Ex parte Autauga Heating & Cooling, LLC and Richard Alexander Rogers. PETITION FOR WRIT OF MANDAMUS: CIVIL (In re: Lori Lee Wright v. Autauga Heating & Cooling, LLC and Richard Alexander Rogers)

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REL 09/23/2010 Notice: This opinion is subject to formal revision before publication in the advance sheets of Southern Reporter. Readers are requested to notify the Reporter of Decisions, Alabama Appellate Courts, 300 Dexter Avenue, Montgomery, Alabama 36104-3741 ((334) 229-0649), of any typographical or other errors, in order that corrections may be made before the opinion is printed in Southern Reporter. SUPREME COURT OF ALABAMA SPECIAL TERM, 2010 _________________________ 1090342 _________________________ Ex parte Autauga Heating & Cooling, LLC, and Richard Alexander Rogers PETITION FOR WRIT OF MANDAMUS (In re: Lori Lee Wright v. Autauga Heating & Cooling, LLC, and Richard Alexander Rogers) (Montgomery Circuit Court, CV-09-900393) PER CURIAM. 1090342 Autauga Heating & Cooling, LLC, and Richard Alexander Rogers (hereinafter petitioners") referred petition this to Court collectively for a writ of as "the mandamus directing the Montgomery Circuit Court to transfer this action to Elmore County on the basis of the doctrine of forum non conveniens. We grant the petition and issue the writ. Facts and Procedural History On August 3, 2007, Lori Lee Wright, a resident of Elmore County, was driving northbound on the Deatsville Highway in Elmore County. Rogers, a resident of Montgomery County, was driving a vehicle owned by Autauga Heating & Cooling, which has its principal place of business in Autauga County, and was traveling southbound on the Deatsville Highway. Rogers attempted to turn left into a private driveway and was struck by Wright's vehicle as he crossed her pathway. that Rogers alleges Wright was traveling at an excessive rate of speed. Emergency medical technicians who reside in Elmore County responded to the scene of the accident and provided emergency treatment to Wright. 1 1 The materials before this Court do not indicate whether Rogers was injured as a result of the collision. 2 1090342 Wright sued the petitioners in the Montgomery Circuit Court on March 31, 2009. On May 6, 2009, the petitioners filed a motion to transfer the case to the Elmore Circuit Court based on § 6-3-21.1, Ala. Code 1975, the forum non conveniens statute. The trial court denied the motion. Standard of Review "'The proper method for obtaining review of a denial of a motion for a change of venue in a civil action is to petition for the writ of mandamus.' Ex parte National Sec. Ins. Co., 727 So. 2d 788, 789 (Ala. 1998). A writ of mandamus is appropriate when the petitioner can demonstrate '(1) a clear right to the order sought; (2) an imperative duty upon the respondent to perform, accompanied by a refusal to do so; (3) the lack of another remedy; and (4) the properly invoked jurisdiction of the court.' Ex parte BOC Group, Inc., 823 So. 2d 1270, 1272 (Ala. 2001). Additionally, this Court reviews mandamus petitions challenging a ruling on venue on the basis of forum non conveniens by asking whether the trial court exceeded its discretion. Ex parte Fuller, 955 So. 2d 414 (Ala. 2006); Ex parte Verbena United Methodist Church, 953 So. 2d 395 (Ala. 2006). Our review is limited to only those facts that were before the trial court. Ex parte Pike Fabrication, Inc., 859 So. 2d 1089, 1091 (Ala. 2002)." Ex parte Kane, 989 So. 2d 509, 511 (Ala. 2008). Discussion All parties agree that venue in this case is proper in both Montgomery County and Elmore County. However, petitioners argued in their motion for a change 3 the of venue 1090342 before the trial court as well as in their petition for the writ of mandamus that the case should be transferred to Elmore County pursuant to § 6-3-21.1(a), Ala. Code 1975, the forum non conveniens statute. Section 6-3-21.1(a) provides: "With respect to civil actions filed in an appropriate venue, any court of general jurisdiction shall, for the convenience of the parties and witnesses, or in the interest of justice, transfer any civil action or any claim in any civil action to any court of general jurisdiction in which the action might have been properly filed and the case shall proceed as though originally filed therein ...." "A party moving for a transfer under § 6-3-21.1 has the initial burden of showing, among other things, one of two factors: (1) that the transfer is justified based on the convenience of either the parties or the witnesses, or (2) that the transfer is justified 'in the interest of justice.'" Ex parte Indiana Mills & Mfg., Inc., 10 So. 3d 536, 539 (Ala. 2008) (quoting Ex parte Masonite Corp., 789 So. 2d 830, 831 (Ala. 2001), and citing Ex parte National Sec. Ins. Co., 727 So. 2d 788, 789 (Ala. 1998)). The petitioners argue that a transfer of the case to Elmore County is justified both for the convenience of the parties and witnesses as well as in the interest of justice. This Court 4 need not analyze the 1090342 convenience factor because we hold