State v. Ben R. Oldakowski

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NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. Nos. 94-2356, 94-2357 STATE OF WISCONSIN : IN SUPREME COURT State of Wisconsin, Petitioner-Appellant, v. FILED DEC 8, 1995 Samuel E. Post, Marilyn L. Graves Clerk of Supreme Court Respondent-Respondent. Madison, WI State of Wisconsin, Petitioner-Appellant, v. Ben R. Oldakowski, Respondent-Respondent. APPEAL from an order of the Circuit Court for Dane County, Stuart A. Schwartz, Judge. JANINE P. GESKE, J. Reversed and cause remanded. These cases are before the court upon certification by the court of appeals pursuant to Rule 809.61 of Nos. 94-2356, 94-2357 the Wisconsin Statutes.1 The State appeals from an order of the Circuit Court for Dane County, Stuart A. Schwartz, Circuit Judge, dismissing petitions filed in both cases under Wis. Stat. Chapter 980, the Sexually Violent Person Commitments grounds that it is unconstitutional. chapter 980 statute, on the The circuit court found that violated constitutional protections against double jeopardy and ex post facto laws, as well as the guarantees of substantive due process and equal protection under the law. The issues certified on appeal to this court are whether chapter 980 violates constitutional guarantees: (1) against double jeopardy; (2) against ex post facto laws; (3) of substantive due process; (4) of equal protection under the law; and (5) whether the governor's partial veto created a law which is incomplete and unworkable as applied to persons committed under chapter 975 (the Sex Crimes Act). constitutional issues. the constitution grounds. the on We reverse the circuit court on all We hold that chapter 980 does not violate either double jeopardy or ex post facto Our decision on these two challenges is controlled by opinion issued today in the companion case, Carpenter, ___ Wis. 2d ___, ___ N.W.2d ___ (199_). State v. This opinion addresses the remaining three issues. 1 Textual references to the Wisconsin Statutes are hereinafter indicated as "chapter xxx" or "section xxx.xx," without the designation "of the Wisconsin Statutes." Unless otherwise indicated, all references in this opinion are to the 1993-1994 Wisconsin Statutes. 2 Nos. 94-2356, 94-2357 We hold that chapter 980 withstands constitutional challenge in that it violates neither the substantive due process nor the equal protection guarantees of the United States and Wisconsin constitutions. Chapter 980 authorizes the civil commitment of persons, previously convicted of a sexually violent offense, who currently suffer from a mental disorder that predisposes them to repeat such acts. We recognize the state's compelling interest in protecting society by preventing future acts of sexual violence through the commitment and treatment of those identified as most likely to commit such acts. process is not offended by We conclude that substantive due commitments, such as those under chapter 980, whose nature and duration are reasonably related to such compelling state purposes. Similarly, we hold that the equal protection affect challenge does chapter 980 as a whole. not the constitutionality of However, this court requires that the right to a jury determination be extended to persons committed under chapter 980 at all discharge hearings. Additionally, we conclude workable that chapter 980 is a complete and law in respect to chapter 975 committed persons.2 2 For purposes of brevity, the term "committed person[s]" will be used in reference to those committed under chapter 980 as sexually violent persons as well as to individuals originally committed under chapter 975. 3 Nos. 94-2356, 94-2357 FACTS For purposes of this appeal, the parties do not dispute the following facts and procedural history. In 1976 Samuel E. Post (Post) was convicted of two counts each of first degree sexual assault, armed robbery and false imprisonment stemming from incidents in which he abducted women from shopping mall parking lots and drove them to remote locations where he forced them to engage in oral sex acts. The circuit court committed him to the custody of the Wisconsin Department of Health and Social Services (DHSS) under chapter 975 and confined him at Mendota Mental Health Institute (Mendota). Following his mandatory release on parole in 1990, Post was again confined at Mendota after revocation for violation of several parole conditions, including allegations that he repeatedly fondled his minor stepdaughter. Post was scheduled for release on July 15, 1994. In 1972 the State charged Ben R. Oldakowski (Oldakowski) with numerous counts of kidnapping and sexual assault involving the abductions of five women and the attempted abduction of a sixth. He ultimately pled guilty and was convicted of one count of rape in 1972. Pursuant to § 975.06, the court committed him to the custody of DHSS which subsequently transferred him to Mendota. Six months after his release in April of 1979, the State revoked Oldakowski's initial parole following charges that he sexually assaulted a 17-year-old girl. in 1986, revoked for In 1985, he was again paroled and, exposing 4 himself to a teenage girl. Nos. 94-2356, 94-2357 Revocation proceedings were initiated only two months after his third parole, in February of 1991, following a conviction, as a repeat offender, for lewd and lascivious behavior. Oldakowski was returned to Mendota and scheduled to be released on July 15, 1994. On July 12, 1994, the Department of Justice (DOJ) filed petitions pursuant to chapter 980 seeking to commit Post and Oldakowski as sexually violent persons. hearings, the State relied upon the At the probable cause diagnoses of Post and Oldakowski provided by Dr. Dennis Doren, the Forensic Clinical Director of Mendota. diagnosis of Post secondary atypical primarily suffering Dr. is Doren antisocial paraphilia.4 from testified that personality his primary disorder3 with He diagnosed Oldakowski paraphilia, including sexual as sadism (inflicting humiliation or suffering) and exhibitionism (exposure of genitals),5 and secondarily from a personality disorder, not otherwise specified. opinion, the above Dr. Doren testified that, in his medical disorders are mental disorders within the 3 According to the American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed. 1994) (hereinafter DSM-IV), "the essential feature of Antisocial Personality Disorders is a pervasive pattern of disregard for, and violation of, the rights of others . . . ." DSM-IV, at 645. 4 "The essential features of a Paraphilia are recurrent, intense sexually arousing fantasies, sexual urges, or behaviors generally involving ... children or other nonconsenting persons and that occur over a period of at least 6 months." DSM-IV, at 522-23. 5 DSM-IV, at 523. 5 Nos. 94-2356, 94-2357 definition of § 980.01(2), and that both Post and Oldakowski are dangerous to others because their mental disorders create a substantial probability that they will engage in acts of sexual violence6--in other words, that both men definition of sexually violent persons. fit the statutory The circuit court found probable cause to believe that both Post and Oldakowski were sexually violent persons and ordered them held at Mendota pending trial. On the day the probable cause hearings were held, Post and Oldakowski each filed motions to dismiss the commitment petitions on the grounds that chapter 980 violates various constitutional protections and guarantees.7 motions, finding that The chapter circuit 980 court violated granted those constitutional protections against double jeopardy and ex post facto laws, as well as the guarantees of protection under the law. substantive consolidated and process and equal The circuit court therefore ordered Post and Oldakowski released. matters due The court of appeals ordered the stayed Post and Oldakowski's release pending appellate review of the constitutionality of the statute. 6 Polysubstance abuse and alcohol abuse, in Post's case, and Oldakowski's alcohol abuse (all in forced remission) were cited as additional risk factors which contributed to Dr. Doren's assessment that both men posed a substantial risk of reoffense. 7 Upon stipulation by counsel that the same arguments were to be raised in support of dismissing both petitions, Post and Oldakowski filed joint briefs and the circuit court entered one decision addressing both motions. 6 Nos. 94-2356, 94-2357 This court subsequently accepted certification from the court of appeals. PROCEDURAL SUMMARY Post chapter and 980 Oldakowski on challenge various virtually substantive and the entirety procedural of bases. Therefore, chapter 980's statutory scheme will be summarized at this point to provide opinion. Chapter discharge or a 980 release a framework requires person for an who the agency may fit remainder with the of this authority to criteria for commitment as a sexually violent person to notify the DOJ or appropriate district attorney of pending release and to provide treatment records and other relevant documentation concerning that individual. Wis. Stat. § 980.015. A petition seeking commitment under chapter 980 must allege that the person: (1) was convicted, found delinquent, or found not guilty by reason of mental disease or defect of a sexually violent offense;8 (2) is within 90 days of release from a sentence, commitment, 8 or secured correctional 980.01 Definitions. In this chapter: (5) "Sexually motivated" means that one of the purposes for an act is for the actor's sexual arousal or gratification. (6) "Sexually violent offense" means any of the following: (a) Any crime specified in s. 940.225(1) or (2), 948.02(1) or (2), 948.025, 948.06 or 948.07. (b) Any crime specified in s. 940.01, 940.02, 940.05, 940.06, 940.19(4) or (5), 940.30, 940.305, 940.31 or 943.10 that is determined, in a proceeding under s. 980.05(3)(b), to have been sexually motivated. (c) Any solicitation, conspiracy or attempt to commit a crime under par. (a) or (b). 7 Nos. 94-2356, 94-2357 facility arising from a sexually violent offense; (3) has a mental disorder; and (4) is dangerous because that mental disorder creates a substantial probability that he or she will engage in acts of sexual violence.9 Mental disorder is statutorily defined as "a congenital or acquired condition affecting the emotional or volitional capacity that predisposes a person to engage in acts of sexual violence." Wis. Stat. § 980.01(2). The court shall review a chapter 980 petition filed by the state and order detention only if it finds cause to believe that the person named in the petition is eligible for commitment under the statute. Within 72 hours of filing, there shall be a hearing in which the court determines whether there is probable cause to believe that the subject of the petition is a sexually violent 9 980.02 Sexually violent person petition; contents; filing. (2) A petition filed under this section shall allege that all of the following apply to the person alleged to be a sexually violent person: (a) The person satisfies any of the following criteria: 1. The person has been convicted of a sexually violent offense. 2. The person has been found delinquent for a sexually violent offense. 3. The person has been found not guilty of a sexually violent offense by reason of mental disease or defect. (ag) The person is within 90 days of discharge or release, on parole or otherwise, from a sentence that was imposed for a conviction for a sexually violent offense[,] from a secured correctional facility, as defined in s. 48.02(15m), if the person was placed in the facility for being adjudicated delinquent under s. 48.34 on the basis of a sexually violent offense or from a commitment order that was entered as a result of a sexually violent offense. (b) The person has a mental disorder. (c) The person is dangerous to others because the person's mental disorder creates a substantial probability that he or she will engage in acts of sexual violence. 8 Nos. 94-2356, 94-2357 person. The court shall dismiss the petition if it fails to establish probable cause. However, upon a finding of probable cause, the court shall order the individual to be transferred to an appropriate facility for evaluation. (3). Wis. Stat. §§ 980.04(1)- When required to submit to an examination, a person may retain his or her own examiner (or one will be appointed upon proof of indigency) who will have reasonable access to the subject of the petition and to past and present treatment records. Wis. Stat. § 980.03(4). The person is entitled to a full adversarial trial on the allegations in the petition. During the trial, all criminal rules of evidence apply and the state carries the burden of proof beyond a reasonable doubt. Wis. Stat. §§ 980.05(1m) and (3). The person who is the subject of the petition has the following rights: to counsel (which will be appointed if indigency is established); to remain silent; to present and cross-examine witnesses; and to have the hearing recorded. A jury of 12 may be requested and must arrive at a unanimous verdict. Wis. Stat. §§ 980.03(2)-(3). Once a person is found to be sexually violent under this chapter, the circuit court must commit the person to DHSS for control, care and treatment until it is determined that he or she is no longer a sexually violent person. Wis. Stat. § 980.06(1). The court must initially determine whether the individual requires secure release. institutional care or is Wis. Stat. § 980.06(2)(b). 9 appropriate for supervised If committed to a secure Nos. 94-2356, 94-2357 treatment facility, a person may petition for supervised release every six months. The court shall grant this petition unless the state proves by clear and convincing evidence that the person is still sexually violent and substantially likely to commit acts of sexual violence unless confined. Wis. Stat. §§ 980.08(1) and (4). At any time, the secretary of DHSS may authorize the filing of a petition for discharge. This petition will be granted unless the state presents clear and convincing proof at a trial to the court that the petitioner is still a sexually violent person. Wis. Stat. § 980.09(1). Mental reexaminations are conducted six months after the initial commitment and every year thereafter "for the purpose of determining whether the person has made sufficient progress to be entitled to transfer to a less restrictive facility, to supervised release or to discharge." Wis. Stat. § 980.07(1). As with the original examination, the committed person may hire an additional examiner indigent, of his one or may her be own choosing appointed by or, the upon court. request by Wis. an Stat. § 980.07(1). At the time of each examination under § 980.07, the committed person shall petition the receive court written for notice discharge. of If his or this her right to right is not affirmatively waived by the committed person, the court shall hold a probable cause hearing at which the committed person is not entitled to appear but does have the right to be represented by 10 Nos. 94-2356, 94-2357 counsel. Wis. Stat. § 980.09(2)(a). Upon a finding that probable cause exists to believe that the committed person is no longer a sexually violent person, a hearing on this issue is held before the court. At this hearing, the person has the right to be present, be represented by counsel, remain silent, present and cross-examine witnesses, and have the hearing recorded. If the state cannot prove by clear and convincing evidence that the committed person is still a sexually violent person, he or she shall be discharged from the custody of DHSS. Wis. Stat. §§ 980.09(2)(b) and (c). Additionally, the committed person may file a petition for discharge at any time under § 980.10. unsuccessful petition, the court shall However, following an deny any subsequent petitions filed under that section without a hearing unless the petition contains facts sufficient for a court to find that the individual's condition has so changed as to warrant a hearing. Wis. Stat. § 980.10. I. CONSTITUTIONAL CHALLENGES The constitutionality of a statute is a question of law which this court approaches de novo without deference to the courts below. (1989). State v. Migliorino, 150 Wis. 2d 513, 524, 442 N.W.2d 36 There is a presumption of constitutionality for legislative enactments and every presumption favoring validity of the law must be indulged. State v. Randall, 192 Wis. 2d 800, 824, 11 Nos. 94-2356, 94-2357 532 N.W.2d 94 (1995). Further, the challenger bears the burden to prove a statute unconstitutional beyond a reasonable doubt. State v. McManus, 152 Wis. 2d 113, 129, 447 N.W.2d 654 (1989). SUBSTANTIVE DUE PROCESS Post and unconstitutional Oldakowski because it argue that interferes with chapter their 980 is fundamental right to liberty without providing the protection guaranteed under the Due Process Clause.10 Specifically, they argue that substantive due process is violated because chapter 980 allows commitment: (1) without a showing of mental illness; (2) without an individualized showing of amenability to treatment; and (3) with an insufficient showing of dangerousness. 