Am. Civil Liberties Union of IL v. Alvarez
Justia.com Opinion Summary: An Illinois statute makes it a felony to audio record any part of any conversation unless all parties consent and applies regardless of whether the conversation was intended to be private. The offense is elevated to a class 1 felony, with a possible prison term of 4 to 15 years, if a recorded individual is performing duties as a law-enforcement officer. 720 ILCS 5/14-2(a)(1). Illinois does not prohibit taking silent video of officers performing duties in public. The ACLU has not implemented its planned Chicago police accountability program for fear of prosecution. The district court held that the First Amendment does not protect a right to audio record. The Seventh Circuit reversed and remanded with instructions to enter a preliminary injunction blocking enforcement as applied to recording of the kind at issue. The statute restricts a medium commonly used for communication of information and ideas, triggering First Amendment scrutiny. Any governmental interest in protecting conversational privacy is not implicated when officers are performing duties in public places. Even under the more lenient intermediate standard of scrutiny applicable to content- neutral burdens on speech, this application of the statute "very likely flunks." The law restricts more speech than necessary to protect legitimate privacy interests.
Receive FREE Daily Opinion Summaries by Email
Receive FREE Daily Opinion Summaries by Email
Loading PDF...
In the
United States Court of Appeals
For the Seventh Circuit
No. 11-1286
A MERICAN C IVIL L IBERTIES U NION OF ILLINOIS,
Plaintiff-Appellant,
v.
A NITA A LVAREZ,
Defendant-Appellee.
Appeal from the United States District Court
for the Northern District of Illinois, Eastern Division.
No. 10 C 5235âSuzanne B. Conlon, Judge.
A RGUED S EPTEMBER 13, 2011âD ECIDED M AY 8, 2012
Before P OSNER, S YKES, and H AMILTON, Circuit Judges.
S YKES, Circuit Judge. The Illinois eavesdropping statute
makes it a felony to audio record âall or any part of
any conversationâ unless all parties to the conversation
give their consent. 720 ILL. C OMP. S TAT. 5/14-2(a)(1). The
statute covers any oral communication regardless of
whether the communication was intended to be private.
Id. 5/14-1(d). The offense is normally a class 4 felony but
is elevated to a class 1 felonyâwith a possible prison
2
No. 11-1286
term of four to fifteen yearsâif one of the recorded individuals is performing duties as a law-enforcement officer.
Id. 5/14-4(b). Illinois does not prohibit taking silent video
of police officers performing their duties in public;
turning on a microphone, however, triggers class 1 felony
punishment.
The question here is whether the First Amendment
prevents Illinois prosecutors from enforcing the eavesdropping statute against people who openly record
police officers performing their official duties in public.
More specifically, the American Civil Liberties Union
of Illinois (âACLUâ) challenges the statute as applied to
the organizationâs Chicago-area âpolice accountability
program,â which includes a plan to openly make audiovisual recordings of police officers performing their
duties in public places and speaking at a volume audible
to bystanders. Concerned that its videographers would
be prosecuted under the eavesdropping statute, the
ACLU has not yet implemented the program. Instead,
it filed this preenforcement action against Anita Alvarez,
the Cook County Stateâs Attorney, asking for declaratory
and injunctive relief barring her from enforcing the
statute on these facts. The ACLU moved for a preliminary injunction.
Faced with so obvious a test case, the district court
proceeded with some skepticism. The judge dismissed
the complaint for lack of standing, holding that the
ACLU had not sufficiently alleged a threat of prosecution.
The ACLU tried again, submitting a new complaint
addressing the courtâs concerns. This time, the judge held
No. 11-1286
3
that the ACLU had cured the original defect but had ânot
alleged a cognizable First Amendment injuryâ because
the First Amendment does not protect a âright to audio
record.â The judge denied leave to amend. The ACLU
appealed.
We reverse and remand with instructions to allow
the amended complaint and enter a preliminary injunction blocking enforcement of the eavesdropping statute
as applied to audio recording of the kind alleged here.
The Illinois eavesdropping statute restricts a medium
of expression commonly used for the preservation and
communication of information and ideas, thus triggering First Amendment scrutiny. Illinois has criminalized
the nonconsensual recording of most any oral communication, including recordings of public officials doing the
publicâs business in public and regardless of whether
the recording is open or surreptitious. Defending the
broad sweep of this statute, the Stateâs Attorney relies on
the governmentâs interest in protecting conversational
privacy, but that interest is not implicated when police
officers are performing their duties in public places and
engaging in public communications audible to persons
who witness the events. Even under the more lenient
intermediate standard of scrutiny applicable to contentneutral burdens on speech, this application of the statute
very likely flunks. The Illinois eavesdropping statute
restricts far more speech than necessary to protect legitimate privacy interests; as applied to the facts alleged
here, it likely violates the First Amendmentâs freespeech and free-press guarantees.
4
No. 11-1286
I. Background
A. The Illinois Eavesdropping Law
In 1961 the Illinois General Assembly enacted a law
making it a crime to use âan eavesdropping device to
hear or record all or part of any oral conversation
without the consent of any party thereto.â 1961 Ill. Laws
1983. The statute defines âeavesdropping deviceâ as âany
device capable of being used to hear or record oral conversation.â Id. (codified at 720 ILL. C OMP. S TAT. 5/14-1(a));
see also Celia Guzaldo Gamrath, A Lawyerâs Guide to Eavesdropping in Illinois, 87 ILL. B.J. 362, 363 (1999) (discussing
the history of the Illinois eavesdropping law). The legislature later amended the law to require the consent of âall
of the partiesâ to the conversation. Ill. Pub. Act 79-1159
(1976) (codified at 720 ILL. C OMP. S TAT. 5/14-2(a)(1)).