that a transfer is required under the interest-of-justice factor. This Court addressed the same issue in Ex parte Indiana Mills & Manufacturing, Inc., supra. In Indiana Mills, this Court stated: "The 'interest of justice' prong of § 6-3-21.1 requires 'the transfer of the action from a county with little, if any, connection to the action, to the county with a strong connection to the action.' Ex parte National Sec. Ins. Co., 727 So. 2d at 790. Therefore, 'in analyzing the interest-of-justice prong of § 6-3-21.1, this Court focuses on whether the "nexus" or "connection" between the plaintiff's action and the original forum is strong enough to warrant burdening the plaintiff's forum with the action.' Ex parte First Tennessee Bank Nat'l Ass'n, 994 So. 2d 906, 911 (Ala. 2008). Additionally, this Court has held that 'litigation should be handled in the forum where the injury occurred.' Ex parte Fuller, 955 So. 2d 414, 416 (Ala. 2006). Further, in examining whether it is in the interest of justice to transfer a case, we consider 'the burden of piling court services and resources upon the people of a county that is not affected by the case and ... the interest of the people of a county to have a case that arises in their county tried close to public view in their county.' Ex parte Smiths Water & Sewer Auth., 982 So. 2d 484, 490 (Ala. 2007). The petitioners in this case are thus required to demonstrate '"that having the case heard in [Elmore] County would more serve the interest of justice"' than having the case heard in [Montgomery] County. Ex parte First Tennessee Bank, 994 So. 2d at 909 (quoting Ex parte Fuller, 955 So. 2d 414, 416 (Ala. 2006))." 10 So. 3d at 540. 5 1090342 Historically, the plaintiff has had the initial choice of venue under the system established by the legislature for determining venue. Before the enactment of § 6-3-21.1 by the Alabama Legislature in 1987, a plaintiff's choice of venue could not be disturbed on the basis of convenience to the parties or the witnesses or in the interest of justice. With the adoption of § 6-3-21.1, trial courts now have "the power and the duty to transfer a cause when 'the interest of justice' requires a transfer." Ex parte First Family Fin. Servs., 660 added). that Inc., 718 So. 2d 658, (Ala. 1998) (emphasis In First Family, this Court noted that an argument trial judges have almost unlimited discretion in determining whether a case should be transferred under § 6-321.1 "must be considered in light of the fact that the Legislature used the word 'shall' instead of the word 'may' in § 6-3-21.1." 718 So. 2d at 660. This Court has further held that "Alabama's forum non conveniens statute is compulsory." Ex parte Sawyer, 892 So. 2d 898, 905 n.9 (Ala. 2004). The petitioners argue that a transfer of the case to Elmore County is warranted because (1) the accident occurred in Elmore County, (2) Wright, the plaintiff, lives in Elmore 6 1090342 County, (3) Autauga Heating & Cooling has its principal place of business in Autauga County with business connections to Elmore County but "few, if any, business connections with Montgomery County," and (4) witnesses, including the emergency medical technician who assisted in transporting Wright to the hospital after Wright, however, Montgomery the County accident, argues that because, she reside the in case Elmore should alleges, (1) County. 2 remain Rogers is in a resident of Montgomery County, (2) Wright's treating physician is located in Montgomery County, (3) Baptist Medical Center South and the Montgomery Surgical Center, where Wright was treated for injuries sustained in the accident, are both located in Montgomery County, (4) Wright sought chiropractic treatment and physical therapy in Autauga County, but the 2 Wright argues that an affidavit of the emergency medical technician was not properly before the trial court for its consideration because it was attached to the petitioners' October 2, 2009, supplemental brief to the trial court in support of their motion for a change of venue and the petitioners' supplemental brief "was denied by the trial court on October 7, 2009." (Wright's brief, p. 6.) However, the materials before this Court show that the petitioners' "Motion for Change of Venue/Transfer" was denied by an order the trial court on October 7, 2009. Nothing before this Court indicates that the supplemental brief or its supporting exhibits were ever struck from record; thus, the affidavit is evidence for this Court's consideration. 