10 The United States and Wisconsin constitutions provide similar guarantees of due process. See U.S. Const. amend. V and XIV § 1 and Wis. Const. art. 1, § 8. 12 Nos. 94-2356, 94-2357 In addition to the procedural protections provided by the Due Process Clause, the United States Supreme Court has recognized "a substantive component government actions." that bars certain arbitrary, wrongful Foucha v. Louisiana, 504 U.S. 71, 80 (1992) (quoting Zinermon v. Burch, 494 U.S. 113, 125 (1990)). Freedom from physical restraint is a fundamental right that "has always been at the core of the liberty protected by the Due Process Clause from arbitrary governmental action." Foucha, 504 U.S. at 80 (citing Youngberg v. Romeo, 457 U.S. 307, 316 (1982)). The Supreme Court found that, "[c]ivil commitment for any purpose constitutes a significant deprivation of liberty that requires due process (1979). protection." Addington Review of v. Texas, legislation 441 U.S. that 418, restricts 425 a fundamental liberty requires this court to apply strict scrutiny to its due process analysis. In order to pass strict scrutiny, the challenged statute must further a compelling state interest and be narrowly tailored to serve that interest. U.S. 113, 155 (1973). Roe v. Wade, 410 In this instance, the state has dual interests--to protect the community from the dangerously mentally disordered and to provide care and treatment to those with mental disorders that predispose them to sexual violence. The Supreme Court has recognized both of these interests as legitimate, the first under a state's police powers and the latter under its parens patriae powers. Addington, 441 U.S. at 426. The Court has also found that the government's interest in detaining mentally 13 Nos. 94-2356, 94-2357 unstable persons who pose a threat to the safety of the community is compelling. (1987). United States v. Salerno, 481 U.S. 739, 748-49 We find the state's dual interests represented by chapter 980 to be both legitimate and compelling. 1. Mental Disorder v. Mental Illness Post require and a Oldakowski finding of assert "mental that illness" involuntary and that commitments the "mental disorder" required under chapter 980 is not sufficiently narrowly tailored to survive strict scrutiny. Chapter 980 defines mental disorder as "a congenital or acquired condition affecting the emotional or volitional capacity that predisposes a person to engage in acts of sexual violence." Wis. Stat. § 980.01(2). Post and Oldakowski claim that the term "disorder" sweeps too broadly and does not adequately define those who fall within its reach. The State counters that the definition of disorder in chapter 980 is sufficiently narrow in that it only applies to a small group of mentally disordered persons whose disorders have the specific effect of predisposing them to commit sexually violent acts. We agree with the State and hold that the term "mental disorder" as defined in chapter 980 satisfies the mental condition component required by substantive due process for involuntary mental commitment. A statute must be narrowly enough drawn that its terms can be given a reasonably precise content and those persons encompasses can be identified with reasonable accuracy. 14 it O'Connor Nos. 94-2356, 94-2357 v. Donaldson, 422 U.S. 563, 575 (1975). In chapter 980, the use of the term "mental disorder" and its definition fulfill these requirements. Despite Post and Oldakowski's protestations, there is no talismanic significance that should be given to the term "mental illness." Contrary to the position advanced by the dissent, "mental illness" is not required by either the federal or state constitution and the Supreme Court has declined to enunciate a single definition that must be used as the mental condition sufficient for involuntary mental commitments. The Court has wisely left the job of creating statutory definitions to the legislators who draft state laws. Noting that the substantive as well as procedural mechanisms for civil commitment vary from state to state, the Court declared that "[t]he essence of federalism is that states must be free to develop a variety of solutions to problems and not be forced Addington, 441 U.S. at 431. into a common, uniform mold." Particularly when a legislature "undertakes to act in areas fraught with medical and scientific uncertainties, legislative options must be especially broad and courts should be cautious not to rewrite legislation." Jones v. United States, 463 U.S. 354, 370 (1983) (quoting Marshall v. United States, 414 U.S. 417, 427 (1974)). The Supreme Court itself has used numerous terms to describe the mental to civil commitment, including emotional and mental "disorders."11 State 11 condition of those properly subject See Addington, 441 U.S. at 425-26 (discussing the "state's 15 Nos. 94-2356, 94-2357 legislatures have definitions.12 also relied on a variety of terms and Even Wisconsin law relies on varied terminology. Chapter 51 (the Mental Health Act) defines "mental illness" in the context of involuntary commitment as "a substantial disorder of thought, mood, perception, orientation, or memory which grossly impairs judgment, ability to meet behavior, the capacity ordinary to demands recognize of life." reality, Wis. or Stat. § 51.01(13)(b) (emphasis added). It is important to stress that the above definitions serve a legal, not medical, function. Even the primary tool of clinical diagnosis in the psychiatric field, the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV), warns of a significant risk of misunderstanding when descriptions designed for clinical use are transplanted into the forensic setting.13 An apt analogy (..continued) interest in committing the emotionally disturbed" and the "expanding concern of society with problems of mental disorders"); see also Jackson v. Indiana, 406 U.S. 715, 737 (1972) (recognizing there are a number of bases for involuntary civil commitment including "defective delinquency laws, sexual psychopath laws, [and] commitment of persons acquitted by reason of insanity"). 12 Washington state allows involuntary civil commitment for treatment of those with "mental disorders," Wash. Rev. Code § 71.05; Illinois' Sexually Dangerous Persons Act provides for commitment of those "suffering from a mental disorder," Ill. Rev. Stat., ch. 725 § 205/1.01; and Indiana's civil commitment scheme defines "mental illness" as a "psychiatric disorder" which is in turn defined as a mental illness or disease. Ind. Code 12-7-2-130 and 12-7-2-150. 13 This risk is due to the "imperfect fit" between the law and clinical diagnosis which is exacerbated by the legal necessity for information that falls outside of that relevant to psychiatric categorical designations. However, DSM-IV notes that when properly used, diagnostic information can increase reliability and 16 Nos. 94-2356, 94-2357 illustrating the need for separation between legal and medical definitions can be found in the Wisconsin jury instructions on criminal responsibility. In that context, mental disease is statutorily defined as "an abnormal condition of the mind which substantially affects mental or emotional processes," but the jury is cautioned that it is "not bound by medical labels, definitions, or conclusions as to what is or is not a mental disease." Wis. JI-Criminal 605. In support of its argument that a "mental disorder" cannot be a sufficient condition for commitment, the dissent cites testimony that "mental disorders are the broad big umbrella that all of us could fall under." Dissent at 21. On the contrary, the DSM-IV states that a diagnosis of "disorder" is only appropriate when a manifestation normality of and acknowledges dysfunction pathology." that "no crosses DSM-IV, definition the at "boundary xxi. adequately between The DSM-IV specifies precise boundaries for the concept of 'mental disorder.'" However, a mental disorder is "conceptualized as a clinically significant behavioral or psychological syndrome or pattern that occurs in an individual" and must reflect a current state of distress, impaired functioning or significant risk of pain, death or loss of freedom. (..continued) facilitate understanding of complex matters in the decision-making process "when the presence of a mental disorder is the predicate for a subsequent legal determination (e.g., involuntary civil commitment)." DSM-IV, at xxiii-xxiv. 17 Nos. 94-2356, 94-2357 Disorders do not include merely deviant behaviors that conflict with prevailing societal mores. DSM-IV, at xxi-xxii. The key to the constitutionality of the definition of mental disorder in chapter 980 is that it requires a nexus--persons will not fall within chapter 980's reach unless they are diagnosed with a disorder that has the specific effect of predisposing them to engage in acts of sexual violence. Not all persons who commit sexually violent crimes can be diagnosed as suffering from mental disorders, nor are all persons with a mental disorder predisposed to commit sexually violent offenses. The dissent asserts that the definition of "mental disorder" is circular and "authoriz[es] lifetime commitment based not on mental illness but on past crimes."14 Dissent at 22. This characterization fails to acknowledge that the focal point of commitment is not on past acts but on current diagnosis of a present disorder suffered by an individual that specifically causes that person to be prone to commit sexually violent acts in the future. The statute, as drafted, does not sweep too broadly; rather, it is narrowly tailored to allow commitment only of the 14 A finding that a person does fit the chapter 980 criteria of a sexually violent person in no sense equates to automatic "lifetime commitment." Commitment to the custody of the DHSS does not necessarily result in immediate secure institutionalization, rather it can mean supervised release into the community. Wis. Stat. § 980.06(2)(b). Further, there are numerous procedural safeguards for those for whom institutionalization is deemed appropriate, including periodic reexamination, review, and supervised release or discharge. See Majority opinion at 9-11, 39-41. 18 Nos. 94-2356, 94-2357 most dangerous of sexual offenders--those whose mental condition predisposes them to reoffend. 2. Treatment Additionally, Post and Oldakowski argue that their right to due process is violated because objective" of chapter 980. claim is found individualized in: showing treatment is not "a serious They assert that support for this (1) the of lack of amenability a requirement to treatment; for (2) an the failure to seek commitment until completion of a sentence; and (3) the "recognition" in the psychiatric-medical community treatment for sex offenders is "largely ineffective." that As with all enactments, we presume good faith on the part of the legislature. State ex rel. Thomson v. Zimmerman, 264 Wis. 644, 652, 60 N.W.2d 416 (1953). We conclude that treatment is a bona fide goal of this statute and we presume the legislature will proceed in good faith and fund the treatment committed under chapter 980. We programs recognize, necessary as has for the those Supreme Court, that the purpose of civil commitment "is to treat the individual's mental illness and protect him and society from his potential dangerousness." Jones, 463 U.S. at 368. However, the State correctly points out that this does not necessarily equate with a constitutional requirement that commitment be based on amenability to treatment nor even on a constitutional right to treatment. These issues were addressed by Chief Justice Burger who found: 19 Nos. 94-2356, 94-2357 . . . no basis for equating an involuntarily committed mental patient's unquestioned constitutional right not to be confined without due process of law with a constitutional right to treatment. Given the present state of medical knowledge regarding abnormal human behavior and its treatment, few things would be more fraught with peril than to irrevocably condition a State's power to protect the mentally ill upon the providing of "such treatment as will give [them] a realistic opportunity to be cured." O'Connor, 422 U.S. at 587-89 (Burger, C.J., concurring) (footnote omitted). Post and Oldakowski did not rely on any precedent in which "treatability" was held to be a constitutional prerequisite to commitment nor were they able to present any evidence that the state will not treat persons committed under chapter 980. contrary, the state is clearly statutorily On the obliged under § 980.06(1) to provide "control, care and treatment" to those determined to be sexually violent persons. 980 committed persons are entitled to In addition, chapter the patient's rights conferred under chapter 51, which include the "right to receive prompt and adequate treatment." Wis. Stat. § 51.61(1)(f). We find these statutory obligations to treat to be consistent with the nature and duration of commitments pursuant to chapter 980 and conclude that the lack of a precommitment finding of treatability is not offensive to the constitution under substantive due process. In response to Post and Oldakowski's argument about the timing of chapter 980 commitments, we note that treatment, even 20 Nos. 94-2356, 94-2357 specialized treatment directed toward sexual offenders, currently available in the regular prison setting. have fully availed themselves of treatment chapter 980 petition may be unnecessary. is For those who opportunities, a It is only those for whom previous treatment has proved ineffective, as demonstrated by their current diagnosis of a mental disorder that predisposes them to commit violent appropriate. acts, that chapter 980 commitment will be The focus on current mental condition is designed to afford persons with the most persistent problems the greatest help available. This court fails to see how a statute structured to cover only those demonstrated to be most in need of treatment can be characterized as "not serious" in its pursuit of the objective of providing treatment. Further, the particularized treatment that will be provided to those committed under chapter 980 cannot, infers, be as easily provided under chapter 51. as the dissent Dr. Wood, acting unit manager for the sexually violent person unit of the Wisconsin Resource Center, testified that plans pursuant to the new law call for a dedicated wing which will solely house those committed as sexually violent persons. This unique unit will be staffed by psychologists, clinical nurses and psychiatric care technicians who will facilitate a treatment regimen focused on the needs of the sexually violent person by offering "a multi-component concomitant behavioral program that will address issues at the level of arousal and fantasy as well as behavioral controls, 21 Nos. 94-2356, 94-2357 relapse prevention and the attempt to work on both the underlying disorder as well as the potential dangerousness." Although Post and Oldakowski refer to studies by several behavioral scientists in which treatment for sexual offenders was deemed to be ineffective, there is by no means consensus within the behavioral sciences community on this issue. turn, cited numerous studies reporting positive reducing rates of recidivism through treatment.15 new techniques and treatment methods, The State, in such results in There are many as "cognitive- behavioral" programs and "relapse prevention" that are aimed at teaching sexual offenders skills to recognize and cope with situations such as anger and substance abuse that create high risk for relapse.16 The fact that studies reaching opposite conclusions can be cited on both sides of this issue does not preclude the legislature from acting, unconstitutionality. nor does it compel a finding of The Supreme Court has addressed the lack of certainty in this area: 15 See, e.g., Janice K. Marques, David M. Day, Craig Nelson, Mary Ann West, Effects of Cognitive-Behavioral Treatment on Sex Offender Recidivism, 21 Criminal Justice and Behavior 28, 28-52 (1994); W.L. Marshall and W.D. Pithers, A Reconsideration of Treatment Outcome with Sex Offenders, 21 Criminal Justice and Behavior 10, 10-27 (1994); W.L. Marshall and H.E. Barbaree, Outcome of Comprehensive Cognitive-Behavioral Treatment Programs in Handbook of Sexual Assault, 363-85 (W.L. Marshall, D.R. Laws, H.E. Barbaree eds., 1990); William D. Pithers, Relapse Prevention with Sexual Aggressors in Handbook of Sexual Assault, 343-61 (W.L. Marshall, D.R. Laws, H.E. Barbaree eds. 1990). 