Edmundo Rogers v. Cynthia Rogers
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ARKANSAS COURT OF APPEALS
NOT DESIGNATED FOR PUBLICATION
KAREN R. BAKER, JUDGE
DIVISION II
CA06-848
September 19, 2007
EDMUNDO ROGERS
APPELLANT
AN APPEAL FROM BENTON COUNTY
CIRCUIT COURT
[NO. DR2000-1602-4]
v.
CYNTHIA ROGERS
APPELLEE
HONORABLE JOHN SCOTT
CIRCUIT JUDGE
AFFIRMED
This is the fifth opinion we have issued in this long-running divorce case. In our last
opinion, we ordered the trial court to enforce the child-support and alimony awards
contained in a 2001 divorce decree. Rogers v. Rogers, 90 Ark. App. 321, 205 S.W.3d 856
(2005) (Rogers IV). Upon remand, the trial court did so and entered judgment against
appellant Edmundo Rogers for $32,455 in past-due child support and $9200 in past-due
alimony. Edmundo appeals, challenging the propriety of these awards and raising numerous
other issues. We affirm.
Procedural History
The parties’ original divorce decree was entered on February 26, 2001. It gave Cynthia
custody of the couple’s three children and ordered Edmundo to pay $1000 per month in child
support and $9200 in alimony ($350 per month for twelve months, plus a $5000 lump sum).
Edmundo appealed from the divorce decree, and we reversed and remanded, ruling
that the parties’ failure to offer corroborating evidence of residency deprived the trial court
of jurisdiction to dissolve the marriage. Rogers v. Rogers, CA01-790 (Ark. App. June 19, 2002)
(not designated for publication) (Rogers I). However, while that appeal was pending, the trial
court held Edmundo in contempt for failure to pay child support and alimony, and the court
entered past-due judgments against him of $1080 for child support and $1400 for alimony.
Edmundo appealed, but the appeal reached us after we had handed down Rogers I. We were
therefore required to decide whether the trial court maintained the authority to enforce its
child-support and alimony awards, despite our holding in Rogers I that it lacked authority to
dissolve the marriage. We held that the court did have the power to enforce the awards, and
we affirmed the contempt orders and the past-due judgments. See Rogers v. Rogers, 80 Ark.
App. 430, 97 S.W.3d 429 (2003) (Rogers II); Rogers v. Rogers, No. CA02-699 (Ark. App.
Aug. 27, 2003) (not designated for publication) (Rogers III).
Following our remand in Rogers I, the trial court heard testimony corroborating
Cynthia’s Arkansas residency. The court also re-tried several aspects of the case, including
alimony and child support. As a result, Cynthia was awarded no alimony, and Edmundo was
ordered to pay $300 per month in child support. Cynthia appealed, and, in Rogers IV, we
ordered the trial court to enforce the original alimony and child-support awards contained in
the 2001 decree. The court did so, setting child support at $1000 per month and awarding
Cynthia $9200 in unpaid alimony and $32,455 in unpaid child support. The court also struck
two of Edmundo’s motions as a discovery sanction for failing to answer Cynthia’s
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interrogatories in aid of execution. Edmundo now appeals, raising thirteen issues and various
sub-issues, which we will address in a consolidated manner where possible.
Trial Court’s Failure to Follow Mandate in Rogers IV
Edmundo argues as his eighth point on appeal that the trial court’s order was contrary
to our mandate in Rogers IV because the court allowed Cynthia “to use the remand for
collection efforts,” awarded Cynthia attorney fees and costs, and determined whether certain
credits should be applied to the child-support and alimony awards. We address this issue first
because it involves a question of jurisdiction.
