Disciplinary Counsel v. Fortado
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1 Office of Disciplinary Counsel v. Fortado. 2 [Cite as Disciplinary Counsel v. Fortado (1996), _____ Ohio St.3d _____.] 3 Attorneys at law -- Misconduct -- Two-year suspension with one 4 year of sanction suspended with conditions -- Conduct 5 adversely reflecting on fitness to practice law -- Failure to 6 assist disciplinary investigation. 7 (No. 95-1665--Submitted January 9, 1996--Decided February 28, 8 1996.) On Certified Report by the Board of Commissioners on Grievances 9 10 and Discipline of the Supreme Court, No. 94-59. 11 The respondent in this matter is Matthew Fortado of Sun Valley, 12 Idaho (formerly of Akron, Ohio), Attorney Registration No. 0010597. 13 Relator, Office of Disciplinary Counsel, filed a six-count complaint against 14 Fortado with this court s Board of Commissioners on Grievances and 15 Discipline. A panel of the board heard this matter on May 5, 1995. In 16 accordance with the parties stipulation, Counts III and VI of the complaint 17 were dismissed. With respect to the remaining counts, the hearing record, 18 stipulations, and exhibits establish the following facts: 19 Count I 15335 1 On June 13, 1994, in the Summit County Court of Common Pleas, 2 Fortado pled guilty to two counts of drug abuse, R.C. 2925.11, based upon 3 his possession of cocaine. Fortado stipulated that his conduct violated DR 4 1-102(A)(6) (conduct adversely reflecting on fitness to practice law). 5 Count II 6 Fortado represented Bridgett Smith, a minor, and her mother in a 7 personal-injury action, obtaining a $50,000 judgment in Bridgett s favor. 8 Fortado paid some of the judgment proceeds to Robert and Sheila Atwood. 9 Fortado claimed that Robert had previously loaned money to the Smiths, 10 11 and that Bridgett s mother had authorized Fortado to reimburse him. Subsequently, Bridgett sued Fortado in the Summit County Court of 12 Common Pleas for malpractice. The court found that the payments to Sheila 13 Atwood had been authorized, but those to Robert Atwood had not been. 14 The court further found that Fortado had failed to reduce his fee agreement 15 to writing as required by R.C. 4705.15(B). The court awarded Bridgett 16 $11,500, the amount paid to Robert Atwood. Fortado stipulated that his 17 conduct violated DR 1-102(A)(6). 18 Count IV 2 1 On December 3, 1993, a dissatisfied client of Fortado s complained 2 about him to the Akron Bar Association, which forwarded the complaint to 3 relator. On January 11 and February 25, 1994, relator sent certified letters 4 of inquiry to Fortado s office. His receptionist signed for both letters, but 5 Fortado failed to answer them. Fortado stipulated that he thereby violated 6 Gov.Bar R. V(4)(G) (failure to assist disciplinary investigation). 7 8 9 Count V On October 19, November 9, and December 8, 1993, a Pennsylvania law firm sent Fortado requests for information about an auto accident in 10 which a client of Fortado s had been involved and the Pennsylvania firm s 11 client had been injured. On January 18, 1994, relator received a letter of 12 complaint from the Pennsylvania firm, alleging that Fortado had not 13 cooperated with the requests. Relator sent Fortado a certified letter of 14 inquiry on January 21, 1994, requesting a response before February 4. 15 Fortado s receptionist signed for this letter, but relator heard nothing from 16 Fortado until February 23. 17 On February 23, relator sent another certified letter. The same day, 18 relator received Fortado s reply, dated February 18, to relator s January 21 3 1 letter. Fortado wrote that he would be in Texas until February 28, but 2 promised to contact relator immediately when he got back. Meanwhile, 3 relator s February 23 letter arrived at Fortado s office on February 28, and 4 the receptionist signed for it, but relator heard nothing more from Fortado. 5 Fortado stipulated that his conduct violated DR 1-102(A)(6) and Gov.Bar R. 6 V(4)(G). 