United States of America, Plaintiff-appellee, v. Miguel Aquino-chacon, A/k/a Miguel Chacon-aquino, A/k/amiguel Chacon-jackson, A/k/a Miguel Angel Chacon-fuentes,a/k/a Michael Chacon-fuentes, A/k/a Miguel Chacone, A/k/amiguel Chacon, A/k/a Michael Chacon, Defendant-appellant, 109 F.3d 936 (4th Cir. 1997)

Miguel Aquino-Chacon entered a conditional guilty plea to illegal reentry into the United States following deportation. See 8 U.S.C.A. § 1326(a) (West Supp.1996). He now appeals, contending that his prosecution violated the Due Process Clause of the Fifth Amendment because the government misled him into believing that he could lawfully reenter the United States. We affirm.

Aquino-Chacon was deported from the United States to El Salvador on December 30, 1987. At the time of his deportation, the United States Immigration and Naturalization Service (INS) provided Aquino-Chacon with a copy of Form I-294. This form provided the following in both Spanish and English:

This is a warning. Please read carefully.

It has been ordered that you be deported to El Salvador....

Should you wish to return to the United States you must write this office or the American Consular Office nearest your residence abroad as to how to obtain permission to return after deportation. By law (Title 8 of United States Code, Section 1326) any deported person who within five years returns without permission is guilty of a felony. If convicted he may be punished by imprisonment of not more than two years and/or a fine of not more than $1,000.00.

J.A. 19 (emphasis added). It is undisputed that the five-year period referenced in Form I-294 is not contained in 8 U.S.C.A. § 1326(a). Instead, that statute makes reentry following deportation illegal if an alien returns at any time without the express permission of the Attorney General. See 8 U.S.C.A. § 1326(a).¹ 

In May 1995, Aquino-Chacon was arrested by Fairfax County, Virginia police, who reported the arrest to the INS. After a review of INS files revealed that Aquino-Chacon had not obtained permission to reenter the United States from the Attorney General, he was indicted for unlawful reentry in violation of § 1326(a).

Aquino-Chacon subsequently moved to dismiss the indictment, asserting that the language contained in Form I-294 misled him into believing that he could lawfully reenter the United States without obtaining permission from the Attorney General provided he did so more than five years after his deportation. As a result, Aquino-Chacon contended, his indictment offended due process. The district court denied the motion to dismiss the indictment and ruled that Aquino-Chacon could not introduce any evidence relating to the "misleading nature" of Form I-294. See United States v. Aquino-Chacon, 905 F. Supp. 351, 355 (E.D. Va. 1995). Aquino-Chacon then entered a conditional guilty plea, reserving the right to appeal the denial of his motion to dismiss the indictment. See Fed. R. Crim. P. 11(a) (2). Because the issue of whether the district court erred in refusing to dismiss the indictment turns on a question of law, our review is de novo. See United States v. United Med. & Surgical Supply Corp., 989 F.2d 1390, 1398 (4th Cir. 1993).

As an initial matter, we note that Aquino-Chacon does not assert--as he cannot--that he was not provided fair notice that reentry without permission at any time following deportation is illegal. Due process requires that a criminal statute "give a person of ordinary intelligence fair notice that his contemplated conduct is forbidden" since "no man shall be held criminally responsible for conduct which he could not reasonably understand to be proscribed." United States v. Harriss, 347 U.S. 612, 617, 74 S. Ct. 808, 812, 98 L. Ed. 989 (1954). Significantly, it is the statute that must provide clear notice of the unlawful conduct. See United States v. Batchelder, 442 U.S. 114, 123, 99 S. Ct. 2198, 2203-04, 60 L. Ed. 2d 755 (1979). Without question, § 1326(a) clearly provides notice that unapproved reentry at any time following deportation is proscribed. See United States v. McCalla, 38 F.3d 675, 679 (3d Cir. 1994) (noting with respect to inaccurate language in Form I-294 concerning the applicable penalty that " [a]lthough the inaccuracy in Form I-294 was regrettable, perhaps inexcusable, due process requires that it is the criminal statute which must clearly set forth the activity which constitutes a crime"); accord United States v. Samaniego-Rodriguez, 32 F.3d 242, 244 (7th Cir. 1994); United States v. Perez-Torres, 15 F.3d 403, 406 (5th Cir. 1994). Accordingly, the notice provided by the statute is sufficient to satisfy the demands of due process. And, because "the law [was] definite and knowable," Aquino-Chacon was presumed to know the law. Cheek v. United States, 498 U.S. 192, 199, 111 S. Ct. 604, 609, 112 L. Ed. 2d 617 (1991).

