Wisconsin Statute § 980.01(7) provides: "Sexually violent person" means a person who has been convicted of a sexually violent offense, has been adjudicated delinquent for a sexually violent offense, or has been found not guilty of or not responsible for a sexually violent offense by reason of insanity or mental disease, defect or illness and, who is dangerous because he or she suffers from a mental 2 No. Court, the Honorable appropriate candidate James for M. Mason, supervised considered release, but 00-1700 Keding an because no facility was available in Wood County, Keding was committed to the Wisconsin Resource Center (WRC). ¶5 Keding appealed the circuit court's order to the extent that it placed him in institutional treatment rather than on supervised release. remanded, holding exercised its The that the discretion by court of circuit limiting appeals court its reversed had and erroneously consideration of potential supervised release facilities to those in Wood County. See State v. Keding, 214 Wis. 2d 363, 571 N.W.2d 450 (Ct. App. 1997). On remand, however, the circuit court, based on reports regarding Keding's behavior at WRC, concluded that Keding was no longer an appropriate candidate for supervised release. Keding remained in institutional treatment at WRC. ¶6 Keding again appealed, and the court of appeals remanded for an evidentiary hearing on the issue of ineffective assistance of counsel. The parties subsequently entered into a stipulation to the effect that Keding would agree to forego his post-conviction claims and the State would agree that Keding was an appropriate candidate for supervised release. stipulation, suitable and community after some placement initial for Based on the difficulty Keding, the locating circuit disorder that makes it substantially probable that the person will engage in acts of sexual violence. 3 a court No. 00-1700 ordered supervised release, and on January, 20, 2000, Keding was released from WRC to a duplex in Wisconsin Rapids. ¶7 On the day of his release, Keding reported to his supervising agent. The agent searched his belongings and found a photo album stuffed with pictures of young boys from magazines and newspapers. During the first few weeks of his supervised release, Keding met with his psychotherapist a number of times, and reported that he was fantasizing masturbating to the fantasies. about young boys and His medication was increased and Keding later reported to his psychotherapist and agent that he was no longer having such fantasies. ¶8 On March 13, 2000, the Department of Health and Family Services (DHFS) petitioned the court for revocation of Keding's supervised release pursuant to Wis. Stat. § 980.08(6m). The petition alleged that Keding had violated the terms of release by contacting residents at WRC, including one with whom he had had a sexual relationship; possession of sexually explicit letters; purchasing items on a credit card while prohibited from doing so; and lying to his agent. ¶9 Keding admitted to three of the violations: writing letters to WRC residents, possessing sexually explicit letters, and lying to his agent. He argued, however, that the violations were not significant enough to warrant revocation of supervised release. At the revocation hearing, Keding's psychotherapist testified that in his opinion, Keding was "slipping" and was "a high risk to re-offend." the circuit court After hearing argument from counsel, inquired: "Is 4 there an alternative to No. 00-1700 returning him to the Resource Center which the State considers appropriate or available?" is [revocation] the only option which is Keding's supervising agent replied that she had discussed the matter with a representative of DHFS and concluded that there were no community alternatives to revocation. ¶10 The circuit court ordered Keding's supervised release revoked, concluding that Keding had violated the terms of his supervised release by contacting residents at WRC, making unauthorized credit purchases, and lying to his agent, and that these violations were serious enough to warrant revocation. The circuit court held that "Lenny Keding has established himself as too great a risk to re-offend to be continued in supervised release. On the basis of his performance and attitude since supervised release was ordered, it's doubtful that Lenny Keding will comply with the rules of supervised release in the near future. He presents a danger to others." ¶11 Keding appealed, arguing that the circuit court was required to consider alternatives to revocation before making a decision to revoke Wis. Stat. § 980.08(6m). case to us "[W]hether alternatives revoke the for supervised The court determination the circuit revocation when of court to supervised release of a of appeals the is release a certified following required proceeding person is II 5 the question: to consider brought committed Wis. Stat. ch. 980, the sexual predator statute." the certification. under to under We accepted No. ¶12 Keding argues that Wis. Stat. § 00-1700 980.08(6m), either alone or read together with Wis. Stat. § 51.61(1)(e), requires a circuit court revoking a to consider sexually alternatives violent to person's revocation supervised before release. Alternatively, he argues that consideration of alternatives to revocation is required by due process. the record does not support the Finally, he argues that circuit court's decision to revoke his supervised release. ¶13 Whether a circuit alternatives to revocation court before is required revoking to consider supervised release under Wis. Stat. § 980.08(6m) is a question of law subject to independent review (in any event, neither