Raymond J. Lucia Companies, In v. SEC, No. 15-1345 (D.C. Cir. 2017)

Annotate this Case

This opinion or order relates to an opinion or order originally issued on August 9, 2016.

Download PDF
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT ____________ No. 15-1345 September Term, 2016 SEC-3-15006 Filed On: June 26, 2017 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Petitioners v. Securities and Exchange Commission, Respondent BEFORE: Garland, Chief Judge,* and Henderson, Rogers, Tatel, Brown, Griffith, Kavanaugh, Srinivasan, Millett, Pillard, and Wilkins, Circuit Judges JUDGMENT This cause came on to be heard on the petition for review of an order of the Securities & Exchange Commission and was argued by counsel. On consideration thereof, it is ORDERED and ADJUDGED that the petition for review is denied by an equally divided court. See D.C. Cir. Rule 35(d). Per Curiam FOR THE COURT: Mark J. Langer, Clerk BY: /s/ Deputy Clerk * Chief Judge Garland did not participate in this matter.

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.