16 Pithers, at 13. 22 Nos. 94-2356, 94-2357 We do not agree with the suggestion that Congress' power to legislate in this area depends on the research conducted by the psychiatric community. We have recognized repeatedly the "uncertainty of diagnosis in this field and the tentativeness of professional judgment. The only certain thing that can be said about the present state of knowledge and therapy regarding mental disease is that science has not reached finality of judgment . . . ." The lesson we have drawn is not that government may not act in the face of this uncertainty, but rather that courts should pay particular deference to reasonable legislative judgments. Jones, 463 U.S. at 364 n.13 (citations omitted). Legislature has chosen to commit those found The Wisconsin to be sexually violent persons for treatment and, heeding the above language, we do not question the relative merits of this treatment. 23 Nos. 94-2356, 94-2357 3. Dangerousness We also reject Post and Oldakowski's claim that chapter 980's statutory definition of dangerousness17 sets an impermissibly low standard of "substantial risk" and is therefore unconstitutional. The Supreme Court has refused to proscribe strict boundaries for legislative determinations of what degree necessary for involuntary commitment.18 of dangerousness is Substantive as well as procedural limitations on a state's traditional power to commit the dangerously mentally ill vary widely from jurisdiction to jurisdiction. Jackson v. Indiana, 406 U.S. 715, 736-37 (1972). The Supreme Court has noted the uncertainty endemic to the field of psychiatry and held that particular deference must be shown to legislative decisions in that arena. The Court recognized that Jones, 463 U.S. at 364 n.13. although predictions of future dangerousness may be difficult, they are still an attainable, in fact essential, Estelle, 463 Legislature part U.S. has of our judicial 880, 897 (1983). devised a statutory process. Here, method for Barefoot the v. Wisconsin assessing the future danger posed by persons predisposed to sexual violence and we find it constitutionally sound. 17 A sexually violent person is deemed dangerous if "he or she suffers from a mental disorder that makes it substantially probable that the person will engage in acts of sexual violence." Wis. Stat. § 980.01(7). 18 For example, Minnesota law provides for involuntary commitment of a "psychopathic personality" who exhibits "conditions of emotional instability, or impulsiveness of behavior" which "render such person irresponsible for personal 24 Nos. 94-2356, 94-2357 Nature and Duration of Commitment Further, Post and Oldakowski contend that the nature of chapter 980 commitments bears no reasonable relationship to the purposes of commitment and is specifically contrary to the Supreme Court's holding in Foucha v. Louisiana, 504 U.S. 71 (1992). At a minimum, the Supreme Court has stated that "due process requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed." Jackson, 406 U.S. at 738. The purposes of commitment under chapter 980 have already been identified as the protection of the community and the treatment of persons suffering from disorders that predispose them to commit sexually violent acts. of the commitment (to the custody of DHSS with The nature potential confinement in a secure mental health facility) is consistent with both purposes. Wis. Stat. §§ 980.06(1) and 980.065. The language of the statute provides the best evidence of this reasonable relationship. Individuals found to be sexually violent persons are committed to the custody of DHSS "for control, (..continued) conduct with respect to sexual matters and thereby dangerous to other persons." Commitment hinges on showing that persons "by a habitual course of misconduct in sexual matters, have evidenced an utter lack of power to control their sexual impulses and who, as a result, are likely to attack or otherwise inflict injury, loss, pain or other evil on the objects of their uncontrolled and uncontrollable desire." In re Blodgett, 510 N.W.2d 910, 912-13, cert. denied, 115 S. Ct. 146 (1994). The United States Supreme Court upheld this scheme against a vagueness challenge in Minnesota ex rel. Pearson v. Probate Court of Ramsey County, Minn., 309 U.S. 270, 274 (1940), aff'g 205 Minn. 545, 287 N.W. 297 (1939). 25 Nos. 94-2356, 94-2357 care and treatment" in "the least restrictive manner consistent with the requirements of the person and in accordance with the court's commitment order." Wis. Stat. §§ 980.06(1) and (2)(b). Chapter 980 committed persons are defined as "patients" under chapter 51, the Mental Health Act, and are entitled to the same rights as other patients, including the right to "receive prompt and adequate treatment, rehabilitation and educational services appropriate for his or her condition." Wis. Stat. § 51.61(1)(f). An additional right afforded to those defined as "patients" under chapter 51 is the requirement that facilities "be designed to make a positive treatment contribution goals of the to the effective hospital." Wis. attainment Stat. of the § 51.61(1)(m). Commitment in a secure setting that provides specialized treatment for sexual offenders serves both to protect society and to treat the individual. Again, the statutory language itself illustrates that the duration of the commitment, although potentially indefinite, is reasonably related to the purposes of the commitment. Periodic mental examinations are conducted "for the purpose of determining whether the person has made sufficient progress to be entitled to transfer to a less restrictive facility, to supervised release or to discharge." Wis. Stat. § 980.07(1). Thus, the duration of an individual's commitment is intimately linked to treatment of his mental condition. Commitment ends when the committed person no longer suffers from a mental disorder or when that condition no 26 Nos. 94-2356, 94-2357 longer predisposes him to commit acts of sexual violence. Protection of the community is also well-served by this statutory scheme because the danger to the public has necessarily dissipated when treatment has progressed sufficiently to warrant an individual's release. Post and Oldakowski argue that Wisconsin's Sexually Violent Person Commitment statute is in direct conflict with Foucha, based on the contention that chapter 980 allows an indefinite commitment on the basis of a diagnosis of antisocial personality disorder. However, we see our ruling today as consistent with both the conceptual framework Foucha. There, and the Louisiana's specific statutory findings scheme expressed for in continuing confinement of insanity acquittees was found to be violative of both substantive due process and equal protection guarantees.19 Although it sought to extend his commitment to a mental institution, the state conceded that Foucha was neither mentally ill nor neither was of his condition the above treatable. concessions; in Here, fact, the State makes commitment under chapter 980 is based on the presence of a mental disorder that the state intends to treat.20 19 A majority of justices (Blackmun, Stevens, O'Connor, and Souter) joined in the portion of Justice White's opinion discussing substantive due process. However, Part III, concerning equal protection, garnered only a plurality as Justice O'Connor declined to join stating that she felt it "unnecessary to reach equal protection issues" on the facts before the Court. Foucha, 504 U.S. at 88 (J. O'Connor, concurring). 20 Further, the Louisiana 27 statute allowed indefinite Nos. 94-2356, 94-2357 The Court reiterated that the nature of commitment must relate to its purpose and found that because the state no longer considered Foucha mentally ill, its basis for committing him to a psychiatric facility had disappeared. Foucha, 504 U.S. at 78-79. In her concurrence in Foucha, Justice O'Connor stressed that the opinion addressed only Louisiana's specific statutory scheme and did not rule out more narrowly devised schemes. She further opined that it might even "be permissible for Louisiana to confine an insanity acquittee who has regained sanity if, unlike the situation in this case, the nature and duration of detention were tailored to reflect pressing public safety concerns related to the acquittee's continuing dangerousness." O'Connor reasoned that the state Id. at 87-88. cannot confine Justice insanity acquittees as mental patients without medical justification. at 88. As discussed earlier, Wisconsin's statutory scheme is sufficiently challenge Id. narrowly because the tailored nature to and withstand duration constitutional of chapter 980 confinements are reasonably related to the purposes for those commitments. We do not read Foucha to prohibit the commitment of dangerous mentally disordered persons. (..continued) commitment with release only if the insanity acquittee could prove that he or she was no longer dangerous. Under chapter 980, at court hearings on petitions for supervised release or discharge, the state bears the burden of proving that the petitioner is still a sexually violent person. See, Wis. Stat. §§ 980.08(4) and 980.09(1)(b) and (2)(b). 28 Nos. 94-2356, 94-2357 In State v. Randall, 192 Wis. 2d 800, 532 N.W.2d 94 (1995), this court recently upheld the constitutionality of Wisconsin's scheme for the commitment challenge based on Foucha. of insanity acquittees against a We held that Foucha did not prohibit the continued commitment of sane but dangerous insanity acquittees "so long as they are treated in a manner consistent with the purposes of their commitment, justification . . . ." e.g., there must be Randall, 192 Wis. 2d at 807. a medical We noted that the treatment programs in Wisconsin's secure mental health facilities are designed to treat both mental and behavioral disorders and that the goal of safely returning an acquittee to the community can be well-served by continuing treatment aimed at reduction of danger arising from behavioral disorders even after an acquittee was deemed to no longer suffer from a condition that could be defined under the traditional rubric of mental illness. Id. Under the statutory scheme of chapter 980, there is medical justification for the commitment of persons whose mental disorders predispose them to engage in sexually violent acts. Disorders such as paraphilias, which often form the diagnostic basis for chapter 980 commitments, are characterized by recurrent urges and behaviors. Treatment that is specifically geared toward helping a committed person recognize and control these patterns of behavior certainly serves the goals of community protection. 29 individualized treatment and Nos. 94-2356, 94-2357 Finally, we point out that substantive due process analysis necessarily involves the balancing of individual liberties against the "demands of an organized society." 320. Youngberg, 457 U.S. at The balance can favor danger-preempting confinement under proper circumstances, "mentally public." unstable including individuals the who necessity present Salerno, 481 U.S. at 748-49. a of danger detaining to the We find that chapter 980 permissibly balances the individual's liberty interest with the public's right to be protected from the dangers posed by persons who have already demonstrated their propensity and willingness to commit sexually violent acts. 30 Nos. 94-2356, 94-2357 EQUAL PROTECTION Post and Oldakowski also challenge chapter 980 on the basis that it denies them equal protection under the laws.21 They specifically claim the following substantive differences between the statutory schemes for initial commitment under chapter 51 and chapter 980 are violative of equal protection: (1) § 51.20(1)(a)1 requires a showing of "mental illness" while § 980.02(b) requires only "mental disorder"; (2) chapter 980 contains no requirement for an individualized finding of suitability for treatment as does § 51.20(1); and (3) the standard for dangerousness in § 980.02(2)(c) is insufficient because there is no recent overt act requirement as in § 51.20(1)(a)2. Post and Oldakowski also argue that there are numerous procedural infirmities in chapter 980 that impermissibly impose more stringent requirements for release.22 21 This court applies the same interpretation to the state Equal Protection Clause found in Wis. Const. art. I § 1, as that given to the federal provision, U.S. Const. amend. XIV § 1. State v. Heft, 185 Wis. 2d 288, 293 n.3, 517 N.W.2d 494 (1994). 22 They claim there are the following procedural differences between the two chapters which are unconstitutional under the Equal Protection Clause: (1) chapter 980 commitments are indefinite; (2) a chapter 980 committed person must affirmatively petition for discharge in order to be entitled to a judicial review; (3) the petitioner carries the burden of proof at a probable cause hearing on discharge; (4) discharge trials are to the court without a jury; and (5) finally, if a petition filed without the department's approval is denied, the court must deny subsequent petitions unless they contain "new factors." This characterization of the procedure under chapter 980 is contrasted with the mechanisms employed under chapter 51: (1) chapter 51 involuntary commitments automatically expire; (2) on expiration, the state has the burden to file for recommitment; (3) the state 31 Nos. 94-2356, 94-2357 When a party attacks a statute on the grounds that it denies equal protection under the law, the party must demonstrate that the state unconstitutionally treats members of similarly situated classes differently. Here, the parties agree, and we are also satisfied, that persons committed under chapters 51 and 980 are similarly situated for purposes of an equal protection comparison.23 Although they agree that the classes to be compared in the equal protection Oldakowski and analysis the State are similarly strongly situated, disagree on Post the and level judicial scrutiny that is to be applied to that comparison. of Post and Oldakowski urge this court to employ strict scrutiny while the State argues that a rational basis test should be applied. Under a rational basis test, a classification "cannot run afoul of the Equal Protection between the Clause if disparity of governmental purpose." (1993). Classifications there is treatment a rational and some relationship legitimate Heller v. Doe, 113 S. Ct. 2637, 2642 based on a suspect class, such as alienage or race, are traditionally subjected to strict scrutiny (..continued) carries the burden of proof at all hearings; (4) the chapter 51 committed person is entitled to a trial by jury at all commitment and recommitment hearings; and (5) the chapter 51 committed person need never show new factors or changed circumstances. See Wis. Stat. §§ 51.20(13) and (16), and §§ 980.08-980.10. 23 In a previous equal protection analysis, this court found that chapter 51, the Mental Health Act, and chapter 975, the Sex Crimes Act, deal with similarly situated classes. State ex rel. Farrell v. Stovall, 59 Wis. 2d 148, 159, 207 N.W.2d 809 (1973). 32 Nos. 94-2356, 94-2357 and must be shown to be necessary to promote a compelling governmental interest in order to be found constitutional. v. Richardson, 403 U.S. 365, 376 (1971). Graham Strict scrutiny has also been applied to invidious classifications that arbitrarily deprive one class of persons, but not another similarly situated, of a fundamental right. 