lower court decided the question); the revocation decision itself is a discretionary one, subject to a deferential standard of review. We will uphold a circuit court's exercise of discretion if the court employs a process of reasoning based on the facts of record and reaches "a conclusion based on a logical rationale founded upon proper legal standards." State ex rel. J.H. Findorff v. Milw. Cty., 2000 WI 30, 233 Wis. 2d 428, ¶21, 608 N.W.2d 679 (quoting McCleary v. State, 49 Wis. 2d 263, 277, 182 N.W.2d 512 (1971)). ¶14 Wisconsin Statute § 980.08(6m) provides, in pertinent part: An order for supervised release places the person in the custody and control of the department. The department shall arrange for control, care and treatment of the person in the least restrictive manner consistent with the requirements of the person and in accordance with the plan for supervised release approved by the court under sub. (5). A person on 6 No. 00-1700 supervised release is subject to the conditions set by the court and to the rules of the department. . . . If the department alleges that a released person has violated any condition or rule, or that the safety of others requires that supervised release be revoked, he or she may be taken into custody under the rules of the department. The department shall submit a statement showing probable cause of the detention and a petition to revoke the order for supervised release to the committing court . . . . The state has the burden of proving by clear and convincing evidence that any rule or condition of release has been violated, or that the safety of others requires that supervised release be revoked. If the court determines after hearing that any rule or condition of release has been violated, or that the safety of others requires that supervised release be revoked, it may revoke the order for supervised release and order that the released person be placed in an appropriate institution until the person is discharged from the commitment under s. 980.09 or until again placed on supervised release under this section. Wis. Stat. § 908.08(6m)(emphasis added). ¶15 The "patient's rights" statute, Wis. Stat. § 51.61, is applicable to sexually violent persons committed under Ch. 980, see Wis. Stat. § 51.61(1), and provides that persons committed for treatment conditions Wis. "have necessary Stat. § § 980.08(6m), the to right achieve 51.61(1)(e). on its own to the Keding or read the least purposes" argues in restrictive of that commitment. Wis. conjunction with Stat. the patient's rights statute, requires consideration of alternatives to revocation before supervised release can be revoked. ¶16 Keding relies primarily on State ex rel. Plotkin v. DHSS, 63 Wis. 2d 535, 217 N.W.2d 641 (1974), and Van Ermen v. DHSS, 84 Wis. 2d 57, 267 N.W.2d 17 (1978). Plotkin held that alternatives to revocation must be considered before revocation 7 No. 00-1700 of probation could occur; Van Ermen imposed the same requirement on parole revocations. Plotkin, Ermen, 84 Wis. 2d at 68. violation of due construed to require 63 Wis. 2d at 544-45; Van Keding also argues that to avoid a process, Wis. Stat. consideration § of 980.08(6m) alternatives must be prior to revocation of supervised release. ¶17 In opposition, the State relies on State v. Jefferson, 163 Wis. 2d 332, 340, 471 N.W.2d 274 (Ct. App. 1991), which held that the circuit court was not required to consider alternatives to revocation before revoking the conditional release of a person committed for treatment following a finding of not guilty by reason of mental disease or defect. The State also cites Black v. Romano, 471 U.S. 606, 611 (1985), in which the United States Supreme process Court requirement declined that to impose affirmative due to alternatives an revocation be considered before probation or parole could be revoked. ¶18 of As noted above, the court is evenly split on the issue whether a circuit court is required statutorily, constitutionally, or as a matter of policy as in Plotkin and Van Ermen to consider alternatives to revocation prior to revoking a sexually violent person's supervised release under Wis. Stat. § 980.08(6m). question. We Accordingly, nevertheless revoking Keding's reflects that the we do not resolve the affirm the circuit court's order the record supervised court release, inquired because about alternatives revocation, and was advised that there were none. 8 certified to No. ¶19 00-1700 We also reject Keding's contention that the record does not support the decision to revoke. Keding argues that the rules violations were too minor to justify revocation. We do not reverse a discretionary judgment of the circuit court where, as here, the record reflects a process of reasoning based upon facts of record and a proper standard of law. Findorff, 2000 WI 428, ¶21. ¶20 The circuit court based its decision to revoke on the three rules violations that were substantiated and the testimony of Keding's psychotherapist that Keding was a "high risk to reoffend." Although the court is divided on the question of whether the circuit court was required to consider alternatives to revocation, such consideration is certainly permissible in the circuit circuit court's court exercise inquired about of its discretion. available Here, alternatives, and the was advised that there were none. ¶21 whether While reasonable minds might differ on the issue of these particular rules violations were sufficiently serious to warrant revocation, we perceive no erroneous exercise of discretion. The circuit court was entitled to rely upon the psychotherapist's risk to opinion re-offend," that Keding considered was together "slipping" with and the "at rules violations, in concluding that Keding was too great a danger to maintain circuit on supervised court's order release. revoking Accordingly, Keding's pursuant to Wis. Stat. § 980.08(6m). 