In People v. Beardsley, 503 N.E.2d 346, 349-50 (Ill. 1986),
the Illinois Supreme Court adopted a narrow interpretation of the eavesdropping statute, declaring that audio
recordings were prohibited only if the circumstances
âentitle [the conversing parties] to believe that the conversation is private and cannot be heard by others
who are acting in a lawful manner.â In other words, recording a conversation was punishable under the eavesdropping statute only if the conversing parties had an
âexpectation of privacy,â though the court remarked
that the expectations of privacy protected under the
statute were not necessarily âcoextensive with those
imposed on governmental action by the fourth amendment.â Id. at 351.
No. 11-1286
5
Eight years later the state supreme court reaffirmed
its Beardsley decision in People v. Herrington, 645 N.E.2d
957 (Ill. 1994). The court held that âthere can be no expectation of privacy by the declarant where the individual recording the conversation is a party to that conversation.â Id. at 958. Chief Justice Bilandic dissented,
arguing that normal privacy expectations include an
assumption that most conversations are not being recorded. Id. at 959-60 (Bilandic, C.J., dissenting). He also
distinguished Beardsley because the parties to the conversation in that case âknew that the defendant had
the tape recorderâ and therefore âgave their implied
consent to the recording of their conversation.â Id. at 960.
The defendant in Herrington, by contrast, recorded a
conversation surreptitiously.
In 1994 the Illinois legislature amended the eavesdropping statute so that it applies to âany oral communication between 2 or more persons regardless of whether
one or more of the parties intended their communication
to be of a private nature under circumstances justifying
that expectation.â Ill. Pub. Act 88-677 (1994) (codified
at 720 ILL. C OMP. S TAT. 5/14-1(d)). This amendment effectively overrode the Beardsley and Herrington decisions.
As later interpreted by the Illinois Supreme Court,
under the amended statute a partyâs consent may be
âinferred from the surrounding circumstances indicating
that the party knowingly agreed to the surveillance.â
People v. Ceja, 789 N.E.2d 1228, 1241 (Ill. 2003). However,
express disapproval defeats any inference of consent.
Plock v. Bd. of Educ. of Freeport Sch. Dist. No. 145, 920
N.E.2d 1087, 1095 (Ill. App. Ct. 2009).
6
No. 11-1286
The eavesdropping statute exempts recordings made
by law-enforcement officers for law-enforcement purposes; officers have substantial discretion to record a
wide variety of police-civilian encounters without the
subjectâs consent. 720 ILL. C OMP. S TAT. 5/14-3(h). These
include any âenforcement stop,â a broadly defined term
that includes âtraffic stops,â âmotorist assists,â âpedestrian
stops,â and ârequests for identification.â Id. Surreptitious
law-enforcement intercepts for investigative purposes
are governed by different subsections of the statute. See
id. 5/14-3(g), (g-5), (g-6). The eavesdropping statute also
contains an exemption for the media, at least in some
circumstances; it exempts any recording made for âbroadcast by radio, television, or otherwiseâ for live or âlater
broadcasts of any function where the public is in attendance and the conversations are overheard incidental
to the main purpose for which such broadcasts are
then being made.â Id. 5/14-3(c).
B. The ACLUâs First Amendment Challenge
The ACLU filed this suit against Alvarez in her
official capacity seeking declaratory and injunctive relief
under 42 U.S.C. § 1983 barring her from enforcing the
eavesdropping statute against audio recording that the
organization plans to carry out in connection with its
âpolice accountability program.â More specifically, the
ACLU intends to implement a âprogram of promoting
police accountability by openly audio recording police
officers without their consent when: (1) the officers are
performing their public duties; (2) the officers are in
No. 11-1286
7
public places; (3) the officers are speaking at a volume
audible to the unassisted human ear; and (4) the manner
of recording is otherwise lawful.â The program will
include, among other things, audiovisual recording
of policing at âexpressive activityâ eventsâprotests
and demonstrationsâin public fora in and around
the Chicago area. The organization also plans to make
audiovisual recordings of policing at âexpressive activitiesâ carried out by its members. The ACLU
intends to publish these recordings online and through
other forms of electronic media.
The ACLU alleged that its planned audiovisual
recording is protected under the First Amendmentâs
speech, press, and petition clauses, but because of a
credible fear of prosecution, it has not followed through
on its program. The complaint asked for a declaratory
judgment holding the eavesdropping statute unconstitutional as applied to the ACLUâs planned recording and
for a corresponding injunction barring the Cook County
Stateâs Attorney from enforcing the statute against the
ACLU or its agents who carry out the recording. The
ACLU also moved for a preliminary injunction.
The Stateâs Attorney moved to dismiss under Rules
12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, arguing that the ACLU lacks standing and failed
to state a claim of a First Amendment violation. The
district court granted the motion on jurisdictional
grounds, holding that the complaint did not adequately
allege a credible fear of prosecution and that the ACLU
therefore lacked standing to sue. The dismissal was
8
No. 11-1286
without prejudice, however, so the ACLU moved to amend
the judgment under Rule 59(e) to allow an amended
complaint under Rules 15(a)(2) and 21. The proposed
amended complaint addressed the standing defect the
court had identified, adding two individual plaintiffsâColleen Connell, the ACLUâs Executive Director,
and Allison Carter, the ACLUâs Senior Field Managerâand more detail about the threat of prosecution.