316 U.S. 535 sterilization others); of See Skinner v. Oklahoma ex rel. Williamson, (1942) (statute persons unconstitutionally convicted Police Department of the of some City of authorized larcenies Chicago et but al. not v. Mosley, 408 U.S. 92 (1972) (distinction between peaceful labor picketing and other peaceful picketing impermissibly impinged on First Amendment rights). The Supreme Court has not clearly articulated which of the two standards is to be applied to equal protection challenges of involuntary commitment statutes, nor has this court previously resolved the issue. The Court explicitly declined to determine whether the heightened level of scrutiny was applicable in a recent challenge because the issue had not been properly presented in the courts below. Heller, 113 S. Ct. at 2642. There, the case had been argued in lower courts solely on the theory of rational basis, and the Court maintained that level of review in finding that equal protection was not violated by differences in Kentucky's statutory procedures for involuntary commitment of the mentally ill and mentally retarded. 33 Id. Nos. 94-2356, 94-2357 In our decisions involving equal protection challenges to involuntary commitments under chapter 975 (the Sex Crimes Act), this court has consistently applied a rational basis test. See, e.g., State ex rel. Farrell v. Stovall, 59 Wis. 2d 148, 159, 207 N.W.2d 809 (1973); State ex rel. Terry v. Schubert, 74 Wis. 2d 487, 499, 247 N.W.2d 109 (1976); State v. Hungerford, 84 Wis. 2d 236, 256, 267 N.W.2d 258 (1978). The issue of whether a heightened level of scrutiny should be applied to classifications involving the mentally ill was discussed by this court in State ex rel. Watts v. Combined Community Services, 122 Wis. 2d 65, 81-83 n.8, 362 N.W.2d unnecessary to 104 (1985). resolve the In issue that as instance, we we concluded found that it the challenged disparities between chapter 51 and chapter 55 (which covers involuntary placements under the Protective Service System) did not survive even rational basis scrutiny. Id. The question of which level of scrutiny is to be applied has been complicated by the Supreme Court's introduction of a third "intermediate" level of scrutiny wherein a classification need only further a "substantial interest of the State." 457 U.S. 202, 217-8 (1982). Plyer v. Doe, This level of review is to be employed only in limited circumstances when the legislation is not facially invidious but "nonetheless constitutional difficulties." give[s] Id. at 217. rise to recurring The plurality portion of the Foucha opinion added to the confusion on this issue with the following language which does not use recognized terms of art 34 Nos. 94-2356, 94-2357 for either of the two traditional levels of scrutiny: "[f]reedom from physical restraint being a fundamental right, the State must have a particularly convincing reason, which it has not put forward, for such discrimination against insanity acquittees who are no longer mentally ill." added). Foucha, 504 U.S. at 86 (emphasis It is this language that Post and Oldakowski primarily rely on in urging this court to utilize strict scrutiny in its review of chapter 980. We conclude that, in this case, we need not resolve the appropriate level of scrutiny, as we find that all but one of the disparities challenged in chapter 980 pass even the highest level of scrutiny. The state's compelling interest in protecting the public provides the necessary justification for the differential treatment of the class of sexually violent persons whose mental disorders make them distinctively dangerous because of the substantial probability that they will commit future crimes of sexual violence. "Equal protection does not require that all persons be dealt with identically, but it does require that a distinction made have some relevance to the purpose for which the classification is made." in Baxstrom v. Herold, 383 U.S. 107, 111 (1966). difficulty of diagnosis, degree of Differences dangerousness, and intrusiveness of treatment were found by the Supreme Court to be sufficient justifications for differential mentally retarded and the mentally ill. 2637. treatment of the See Heller, 113 S. Ct. The Supreme Court has also recognized that distinctions 35 Nos. 94-2356, 94-2357 between the dangerous and non-dangerous mentally ill may be reasonable for purposes of "determining the type of custodial or medical care to be given." Baxstrom, 383 U.S. at 111. As long as the mechanism adopted by a legislature is constitutional, as we have found chapter 980 to be, the people can choose, through their duly elected representatives, to address complex social problems in more than one way. There is no constitutional mandate that one alternative must be chosen over another and neither the federal nor the state constitution bars the state from creating and implementing a variety of solutions aimed at controlling a variety of ills. See Matter of Guardianship of K.N.K., 139 Wis. 2d 190, 209-10, 407 N.W.2d 281 (Ct. App. 1987), Heller, 113 S. Ct. at 2643-47. As the Supreme Court noted, "the crucial question [in all equal protection cases] governmental interest treatment." Mosley, determined that, as is whether there is suitably furthered by 408 at The a U.S. class, 95. persons an the appropriate differential legislature predisposed to has sexual violence are more likely to pose a higher level of danger to the community than do other classes of mentally ill or mentally disabled persons. This heightened level of dangerousness and the unique needs distinct treatment legislative of sexually approaches to violent further governmental purpose of protection of the public. 36 persons the justify compelling Nos. 94-2356, 94-2357 1.Equal Protection Challenges to Substantive Standards for Commitment According to Post and substantive standards for chapter (the of 980 use Oldakowski, commitment the term the between "mental differences chapter disorder," in 51 and lack of "treatability" and recent overt act requirements) are violative of equal protection. We conclude that deficiencies is fatal to chapter 980. none of these claimed The distinctions between the terms "mental illness" and "mental disorder" were discussed earlier in this opinion and we find the difference in nomenclature to form no more of a constitutional impediment under equal protection than it did under substantive due process. Nor do we find the lack of a "suitability for treatment" requirement violative of equal protection. The requirement that persons committed under chapter 51 must be "proper subject[s] for treatment" has been interpreted by the court of appeals of this state to encompass treatment that is aimed at reducing aggressive behaviors and controlling symptomatic conduct even when there is a determination "cured." that the underlying condition cannot be See In re Mental Condition of C.J., 120 Wis. 2d 355, 354 N.W.2d 219 (Ct. App. 1984). that mental "Wisconsin's mental This court has previously recognized health facilities offer comprehensive treatment programs designed to reduce the patient's propensity for dangerousness." Randall, 192 Wis. 2d at 834. Broad leeway is particularly appropriate in the treatment of those prone to sexual 37 Nos. 94-2356, 94-2357 violence whose lack of control over their violent behavior is exactly what makes them so dangerous and requires their commitment for treatment. Because sexually violent persons pose specialized treatment problems and may require nontraditional therapies that cannot be assessed in the same manner as for other civilly committed persons, we find that the legislature is justified in not requiring a showing of amenability to treatment. We further conclude that the lack of a recent overt act requirement in chapter 980's definition of dangerousness does not render this Various standard mental unconstitutional conditions may under receive equal protection. different statutory treatment depending on the state's underlying interest in the commitment. support The statutory criteria of dangerousness sufficient to involuntary commitments already varies widely. For example, a protective placement under chapter 55 does not require a recent overt act but merely that the person's condition "create a substantial risk of serious harm to oneself or others." Stat. § 51.06(2)(c). Wis. Even under chapter 51, if the subject of a petition for commitment is an inmate of a state prison or the subject of inpatient treatment in a mental hospital, a recent overt act is not necessary. Wis. Stat. §§ 51.20(1)(am) and (ar). The legislature defines dangerousness in chapter 980 on the basis of a current diagnosis of a mental disorder that has the effect of creating a substantial probability that the petition will engage in acts of sexual violence. 38 subject of the We find the lack Nos. 94-2356, 94-2357 of a recent overt act under chapter 980 in no way violates equal protection. Only persons who fit the following substantive criteria are subject to chapter 980 commitments--those who have been convicted of specific sexually violent acts in the past and who are substantially probable to engage in sexually violent acts in the future because their current mental disorder predisposes them to engage in such conduct. The compelling state interest in protecting the public from such dangerously disordered persons justifies the differentiations the substantive threshold criteria. 39 legislature has created in Nos. 94-2356, 94-2357 2.Equal Protection Challenges to Procedures of Commitment Post and Oldakowski argue that equal protection is violated by the chapter 980 procedures that make release more difficult than the parallel provisions in chapter 51. The State counters that procedures need not be identical and that the procedural safeguards applied at the stage of initial commitment are actually much more stringent than those in chapter 51, thereby reducing the risk of erroneous commitment and lessening the need for the type of release procedures that the legislature chose to employ for chapter 51 committed persons. We find the State's arguments persuasive and agree that most of the differences between the two statutory schemes are justified by the state's compelling interest in the protection of the public from those who are dangerous due to a mental disorder which creates a substantial probability of future acts of sexual violence. The Supreme Court has recognized that a proper "function of [the] legal process is to minimize the risk of erroneous decisions" and cautioned that, "[t]he individual should not be asked to share equally with society the risk of error when the possible injury to the individual is significantly greater than any possible harm to the state." Addington, 441 U.S. at 425, 427. Loss of liberty through involuntary commitment imposes just such a heavy duty upon the state. Chapter 980 properly balances the risks by providing stringent procedural safeguards on the initial commitment process. At the commitment trial, the subject of the 40 Nos. 94-2356, 94-2357 petition is afforded all of the rights available to a defendant in a criminal trial. Wis. Stat. § 980.05(1m). A person can be committed under chapter 980 only if a jury unanimously finds that all of the criteria in the petition are met beyond a reasonable doubt. Wis. Stat. § 980.03(3). This is contrasted with chapter 51, under which the state need only prove the substantive criteria by clear and convincing evidence and which allows commitment on a 5/6ths jury verdict. Wis. Stat. §§ 51.20(11) and (13)(e). The increased likelihood of accurate initial 980 commitment decisions reduces the need for some of the recommitment procedures that act as a safety net in chapter 51. Specifically, we find that the automatic expiration of chapter 51 commitments is not a universally required mechanism. Chapter 980 offers ample and fair opportunity for review and petition for release. An institutionalized committed person can petition for supervised release every six months and must be released unless the state can show clear and convincing evidence that continued secure confinement is necessary. Annual mental reexaminations are conducted and a probable cause hearing for discharge will be held unless the committed person affirmatively waives this right. Wis. Stat. § 980.09(2). Thus, a person under a chapter 980 commitment is entitled to an annual review that will be held unless an affirmative waiver is submitted. Post and Oldakowski argue that the procedure outlined in § 980.10 places an impermissibly onerous requirement on petitions 41 Nos. 94-2356, 94-2357 for discharge. Following rejection of a petition filed without the approval of the secretary of DHSS, subsequent petitions filed without approval will be denied without a hearing unless the petition contains facts indicating the person's condition has so changed as to warrant a hearing. Wis. Stat. § 980.10. This procedure however, is clearly limited to "subsequent petition[s] Wis. Stat. § 980.10 (emphasis added). under this section." In other words, this limitation does not apply to petitions for supervised release, petitions for discharge filed with the secretary's approval, or those filed without approval following the yearly examination. Nor does this section in any way affect a committed person's right to an annual hearing for discharge under § 980.09(2). We hold that the opportunities to seek release every six and months discharge annually are sufficient to meet constitutional demands and the state is not required to provide access to unlimited additional hearings unless adequate cause is shown. Post and Oldakowski also claim that chapter 980 fails under an equal protection commitments are analysis indefinite automatically expire. Court upheld an because while sexually chapter violent 51 person commitments In Jones v. United States, the Supreme indefinite commitment scheme for insanity acquittees, citing with approval the reasoning that "because it is impossible to predict how long it will take for any given individual to recover -- or indeed whether he ever will recover -42 Nos. 94-2356, 94-2357 Congress has chosen, as it has with respect to civil commitment, to leave the length of commitment indeterminate, subject periodic review of the patient's suitability for release." 463 U.S. at 368. to Jones, Where, as here, one of the purposes of the commitment is to protect the public through incapacitation and treatment of dangerous mentally disturbed individuals who are substantially likely to engage in future acts of sexual violence, release properly hinges on the progress of treatment rather than any arbitrary date in time. The commitment ends when this purpose is satisfied--when the committed person no longer poses a danger to the community as a sexually violent person. Chapter 980 must fail, argue Post and Oldakowski, because it does not provide for jury trials at discharge hearings, as does chapter 51. Act, the In its review of chapter 975, Wisconsin's Sex Crimes United States Supreme Court commented that because commitments are based on social and legal as well as medical judgments, "the jury serves the critical function of introducing into the process a lay judgment, reflecting values generally held in the community, concerning the kinds of potential harm that justify the State in confining a person for compulsory treatment." Humphrey v. Cady, 405 U.S. 504, 509 (1972). This court previously found, in a comparison of chapters 51 and 975, that denial of a jury trial only to the proceedings violated equal protection. 