A trial court, upon remand, is vested with jurisdiction only to the extent conferred by
the appellate court’s opinion and mandate. See Smith v. AJ&K Operating Co., 365 Ark. 229,
227 S.W.3d 899 (2006); Dolphin v. Wilson, 335 Ark. 113, 983 S.W.2d 113 (1998); Turner v.
N.W. Ark. Neurosurgery Clinic, 91 Ark. App. 290, 210 S.W.3d 126 (2005). Any proceedings
on remand that are contrary to the directions contained in the appellate court’s mandate may
be considered null and void. Turner, supra.
Our opinion in Rogers IV directed the trial court to enforce the alimony and childsupport awards contained in the 2001 decree and re-calculate the child-support arrearage. The
court did precisely that.1 It naturally follows that, upon deciding the amount of support and
alimony owed, the court would resolve matters concerning execution of judgments, costs and
attorney fees, and credits for payments made. Accordingly, these matters were not contrary
to our mandate but arose in the due course of implementing our mandate. We therefore
1
We also ordered the court to enforce the parties’ stipulated property agreements,
which, despite Edmundo’s claim to the contrary, the court addressed in its order and
during a hearing.
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conclude that the trial court acted within its jurisdiction. See Smith, supra (holding that an
inferior court cannot vary the mandate or judicially examine it for any other purpose than
execution) (emphasis added). See also 30 A M. JUR. 2 D Executions § 1 (2d ed. 2005) (stating that,
so long as a judgment remains unsatisfied, all means available by law are open to the creditor
for satisfying the debt and aiding in enforcement of the judgment); 5 C.J.S. Appeal & Error §
1146 (2007) (stating that, after remand, the lower court has the power, by execution or
otherwise, to enforce a judgment); 5 C.J.S. Appeal & Error §§ 1144, 1156 (2007) (recognizing
that, where a case has been remanded, the trial court has the power to award attorney fees and
costs or calculate credits for payments made).
Issues Arising From Counsel’s Failure to Appear at Hearings
Edmundo makes several arguments concerning his counsel’s failure to appear at
hearings held December 16, 2005, and January 18, 2006. These arguments require additional
factual exposition.
After our remand in Rogers IV, Cynthia filed a “Motion for Order on the Mandate,”
asking the trial court to enter judgment against Edmundo for child support and alimony.
Edmundo responded with his own “Motion for Order on the Mandate” seeking offsets for
appeal costs following Rogers I and offsets for judgments previously awarded to Cynthia. He
also filed a “Motion to Modify and Reduce Child Support,” asserting a change of
circumstances following entry of the 2001 decree. All motions were set for a hearing on
October 25, 2005, which was continued to January 18, 2006, at the request of Edmundo’s
attorney, Alvin Clay.
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In September 2005, Mr. Clay had entered what he termed a “limited appearance” for
the purpose of “defending the motion to enforce mandate, prosecuting the motion to enforce
mandate and offset, and motion to modify and reduce child support.” This limited appearance
was apparently undertaken because Edmundo’s previous attorney, Darrell Brown, informed
the court in July 2005 that he had been suspended from the practice of law yet intended to
maintain his status as Edmundo’s counsel.
After Clay’s entry of appearance, Cynthia’s attorney, Marshall Evans, sent Clay two
sets of interrogatories in aid of execution seeking information about the income and assets of
Edmundo and his law practice. Evans told Clay that the first set had been sent to Darrell
Brown but had not been answered. The second set was being sent to Clay for the first time.
When neither set was answered by November 14, 2005, Evans wrote to Clay again requesting
responses. He also noticed Edmundo for a deposition. Thereafter, still having received no
response, Evans filed a motion to compel, which was set for a hearing on December 16, 2005.
Prior to the hearing, Clay sent letters to Evans and to the court stating that his “limited
appearance” did not involve the collection of debts or judgments but only certain, specific
motions. Therefore, he said, he was not the proper person on whom to serve the
interrogatories, nor was Darrell Brown, whose license to practice law had been suspended.
Clay further informed Evans that he had not contacted Edmundo regarding the December 14
deposition and that Edmundo probably would not attend. In his letter to the court, Clay
attached an affidavit from Darrell Brown stating that Brown had previously represented
Edmundo until his law license was suspended and that he had never seen the interrogatories
in aid of execution.