The ACLU renewed its motion for a preliminary injunction.
The Stateâs Attorney opposed this second round of
motions, and again the district court agreed. The judge
held that although the ACLU had âcured the limited
standing deficienciesâ and now âsufficiently alleg[ed]
a threat of prosecution,â the proposed amended complaint contained a different standing defect. Relying on
Potts v. City of Lafayette, 121 F.3d 1106, 1111 (7th Cir.
1997), the judge held that â[t]he ACLU has not alleged
a cognizable First Amendment injuryâ because the First
Amendment does not protect âa right to audio record.â
The judge also held that the ACLU had no First Amendment injury because the police officers and civilians
who would be recorded were not âwilling speakers.â The
judge viewed the ACLUâs claim as âan unprecedented
expansion of the First Amendmentâ and held that
granting leave to amend would be futile because â[t]he
ACLU has not met its burden of showing standing to
assert a First Amendment right or injury.â The judge
denied the motion to amend and thus declined to
address the request for a preliminary injunction. This
appeal followed.
No. 11-1286
9
II. Discussion
A. Rule 59(e), Rule 15(a), and Preliminary-Injunction
Standards
This case comes to us from an order denying a Rule 59(e)
motion to alter or amend a judgment to allow the filing
of an amended complaint under Rule 15(a)(2). We
review this ruling for an abuse of discretion. Sigsworth v.
City of Aurora, Ill., 487 F.3d 506, 511 (7th Cir. 2007). But â[i]f
the district court reached its conclusion because of its
interpretation of relevant law, . . . then we review that
question of law de novo because a district courtâs application of an erroneous view of the law is by definition
an abuse of discretion.â Sosebee v. Astrue, 494 F.3d 583,
586 (7th Cir. 2007).
The district courtâs decision turned on mistaken understandings about the relevant First Amendment doctrine.
As we will explain, the ACLU and its employees have
standing; they face a credible threat of prosecution
under the eavesdropping statute, and their amended
complaint plainly alleges a First Amendment injury.
Denying leave to amend also had the effect of denying
the ACLUâs request for preliminary injunctive relief.
The ACLU asks that we address that matter here.
âTo win a preliminary injunction, a party must show
that it has (1) no adequate remedy at law and will suffer
irreparable harm if a preliminary injunction is denied
and (2) some likelihood of success on the merits.â Ezell v.
City of Chicago, 651 F.3d 684, 694 (7th Cir. 2011). If the
moving party makes this threshold showing, the court
âweighs the factors against one another, assessing
10
No. 11-1286
whether the balance of harms favors the moving party or
whether the harm to the nonmoving party or the public
is sufficiently weighty that the injunction should be
denied.â Id.
Ordinarily we would remand to allow the district
court to weigh the preliminary-injunction factors in the
first instance. However, in First Amendment cases,
âthe likelihood of success on the merits will often be the
determinative factor.â Joelner v. Village of Washington
Park, Ill., 378 F.3d 613, 620 (7th Cir. 2004). This is because the âloss of First Amendment freedoms, for even
minimal periods of time, unquestionably constitutes
irreparable injury,â Elrod v. Burns, 427 U.S. 347, 373 (1976)
(plurality opinion), and the âquantification of injury is
difficult and damages are therefore not an adequate
remedy,â Flower Cab Co. v. Petitte, 685 F.2d 192, 195
(7th Cir. 1982). Moreover, if the moving party establishes
a likelihood of success on the merits, the balance of
harms normally favors granting preliminary injunctive
relief because the public interest is not harmed by preliminarily enjoining the enforcement of a statute that
is probably unconstitutional. Joelner, 378 F.3d at 620.
Stated differently, âinjunctions protecting First Amendment freedoms are always in the public interest.â 1
1
The Stateâs Attorney argues that a preliminary injunction is
inappropriate here because it would grant the ACLU affirmative relief rather than preserving the status quo. The Supreme
Court has long since foreclosed this argument. See Ashcroft v.
ACLU, 542 U.S. 656, 670-71 (2004) (finding a preenforcement
(continued...)
No. 11-1286
11
Christian Legal Socây v. Walker, 453 F.3d 853, 859 (7th Cir.
2006).
The parties have fully briefed the likelihood of success
on the merits, which raises only a legal question. In
this situation, it makes sense for us to address whether
preliminary injunctive relief is warranted. See Wis. Right
to Life State PAC v. Barland, 664 F.3d 139, 151 (7th Cir.
2011) (on appeal from an abstention order, deciding the
plaintiffâs entitlement to an injunction because it raised
a pure legal question under the First Amendment).
We are confronted, then, with a series of legal questions: (1) has the ACLU established standing to sue;
(2) does the amended complaint state a claim for a First
Amendment violation; and (3) is that claim likely to
succeed? The district court stopped after the first
inquiry, holding that the ACLU does not have standing
to sue because it has no cognizable First Amendment
injury. The Stateâs Attorney urges us to affirm this
standing determination, though on a different rationale.
In the alternative, she maintains that the proposed
1
(...continued)
preliminary injunction appropriate to protect First Amendment
rights because âspeakers may self-censor rather than risk the
perils of trialâ); Doran v. Salem Inn, Inc., 422 U.S. 922, 931 (1975)
(â[P]rior to final judgment there is no established declaratory
remedy comparable to a preliminary injunction; unless preliminary relief is available upon a proper showing, plaintiffs in
some situations may suffer unnecessary and substantial irreparable harm.â).
12
No. 11-1286
amended complaint does not state a claim for an
actionable First Amendment violation. Standing comes
before the merits, of course, In re Aqua Dots Prods. Liab.