168. Similarly, we find in this 43 latter in recommitment Farrell, 59 Wis. 2d at instance that there is no Nos. 94-2356, 94-2357 justification for this distinction between chapter 51 and chapter 980 and that equal protection demands that a right to a jury trial be made available at this important stage. However, we stress that this conclusion is not fatal to the statute itself. This court has previously construed deficient statutes to include constitutionally required procedures. State ex rel. Terry v. Schubert, 74 Wis. 2d 487, 498, 247 N.W.2d 109 (1976). We do so again by holding that persons committed under chapter 980 must be afforded the right to request a jury for discharge hearings under §§ 980.09 and 980.10. Because chapter 51 requires only a jury of six, the same will be made available upon request to chapter 980 committed persons. We note that the burden of proof for the state in such discharge hearings will remain clear and convincing, which comports with hearings. the See level Wis. required Stat. in chapter §§ 980.09(1)(b), 51 recommitment 980.09(2)(b) and § 51.20(13)(e). Finally, Post and Oldakowski argue that their right to equal protection under the law is violated because persons who may be equally dangerous (because they have the same mental disorders, the same proclivities and have committed the same crimes), but who are not currently incarcerated, are not affected by chapter 980. Both the Supreme Court and this court have rejected this "all or nothing" approach. is not whether The Supreme Court has stated that the question state laws can go farther, indeed that "the legislature is free to recognize degrees of harm, and it may 44 Nos. 94-2356, 94-2357 confine its restrictions to those classes of cases where the need is deemed to be clearest." Minnesota ex rel. Pearson v. Probate Court of Ramsey County, Minn., 309 U.S. 270, 274-75 (1940), aff'g 205 Minn. 545, 287 N.W. 297 (1939). In the same vein, this court has held that if "the law presumably hits the evil where it is most felt, it is not to be overthrown because there are other instances to which it might have been applied." State v. Hart, 89 Wis. 2d 58, 68-69, 277 N.W.2d 843 (1979) (quoting State ex rel. Baer v. Milwaukee, 33 Wis. 2d 624, 634, 148 N.W.2d 21 (1967)). agree with the State that it would be difficult, if We not impossible, to "draw the line" if the legislature had attempted to craft a statute encompassing persons in the general community. The Supreme Court has recognized that "[a] statute does not violate the Equal Protection Clause merely because it is not allembracing," Whitney v. California, 274 U.S. 357, 370 (1927), and we find that the claim of underinclusiveness here is insufficient to sustain an equal protection challenge. In summary, the state has a compelling interest in protecting the public from dangerous mentally disordered persons and we find that its statutorily distinctive mechanisms, as found in chapter 980, do not violate equal protection. Also, we note the words of the Supreme Court regarding differential treatment of non-suspect classes: 45 Nos. 94-2356, 94-2357 . . . where individuals in the group affected by a law have distinguishing characteristics relevant to interests the State has the authority to implement, the courts have been very reluctant, as they should be in our federal system and with our respect for the separation of powers, to closely scrutinize legislative choices as to whether, how, and to what extent those interests should be pursued. City of Cleburne v. Cleburne Living Center, 473 U.S. 432, 441 (1985).24 The legislature has chosen to provide a mechanism for the civil commitment of a narrowly defined group of persons who have been convicted of a sexually violent offense, are within 90 days of release, and currently have a mental predisposes them to repeat that violent conduct. disorder that We reiterate-- legislative enactments are presumed constitutional. We find no infirmities in this scheme that adequately rebut that presumption. 24 In this case, the Court utilized a rational basis standard in finding that a zoning ordinance prohibiting group homes for the mentally retarded violated the Equal Protection Clause. 46 Nos. 94-2356, 94-2357 II. Finally, Post CHAPTER 975 COMMITTED PERSONS and Oldakowski argue that the governor's partial veto of Special Session Assembly Bill 3 resulted in a gap in the newly created chapter 980 which makes it inapplicable to those committed pursuant to chapter 975, the Sex Crimes Act.25 An objective test is applied following a partial veto requiring what remains to be a "complete, entire, and workable law." State ex rel. Kleczka v. Conta, 82 Wis. 2d 679, 706, 264 N.W.2d 539 (1978). Post and Oldakowski assert that the law following the veto is unworkable in that it: (1) did not repeal § 975.12 that specifies chapter 51 civil commitments as the exclusive means of extending a chapter 975 commitment; (2) does not abrogate the privileged nature of treatment records; and (3) provides no mechanism for notification of pending release of chapter 975 committed persons nor for transmission of otherwise confidential information to the appropriate authorities. We find proceedings Post and Oldakowski's provide the exclusive 25 claim method that to chapter "extend" 51 civil In his veto message dated May 26, 1994, the governor explained that, as drafted, the bill did not cover persons who had been committed under chapter 975. His partial veto was specifically intended to bring those persons within the ambit of chapter 980. This was accomplished by striking references to commitments ordered "under section 971.17" which covers insanity acquittees. The remaining language merely refers to those within 90 days of release from "a commitment order," (See Wis. Stat. §§ 980.02(1)(b)(2), 980.02(4)(am), and 980.02(4)(b)) "that was entered as a result of a sexually violent offense." (See Wis. Stat. § 980.02(2)(ag).) 47 Nos. 94-2356, 94-2357 commitment of chapter 975 committed persons unpersuasive. This argument centers on the language of § 975.12(1) which states that persons shall be discharged at the end of one year or the maximum term for the underlying offense for which they were convicted unless DHSS has petitioned for civil commitment under § 51.20. We acknowledge that the veto did not repeal this section, but we find that point irrelevant. A chapter 980 commitment is not an "extension" of any other type of commitment and § 975.12 does not limit the state's ability to seek a separate civil commitment under chapter 980. Post and Oldakowski originally argued that the veto failed to abrogate the physician-patient privilege of § 905.04(2) which prevents the use in court of confidential communications by a patient to any treatment provider. At oral argument, Post and Oldakowski conceded that the general rule of physician-patient privilege is subject to exception once the mental state of the committed person becomes an issue at a hearing. This concession was appropriate as this court has previously ruled that chapter 975 continuation of control hearings fall within the statutory exception to privilege as "proceedings for hospitalization." Stat. § 905.04(4)(a). Wis. See State v. Cramer, 98 Wis. 2d 416, 425, 296 N.W.2d 921 (1980), cert. denied, 450 U.S. 924 (1981) . We conclude that both initial commitment and discharge hearings under chapter 980 are similarly "proceedings for hospitalization" which 48 Nos. 94-2356, 94-2357 fall within the established exception to the privilege found in § 905.04(4)(a). Post and Oldakowski's final claim, that the post-veto law does not provide mechanisms for notice or release of confidential information, rests on the following language in § 980.015: (2) If an agency with jurisdiction has control or custody over a person who may meet the criteria for commitment as a sexually violent person, the agency with jurisdiction shall inform each appropriate district attorney and the department of justice regarding the person as soon as possible beginning 3 months prior to the applicable date of the following: (a) The anticipated discharge from a sentence, anticipated release on parole or anticipated release from imprisonment of a person who has been convicted of a sexually violent offense. (b) The anticipated release from a secured correctional facility, as defined in s. 48.02(15m), of a person adjudicated delinquent under s. 48.34 on the basis of a sexually violent offense. (c) The termination or discharge of a person who has been found not guilty of a sexually violent offense by reason of mental disease or defect under s. 971.17. Post and imprisoned, Oldakowski adjudicated read this delinquent to and cover placed only in persons a secure correctional facility, or found not guilty by reason of mental disease or defect. They reason that persons under chapter 975, committed in lieu of imprisonment, do not "fit" into any of the categories and therefore DHSS can neither supply notification of their pending Oldakowski exception release acknowledge to the nor transmit that the confidentiality specifically allows access: 49 their records. legislature of Post created treatment a records and new that Nos. 94-2356, 94-2357 To the department of justice or a district attorney under s. 980.015(3)(b), if the treatment records are maintained by an agency with jurisdiction, as defined in s. 980.015(1), that has control or custody over a person who may meet the criteria for commitment as a sexually violent person under ch. 980. Wis. Stat. § 51.30(4)(b)10m. persons committed under However, they assert that because chapter 975 do not "fit" into the challenged language in § 980.015, the exception to confidentiality cannot be triggered. If an "agency with jurisdiction" (defined as the agency with the "authority or duty to release or discharge") has "control or custody over a person who may meet the criteria for commitment as a sexually violent person" it shall inform the DOJ or district attorney within 90 days of the anticipated discharge from sentence or release on parole of the status of such person. Wis. Stat. § 980.015. Under chapter 975, a person convicted of certain sexual offenses and found to be in need of specialized treatment could be committed to the custody of DHSS rather than sentenced to prison. Wis. Stat. §§ 975.001, and 975.06(2). DHSS remains the agency with the authority to release on parole persons committed under chapter 975. Wis. Stat. § 975.10. Thus, chapter 975 committed persons clearly do "fit" within the category of persons described in § 980.015(2)(a) in that they may be released following a conviction for a sexually violent offense. 50 on parole Nos. 94-2356, 94-2357 We hold that the above language does not preclude but rather requires DHSS to provide notification of pending release and to transmit relevant treatment records concerning persons committed under chapter 975 whom DHSS deems may be candidates for commitment as sexually violent persons. Wis. Stat. § 980.015(3)(b). DHSS, as the agency with jurisdiction, has the obligation to provide DOJ or the district attorney with such information concerning all persons who might meet the statutory commitment criteria, i.e., those who: (1) have been convicted of a sexually violent offense (§ 980.02(2)(a)); (2) are within 90 days of discharge or release from a commitment order entered as a result of a sexually violent offense (§ 980.02(2)(ag)); (§ 980.02(2)(b)); and (4) (3) are have dangerous a mental because disorder that disorder creates a substantial probability that he or she will engage in acts of sexual violence (§ 980.02(2)(e)). This description potentially encompasses persons committed under chapter 975 and the post-veto law in no way excludes them from coverage. We conclude that the governor's veto resulted in a complete and workable law that properly encompasses persons originally committed under chapter 975. By the Court. The order of the circuit court is reversed and the cause is remanded. 51 Nos. 94-2356, 94-2357.ssa SHIRLEY S. ABRAHAMSON, J. (dissenting). No one denies that the crimes precipitating the passage of chapter 980 are among the most heinous afflicting our society. why the through legislature, the enactment faced of One can readily understand with such wrongs, chapter 980. But sought much as redress I might empathize with the legislature and much as I might share the concerns which led to the passage of chapter 980, it is beyond reasonable doubt that chapter 980 is unconstitutional. I join the many judges from Wisconsin26 and other jurisdictions27 who have found that similar statutes create unconstitutional preventive detention based primarily on predictions of dangerousness. In authorizing the incarceration of individuals on the basis of past crimes for which they have already served their sentences, chapter 980 violates constitutional jeopardy and ex post facto laws. provisions against double In creating a circularly defined class of "sexually violent persons" who can be committed without evidence of mental illness and who could not be committed under 26 Approximately one-half of the Wisconsin circuit court judges who have been faced with constitutional challenges to chapter 980 have found the statute unconstitutional. 27 See, e.g., Young v. Weston, 898 F. Supp. 744 (D. Wash. 1995); In re Blodgett, 510 N.W.2d 910 (Minn. 1994) cert. denied, 115 S. Ct. 146 (1994) (three dissenting justices); In re Young, 857 P.2d 989 (Wash. 1993), rev'd, Young v. Weston, 898 F. Supp. 744 (D. Wash. 1995) (three dissenting justices). 1 Nos. 94-2356, 94-2357.ssa Wisconsin's civil commitment law, chapter 980 violates constitutional guarantees of substantive due process and equal protection. The state cannot violate individual rights inscribed in the constitutions by creating special classes of individuals whose constitutional rights are diminished. Although the end result may seem attractive, under our constitutions the state cannot simply lock people up on the supposition that they will be dangerous in the future when they have already served their sentences for crimes committed in the past. The legislative, executive and judicial branches have available other, constitutionally valid methods of addressing the dangers posed by violent criminals. These methods include tougher and more stringent supervision of those on parole or conditional release, chapter 51 commitment, more intensive prison treatment programs, longer legislatively enacted sentences for crimes of sexual violence, and prosecutors' advocacy for and judges' imposition of lengthier or consecutive sentences at the time of sentencing. Such responses to the dangers posed by sex offenders can the protect community without guarantees that protect all of us. eroding the constitutional For the reasons set forth, I dissent.28 28 I dissent from both majority opinions. While State v. Carpenter is primarily addressed to the issues of double jeopardy 2 Nos. 94-2356, 94-2357.ssa I. The issue presented is whether chapter 980's restriction on liberty principally constitutes permissible civil commitment or impermissible punishment. If chapter 980 is principally punitive, it violates the ex post facto and double jeopardy clauses of the Wisconsin and federal constitutions.29 This punishment purpose is court under has the explained double punishment, that "[g]overnmental jeopardy retribution or clause if its deterrence. action is principal When the principal purpose is nonpunitive, the fact that a punitive motive may also be present does not make the action punishment." State v. Killebrew, 115 Wis. 2d 243, 251 (1983) (emphasis added). The language of chapter 980 provides insufficient evidence of remedial intent while its legislative history, purpose and effect (..continued) and the ex post facto clause and State v. Post is primarily addressed to the issues of substantive due process and equal protection, the four respondents do not divide their arguments in this manner. Moreover, the consideration of these four issues together highlights tensions in the respective majority analyses that would not otherwise be apparent. I address these tensions in Part III. This dissent, then, responds to both majority opinions and addresses all four of the constitutional issues which they discuss. 29 To violate either the double jeopardy or ex post facto clauses, the government action under the statute must constitute punishment or create a criminal proceeding within the meaning of those clauses. Collins v. Youngblood, 497 U.S. 37, 46-52 (1990); United States v. Halper, 490 U.S. 435, 447-51 (1989); State v. Thiel, 188 Wis. 2d 695, 702-03, 524 N.W.2d 641 (1994); State v. Killebrew, 115 Wis. 2d 243, 246-51, 340 N.W.2d 470 (1983). 3 Nos. 94-2356, 94-2357.ssa provide overwhelming evidence of its principally punitive purpose. In determining that chapter 980 passes constitutional muster, however, the majority opinion in State v. Carpenter relies on chapter 980's legislative language history, and structure purpose and while effect. ignoring This its approach misconstrues the very U.S. Supreme Court precedent which, as the majority correctly observes, this court has consistently followed in interpreting the double jeopardy and ex post facto clauses of the Wisconsin and federal constitutions. When correctly applied, the Supreme Court's test clearly reveals that chapter 980 violates the double jeopardy and ex post facto clauses in both constitutions. According to the majority opinion, "we look to the plain language of the statute as evidence of the legislature's intent," State v. Carpenter, Majority op. at 14 (discussing possible double jeopardy violations), and "we must consider the language and structure of the statute to determine whether it serves a legitimate regulatory public purpose," possible ex post facto violations). Id. at 18 (discussing The majority opinion points repeatedly to chapter 980's treatment provisions to conclude that the chapter is remedial rather than punitive. For example, the majority opinion notes that "a person found to be sexually violent is committed to the custody of DHSS for control, treatment, as opposed to the DOC for imprisonment." 