Instead of grounding his due process challenge on lack of fair notice, however, Aquino-Chacon relies on Raley v. Ohio, 360 U.S. 423, 79 S. Ct. 1257, 3 L. Ed. 2d 1344 (1959), which established " 'a narrow exception to the general principle that ignorance of the law is no defense.' " United States v. Etheridge, 932 F.2d 318, 321 (4th Cir. 1991) (quoting United States v. Bruscantini, 761 F.2d 640, 642 (11th Cir. 1985)). Raley held that the government may not "convict [ ] a citizen for exercising a privilege which the State clearly had told him was available to him," for to do so "would be to sanction the most indefensible sort of entrapment." Raley, 360 U.S. at 438, 79 S. Ct. at 1266; see also Cox v. Louisiana, 379 U.S. 559, 570-71, 85 S. Ct. 476, 483-84, 13 L. Ed. 2d 487 (1965). This principle, first recognized in Raley, has come to be known as entrapment by estoppel. See United States v. Clark, 986 F.2d 65, 69 (4th Cir. 1993); United States v. Howell, 37 F.3d 1197, 1204 (7th Cir. 1994). A criminal defendant may assert an entrapment-by-estoppel defense when the government affirmatively assures him that certain conduct is lawful, the defendant thereafter engages in the conduct in reasonable reliance on those assurances, and a criminal prosecution based upon the conduct ensues. See Raley, 360 U.S. at 438-39, 79 S. Ct. at 1266-67; Clark, 986 F.2d at 69; Howell, 37 F.3d at 1204.

Aquino-Chacon argues that Form I-294 invited the charged conduct by implying that it was permissible for him to return to the United States without the express approval of the Attorney General as long as he did so more than five years after his deportation. As a result, he contends, his prosecution for engaging in conduct that the government erroneously conveyed to him was lawful offends the Due Process Clause of the Fifth Amendment.²  We disagree. In order to assert an entrapment-by-estoppel defense, Aquino-Chacon must do more than merely show that the government made "vague or even contradictory" statements. Raley, 360 U.S. at 438, 79 S. Ct. at 1266. Rather, he must demonstrate that there was "active misleading" in the sense that the government actually told him that the proscribed conduct was permissible. Id.; see Cox, 379 U.S. at 570-71, 85 S. Ct. at 483-84 (holding that the defendant's conviction for unlawful assembly offended the Due Process Clause when state authorities who instructed demonstrators to assemble in a particular location later prosecuted the defendant on the basis that a demonstration in that location violated the law); Clark, 986 F.2d at 69 (making clear that entrapment by estoppel applies "when a government official tells the defendant that certain activity is legal"); see also Howell, 37 F.3d at 1204 (explaining that entrapment by estoppel applies "when, acting with actual or apparent authority, a government official affirmatively assures the defendant that certain conduct is legal"); United States v. Trevino-Martinez, 86 F.3d 65, 69 (5th Cir. 1996) (same), cert. denied, --- U.S. ----, 117 S. Ct. 1109, 137 L. Ed. 2d 310 (1997).

There was no active misleading here because Form I-294 did not affirmatively assure Aquino-Chacon that reentry without permission was lawful if it occurred more than five years after his deportation. Instead, the form unequivocally provided that Aquino-Chacon was required to obtain permission prior to reentry. The language contained in Form I-294 that reentry without permission within five years of deportation is a felony neither states nor implies that reentry without permission after five years is permissible. Accordingly, we conclude that Aquino-Chacon could not have established the affirmative defense of entrapment by estoppel.³ III.

For the foregoing reasons, we affirm Aquino-Chacon's conviction.

AFFIRMED.