Litig., 654 F.3d 748, 750 (7th Cir. 2011), but as weâll see, in
this case there is some overlap, see Bond v. Utreras, 585
F.3d 1061, 1073 (7th Cir. 2009).
B. Standing
Standing is âan essential and unchanging part of the
case-or-controversy requirement of Article III.â Lujan
v. Defenders of Wildlife, 504 U.S. 555, 560 (1992). To
establish standing to sue in federal court,
a plaintiff must show that he is under threat of suffering âinjury in factâ that is concrete and particularized; the threat must be actual and imminent, not
conjectural or hypothetical; it must be fairly
traceable to the challenged action of the defendant;
and it must be likely that a favorable judicial
decision will prevent or redress the injury.
Summers v. Earth Island Inst., 555 U.S. 488, 493 (2009)
(citing Friends of Earth, Inc. v. Laidlaw Envtl. Servs. (TOC),
Inc., 528 U.S. 167, 180-81 (2000)). Our review is de novo.
Pollack v. U.S. Depât of Justice, 577 F.3d 736, 739 (7th Cir.
2009).
It is well established that âpreenforcement challenges . . .
are within Article III.â Brandt v. Village of Winnetka, Ill.,
612 F.3d 647, 649 (7th Cir. 2010). To satisfy the injury-infact requirement in a preenforcement action, the
plaintiff must show âan intention to engage in a course
No. 11-1286
13
of conduct arguably affected with a constitutional
interest, but proscribed by a statute, and [that] there
exists a credible threat of prosecution thereunder.â
Babbitt v. United Farm Workers Natâl Union, 442 U.S. 289,
298 (1979). Stated differently, â[a] person need not risk
arrest before bringing a pre-enforcement challenge
under the First Amendment . . . .â Schirmer v. Nagode, 621
F.3d 581, 586 (7th Cir. 2010) (citing Holder v. Humanitarian
Law Project, 130 S. Ct. 2705, 2717 (2010)); see also Ezell,
651 F.3d at 695. The âexistence of a statute implies
a threat to prosecute, so pre-enforcement challenges
are proper [under Article III], because a probability
of future injury counts as âinjuryâ for the purpose of
standing.â Bauer v. Shepard, 620 F.3d 704, 708 (7th Cir.
2010); see also Majors v. Abell, 317 F.3d 719, 721 (7th Cir.
2003) (A preenforcement plaintiff âneed not show that
the authorities have threatened to prosecute himâ because âthe threat is latent in the existence of the statute.â).
The district court dismissed the first version of the
ACLUâs complaint because it did not sufficiently allege
a credible threat of prosecution under the eavesdropping statute. The proposed amended complaint
added two individual plaintiffsâACLU employees
Connell and Carterâand more details about the threat
of prosecution, including information about recent prosecutions under the eavesdropping statute on like facts.
That was enough to satisfy the district court on this
point; based on the new allegations, the judge found
that â[t]he threat of prosecution is credible and imminent.â
At this point, however, the judge perceived a different
standing defectâone related to the merits of the claim.
14
No. 11-1286
Relying on our decision in Potts, the judge held that the
First Amendment does not protect a âright to audio
recordâ and therefore the ACLU had not alleged a constitutional injury. This was a misreading of Potts.
The issue in Potts was whether a police officer may
refuse entry to an onlooker at a Ku Klux Klan rally because
he wanted to bring a video camera onto the site. 121
F.3d at 1109-12. Past Klan rallies had inspired violence,
so the police in Lafayette, Indiana, where the rally was
to be held, established a rule banning any object that
could be used as a weapon or projectile. John Potts
arrived with a small video recorder and was denied
entry based on the broad âno weaponsâ rule. He defied
a police officerâs order and entered anyway, and was
promptly arrested.
Potts then sued the City of Lafayette and two officers
alleging First and Fourth Amendment violations. We
affirmed the summary judgment in favor of the defendants. Id. at 1114. Addressing the First Amendment claim,
we said that âthere is nothing in the Constitution which
guarantees the right to record a public event.â Id. at 1111
(citing Nixon v. Warner Commcâns, Inc., 435 U.S. 589, 610
(1978) (explaining that the Sixth Amendment does not
require broadcasting trials to the public); United States v.
Kerley, 753 F.2d 617, 620-22 (7th Cir. 1985) (recognizing that
the exclusion of cameras from federal courtrooms is
constitutional)). The district court seized on this single
sentence from Potts and read it for much more than itâs
worth.
Immediately after this sentence is the following
clarifying explanation: âThe right to gather information
No. 11-1286
15
may be limited under certain circumstances. . . . The
proper constitutional measure of the . . . âweaponsâ ban
is whether the restriction constitutes a valid time, place,
or manner regulation.â Id. In other words, as applied
to Potts, Lafayetteâs ban did implicate free-speech
interests under the First Amendment, but it was subject
to review under the âtime, place, or mannerâ standard
applicable to content-neutral regulations. Our opinion
in Potts continues on for several more pages, carefully
applying that standard and upholding the weapons ban.
Id. at 1111-12. If Potts stood for a categorical proposition
that audiovisual recording is wholly unprotected, as
the district court seemed to think, none of this analysis
would have been necessary.
The courtâs second reason for rejecting the amended
complaint was also off the mark. The judge held that
without a âwilling speaker,â the ACLU had no First
Amendment injury. In other words, because the ACLU
does not plan to obtain consent from the officers and
others whose communications will be recorded, there
will be no âwilling speakersâ and the ACLU has no
First Amendment right to receive and record their
speech. By conceptualizing the case in this way, the
judge seems to have assumed that, at most, only derivative speech rights are at stake.