4 care, and Id. at 10. Nos. 94-2356, 94-2357.ssa The majority opinion thereby concludes that "[t]he emphasis on treatment in ch. 980 is evident from its plain language." Id. If reference to treatment were sufficient to render a statute civil, however, chapter 302, governing state prisons and jails, would be transmogrified into a civil statute. Arguably the most punitive of all the Wisconsin statutes, chapter 302 nevertheless refers to treatment 30 times; chapter 980 mentions treatment 9 times. Chapter 302 provides for "confinement, treatment, and rehabilitation" in Wisconsin's prisons;30 chapter 980 provides for "control, care, and treatment" of chapter 980 committees.31 One of the purposes of chapter 302 is "to provide a just, humane and efficient program of rehabilitation of offenders."32 Chapter 980 contains no comparable statement evincing a purpose to provide treatment. Looking solely to the plain language of chapter 302, as the majority would have a court do, the court would conclude that chapter 302 manifests great concern with treatment and, applying 30 Wis. Stat. § 302.25(1) (1993-94). 31 Wis. Stat. § 980.06(1) (1993-94). 32 Wis. Stat. § 301.001 (1993-94). Chapter 51 (the Mental Health Act), which governs civil commitments, mentions treatment 363 times. The legislative policy in the Mental Health Act is "to assure the provision of a full range of treatment and rehabilitation services in the state for all mental disorders and developmental disabilities and for mental illness, alcoholism and other drug abuse." 5 Nos. 94-2356, 94-2357.ssa the majority opinion's reasoning, would conclude that the purpose and effect of the statute governing prisons is remedial. But while both rehabilitation and treatment have long been among the justifications for imprisonment,33 their inclusion in the stated purpose and statutory language of chapter 302 does not alter the fact that the principal purpose of the statute governing prisons and jails is punishment. Statutory language alone, then, cannot resolve the question of whether a statute containing remedial aspects is principally punitive in purpose. Nothing in the language of chapter 980 commitment it prescribes as a civil commitment.34 refers to the Even if chapter 980 had expressly referred to its commitment procedures as civil, the U.S. Supreme Court has repeatedly warned that a legislature's designation of a statute as "civil" or "remedial" rather than "punitive," "retributive" or "deterrent" is not determinative in gauging the principal purpose that statute actually serves. 33 See, e.g., Kent Greenawalt, Punishment, in 4 Encyclopedia of Crime and Justice 1336-45 (Sanford H. Kadish, ed. 1983); 1 Wayne R. LaFave & Austin W. Scott, Jr., Substantive Criminal Law § 1.5, 32-33 (1986). 34 The word "civil" appears once in the title and relating clause of the Act creating chapter 980, stating that it is "relating to civil commitment of sexually violent persons." LRB Drafting File for 1993 Act 479 (emphasis added). The word "civil" also appears once in chapter 980 itself, but only with reference to the immunity from civil liability extended to state agency officials under the statute's victim notification provisions. See Wis. Stat. § 980.015(4) (1993-94). 6 Nos. 94-2356, 94-2357.ssa Notwithstanding how a statute is labeled or characterized by the legislature, "a civil as well as a criminal sanction constitutes punishment when the sanction as applied in the individual case serves the goals of punishment . . . [A] civil sanction that cannot fairly be said solely to serve a remedial purpose, but rather can only be explained as also serving either retributive or deterrent purposes, is punishment, as we have come to understand the term."35 35 Therefore, a court must look beyond a statute's Halper, 490 U.S. at 448 (emphasis added). In assessing a challenge to the double jeopardy clause, the Halper Court discounted the value of labels, stating as follows: [T]he labels "criminal" and "civil" are not of paramount importance. It is commonly understood that civil proceedings may advance punitive as well as remedial goals, and, conversely, that both punitive and remedial goals may be served by criminal penalties . . . . The notion of punishment, as we commonly understand it, cuts across the division between the civil and the criminal law, and for the purposes of assessing whether a given sanction constitutes multiple punishment barred by the Double Jeopardy Clause, we must follow the notion where it leads . . . . ("[T]he labels affixed either to the proceeding or to the relief imposed are not controlling and will not be allowed to defeat the applicable protections of federal constitutional law"). Halper, 490 U.S. at 447-48 (citations omitted). See also Collins, 497 U.S. at 46 (how a statute is labeled is not controlling and should not "immunize it from scrutiny" in determining whether the constitutional prohibition against ex post facto laws has been violated, because "[s]ubtle ex post facto violations are no more permissible than overt ones," and the "constitutional prohibition is addressed to laws, 'whatever their form'"). 7 Nos. 94-2356, 94-2357.ssa language and structure and inquire further whether the statutory scheme was so punitive either in purpose or effect as to negate the remedial aspects of the statute. United States v. One Assortment of 89 Firearms, 465 U.S. 354, 362-63 (1984) (citing United States v. Ward, 448 U.S. 242, 248 (1980)). Not surprisingly, in exploring a statute's principal purpose, the Supreme Court has examined legislative history. Kennedy v. Flemming Mendoza-Martinez, v. Nestor, 363 372 U.S. U.S. 603, 144, 618-619 See, e.g., 169-184 (1960). (1963); Quoting Flemming, the majority opinion in State v. Carpenter asserts that courts should not look beyond determining legislative intent. at 13-14. the language a statute in State v. Carpenter, Majority op. The Flemming Court did, however, look at legislative history in determining Congressional intent. at 619. of Flemming, 363 U.S. The Flemming Court refers at length to previous Supreme Court cases in which the Court had relied upon such "Congressional history" or the "Court's first-hand acquaintance with the events and the mood" surrounding passage of a statute in determining that a nominally civil statute was actually punitive. See, e.g., Flemming, 363 U.S. at 615. Noting that "only the clearest proof could suffice to establish the unconstitutionality of a statute" on the basis of legislative history, Flemming, 363 U.S. at 617, the Flemming Court concluded that the "meagre [legislative] history" available in 8 Nos. 94-2356, 94-2357.ssa relation to the statute at issue in that case was insufficient to prove Congress' punitive intent. Flemming, 363 U.S. at 617-619. In contrast, as I explain below, all the legislative history of chapter 980 provides clear proof of its punitive purpose: to reduce the likelihood that sexual predators might reoffend by prolonging their detention past the completion of their prison terms. The context in which a statute is passed assists in determining legislative intent. It is established practice in American legal processes to consider relevant information concerning the historical background of enactment in making decisions about how a statute is to be construed and applied . . . . These extrinsic aids may show the circumstances under which the statute was passed, the mischief at which it was aimed and the object it was supposed to achieve. Norman J. Singer, 2A Sutherland Statutory Construction § 48.03 at 315 (1992) (note omitted).36 The enactment publicized, highly of chapter 980 was preceded politicized and extremely by a widely emotional public debate following the release of the notorious sex offender Gerald Turner.37 In calling a special legislative session to enact 36 See also Erdman v. Jovoco Inc., 181 Wis. 2d 736, 751, 512 N.W.2d 487 (1994) (relying on fact that statute was passed during the Great Depression in adopting remedial construction). 37 Greg Rosenberg, The Legislative History and Implementation of Chapter 980, Wisconsin Defender, June-August 1995, at 4; Erich C. Straub & James E. Kachelski, The Constitutionality of Wisconsin's Sexual Predator Law, Wisconsin Lawyer, July 1995, at 15. 9 Nos. 94-2356, 94-2357.ssa chapter 980, Governor Tommy Thompson expressed the hope that "[w]e might be able to use this civil commitment procedure to keep them [i.e., convicted sex offenders] in jail."38 In equating civil commitment with jail, the Governor speaks volumes concerning the primarily punitive nature and purpose of chapter 980's allegedly civil commitment proceedings. Drafting legislation requests prior to and statements enactment have made by long been authoritative in construing legislative intent.39 sponsors of considered The stated views of Representative Lolita Schneiders, a legislator who sponsored chapter 980, make clear that its primary purpose is deterrence, one of "the traditional aims of punishment." Kennedy v. Mendoza- Martinez, 372 U.S. at 168. In her drafting request to the Legislative Reference Bureau for the first version of chapter 980, Representative Schneiders stated that the bill "seeks to place further restrictions on the 38 Sexual predator bill sparks session call: Offenders would be kept in jail, Milwaukee Sentinel, May 18, 1994, at A-11. 39 Norman J. Singer, 2A Sutherland Statutory Construction § 48.15 at 364 (1992); Bartus v. DHSS, 176 Wis. 2d 1063, 1075-76, 501 N.W.2d 419 (1993) (drafting request of legislative sponsor indicative of legislative intent); Kelley Co., Inc. v. Marquardt, 172 Wis. 2d 234, 248-49, 493 N.W.2d 68 (1992) (statements by bill's sponsor comprise "legislative history" revealing purpose of statute); Foerster, Inc. v. Atlas Metal Parts Co., 105 Wis. 2d 17, 24, 313 N.W.2d 60 (1981) (statements by bill's sponsor, including a press release regarding the bill, provide evidence of legislative intent). 10 Nos. 94-2356, 94-2357.ssa most heinous of repeat sexual offenders" by insuring that "the prison stay [would] be lengthened" for any "predator" who remained "a significant threat to society."40 Representative Schneiders acknowledged in her request that "[t]hese predators are sane, not mentally ill" and opined that they are "highly resistant to change." She sought legislation which would "mak[e] the offender face a lifetime of accountability and loss of liberty for engaging in [past] sexually assaultive acts."41 Both associated the drafting with the file and drafting the written process have views also considered reliable indicia of legislative intent.42 of those long been The comments of the principal draftsman of chapter 980, Legislative Reference Bureau attorney Jeffrey Olsen, provide further evidence of the 40 Drafting Request Memo from Representative Lolita Schneiders to Bruce Feustel, Assistant Chief Counsel, Legislative Reference Bureau, LRB Drafting File for 1993 AB 955 (March 15, 1993). 41 Id. See also Lolita Schneiders, Putting a Stop to Sex Offenders, Milwaukee Journal, November 16, 1993, at A-15. 42 Bartus, 167 Wis. 2d at 1075-76; Robert Hansen Trucking, Inc. v. LIRC, 126 Wis. 2d 323, 336, 377 N.W.2d 151 (1985) ("this court has given weight to the written comments of those involved in drafting the legislation"); State v. Barkdoll, 99 Wis. 2d 163, 176, 298 N.W.2d 539 (1980) (citations omitted) (written views of those involved with the drafting process "can properly be considered as an authoritative statement of legislative intention"); Bendorf v. City of Darlington, 31 Wis. 2d 570, 579, 143 N.W.2d 449 (1966) (memo in drafting file by drafter of bill represents appropriate source of legislative history in determining meaning of bill). 11 Nos. 94-2356, 94-2357.ssa statute's punitive intent. According to the draftsman, he understood that the legislative intent was "to make continued commitment of the person as secure as possible . . . ."43 The events leading up to the passage of chapter 980 therefore confirm the statement of one circuit court judge who held chapter 980 unconstitutional: "[t]o suggest that this law is merely a benign exercise of the State's parens patriae authority without a significant punitive content is to ignore the reality of the political context in which this law was passed and the manner in which it was drafted."44 The placement of chapter 980 within the Wisconsin statutes also lends support to the conclusion that its principal purpose is punitive rather than remedial. Chapter 980 is placed squarely within the criminal portion of the Wisconsin statutes. Although the state claims that this placement is not "significant to show the legislature intended to create a criminal statute,"45 Wisconsin case law suggests otherwise. The "position of [a] section [of the statutes] in controversy is very persuasive as to its intent." Montreal Mining Co. v. State, 155 Wis. 245, 248, 144 N.W. 195 (1913). 43 44 Although not itself dispositive, the that the Drafter's note to 2975/1 at 1 (October 25, 1993). State v. Carpenter, No. 94-CF-1216 (Dane Co. July 22, 1994). 45 fact State's Brief in State v. Carpenter at 16. 12 Nos. 94-2356, 94-2357.ssa legislature placed an act in a particular section of the statutes can, when supplemented by other impression that placement conveys. evidence, corroborate the State v. Rabe, 96 Wis. 2d 48, 73-74, 291 N.W.2d 809 (1980). Thus the legislative history of chapter 980 clearly demonstrates the extent to which this nominally remedial statute principally evinces a punitive purpose, namely the ongoing incarceration of convicted sex offenders who might otherwise be released. Furthermore, because chapter 980 requires that convicted sex offenders serve their criminal sentences before being committed under its auspices, punitive purpose features.46 treatment the and statute effect, is inextricably notwithstanding linked its to a remedial Why would a legislature with a principal interest in create a statute deliberately delaying the promised treatment and thereby exacerbating the alleged ills which it is designed to cure? An individual's diagnosis and treatment does not surface only at the end of a prison term. The 46 need for Although the majority opinion in State v. Carpenter claims that "the mere fact that a prior conviction is a predicate of the current sanction does not render the current sanction punishment for the past offense," State v. Carpenter, Majority op. at 19, the U.S. Supreme Court has explained that conditioning the restraint of liberty on the commission of a crime is "significant of penal and prohibitory intent." Dep't of Revenue of Montana v. Kurth Ranch, 114 S. Ct. 1937, 1947 (1994) (quoting United States v. Constantine, 296 U.S. 287, 295 (1935)). 