7 8 Mitigating Factors Fortado had abused drugs and alcohol since age fourteen. He first 9 used cocaine in law school; after he graduated in 1977, it became his drug 10 of choice. At the height of his addiction, Fortado took $400-$500 worth of 11 cocaine per week. However, he was able to abstain completely from drugs 12 and alcohol for substantial periods of time. 13 After his March 8, 1994 arrest on drug charges, Fortado took steps 14 toward recovery. He completed a twenty-eight-day substance abuse 15 program and joined the Ohio Lawyers Assistance Program, Inc. ( OLAP ). 16 He signed an advocacy contract with OLAP, agreeing to abstain from 17 mood-altering drugs, attend three Alcoholics Anonymous ( AA ) meetings 18 per week, and undergo random substance abuse testing. OLAP officials 4 1 testified that Fortado had complied with his contract, was facing his 2 problems, and was willing to do whatever was necessary to get better. 3 Fortado has also undergone aftercare counseling at an Idaho clinic 4 and has volunteered for AA-related tasks. Four persons involved in AA 5 wrote letters to express their view that Fortado has shown a serious 6 commitment to recovery. 7 On August 3, 1994, the Summit County Court of Common Pleas 8 granted Fortado s motion for treatment in lieu of conviction, pursuant to 9 R.C. 2951.041. By journal entry filed May 16, 1995, the court found that 10 Fortado has successfully completed his treatment and is rehabilitated and 11 dismissed the indictment. 12 Several judges and lawyers testified or wrote letters praising 13 Fortado s integrity and professional ability. Three witnesses said Fortado s 14 drug problem had not interfered with his professional performance. Several 15 friends and clients wrote of Fortado s integrity, generosity, pro bono work, 16 legal skill, dedication, and responsibility. Fortado testified that he has 17 continued to take CLE classes and has maintained his Ohio attorney 18 registration. 5 1 The panel recommended that Fortado be suspended from the practice 2 of law for two years. Both parties concurred in this; however, Fortado 3 asked that the entire sanction be stayed, while relator recommended that one 4 year be stayed. In line with relator s recommendation, the panel 5 recommended that one year of the sanction be stayed, on condition that 6 Fortado fulfill the terms of his OLAP contract and that he be monitored by 7 two attorneys when he re-enters legal practice: one to help him with office 8 set-up and procedures and one to monitor his progress in remaining drug- 9 and alcohol-free. The board adopted the panel s findings of fact, 10 11 12 conclusions of law, and recommendation. Geoffrey Stern, Disciplinary Counsel, and Sally Ann Steuk, Assistant Disciplinary Counsel, for relator. 13 Charles W. Kettlewell, for respondent. 14 Per Curiam. Fortado asks that we stay his entire two-year 15 suspension, citing Disciplinary Counsel v. Casalinuovo (1993), 66 Ohio 16 St.3d 367, 613 N.E.2d 177, and Disciplinary Counsel v. Carter (1994), 68 17 Ohio St.3d 568, 629 N.E.2d 430. Casalinuovo and Carter were cases of 18 attorneys who, after being found guilty of drug abuse, received treatment in 6 1 lieu of conviction under R.C. 2951.041. But in those cases, the respondents 2 were sanctioned solely for using illegal drugs. Fortado is guilty of other 3 misconduct as well; he admits two violations each of DR 1-102(A)(6) and 4 Gov.Bar R. V(4)(G), including the improper disbursement of $11,500 of a 5 client s funds and repeated failures to cooperate with relator s investigation. 6 Accordingly, we adopt the board s findings, conclusions, and 7 recommendation. Matthew Fortado is suspended from the practice of law in 8 Ohio for two years. One year of this sanction is stayed on the conditions 9 recommended by the board as stated above. Costs taxed to respondent. 10 11 12 Judgment accordingly. MOYER, C.J., DOUGLAS, WRIGHT, RESNICK, F.E. SWEENEY, PFEIFER and COOK, JJ., concur. 13 7
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