5
The hearing on the motion to compel was held on December 16, 2005, as scheduled.
Edmundo did not appear, nor did any counsel on his behalf. After the hearing, the court ruled
that Cynthia’s interrogatories were “material to [Clay’s] alleged limited appearance” in that
Edmundo’s motion to reduce child support, which Clay had filed, raised issues “specifically
germane to the discovery propounded . . . .” An order was entered on December 20, 2005,
directing that both sets of interrogatories be answered by December 30, 2005, and directing
Edmundo to submit to a deposition on January 9, 2006. Edmundo was also ordered to pay
Cynthia $350 in attorney fees. Clay was fined $150 for failure to appear.
On the same day that the order was entered, Clay wrote to the court, saying that the
order was “unfair and inaccurate.” He raised various objections, requested findings of fact and
conclusions of law, re-asserted his limited entry of appearance, and argued that the
interrogatories had not been served on a proper person. The court did not respond.
A few days before the January 9 deposition, Evans sent an email reminder to Clay.
Nevertheless, neither Edmundo nor Clay appeared at the deposition, nor did they respond
to the interrogatories. On January 11, Cynthia filed a motion to strike Edmundo’s Motion
for Order on the Mandate and his Motion to Reduce Child Support, citing his failure to
comply with discovery orders.
On January 13, 2006, attorney Jack Kearney wrote a letter to the court stating that
Edmundo had asked him to make an appearance at the January 18 hearing “for the limited
purpose of addressing whether he defaulted on an appearance at a hearing in December and
whether he is in contempt for failing to comply with orders issued to him regarding discovery
. . . .” Kearney said that he already had a trial scheduled for January 18, and he enclosed a
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“Provisional Motion For Continuance.” On January 17, 2006, the day before the hearing,
Clay also filed several pleadings on Edmundo’s behalf: 1) a motion to compel Cynthia to give
more complete answers to interrogatories that Clay had sent her; 2) a motion to set aside the
December 20, 2005 order; and 3) a motion for a continuance, seeking, inter alia, “additional
time to prepare.”
The hearing was held on January 18. Edmundo appeared, but no attorney appeared
on his behalf. Edmundo asked for a continuance, which was denied except for a brief recess.
He then proceeded pro se under a continuing objection. After hearing testimony from
Cynthia, Edmundo, and Leonard Krissell (Edmundo’s accountant), the court denied
Edmundo’s motion to compel, finding that Cynthia’s answers to interrogatories had been
appropriate; struck Edmundo’s Motion for Order on the Mandate and Motion to Reduce
Child Support based on Edmundo’s disobedience to discovery orders; and made the childsupport and alimony awards previously mentioned.
Edmundo now argues that he was denied his constitutional right to counsel of his
choice when Clay “inexplicably did not appear” at the December 16, 2005, and January 18,
2006 hearings. The right to counsel of one’s choice is grounded in the Sixth Amendment of
the United States Constitution and in art. 2, § 10 of the Arkansas Constitution. Bullock v.
State, 353 Ark. 577, 111 S.W.3d 380 (2003). However, while constitutionally guaranteed, the
right to counsel of one’s choosing is not absolute and may not be used to frustrate the
inherent power of the court to command an orderly, efficient, and effective administration
of justice. Id.
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Putting aside the question of whether the Sixth Amendment and art. 2, § 10 apply in
a civil case of this nature, we hold that Edmundo was not deprived of counsel of his choice.