7 1090342 chiropractor who treated her also maintains a Montgomery office, (5) the state trooper who investigated the accident is based out of the Montgomery post of the Alabama Department of Public Safety, and (6) two witnesses live in Crestview, Florida, and would be able to fly directly to the Montgomery Regional Airport. Although Wright alleges that these facts are undisputed, nothing before this Court reflects that Wright presented any evidence to the trial court showing that her treating physician is located in Montgomery, that she was treated at Baptist Medical Center South or at the Montgomery Surgical Center, that she sought chiropractic treatment in Autauga County from a chiropractor who also has an office in Montgomery County, or that the state trooper who investigated the accident Department is of based Public out of the Safety. Montgomery Wright merely post of makes the these assertions in her brief in opposition to the petitioners' motion for a change of venue, and that brief was not accompanied by any affidavits or any other forms of evidence that would have attested to the veracity of these statements. As this Court has previously held: "'In considering a mandamus petition, we must look at only those facts before the trial court.' Ex 8 1090342 parte American Res. Ins. Co., 663 So. 2d 932, 936 (Ala. 1995) (emphasis added). Of course, facts must be based upon 'evidentiary material,' which does not include statements of counsel in motions, briefs, and arguments. Ex parte McCord-Baugh, 894 So. 2d 679, 686 (Ala. 2004). See also Providian Nat'l Bank v. Conner, 898 So. 2d 714, 719 (Ala. 2004)." Ex parte ADT Sec. Servs., Inc., 933 So. 2d 343, 345 (Ala. 2006). See also Ex parte Verbena United Methodist Church, 953 So. 2d 395, 399 (Ala. 2006). this Court regarding Because the information before Wright's assertions is contained in "statements of counsel in motions, briefs, and arguments," it cannot be considered "evidentiary material" and thus will not be considered by this Court. Although we agree with Wright that the case has a connection with Montgomery County because Rogers is a resident of Montgomery County and Autauga Heating & Air may have some business connections there, we hold that the overall connection between Montgomery County and this case is weak and that the connection between the case and Elmore County is strong. First, the accident occurred in Elmore County. the plaintiff, is a resident of Elmore County. Rebecca McCullers, the emergency 9 medical Wright, Further, technician who 1090342 responded to the accident, testified in her affidavit that she worked for Haynes Ambulance of Wetumpka, Inc., and that she is a resident of Elmore County. The principal place of business of Haynes Ambulance of Wetumpka, Inc., is in Elmore County. On the other hand, the connection between the case and Montgomery County, given the evidence before the trial court, is weak. Besides the fact that Rogers is resident of Montgomery County, there was no other evidence before the trial court indicating a connection between the case and Montgomery County. This Court addressed similar facts in Ex parte Indiana Mills & Manufacturing, Inc., supra. In Indiana Mills, the decedent was driving a garbage truck in Lee County owned by his employer when the raised rear door of the truck struck an overhead railroad trestle, causing the truck to crash. The decedent was killed when he was ejected from the truck. His widow the filed a complaint in Macon County against manufacturers of the garbage truck and the seat belts in the truck and three employees of the decedent's employer. employer's County. principal place of business was in The Tallapoosa The employer conducted business in Macon County, and 10 1090342 one of the individual defendants lived in Macon County. The defendants moved the trial court to transfer the case to Lee County based on the doctrine of forum non conveniens. The trial court denied that motion, and the defendants petitioned this Court for mandamus relief. This Court granted the defendants' mandamus petition and ordered the trial court to transfer the case from Macon County to Lee County based on the "interest of justice" prong of § 63-21.1. In doing so, this Court noted that the accident occurred in Lee County, that the law-enforcement and emergency personnel who had responded to the accident were based out of Lee County, that the chief deputy coroner who investigated the decedent's death did his work in Lee County, and that the records and documents of the fire department that responded to the accident were located in Lee County. Comparing this to the fact that only one of the individual defendant resided in Macon County and that the employer conducted business there, there being no other relevant facts involving Macon County, this Court held that the nexus between Lee County and the case was strong, that the nexus between Macon County and the case 11 1090342 was weak, and that the trial court thus had exceeded its discretion in refusing to transfer the case to Lee County. The accident underlying this action occurred in Elmore County, and the emergency personnel accident were from Elmore County. resident of Elmore County. who responded to the The plaintiff herself is a This Court sees no need to burden Montgomery County, with its weak connection to the case, with an action that arose in Elmore County simply because the individual defendant resides in Montgomery County and the corporate conclude defendant that the does trial some court business exceeded there. its We thus discretion denying the petitioners' motion for a change of venue. in The trial court is hereby directed to transfer the case to the Elmore Circuit Court. PETITION GRANTED; WRIT ISSUED. Lyons, Woodall, Stuart, Smith, Bolin, Parker, and Shaw, JJ., concur. Cobb, C.J., and Murdock, J., dissent. 