Thatâs an incorrect assumption. The district courtâs
reliance on the âwilling speakerâ principle gets the doctrine right but its application wrong. It is well established
that â[w]hen one person has a right to speak, others
hold a âreciprocal right to receiveâ the speech.â Ind. Right
16
No. 11-1286
to Life, Inc. v. Shepard, 507 F.3d 545, 549 (7th Cir. 2007)
(quoting Va. State Bd. of Pharmacy v. Va. Citizens Consumer
Council, Inc., 425 U.S. 748, 757 (1976)). Itâs also true that
this derivative âright to receiveâ or âright to listenâ
principle âpresupposes a willing speaker.â Va. State Bd. of
Pharmacy, 425 U.S. at 756; see also Shepard, 507 F.3d at
549 (âa precondition of the right to receive . . . is the
existence of a willing speakerâ (internal quotation marks
omitted)); Bond, 585 F.3d at 1077. But this is not a thirdparty âright to receiveâ case. The ACLU does not claim
to be an intended recipient of police (or police-civilian)
communications or to have a reciprocal right to receive
the officersâ speech as a corollary of the officersâ right
to speak.
Any bystander within earshot can hear what police
officers say in public places; âreceiptâ occurs when the
speech is uttered in public and at a volume that others
can hear. In other words, the officersâ speech is âreceivedâ
at the moment it is heard; the eavesdropping statute
obviously does not prohibit this. The ACLUâs challenge
to the statute implicates a different set of First Amendment principles. The âright to receiveâ strand of First
Amendment doctrineâwith its âwilling speakerâ preconditionâhas no bearing on the ACLUâs standing.
The Stateâs Attorney does not argue otherwise. Instead,
she returns to the original standing problem that the
district court identified. Alvarez maintains, as she did in
the district court, that the ACLU has not alleged a
credible threat of prosecution. We disagree. The eavesdropping statute plainly prohibits the ACLUâs proposed
No. 11-1286
17
audio recording; Alvarez acknowledges as much. The
recording will be directed at police officers, obviously
increasing the likelihood of arrest and prosecution. The
statute has not fallen into disuse. To the contrary,
the ACLU has identified many recent prosecutions
against individuals who recorded encounters with onduty police officers; three of these were filed by
Alvarezâs office.2 Finally, Alvarez has not foresworn the
possibility of prosecuting the ACLU or its employees
and agents if they audio record police officers without
consent. See Commodity Trend Serv., Inc. v. Commodity
Futures Trading Commân, 149 F.3d 679, 687 (7th Cir. 1998)
2
The Cook County prosecutions are People v. Drew, No. 10-cr-46
(Cook Cnty., Ill., Cir. Ct.), People v. Moore, No. 10-cr-15709 (Cook
Cnty., Ill., Cir. Ct.), and People v. Tate, No. 11-cr-9515
(Cook Cnty., Ill., Cir. Ct.). We note that the presiding judge
in People v. Drew recently held that the eavesdropping statute
violates substantive due process and dismissed the case.
People v. Drew, No. 10-cr-46 (Cook Cnty., Ill., Cir. Ct. Mar. 7,
2012). The ACLU identified the following additional prosecutions under the eavesdropping statute for civilian audio
recording of law-enforcement officers: People v. Thompson,
No. 04-cf-1609 (6th Cir., Champaign Cnty., Ill.); People v. Wight,
No. 05-cf-2454 (17th Cir., Winnebago Cnty., Ill.); People v.
Babarskas, No. 06-cf-537 (12th Cir., Will Cnty., Ill.); People v.
Allison, No. 09-cf-50 (2d Cir., Crawford Cnty., Ill.); People v.
Parteet, No. 10-cf-49 (16th Cir., DeKalb Cnty., Ill.); People v.
Biddle, No. 10-cf-421 (16th Cir., Kane Cnty., Ill.); People v.
Fitzpatrick, No. 10-cf-397 (5th Cir., Vermillion Cnty., Ill.); People
v. Lee, No. 08-cf-1791 (12th Cir., Will Cnty., Ill.); and People v.
Gordon, No. 10-cf-341 (11th Cir., Livingston Cnty., Ill.).
18
No. 11-1286
(âThe Supreme Court has instructed us that a threat
of prosecution is credible when a plaintiffâs intended
conduct runs afoul of a criminal statute and the Government fails to indicate affirmatively that it will not
enforce the statute.â (citing Virginia v. Am. Booksellers
Assân, Inc., 484 U.S. 383, 393 (1988))). These allegations are easily sufficient to establish a credible threat of
prosecution.
Alvarezâs arguments to the contrary are unavailing.
She insists that the ACLUâs program is âadvocacy
under the guise of First Amendment infringementâ
without any possibility of a âpersonal and concrete
injury.â We confess we do not understand the point.
The ACLUâs status as an advocacy organization hardly
defeats its standing. The organization intends to use
its employees and agents to audio record on-duty
police officers in public places. The ACLU claims a First
Amendment right to undertake this recording, but the
eavesdropping statute prohibits it from doing so. The
ACLU itself, and certainly its employees and agents
(Connell, Carter, and others), will face prosecution for
violating the statute. See 720 ILL. C OMP. S TAT. 5/14-1(b), (c)
(defining âeavesdropperâ and the liability of an eavesdropperâs âprincipalâ); see more generally id. 5/5-4(a)(2)
(providing for corporate liability if the âoffense is authorized, requested, commanded, or performed, by the
board of directors or by a high managerial agent who
is acting within the scope of his or her employment in
behalf of the corporationâ). Nothing more is needed
for preenforcement standing.