He employed not just one but several attorneys of his own choosing, all of whom actively
represented him in the case. Darrell Brown claimed to be Edmundo’s attorney in July 2005,
and Edmundo, in a motion for a new trial filed after the judgment in this case, argued that
Brown was still his attorney. Attorneys Clay and Kearney entered appearances on Edmundo’s
behalf, and each filed pleadings or communicated with the court within days of the January 18
hearing. Yet, they chose not to appear at the hearing. Edmundo has cited no authority, and
we have found none, for the proposition that a freely-selected, private attorney’s failure to
appear at a civil hearing constitutes a deprivation of the right to counsel of one’s choice. To
the contrary, the nature of the attorney-client relationship generally binds a client to the
actions of his chosen counsel. As such, Edmundo was bound by Clay’s and Kearney’s decision
not to appear at the hearing that they had notice would be held. See Florence v. Taylor, 325
Ark. 445, 928 S.W.2d 330 (1996) (recognizing that, where an appellant voluntarily chose his
attorney as his representative in the action, he could not avoid the consequences of the acts
or omissions of his attorney). Likewise, Clay’s reliance on his “limited” appearance—which,
as best we can tell, has no precedent under Arkansas law for anything other than challenging
jurisdiction—was Clay’s choice by which Edmundo was bound. Id.
Edmundo claims further that he was not prepared to represent himself at the hearing
and that he “did not know the evidence against him.” However, it was his duty to exercise
diligence in keeping up with his case. See generally Diebold v. Myers Gen. Agency, 292 Ark. 456,
731 S.W.2d 183 (1987). Moreover, Edmundo was a practicing attorney, and he was able to
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procure the attendance of his accountant as a witness at the hearing. Further, he knew several
days in advance that Clay might not appear at the hearing, which was apparently the reason
he asked Jack Kearney to appear. Under these circumstances, we find no due-process or other
constitutional violation.
Edmundo also contends that the trial court violated Ark. R. Civ. P. 64(b) (2007),
when it allowed the hearing to continue in the absence of counsel. Rule 64(b) governs the
circumstances under which a trial court may grant counsel permission to withdraw from a
case. However, none of Edmundo’s attorneys sought permission to withdraw, nor was their
failure to appear an effective withdrawal, as in Dean v. Williams, 339 Ark. 439, 6 S.W.3d 89
(1999). There, an attorney unexpectedly abandoned his clients at a hearing. By contrast, under
the circumstances in this case, Edmundo should not have been surprised that no attorney
appeared at the hearing.
Finally, Edmundo argues that the trial court erred in denying his request for a
continuance. The question of whether a trial judge erred in denying a continuance is
reviewed under the abuse-of-discretion standard. See Dorothy v. Dorothy, 88 Ark. App. 358,
199 S.W.3d 107 (2004). We find no abuse of discretion here, based on our previous
discussions regarding counsels’ choosing not to appear at the hearing and Edmundo’s duty to
exercise diligence in keeping up with his case. We also note that the hearing had been
scheduled for several months, having previously been continued at Clay’s request and
rescheduled to a date agreed on by him.
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In light of the above reasons, we find no error on these points.2
Errors in Calculating Support Awards and Arrearage
The trial court calculated the child-support arrearage based on $1000 per month over
the sixty-month period between February 2001 (the date of the original decree) and January
2006 (the date of the last hearing). From that $60,000 figure, the court deducted $28,069 in
payments made by Edmundo and added back $524 in payments that Cynthia testified she did
not receive. This totaled $32,455. The alimony award was calculated based on the terms of
the original decree: $350 per month for twelve months, plus $5000, for a total of $9200.
Edmundo argues first that the court should have used fifty-nine months rather than
sixty months in calculating child support, i.e., the court should have left out the month of
February 2001. However, the $1000-per-month amount was established in the parties’
agreement dated January 2001, and Edmundo offers no convincing argument that a childsupport payment was not due in February 2001. Edmundo also claims that the court should
not have added back $524 in payments that Cynthia said she never received. The court
expressly found Cynthia’s testimony credible on this point, and Edmundo did not object to
her testimony. We defer to the superior ability of the trial court to view and judge the
credibility of the witnesses. Alphin v. Alphin, 364 Ark. 332, 219 S.W.3d 160 (2005).
