Smith v. State
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ARKANSAS COURT OF APPEALS
NOT DESIGNATED FOR PUBLICATION
JUDGE DAVID M. GLOVER
DIVISION II
CACR08-966
March 4, 2009
APPEAL FROM THE PULASKI
COUNTY CIRCUIT COURT,
FIFTH DIVISION [CR 2007-3368]
WILLIE CLAY SMITH
APPELLANT
V.
HONORABLE WILLARD PROCTOR,
JR., JUDGE
STATE OF ARKANSAS
APPELLEE
AFFIRMED
Appellant, Willie Clay Smith, was tried by a jury and found guilty of the offense of
felony theft of property. He was sentenced to twenty-five years in prison as an habitual
offender. For his sole point of appeal, he contends that “the trial court erred in requiring
evidence of a pattern of discrimination during a Batson challenge.” We affirm.
During voir dire of the jury, appellant made the following Batson challenge:
D EFENSE C OUNSEL: At this point I would like to make a Batson challenge. There
were four African Americans on the jury. The State did allow
two out of the four to stay. But the two that it struck were
black and I would like to hear race neutral reasons for the
striking of these jurors.
D EPUTY P ROSECUTING A TTORNEY:
The Court must first make a finding that the State has acted in
a discriminatory pattern before the State has to articulate reasons
and so I would ask whether or not the Court is going to make
that finding.
T HE C OURT:
What would be the basis of your argument, that the strikes are
being exercised in a manner that’s discriminatory?
D EFENSE C OUNSEL: I guess it just — the two African Americans that were struck did
not give any indication that they would be pro-defendant. It
seems arbitrary and capricious to get rid of these two. The two
that they left on seem less, I guess, vocal or assertive.
T HE C OURT:
The Court is going to find that out of the 12 first of all Jurors
that were seated, four were African American. The State did
exercise two of its strikes. Two of the strikes that they exercised
were against African Americans. However, two of the strikes
were — I mean, it had six strikes and there are two other African
Americans that are left on the Jury. And so at this point I don’t
think that there is sufficient evidence to show that there is a
prima facie case that the strikes are being exercised in a
discriminatory manner. And so I am not going to require that
they state an articulable reason for it.
On appeal, appellant contends that the trial court erred in concluding that the defense
had not established a prima facie case of discrimination; that the trial court focused only upon
the pattern of strikes by the prosecution and ignored appellant’s argument that the State was
striking “vocal” and “assertive” African- American venirepersons. We will only reverse a trial
court's finding on a Batson objection when the trial court's decision was clearly against the
preponderance of the evidence. Ratliff v. State, 359 Ark. 479, 199 S.W.3d 79 (2004).
In MacIntrush v. State, 334 Ark. 390, 397-400, 978 S.W.2d 293, 296-97 (1998), our
supreme court reassessed its earlier Batson procedures, and set forth the following explanation:
In light of the Purkett decision, we have reassessed the proper procedures for the
trial courts to follow in Batson cases and take this opportunity to set forth those
procedures. Manifestly, there is a three-step process that must be used when the
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opponent of the strike makes a prima facie case. Furthermore, it is clear that the burden
of persuasion establishing purposeful discrimination never leaves the opponent of the
strike. And, finally, the Batson process must occur outside of the hearing of the venire.
Step One. Prima facie case.
The strike’s opponent must present facts, at this initial step, to raise an inference
of purposeful discrimination. According to the Batson decision, that is done by
showing (1) that the strike’s opponent is a member of an identifiable racial group, (2)
that the strike is part of a jury-selection process or pattern designed to discriminate, and
(3) that the strike was used to exclude jurors because of their race. In deciding
whether a prima facie case has been made, the trial court should consider all relevant
circumstances. Should the trial court determine that a prima facie case has been made,
the inquiry proceeds to Step Two. However, if the determination by the trial court
is to the contrary, that ends the inquiry.
Step Two. Racially neutral explanation.
Assuming the strike’s opponent has made a prima facie case, the burden of
producing a racially neutral explanation shifts to the proponent of the strike. (But,
again, the burden of persuading the trial court that a Batson violation of purposeful
discrimination has occurred never leaves the strike’s opponent.) This explanation,
according to Batson, must be more than a mere denial of discrimination or an assertion
that a shared race would render the challenged juror partial to the one opposing the
challenge. Under Purkett, this explanation need not be persuasive or even plausible.
Indeed, it may be silly or superstitious. The reason will be deemed race neutral
“[u]nless a discriminatory intent is inherent in the prosecutor’s explanation.” Purkett,
514 U.S. at 768. But, according to Purkett, a trial court must not end the Batson
inquiry at this stage, and, indeed, it is error to do so.
Step Three. Trial court decision on purposeful discrimination.
If a race-neutral explanation is given, the trial court must then decide whether
the strike’s opponent has proven purposeful discrimination. Purkett v. Elem, supra.
Though the United States Supreme Court has not elucidated precisely what is required
at this step, clearly the strike’s opponent must persuade the trial court that the
expressed motive of the striking party is not genuine but, rather, is the product of
discriminatory intent. This may be in the form of mere argument or other proof that
is relevant to the inquiry. But it is crucial that the trial court weigh and assess what has
been presented to it to decide whether in light of all the circumstances, the
proponent’s explanation is or is not pretextual. If the strike’s opponent chooses to
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present no additional argument or proof but simply to rely on the prima facie case
presented, then the trial court has no alternative but to make its decision based on
what has been presented to it, including an assessment of credibility. We emphasize
that following step two, it is incumbent upon the strike’s opponent to present
additional evidence or argument, if the matter is to proceed further.
On the point of whether a sensitive inquiry is required in every instance when
a Batson objection is made, we must confess to some confusion over what the term
means in the Batson context. Does it refer to the entire three-step procedure or merely
to an inquiry that takes place at the third stage? And to what extent is the trial court,
on its own, required to direct a further inquiry into the matter? Again, the term
“sensitive inquiry” is not used by the majority in Purkett. Justice Stevens, in his dissent
in Purkett, said: “A trial court must accept that neutral explanation unless a separate
‘step three’ inquiry leads to the conclusion that the peremptory challenge was racially
motivated.” Purkett, 514 U.S. at 775 (Stevens, J. dissenting). This suggests a separate
inquiry. Nevertheless, we conclude that it is still the responsibility of the strike’s
opponent to move the matter forward at this stage to meet the burden of persuasion,
not the trial court. The trial court can only inquire into evidence as may be available.
See Batson v. Kentucky, supra, Arlington Heights v. Metropolitan Housing Development
Corp., supra. If the strike’s opponent does not present more evidence, no additional
inquiry by the trial court is required. However, if the strike’s opponent presents
additional relevant evidence and circumstances to the trial court for its consideration,
then the trial court must consider what has been presented, make whatever inquiry is
warranted, and reach a conclusion.
Here, the trial court determined that appellant did not satisfy step one, i.e.,
demonstrating a prima facie case. Consequently, it did not address steps two and three. Of
the four African Americans on the jury panel, the State struck two and left two. There is
nothing in the State’s line of questioning that hinted of discriminatory purpose, and appellant
does not argue that there was. The focus of appellant’s argument is that the State picked two
“vocal” and “assertive” African Americans, without even explaining how that demonstrated
discriminatory purpose. But, as noted by the State, “[e]ven assuming that the eliminated
jurors were more assertive—excluding assertive individuals is not racially motivated, but can
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be motivated by the fear that more assertive personalities may unduly influence the
conclusions of the other jurors.” We see no clear error in the trial court’s decision and
therefore affirm.
Affirmed.
H ART and H ENRY, JJ., agree.
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