No. 11-1286
19
The Stateâs Attorney maintains that the injury alleged
here is âmerely conjectural or hypotheticalâ because
the threat of prosecution will only occur âat some indefinite future timeâ and âthe identities of the parties to the
conversations that [the] ACLU and its members want to
audio record is wholly unknown.â This argument is a
nonstarter. It is well established that in preenforcement
suits â[i]njury need not be certain.â Brandt, 612 F.3d at
649. This is not a case in which the threat of prosecution
hinges on a highly attenuated claim of speculative
future events or unknowable details about the manner
in which the statutory violation will be committed or
enforced. Cf., e.g., City of Los Angeles v. Lyons, 461 U.S. 95,
105-06 (1983) (future injury depended on plaintiff
violating an unchallenged law and provoking constitutional violations based on the manner of police enforcement); Schirmer, 621 F.3d at 587 (challenged law could
not âfairly be read to prohibitâ plaintiffsâ actions).
Itâs true that the ACLU does not know precisely when
it or its employees would face prosecution or which
officers would be involved. Preenforcement suits always
involve a degree of uncertainty about future events.
See Brandt, 612 F.3d at 649 (âAny pre-enforcement suit
entails some element of chance . . . .â). So long as that
uncertainty does not undermine the credible threat of
prosecution or the ability of the court to evaluate the
merits of the plaintiffâs claim in a preenforcement
posture, there is no reason to doubt standing. Here,
absent officer consent, the eavesdropping statute flatly
prohibits the ACLUâs planned recording, exposing the
organization and its employees to arrest and criminal
20
No. 11-1286
punishment. The Stateâs Attorney has recently prosecuted similar violations and intends to continue doing
so. Thatâs enough to establish a credible threat of prosecution.3
Finally, the Stateâs Attorney argues that principles
of Younger abstention affect the standing inquiry, or
alternatively, that Younger abstention applies. See Younger
3
Although the Stateâs Attorney does not raise it, a possible
ground for doubting standing might be that openly made
recordings could fall within the implied-consent doctrine. See
People v. Ceja, 789 N.E.2d 1228, 1241 (Ill. 2003) (Consent may be
âinferred from the surrounding circumstances,â including
facts showing that âa party knows of . . . encroachments on
the routine expectation that conversations are private.â).
Implied consent is a factual issue for trial in a prosecution
under the eavesdropping statute. That the ACLU and its
employees may face prosecution is injury enough for
preenforcement standing, even though they might be able to
defend based on implied consent. Moreover, the impliedconsent doctrine, and more particularly its potential application in particular cases, is sufficiently ambiguous for the
ACLU to have a credible fear of criminal liability. See, e.g.,
Williams v. Poulos, 11 F.3d 271, 281 (1st Cir. 1993) (âImplied
consent is not . . . constructive consent. Rather, implied consent
is consent in fact which is inferred from surrounding circumstances indicating that the party knowingly agreed to the surveillance.â (citations and internal quotation marks omitted));
see also Schirmer v. Nagode, 621 F.3d 581, 586 (7th Cir. 2010)
(â[W]hen an ambiguous statute arguably prohibits certain
protected speech, a reasonable fear of prosecution can
provide standing for a First Amendment challenge.â).
No. 11-1286
21
v. Harris, 401 U.S. 37 (1971). âYounger abstention is appropriate only when there is an action in state court
against the federal plaintiff and the state is seeking to
enforce the contested law in that proceeding.â Forty One
News, Inc. v. County of Lake, 491 F.3d 662, 665 (7th Cir. 2007).
We have suggested in dicta that if a state prosecution
âreally were imminent, then a federal court might well
abstain on comity grounds.â 520 S. Mich. Ave. Assocs., Ltd.
v. Devine, 433 F.3d 961, 963 (7th Cir. 2006). The Stateâs
Attorney maintains that because standing requires an
imminent injury, Younger abstention must apply. By
this logic, Younger precludes all federal preenforcement
challenges to state laws. Thatâs obviously not right. The
Stateâs Attorneyâs argument misunderstands the basis
of preenforcement standing, which âdepends on the
probability of harm, not its temporal proximity.â Id. at
962. Younger abstention does not apply and does not
affect the standing inquiry. See Hoover v. Wagner, 47 F.3d
845, 848 (7th Cir. 1995).
C. The First Amendment Claim
On the merits the Stateâs Attorney has staked out an
extreme position. She contends that openly recording
what police officers say while performing their duties in
traditional public foraâstreets, sidewalks, plazas, and
parksâis wholly unprotected by the First Amendment.
This is an extraordinary argument, and it rests in large
part on the same misreading of Potts and misapplication
of the âwilling speakerâ principle that infected the
district courtâs standing determination. We have already
22
No. 11-1286
corrected these misunderstandings and need not repeat that analysis here.
For its part the ACLU contends that the eavesdropping
statute, as applied to the facts alleged here, is subject
to strict scrutiny. Whether strict scrutiny or some more
forgiving standard of judicial review applies depends
on what kind of First Amendment interest is at stake
and how the eavesdropping statute affects that interest.
1.