13 Nos. 94-2356, 94-2357.ssa state's failure to mandate treatment prior to the completion of the punishment phase "strongly suggests secondary, rather than primary, concern." that treatment is of Young v. Weston, 898 F. Supp 744, 753 (D. Wash. 1995).47 The majority observes that treatment is already available to sex offenders within the prison setting and that chapter 980 is therefore reserved for those who have not fully availed themselves of previous treatment opportunities or for whom previous treatment has proven ineffective. State v. Post, Majority op. at 20. The statute, the majority continues, is structured "to cover only those demonstrated to be most in 47 need of treatment" and is See also In re Young, 857 P.2d at 1024 (Johnson, J. dissenting) (when treatment for sex offenders follows rather than substitutes for prison sentences, this "timing alone is a strong indication that the legislature was less interested in treatment than in confinement" and demonstrates that while "the Statute provides for treatment, this goal is completely subordinated to punishment"); State v. Carpenter, No. 94-CF-1216 (Dane Co. July 22, 1994) ("The fact that treatment is not offered until the end of an underlying prison sentence which may be many years after the last sexual offense strongly suggests that treatment is virtually an afterthought in this legislative scheme. Further, the fact that there is no requirement for a finding of amenability to treatment as required in Chapter 51 commitments bolsters this conclusion"); State v. Oldakowski and Post, Nos. 94-CF-1200-01, slip op. at 14, 18 (Dane Co. Sept. 2, 1994) (suggesting that treatment is "an afterthought masking the real concern for keeping predators out of the community," since medical treatment models suggest that treatment is more effective when provided earlier); State v. Watson, No. 94-CF-2377 (Dane Co. April 7, 1995) (chapter 980's definition of "mental disorder" is a "characterological" description of persons whose potential to commit future sexually violent acts is based on past crimes rather than mental illness). 14 Nos. 94-2356, 94-2357.ssa therefore serious treatment. Id. The limited observation. sexually in treatment the objective available in of prison providing belies this According to Raymond Wood, acting chief of the violent Corrections' pursuing person Wisconsin unit at Wisconsin Center, Resource the many Department incarcerated of sex offenders currently wait as long as seven years before being transferred available.48 to an institution where Wood's testimony full indicated treatment that might be prison treatment programs are not "nearly as intensive" or "broad based" and "don't have the same number of components" as those available following civil commitment. Wood also acknowledged that "there are differences between the way seclusion is used in a mental health 48 One commentator asserts that such delays in treatment can reduce the prospect that treatment will succeed, because they allow the offender to implement defense mechanisms and cognitive distortions which, in turn, make it more difficult for the offender to accept responsibility for what he has done. The passage of time also increases the risk of memory loss of events which are often poorly recalled to start with because of alcohol or substance abuse. Robert M. Wettstein, A Psychiatric Perspective on Washington's Sexually Violent Predators Statute, 15 U. Puget Sound L. Rev. 597, 617 (1992). Finally, even when prisons themselves offer treatment programs, the prison milieu reduces an offender's ability to benefit from treatment because prisons socialize an inmate "to avoid disclosing personal weakness or vulnerability, avoid taking responsibility for his crime, or reveal himself to be a sex offender for fear of retaliation." Id. See also Stephen J. Morse, Mentally Disordered Offenders, in 3 Encyclopedia of Crime and Justice, supra, at 1046, 1048 (treatment is minimal in prisons and in hospitals that house the criminally insane). 15 Nos. 94-2356, 94-2357.ssa facility and the way that segregation is used in a correctional facility" as well as a panoply of differences regarding the rights of the respective populations, the care and treatment owed to the respective populations, and the qualifications and standards expected of the respective staffs. Notwithstanding these differences, the majority opinion relies upon Allen v. Illinois, 478 U.S. 364 (1986), in claiming that chapter 980's imposition of criminal sentence is not "fatal." op. at 14-16. commitment subsequent to a State v. Carpenter, Majority In the Illinois statute under review in Allen, however, commitment was in lieu of rather than in addition to a prison sentence. solely on offenders," Hence the Illinois statutory scheme "was focused providing treatment demonstrating interest in punishment.'" that to mentally "Illinois had disordered sex 'disavowed any Young v. Weston, 898 F. Supp. at 752, (citing Allen, 478 U.S. at 370). This difference between the Illinois and Wisconsin statutes underscores the remedial nature of the Illinois statute and, by contrast, accents the punitive nature of chapter 980. I conclude that the Allen decision renders chapter 980 unconstitutional.49 49 In response to Allen, the second draft of chapter 980 required the state to choose, within 60 days of a conviction or a finding of not guilty by reason of mental insanity, whether to pursue sentencing through a criminal proceeding or to file a petition for a civil commitment. Though the legislature was advised that this change had been made in an effort to insulate the proposed law from a possible double jeopardy challenge, the 16 Nos. 94-2356, 94-2357.ssa To sum up, chapter 980's nominally remedial purpose is belied by a revealing paper trail of legislative history demonstrating its principally punitive purpose and effect. Although one might fairly characterize treatment as one of chapter 980's purposes, careful analysis of the statute establishes that purpose is punitive and therefore unconstitutional. its primary Chapter 980's professed concern with treatment is further compromised by the requirement that those slated for treatment under the statute first serve a full criminal sentence, thereby delaying that treatment, possibly for decades. According chapter 980 the presumption of constitutionality owing to every legislative enactment, I nevertheless conclude that these indicia of a punitive purpose and effect establish beyond a reasonable doubt that chapter 980 violates the protections against double jeopardy and ex post facto laws incorporated in the Wisconsin and federal constitutions. II. The right to substantive due process "bars certain arbitrary, wrongful actions 'regardless of the fairness of the procedures used to implement them.'" Foucha v. Louisiana, 504 U.S. 71, 80 (1992) (quoting Zinermon v. Burch, 494 U.S. 113, 125 (1990)). (..continued) legislature nevertheless instructed the draftsman to redraft the bill so that after a sex offender had completed his prison term, the state could seek a chapter 980 commitment. 17 Nos. 94-2356, 94-2357.ssa Using a substantive due process analysis, the U.S. Supreme Court has carefully circumscribed those occasions when the state may, for nonpunitive reasons, detain individuals and thereby deprive them of their constitutionally protected liberty. Youngberg v. Romeo, 457 U.S. 307, 316 (1982); Addington v. Texas, 441 U.S. 418, 425 (1979). According to the cases cited by the majority opinion, a state may not commit any person without clear and convincing evidence that the person is both mentally ill and dangerous.50 Because chapter 980 allows the commitment of individuals who are not both mentally ill and dangerous, I conclude that it violates substantive due process guarantees of the Wisconsin and federal constitutions. basis for authorizing Further, because there is no rational civil commitment substantive standards for commitment under than those standards, already I also available conclude under that according the chapter 980 rather current chapter to 980 civil commitment violates equal protection guarantees inscribed in both constitutions. A. The majority opinion in State v. Post, Majority op. at 13-18, acknowledges that "a mental condition component" is a requirement of substantive due process for commitment under chapter 980. 50 At Foucha v. Louisiana, 504 U.S. 71, 75-76 (1992); Jones v. United States, 463 U.S. 354, 368 (1983); Addington v. Texas, 441 U.S. 418, 426 (1979); O'Connor v. Donaldson, 422 U.S. 563 (1975); Jackson v. Indiana, 406 U.S. 715 (1972). 18 Nos. 94-2356, 94-2357.ssa the same time, the majority opinion in State v. Post observes that the U.S. Supreme Court has never attempted to establish one constitutionally required definition of "mental illness," but has instead allowed the states some degree of latitude in developing their own definitions. But a recognition Id. at 14-15.51 that mental illness or the neologism "mental condition component" may be defined in more than one way hardly suggests that mental illness can be defined howsoever the state pleases. If the constitutionally prescribed threshold of 51 The two cases cited by the majority in discussing the states' power to define mental illness do not support the majority's broad assertion concerning a state's power to define mental illness for purposes of commitment. See Addington, 441 U.S. 418 (1979); Jones, 463 U.S. 354 (1983). First, the committees in both cases had been diagnosed as paranoid and schizophrenic, conditions universally associated with mental illness. Second, the issue in Addington is the standard of proof required in a civil commitment by the Fourteenth Amendment. The decision does not discuss the definition of mental illness. Finally, in Jones as well, the Court does not address whether the committee is mentally ill. Jones, 463 U.S. at 363 n.11. The Court upheld the legislative determination of procedures accompanying civil commitment in a context where the committee "himself advances insanity as a defense and proves that his criminal act was a product of mental illness." Jones, 354 U.S. at 367. The sentence quoted by the majority opinion, State v. Post, Majority op. at 15, for the proposition that courts should defer to legislative judgments is followed by a caveat relating such deference to cases involving the insanity defense. Jones, 463 U.S. at 370. 19 Nos. 94-2356, 94-2357.ssa mental illness has no core meaning and can mean everything, then it means nothing. The Foucha case teaches that states are not free to define any deviancy they please as a mental illness and thereby commit to mental hospitals anyone who might fit their definition. there no limit on a state's substantive power to Were commit individuals, a state could civilly commit whole categories of criminal offenders such as intoxicated drivers merely by branding them deviant and designating them mentally disordered. The Foucha Court underscored this point in holding that an insanity acquittee with a diagnosed antisocial personality disorder could not be confined as mentally ill. Foucha, 504 U.S. at 77-83. For even as the Foucha Court acknowledged that "psychiatrists widely disagree nevertheless regarding a of commitment. illness claims what insisted constitutes that there definition determinations purposes on to can be was make about a the who constitutionally mental sufficient specific considered required Foucha, 504 U.S. at 76 n.3. illness," and it consensus "reliable" mentally threshold ill for for civil If, however, mental or a "mental condition component" means whatever a state it means, a constitutionally required threshold for deprivation of liberty would be transformed into a meaningless standard signifying whatever state signify. 20 legislatures want it to Nos. 94-2356, 94-2357.ssa As both the legislative history of chapter 980 and the records before us reveal, those involved in drafting, enacting and implementing chapter 980 understood very well that the broader, more nebulous notion of "mental disorder" required for chapter 980 differed greatly from the "mental illness" required by the state and federal constitutions. In her original drafting memorandum to the Legislative Reference Bureau, Representative Schneiders stated that "[t]hese predators are sane, not mentally ill, despite the depraved nature of their crimes."52 The chief draftsman for chapter 980 recognized the problems constitutional inherent in the drafting request. "[A]s I have said before," he warned in raising problems with the term "mental disorder," "I am not confident that the law is being narrowly enough drawn because it is impossible to say who should be committed" on the basis of a mental disorder "we are not even sure exists."53 The two psychologists who testified at Carpenter's probable cause hearing for commitment under chapter 980 acknowledged a distinction between the concepts of generic mental disorder and mental illness. Dr. Wood testified that mental illness "may be a 52 Drafting Request Memo from Representative Lolita Schneiders to Bruce Feustel, Assistant Chief Counsel, Legislative Reference Bureau, LRB Drafting File for 1993 AB 955 (March 15, 1993). 53 Drafter's Note to 2975/1 at 1 (October 25, 1993). 21 Nos. 94-2356, 94-2357.ssa subset of disorder" that larger and included Association's Disorders (4th group Diagnostic ed. 1994) of within and disorder[s] the American Statistical (DSM-IV).54 known He Manual also as mental Psychiatric of Mental explained that "[m]ental illness is far more incapacitating in terms of reality appreciation, the standard sorts of tests that we might apply to determine if somebody was loosely speaking crazy or not." Greg Van Rybroek, clinical director of the Mendota Mental Health Institute, drew a similar contrast between mental disorders and mental illness, noting that "there is a distinction in terms of definition" and that "mental disorders umbrella that all of us could fall under." are the broad big Among the disorders comprising this broad, big umbrella of mental disorder "that all of us could fall under" and included within the DSM-IV Manual are eating disorders such as anorexia and bulimia; sleeping disorders such as insomnia; caffeine-induced anxiety disorder; and agoraphobia (anxiety about being in places or situations from which escape is difficult).55 54 The disorders incorporated within DSM-IV include the antisocial personality disorder with which both the acquittee in Foucha, 563 So. 2d 1138, 1141 n.2 (La. 1990), as well as three of the four prospective chapter 980 committees whose cases we now review were diagnosed. 55 DSM-IV, 213, 396, 439, 539-557. 22 Nos. 94-2356, 94-2357.ssa Finally "mental disorder" is defined in chapter 980 not in terms of mental illness, mental disease or mental defect but in terms of a predisposition to sexual crimes. Under chapter 980 "mental disorder" is "a congenital or acquired condition affecting the emotional or volitional capacity that predisposes a person to engage in acts of sexual violence." Since every acquired, and condition since is Wis. Stat. § 980.01(2). necessarily "emotional or either volitional congenital capacity" or simply describes the decision-making processes affecting how people act, mental disorder under chapter 980 means no more than a predisposition to engage in acts of sexual violence. Thus chapter 980 attempts to create a mental disorder authorizing lifetime commitment based not on mental illness but on past crimes for which the prospective committee has already served the prescribed sentence. This definition is entirely circular: a prospective committee's "mental disorder" is derived from past sexual offenses which, in turn, are used to establish a predisposition to commit future sexual offenses.56 56 Wettstein, supra; J. Christopher Rideout, So What's in A Name? A Rhetorical Reading of Washington's Sexually Violent Predators Act, 15 U. Puget Sound L. Rev. 781, 793 (1991-92). See also Young v. Weston, 898 F. Supp. at 750 (finding that the Washington State statutory definition of "mental abnormality," which, like the definition of "mental disorder" under chapter 980, requires proof of "a congenital or acquired condition affecting the emotional or volitional capacity which predisposes the person to the commission of criminal sexual acts," creates "an unacceptable tautology: a sexually violent predator suffers from 23 Nos. 94-2356, 94-2357.ssa The majority constitutionality opinions' of chapter attempt 980 by to relying uphold on a the circular definition of mental disorder premised on dangerousness reveals that the true purpose of chapter 980 is to lock up those considered dangerous, regardless of whether they are mentally ill. But dangerousness, standing alone, is not sufficient to justify a civil commitment. warned the U.S. Supreme Court, would constitutionally Such a rationale, allow the state to incarcerate any "convicted criminal, even though he has completed his prison term." rationale would Foucha, 504 U.S. at 82-83. be only "a step away Indeed, such a from substituting confinements for dangerousness for our present system which, with only narrow exceptions and aside from permissible confinements for mental illness, incarcerates only those who are proved beyond reasonable doubt to have violated a criminal law." Id. at 83.57 (..continued) a mental condition that predisposes him or her to commit acts of sexual violence;" also finding that the term "personality disorder" "evokes a circular definitional structure in which the only observed characteristic of the disorder is the predisposition to commit sex crimes"); In re Young, 857 P.2d at 1021 (Johnson, J. dissenting) (definition of mental abnormality under the Washington statute is "circular" because "abnormality" "will be derived from the person's past sexual behavior, and this in turn will be used to establish the person's predisposition to future dangerous sexual behavior"); State v. Carpenter, No. 94-CF-1216 (Dane Co.) (chapter 980 deploys "a watered down version of the classically accepted definition of mental illness, us[ing] a circular definition that is an invitation to arbitrary and erroneous interpretation"). 