Edmundo further contends that he should have received a $514 credit for alimony
paid. At the hearing, he produced a letter from his bank showing that on December 20, 2001,
2
We summarily dispose of Edmundo’s argument that the trial court violated his
right to equal protection when it denied his motion for a continuance, having granted
Cynthia’s motion for a continuance during a different part of the case. The circumstances
were different in each situation, and the trial court obviously exercised its discretion in
both instances.
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$514 was disbursed from his account by cashier’s check to Cynthia. However, the purpose
of the disbursal was not stated. Cynthia testified at a prior hearing that she remembered
receiving a garnishment of $500, but she could not say exactly what it was for. It is the
appellant’s burden to demonstrate reversible error. See Qualls v. Ferritor, 329 Ark. 235, 947
S.W.2d 10 (1997). Given the vague state of the record on this point, we cannot say that
Edmundo has met his burden. We therefore decline to find error.
Edmundo argues next that the trial court miscalculated the $32,445 child-support
judgment and the $9200 alimony judgment because the court did not take into account that
Cynthia received judgments in 2001 totaling $1080 for child support and $1400 for alimony.
Edmundo couches his argument in terms of the law-of-the-case doctrine, asserting that the
trial court was bound by the fact that we affirmed the 2001 judgments in prior appeals.
However, his practical concern is that he not incur excess liability as the result of being subject
to the prior judgments and the current, comprehensive judgments. We see no reason for
reversal here. The trial court expressly provided in its order that, if Edmundo paid the
amounts from the previous judgments, he would receive credit for his payments. Thus, he has
not shown that he was harmed by the trial court’s ruling. See generally Peters v. Pierce, 314 Ark.
8, 858 S.W.2d 680 (1993) (stating that the appellate court will not reverse in the absence of
a showing of prejudice). Additionally, a judgment for a child-support arrearage could logically
encompass prior, un-executed judgments. See generally Sears v. Burkeen, 96 Ark. App. 13, ___
S.W.3d ___ (2006) (citing Stewart v. Norment, 328 Ark. 133, 941 S.W.2d 419 (1997))
(recognizing that an order for a child-support arrearage is a final judgment subject to
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garnishment or execution until the order is modified or otherwise set aside). We therefore
find no error in the court’s handling of this issue.
Error in Striking Edmundo’s Motions
As a discovery sanction, the trial court granted Cynthia’s motion to strike Edmundo’s
Motion for Order on the Mandate and Motion to Reduce Child Support. Edmundo now
argues that the trial court erred because Cynthia did not file her motion to strike until
January 11, only seven days before the hearing.
Arkansas Rule of Civil Procedure 6(c) (2007) states that a written motion shall be
served not later than twenty days before a hearing. While Cynthia’s motion to strike did not
meet this requirement, her motion to compel, filed in November 2005, did, and that motion
sought discovery sanctions from Edmundo. Further, a court order had been in place since
December 20, 2005, directing Edmundo to comply with discovery. Arkansas Rule of Civil
Procedure 37(b)(2) (2007) permits a court to make such orders as are just, including striking
pleadings, when a party fails to obey an order to provide discovery. Moreover, Cynthia’s
motion to strike was sent to attorney Alvin Clay on January 10, according to its certificate of
service, yet Clay chose not to appear at the hearing and not to respond to the motion, even
though he filed several other pleadings on January 17. Given these circumstances, we find no
abuse of discretion in the trial court’s imposition of discovery sanctions. See S. College of
Naturopathy v. State, 360 Ark. 543, 203 S.W.3d 111 (2005) (citing abuse-of-discretion
standard for discovery sanctions).
Edmundo also argues that the interrogatories in aid of execution, which he failed to
answer, were improperly served. He claims that Darrell Brown never received the
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interrogatories and that Alvin Clay had no authority to deal with the interrogatories in light
of his “limited” appearance. However, the trial court found that the interrogatories pertained
to the motion to modify child support, which Clay had filed. In addition, we have already
expressed doubt that Mr. Clay could limit his representation of Edmundo to the extent he
claimed.