The Eavesdropping Statute Burdens Individual
Speech and Press Rights
Unlike the federal wiretapping statute and the eavesdropping laws of most other states,4 the gravamen of
the Illinois eavesdropping offense is not the secret interception or surreptitious recording of a private communication. Instead, the statute sweeps much more broadly,
banning all audio recording of any oral communication
absent consent of the parties regardless of whether the
communication is or was intended to be private. The
4
As best we can tell, the Illinois statute is the broadest of its
kind; no other wiretapping or eavesdropping statute prohibits
the open recording of police officers lacking any expectation
of privacy. See 18 U.S.C. § 2510(2); Jesse Harlan Alderman,
Police Privacy in the iPhone Era?, 9 F IRST A MEND . L. R EV . 487, 53345 (2011) (collecting state statutes); cf. O R . R EV . S TAT .
§ 165.540(1)(c), (6)(a) (exempting âunconcealedâ recordings
at public events but otherwise requiring that âall participants
in the conversation are specifically informed that their conversation is being obtainedâ).
No. 11-1286
23
expansive reach of this statute is hard to reconcile with
basic speech and press freedoms. For reasons we will
explain, the First Amendment limits the extent to
which Illinois may restrict audio and audiovisual
recording of utterances that occur in public.5
Audio and audiovisual recording are media of expression commonly used for the preservation and dissemination of information and ideas and thus are âincluded
within the free speech and free press guaranty of the
First and Fourteenth Amendments.â Burstyn v. Wilson,
343 U.S. 495, 502 (1952) (holding that movies are a protected form of speech). Laws that restrict the use of expressive media have obvious effects on speech and
press rights; the Supreme Court has âvoiced
particular concern with laws that foreclose an entire
medium of expression.â City of Ladue v. Gilleo, 512 U.S.
43, 55 (1994) (collecting cases); see also Reno v. ACLU,
521 U.S. 844, 869-70 (1997) (recognizing that the internet
is a âdynamic, multifaceted category of communicationâ
and that there is âno basis for qualifying the level of
First Amendment scrutiny that should be applied to
this mediumâ).
The act of making an audio or audiovisual recording
is necessarily included within the First Amendmentâs
5
The First Amendment provides that âCongress shall make
no law . . . abridging the freedom of speech, or of the press,â
U.S. C ONST . amend. I, and applies to the States through
Section 1 of the Fourteenth Amendment, U.S. C ONST . amend.
XIV, § 1. See Near v. Minnesota ex rel. Olson, 283 U.S. 697,
707 (1931).
24
No. 11-1286
guarantee of speech and press rights as a corollary of
the right to disseminate the resulting recording. The
right to publish or broadcast an audio or audiovisual
recording would be insecure, or largely ineffective, if the
antecedent act of making the recording is wholly unprotected, as the Stateâs Attorney insists. By way of a
simple analogy, banning photography or note-taking at
a public event would raise serious First Amendment
concerns; a law of that sort would obviously affect the
right to publish the resulting photograph or disseminate
a report derived from the notes. The same is true of a
ban on audio and audiovisual recording.
This is a straightforward application of the principle
that â[l]aws enacted to control or suppress speech
may operate at different points in the speech process.â
Citizens United v. FEC, 130 S. Ct. 876, 896 (2010). The
Illinois eavesdropping statute regulates the use of a
medium of expression; the Supreme Court has recognized
that âregulation of a medium [of expression] inevitably
affects communication itself.â City of Ladue, 512 U.S. at
48 (invalidating an ordinance banning residential signs).
Put differently, the eavesdropping statute operates at
the front end of the speech process by restricting the use
of a common, indeed ubiquitous, instrument of communication. Restricting the use of an audio or audiovisual
recording device suppresses speech just as effectively
as restricting the dissemination of the resulting recording.
As our colleagues in the Ninth Circuit have observed,
there is no fixed First Amendment line between the act
of creating speech and the speech itself:
No. 11-1286
25
Although writing and painting can be reduced to
their constituent acts, and thus described as
conduct, we have not attempted to disconnect the
end product from the act of creation. Thus, we have
not drawn a hard line between the essays John
Peter Zenger published and the act of setting the type.
Cf. Minneapolis Star & Tribune Co. v. Minn. Commâr of
Revenue, 460 U.S. 575, 582 (1983) (holding that a tax
on ink and paper âburdens rights protected by the
First Amendmentâ). The process of expression
through a medium has never been thought so
distinct from the expression itself that we could
disaggregate Picasso from his brushes and canvas, or
that we could value Beethoven without the benefit
of strings and woodwinds. In other words, we have
never seriously questioned that the processes of
writing words down on paper, painting a picture,
and playing an instrument are purely expressive
activities entitled to full First Amendment protection.
Anderson v. City of Hermosa Beach, 621 F.3d 1051, 1061-62
(9th Cir. 2010).
This observation holds true when the expressive
medium is mechanical rather than manual. For instance,
â[i]f the state were to prohibit the use of projectors
without a license, First Amendment coverage would
undoubtedly be triggered. This is not because projectors
constitute speech acts, but because they are integral to
the forms of interaction that comprise the genre of the
cinema.â Robert Post, Encryption Source Code and the
First Amendment, 15 B ERKELEY T ECH. L.J. 713, 717 (2000).
26
No. 11-1286
The Supreme Courtâs campaign-finance cases illustrate
how laws of this sort trigger First Amendment scrutiny.
The Court held long ago that campaign-finance regulations implicate core First Amendment interests because raising and spending money facilitates the resulting
political speech. See Buckley v. Valeo, 424 U.S. 1, 19 (1976)
(per curiam) (restricting money spent on political communications ânecessarily reduces the quantity of expression
by restricting the number of issues discussed, the depth
of their exploration, and the size of the audience
reachedâ); see also Citizens United, 130 S. Ct. at 898 (invalidating the federal ban on corporate and union spending
for political speech because the government may not
ârepress speech by silencing certain voices at any of
the various points in the speech processâ); McConnell v.