12 1090342 COBB, Chief Justice (dissenting). Because I dissented in Ex parte Indiana Mills & Manufacturing, Inc., 10 So. 3d 536 (Ala. 2008), I respectfully dissent in this case. In Ex parte First Family Financial Services, Inc., 718 So. 2d 658 (Ala. 1998), after noting that Ala. Code 1975, § 6-3-21.1, the forum non conveniens statute, contained the mandatory term "shall" instead of the permissive term "may," this Court stated: "The trial judge has a degree of discretion in determining whether the factors listed in the statute, i.e., 'the convenience of the parties and witnesses' and 'the interest of justice,' are in favor of transferring the action. This Court will reverse the trial court's ruling in this regard only upon a showing of an abuse of discretion." 718 So. 2d at 660. In the intervening 12 years since this Court made that statement, I believe that subsequent decisions of this Court have seriously eroded this "degree of discretion." In some instances, the facts concerning venue are so clear-cut that a change of venue "in the interest of justice" is justified and there is little to no room for discretion in making that decision. For example, in Ex parte McKenzie Oil Co., 13 So. 3d 346 (Ala. 2008), a vehicle being operated by an 13 1090342 Escambia County resident collided in Escambia County with a vehicle being operated by a Clarke County resident. The Escambia County resident pleaded guilty in an Escambia County court to reckless driving. Subsequently, the Clarke County resident sued the Escambia County resident and McKenzie Oil Company in the Barbour Circuit Court, seeking damages under the Dram Shop Act, Ala. Code 1975, § 6-5-71. Barbour County's only connection to the case was that McKenzie Oil, the owner of the convenience store, located in Escambia County, that purportedly sold the allegedly intoxicated Escambia County resident alcohol, was headquartered in Barbour County. This Court held, and I believe correctly, that this small nexus between Barbour County and the facts of the case required that the case be transferred to Escambia County in the interest of justice under Ala. Code 1975, § 6-3-21.1. The facts presented in this case, however, are not as cut and dry. Unlike in McKenzie Oil, where the county seats of the two jurisdictions in question were some 139 miles apart, the two courthouses in question here are a mere 19 miles apart. It further appears that witnesses are located not only in Elmore County, but also in Montgomery County and Autauga County. In situations like this, I believe 14 it is best to 1090342 allow the trial court the "degree of discretion" to determine whether to transfer the action. 15 1090342 MURDOCK, Justice (dissenting). Although the interest-of-justice prong of our forum non conveniens statute, § 6-3-21.1, Ala. Code 1975, plays a necessary role in some cases, I question whether this Court has extended the statute's application in other cases beyond what was intended by the legislature. Among other things, my special writing in Ex parte Ford Motor Co., [Ms. 1080438, April 2, 2010] ___ So. 3d ___ (Ala. 2010), reflects this concern. I indicated in that writing, and I continue to believe, that there is insight and wisdom in Justice Hugh Maddox's opinion for this Court in Ex parte First Family Financial Services, Inc., 718 So. 2d 658 (Ala. 1998): "In Ex parte First Family Financial Services, Inc., 718 So. 2d 658, 661 (Ala. 1998), Justice Maddox, writing for the Court, stated that a change of venue based on forum non conveniens is appropriate only '"'when trial in the chosen forum would "establish ... oppressiveness and vexation to a defendant ... out of all proportion to plaintiff's convenience," or when the "chosen forum [is] inappropriate because of considerations affecting the court's own administrative and legal problems."'"' (Quoting Piper Aircraft Co. v. Reyno, 454 U.S. 235, 241, 102 S.Ct. 252, 70 L.Ed.2d 419 (1981), quoting in turn Koster v. Lumbermens Mutual Casualty Co., 330 U.S. 518, 524, 67 S.Ct. 828, 91 L.Ed. 1067 (1947).) As Justice Maddox went on to explain, a transfer based on improper venue normally should occur only where the balance of 'the privateand public-interest factors involved ... weigh[] 16 1090342 heavily against litigation in the forum plaintiff selected.' 718 So. 2d at 661. 9 _______________ the " 9 The views expressed by Justice Maddox on behalf of the Court in First Family Financial Services are consistent with the notion that venue statutes such as § 6-3-7 reflect a legislative determination that the statutorily prescribed locations are generally and presumptively just and appropriate." Ford Motor Co., ___ So. 3d at ___ (Murdock, J., concurring in the result). I am not persuaded that the standard expressed by this Court through the opinion authored by Justice Maddox in First Family is satisfied in this particular case. 17

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