57 One of those "narrow exceptions," the pretrial detention of dangerous arrestees permitted by the Bail Reform Act of 1984 24 Nos. 94-2356, 94-2357.ssa Despite this stern admonition, the majority opinion in State v. Post reads Justice O'Connor's concurrence in Foucha and this court's decision last term in State v. Randall, 192 Wis. 2d 800, 532 N.W.2d 94 (1995), as allowing the state to prolong the confinement of potentially dangerous albeit sane individuals, so long as some medical justification for that confinement continues to exist. State v. Post, Majority op. at 27-28. But this reading relying on medical justification overstates both holdings. Both Foucha and Randall involved insanity acquittees who, but for original diagnoses that they were mentally ill, would have been required to serve prison sentences for the commission of their respective crimes. The relationship between Foucha's and Randall's respective insanity acquittals and the length of time (..continued) (Act), was upheld in United States v. Salerno, 481 U.S. 739 (1987). But the majority's reliance on this case for the proposition that danger-reducing confinement can justify constitutional violations, State v. Post, Majority op. at 29, is misplaced. The Salerno Court upheld the Act because its legislative history evinced a regulatory rather than punitive purpose and because "[t]he Bail Reform Act carefully limits the circumstances under which detention may be sought," "[t]he arrestee is entitled to a prompt detention hearing," and "the maximum length of pretrial detention is limited by the stringent time limitations of the Speedy Trial Act." Id. at 747. Having catalogued these features of the Act, the Foucha Court rejected Louisiana's reliance on Salerno to justify its continued confinement of an individual whom doctors had assessed as still dangerous but who was no longer mentally ill. Foucha, 504 U.S. at 81-82. Neither, then, can Salerno rescue chapter 980 which, in contrast to the Act, has a legislative history evincing punitive intent and which allows for potential lifetime incarceration rather than stringently limited pretrial detention. 25 Nos. 94-2356, 94-2357.ssa they would have served if they had been found guilty factored heavily in both Justice O'Connor's and this court's assessments of how long they might be held under the aegis justification once they had regained their sanity. of medical As Justice O'Connor noted in her Foucha concurrence, "the permissibility of holding an acquittee who is not mentally ill longer than a person convicted of the same crimes could be imprisoned serious question." Foucha, 504 U.S. at 88. court's Randall, opinion in having noted is open to Similarly, this that "[i]t is the determination of guilt which provides the basis for the state to incapacitate and treat the insanity acquittee," held that confinement must be strictly "limited to the maximum term which could have been imposed for the criminal conduct." Randall, 192 Wis. 2d at 833, 841. A commitment extending beyond the maximum prison term which could have been imposed, then, must meet the constitutional requirement articulated in Addington, Jones, and Foucha: the state must establish that the prospective committee is not only dangerous, but also mentally ill. Although the Supreme Court has not purposes defined mental illness for of commitment, the circular definition of mental disorder in chapter 980 is clearly inadequate; it is not "reliable enough to permit the courts to base civil commitments on clear and convincing medical evidence that a person is mentally ill." 26 Foucha, 504 U.S. at 76 n.3. Nos. 94-2356, 94-2357.ssa Instead, chapter 980, in the words of the amicus curiae brief filed by the Wisconsin Psychiatric Association, invests itself in the aura of science and asks clinicians to "compromise their professional applied to integrity something so that a constitutional impermissible." Brief of gloss the can be Wisconsin Psychiatric Association as Amicus Curiae at 3. This gloss cannot, in my opinion, save chapter 980. Because chapter 980 allows the indefinite confinement of persons who have not been found to be mentally ill, it is beyond a reasonable doubt that chapter 980 violates substantive due process protections. B. I turn now to the equal protection challenge. Both the majority opinion and the state observe that for purposes of equal protection similarly analysis, situated persons to committed persons under committed Wisconsin's civil commitment statute. chapter under 980 are chapter 51, State v. Post, Majority op. at 30; State's Brief in State v. Post at 13. Consequently, the requirements for chapter 51 civil commitment must be harmonized with those for chapter 980 commitment.58 "Equal protection does not require that all persons be dealt with identically, but it does require that a distinction made have some relevance to the 58 See also State ex rel. Farrell v. Stovall, 59 Wis. 2d 148, 207 N.W.2d 809 (1973) (chapter 51 civil commitments and chapter 975 sex crime offender commitments deal with similarly situated classes). 27 Nos. 94-2356, 94-2357.ssa purpose for which the classification is made." Baxstrom v. Herold, 383 U.S. 107, 111 (1966). A state cannot seek a civil commitment under one statute rather than another substantive when standards the for two statutes commitment distinct afford and apply distinct procedural protections for commitment unless those distinctions can be justified by a rational basis and a legitimate purpose. Chapter 980's circular definition of mental disorder is premised on dangerousness rather than on evidence of mental illness. as dangerousness alone cannot justify civil Just commitment, dangerousness alone cannot justify distinct substantive commitment standards. Because the distinctions separating chapter 980 from chapter 51 have no rational basis, I conclude that it is beyond a reasonable doubt that chapter 980 violates the equal protection guarantees of both the Wisconsin and federal constitutions.59 Chapters 51 and 980 have similarities, opinion in State v. Post explains. with mental disorders. individual and the as the majority Both statutes concern persons Both contemplate the treatability of the prospect that the individual will dangerous to the public or to himself if left untreated. 59 prove But the Because I conclude that chapter 980 does not meet a rational basis standard, I join the majority in reserving for another day the question of which standard of constitutional review is appropriate when applying an equal protection analysis to a non-suspect class. 28 Nos. 94-2356, 94-2357.ssa "mental disorder" required for a chapter 980 commitment is not equivalent to the types of "mental disorders" readily subsumed under chapter 51. What is the rational basis for this difference? The majority opinion does not answer this fundamental question. The U.S. Supreme Court has answered it, stating that "there is no conceivable basis for distinguishing the commitment of a person who is nearing the end of a penal term from all other civil commitments." Foucha, 504 U.S. at 79 (quoting Baxstrom, 383 U.S. 107 (1966)). In the statute under review in Baxstrom, New York State allowed a person to be committed at the expiration of a penal sentence without the jury review that was available to all other persons civilly committed. statute created a reasonable The state contended that the classification differentiating between the "criminally and dangerously insane" and the "insane." The Court held that this distinction did not survive even a rational basis equal protection analysis. Baxstrom, 383 U.S. at 111. In Baxstrom the Court made clear that equal protection requires a state to use the same standards and procedures for involuntary civil commitment of incarcerated persons that it uses for nonimprisoned individuals. If at the end of a prison term a prisoner has been freed and "the state then decides to deprive him of liberty and stigmatize him with involuntary hospitalization, 29 Nos. 94-2356, 94-2357.ssa the ex-prisoner should be entitled to the same protections granted other citizens."60 The Baxstrom Court was willing to acknowledge that especially dangerous committees might require different treatment once they were committed, but emphasized that dangerousness "has no relevance whatever" in "show[ing] whether a person is mentally ill at all." Baxstrom, 383 U.S. at 111. distinctions between committees Hence while post-commitment with distinct treatment needs might be legitimate, the Baxstrom Court left no doubt that the initial commitment process itself must be applied equally to the entire class of prospective committees unless the state could offer a rational basis and a legitimate purpose for any differences. The majority opinion in State v. Post does not provide a rational basis for the difference in the commitment standards. Instead, it elides the distinction articulated in Baxstrom between the initial commitment and post-commitment treatment. See State v. Post, Majority op. at 34. The majority opinion tries to salvage the statute from an equal protection challenge by stating that the "heightened level of dangerousness and the unique treatment needs of sexually approaches [to violent chapter persons 51 justify commitment 60 of distinct persons legislative with mental Stephen J. Morse, Mentally Disordered Offenders, in 3 Encyclopedia of Crime and Justice, supra, at 1049. 30 Nos. 94-2356, 94-2357.ssa illness and disorders] to chapter 980 further the protection of the public." commitment compelling of persons governmental with mental purpose of State v. Post, Majority op. at 35. But neither the language and structure of chapter 980 nor the majority opinion reveals why the particular treatment needs of allegedly "mentally disordered" sexually violent persons justify different substantive standards for civil commitment than those currently available under chapter 51. Because the majority cannot present a rational basis that might explain why chapter 980 adopts different substantive commitment standards than does chapter 51, the majority opinion's justification for the statutory distinctions reduces to no more than the threat of "heightened dangerousness" which chapter 980 sexual offenders allegedly pose--a point the majority underscores repeatedly in its equal protection analysis.61 61 In responding to arguments advanced by Post and Oldakowski, the majority itself refutes other possible bases for distinguishing chapter 51 committees from chapter 980 committees. As the majority points out, for example, Wis. Stat. § 51.20(1)(ar) already waives its general requirement that those committed evince dangerousness through a recent overt act if the prospective committee, like every potential chapter 980 committee, is currently imprisoned. State v. Post, Majority op. at 36-37. And as the majority also points out, Wisconsin case law allows the commitment under chapter 51 of even those who, like many potential committees under chapter 980, might be unamenable or hostile to treatment. C.J. v. State, 120 Wis. 2d 355, 354 N.W.2d 219 (Ct. App. 1984); State v. Post, Majority op. at 35-37. 31 Nos. 94-2356, 94-2357.ssa But as Baxstrom dangerousness" analysis. does "The and not Foucha pass Supreme make muster Court has clear, under never "heightened equal protection upheld a lifetime preventive detention scheme for those who are feared dangerous." In re Young, 857 P.2d 989, 1023 (Wash. 1993) (Johnson, J. dissenting), rev'd, Young v. Weston, 898 F. Supp. 744 (D. Wash. 1995). For the reasons stated, I conclude that chapter 980 violates the equal protection guarantees of the Wisconsin and federal constitutions. III. Although they address distinct constitutional issues, both majority opinions fail to salvage chapter 980 for the same reason: they are unable to demonstrate that chapter 980 is principally concerned with addressing the treatment needs of persons who are both mentally ill and dangerous. But the tension between the majority opinions' respective attempts to demonstrate that chapter 980 meets the crucial constitutional prerequisites for civil commitment (mental illness and dangerousness) cannot be resolved. In order challenges, to the surmount majority ex post opinion in facto State and v. double jeopardy Carpenter must demonstrate that chapter 980's principal purpose is to provide treatment and that the statute is thereby civil and remedial rather than punitive. 32 Nos. 94-2356, 94-2357.ssa In order to surmount substantive due process and equal protection challenges, the majority opinion in State v. Post must demonstrate that the prospective committees under chapter 980 are mentally ill. But because chapter 980's circular definition of mental disorder substitutes dangerousness for evidence of mental illness, the majority opinion in State v. Post is compelled to rely heavily on the threat of heightened dangerousness which prospective 980 committees allegedly pose. To the extent that the majority opinion in State v. Post emphasizes dangerousness to society at large rather than treatment for the mentally ill, it undercuts the thrust of the argument advanced in State v. Carpenter that chapter 980 is principally a civil statute advancing the remedial purpose of providing treatment rather than principally a punitive statute advancing the deterrent purpose of preventing harm. Conversely, the emphasis on treatment in State v. Carpenter makes all the more glaring State v. Post's inability to offer a rational basis for separate chapter 980 and chapter 51 substantive commitment standards and its consequent reliance on dangerousness as the primary justification for chapter 980 civil commitments. In dividing the task of preserving chapter 980's constitutionality, the majority opinions have only emphasized the problem intrinsic to chapter 980: Despite its attempt to recast punishment as "treatment for the good of the criminal," chapter 33 Nos. 94-2356, 94-2357.ssa 980 punishes rather than treats; its focus is on dangerousness and deterrence rather than on "mental condition mental illness, component." And most mental disorder, or a important, in their approach to the problem posed by violent sex offenders, chapter 980 and the majority foster legal fictions which are in themselves dangerous. For the reasons set forth, I conclude that it is beyond reasonable doubt that in enacting chapter 980 the legislature has adopted an unconstitutional method Accordingly, I dissent. 34 to achieve its goals. Nos. 94-2356, 94-2357.ssa SUPREME COURT OF WISCONSIN Case No.: 94-2356 and 94-2357 Complete Title of Case: 94-2356- State of Wisconsin, Petitioner-Appellant, v. Samuel E. Post, Respondent-Respondent. _________________________________ 94-2357 State of Wisconsin, Petitioner-Appellant, v. Ben R. Oldakowski, Respondent-Respondent. _____________________________________________ ON CERTIFICATION FROM THE COURT OF APPEALS Opinion Filed: December 8, 1995 Submitted on Briefs: Oral Argument: September 5, 1995 Source of APPEAL COURT: Circuit COUNTY: Dane JUDGE: STUART A. SCHWARTZ JUSTICES: Concurred: Dissented: ABRAHAMSON, Not Participating: J., dissents (Opinion Filed) For the petitioner-appellant the cause was argued by Sally L. Wellman, assistant attorney general, with whom on the briefs was James E. Doyle, attorney general. ATTORNEYS: Nos. 94-2356, 94-2357.ssa 94-2356 and 94-2357 For the respondents-respondents the cause was argued by Kenneth P. Casey, assistant state public defender, with whom on the brief was Keith A. Findley and Richard Martin, assistant state public defenders.
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