Failure to Set Aside December 20, 2005 Order
On this point, Edmundo argues several reasons why the December 20, 2005 order,
which compelled him to answer interrogatories, should have been set aside pursuant to Ark.
R. Civ. P. 60(a) (2007) to “correct errors or mistakes or to prevent the miscarriage of justice.”
We hold that the trial court did not err in letting the order stand.
Edmundo argues first that, because the most recent writ of execution was issued to him
in June 2003, the writ had expired pursuant to Ark. Code Ann. § 16-66-104 (Repl. 2005),
and Cynthia was therefore required to serve an additional writ before propounding
interrogatories in aid of execution. Edmundo has not offered a convincing argument that his
interpretation of the statute is correct. Section 16-66-104 governs the procedure for issuing
writs of execution. It provides in subsection (e) that, if further writs of execution are filed on
the same debt, an annual notice must be served by the judgment creditor. However,
subsection (e) does not address discovery requirements or prerequisites for filing
interrogatories in aid of execution. We therefore decline to reverse on this issue.
Edmundo also argues that the interrogatories were not signed and have no valid
certificate of service. See Ark. R. Civ. P. 5 and 11 (2007). However, he did not make this
argument in his motion to set aside the December 20 order, nor did he file a formal objection
13
to the interrogatories on this basis. We will not address an argument raised for the first time
on appeal. See Hackelton v. Malloy, 364 Ark. 469, 221 S.W.3d 353 (2006). In any event, we
note that the record contains a letter by which Cynthia’s attorney transmitted the
interrogatories to Mr. Clay, so Edmundo has not shown a basis for prejudice or reversible
error. See Peters, supra.
Edmundo contends further that he should not have been compelled to answer any
interrogatories regarding his law firm. The time for Edmundo to have made this objection was
in response to the interrogatories rather than a Rule 60 motion to set aside. Further,
Edmundo put his own earning ability in controversy when he filed his motion to reduce child
support. It was therefore at least arguable that Cynthia could inquire about the income and
assets of Edmundo’s law practice. See generally Ark. R. Civ. P. 26(b)(1) (2007) (permitting
discovery into “any matter, not privileged, which is relevant to the issues in the pending
actions”). Certainly, we cannot say that a miscarriage of justice occurred.
Edmundo’s remaining arguments concern Mr. Clay’s limited appearance, which we
have already discussed, and the purported unfairness of the $350 attorney fee awarded to
Cynthia upon her motion to compel being granted. For reasons previously cited, we accord
little if any significance to Clay’s limited appearance. Further, we perceive no inequity in
compelling Edmundo to answer the interrogatories, and we find no abuse of discretion in the
court’s award of an attorney fee. See Ark. R. Civ. P. 37(a)(4)(A) (2007) (allowing an attorney
fee upon granting a motion to compel).
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Remaining Issues
Edmundo argues that the trial court violated Ark. R. Civ. P. 52(a) (2007) by not
issuing findings of fact and conclusions of law following the December 20, 2005 hearing on
the motion to compel. However, Rule 52(a) states that findings of fact and conclusions of law
are unnecessary on decisions on motions.
Edmundo also contends that the trial court should have issued findings of fact and
conclusions of law following the January 18, 2006 hearing. The court in fact issued a detailed
order, and, based on our reading of it, we believe it adequately covers the contested issues in
the case. Where a court makes certain findings and clearly states its orders, the court’s findings
are sufficient, and the court need not address all findings proposed by an appellant. See S.E.
Ark. Landfill, Inc. v. State, 313 Ark. 669, 858 S.W.2d 665 (1993).
Finally, Edmundo claims that the trial court erred in failing to grant his motion for a
new trial. This is an amalgam of prior arguments and requires no further discussion.
Affirmed.
R OBBINS and G LOVER, JJ., agree.
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