9 we affirm supervised the release No. 00-1700 By the Court. The order of the Wood County Circuit Court is affirmed. 10 No. ¶22 the ANN WALSH BRADLEY, circuit release, court's the order majority J. 00-1700.awb In affirming (dissenting). revoking concludes Lenny that Keding's the court whether there were any alternatives to revocation. supervised considered I conclude that the circuit court's inquiry here was meaningless because no alternatives exist. ¶23 The majority states: "the record reflects that the court inquired about alternatives to revocation, and was advised that there were none." record reflects. Majority op. at ¶18. Here is what the First, the circuit court inquired as follows: THE COURT: Is there an alternative to returning him to the Resource Center which the State considers appropriate or is that the only option which is available? The State began probation agent. to respond, but then deferred to Keding's She explained as follows: I had talked to Matt Kaesermann from the Department of Health & Family Services because he and I actually batted around the idea of because we figured that it would come up at the hearing. We both agree he has no knowledge of any place that would be that would be an alternative, because if it was a regular revocation, we could look at minimum security camps and things like that. Since this is not a revocation of the probation, he said that there really isn't any place. And since there were so many difficulties trying to get him placed in an appropriate residence, he said that, you know, he has no knowledge of anything any living situation that would be an appropriate alternative. ¶24 The reason that "there were none" is because the State has failed to provide for necessary alternatives. No one in the community is willing to take a Wis. Stat. ch. 980 respondent. 1 No. See State v. Sprosty, 227 Wis. 2d 316, 322, 595 00-1700.awb N.W.2d 692 (1999); State v. Krueger, 2001 WI App 76, ¶2, 242 Wis. 2d 793, 626 N.W.2d 83; State v. Castillo, 205 Wis. 2d 599, 556 N.W.2d 425 (Ct. App. 1996); see also State v. Rachel, 2002 WI 81, ¶76, _____ Wis. 2d ____, ____ N.W.2d ____ (Bradley, J. dissenting). ¶25 Keding was on both ch. 980 supervised release status and probation status. It is clear from the record that had his probation status been revoked, an alternative would have been available: However, "minimum the court security was camps unable to and things consider like that." alternatives to revocation of ch. 980 supervised release because none existed. ¶26 time of Just as there were no alternatives available at the Keding's revocation, there were no alternatives available when he first became eligible for supervised release. At that time, a community placement was attempted County, but no suitable housing could be found. in Wood Next, another placement was attempted in a group home in Richland County, but the group home decided against it because of concern about the community's reaction. Yet another placement was attempted, this time in a group home in Jefferson County, but the group home ultimately rejected Keding because of friction with the county sheriff. Still other placements also failed.3 3 Upon questioning at oral argument, the State acknowledged the unavailability of the placements in Wood, Richland, and Jefferson Counties, then added: "You forgot La Crosse and Dane Counties." 2 No. ¶27 00-1700.awb Ultimately, and despite the fact that the record shows that Keding has an IQ of 72, the placement provided for his supervised release was an empty duplex in which he lived alone, subject to electronic monitoring. Even that placement was proving to be unacceptable at the time that he became subject to revocation.4 ¶28 It is hardly surprising, given the nature of Keding's placement, that he committed some minor violations of the rules attached to his supervised release. As a result, he was confined indefinitely to the Wisconsin Resource Center. ¶29 To my mind, the question this case raises is why did this ch. 980 respondent, who the circuit court deemed a proper candidate for supervised release, ultimately end up back in a secure facility? The answer is not because he broke some rules. The answer is because the State failed to devote the necessary resources to provide a viable alternative in order to properly effectuate supervised release. ¶30 The constitutionality of ch. 980 hinges in part upon its provisions for supervised release. I conclude that these provisions require a circuit court to consider alternatives to revocation before revoking supervised release under ch. 980. Just as the State failed to provide a viable community placement 4 When the landlord at the duplex informed the State that someone was about to move into the other unit in the duplex, the staff of the agency with which the State contracted to provide monitoring did not think the duplex placement would continue to be a good idea. 3 No. 00-1700.awb at the time of Keding's supervised release, it failed to provide any viable alternative to revocation. ¶31 If, as here, the State fails to ensure that viable alternatives exist, then the necessary inquiry into alternatives to revocation is fanciful, and so is the constitutionality of ch. 980 as applied to Keding. Accordingly, I respectfully dissent. ¶32 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON, joins this opinion. 4 No. 1 00-1700.awb

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