FEC, 540 U.S. 93, 252 (2003) (Scalia, J., concurring in part
and dissenting in part) (âThe right to speak would be
largely ineffective if it did not include the right to
engage in financial transactions that are the incidents of
its exercise.â); Nixon v. Shrink Mo. Govât PAC, 528 U.S.
377, 400 (2000) (Breyer, J., concurring) (â[A] decision to
contribute money to a campaign is a matter of First
Amendment concernânot because money is speech (it is
not); but because it enables speech.â).
So too with laws that restrict audio recording. Audio
and audiovisual recording are communication technologies, and as such, they enable speech. Criminalizing all
nonconsensual audio recording necessarily limits the
information that might later be published or broadcastâwhether to the general public or to a single family
member or friendâand thus burdens First Amend-
No. 11-1286
27
ment rights. If, as the Stateâs Attorney would have it,
the eavesdropping statute does not implicate the First
Amendment at all, the State could effectively control
or suppress speech by the simple expedient of restricting
an early step in the speech process rather than the
end result. We have no trouble rejecting that premise.
Audio recording is entitled to First Amendment
protection.6
And here, the First Amendment interests are quite
strong. On the factual premises of this case, the eavesdropping statute prohibits nonconsensual audio recording of public officials performing their official
duties in public. â â[T]here is practically universal agreement that a major purpose ofâ the First Amendment
âwas to protect the free discussion of governmental affairsâ . . . .â Ariz. Free Enter. Clubâs Freedom Fund PAC
v. Bennett, 131 S. Ct. 2806, 2828 (2011) (quoting Buckley,
424 U.S. at 14). This agreement â âreflects our profound
national commitment to the principle that debate on
public issues should be uninhibited, robust, and wide-
6
For more on how the First Amendment protects the use of
communications technology, see Eugene Volokh, Freedom for
the Press as an Industry, or for the Press as a Technology? From
the Framing to Today, 160 U. P A . L. R EV . 459 (2012); Seth F.
Kreimer, Pervasive Image Capture and the First Amendment:
Memory, Discourse, and the Right to Record, 159 U. P A . L. R EV . 335
(2011); Diane Leenheer Zimmerman, I Spy: The Newsgatherer
Under Cover, 33 U. R ICH . L. R EV . 1185 (2000); Rodney A. Smolla,
Privacy and the First Amendment Right to Gather News, 67
G EO . W ASH . L. R EV . 1097 (1999).
28
No. 11-1286
open.â â Id. at 2828-29 (quoting Buckley, 424 U.S. at 14,
quoting New York Times v. Sullivan, 373 U.S. 254, 270
(1964)). Moreover, âthe First Amendment goes beyond protection of the press and self-expression of individuals to prohibit government from limiting the
stock of information from which members of the public
may draw.â First Natâl Bank of Bos. v. Bellotti, 435 U.S.
765, 783 (1977). The freedom of speech and press â âembraces at the least the liberty to discuss publicly and
truthfully all matters of public concern without previous
restraint or fear of subsequent punishment.â â Id. at 767
(quoting Thornhill v. Alabama, 310 U.S. 88, 101-02 (1940)).
In this regard, the ACLUâs challenge to the eavesdropping statute also draws on the principle that the First
Amendment provides at least some degree of protection
for gathering news and information, particularly news
and information about the affairs of government. See
Branzburg v. Hayes, 408 U.S. 665, 681 (1972). In Branzburg
a news reporter claimed a First Amendment privilege to
refuse to testify before a grand jury about his confidential
sources. Id. at 667. The reporter argued that without an
implied testimonial privilege, the right âof the press
to collect and disseminate newsâ would be undermined.
Id. at 698.
The Court rejected this claim, but before doing so it
made the following general observation:
The heart of the claim is that the burden on news
gathering resulting from compelling reporters to
disclose confidential information outweighs any
public interest in obtaining the information [by grandjury subpoena].
No. 11-1286
29
We do not question the significance of free speech,
press, or assembly to the countryâs welfare. Nor is it
suggested that news gathering does not qualify
for First Amendment protection; without some protection for seeking out the news, freedom of the
press could be eviscerated.
Id. at 681. The Court declined to fashion a special journalistsâ privilege for essentially two reasons. First, the Court
relied on the general principle that âthe First Amendment does not invalidate every incidental burdening of
the press that may result from the enforcement of civil
or criminal statutes of general applicability.â Id. at 682.
By this the Court meant that âotherwise valid laws
serving substantial public interests may be enforced
against the press as against others, despite the possible
burden that may be imposed.â Id. at 682-83 (emphasis
added). Stated differently, the institutional press â âhas
no special immunity from the application of general
laws.â â Id. at 683 (quoting Associated Press v. NLRB,
301 U.S. 103, 132-33 (1937)). Second, the Court held that
the public interest in detecting, punishing, and deterring
crime was much stronger than the marginal increase in
the flow of news about crime that a journalistâs testimonial privilege might provide. See id. at 700-01.
We will return to the point about generally applicable
laws in a moment. For now, it is enough to note that the
Court did not use that principle to reject the reporterâs
claim out of hand. Instead, the Court evaluated the
Stateâs demand for the reporterâs testimony against the
First Amendment interests at stake and held that the
30
No. 11-1286
publicâs interest in obtaining â âevery manâs evidenceâ â
justified the incidental burden on First Amendment
rights. Id. at 687 (quoting United States v. Bryan, 339
U.S. 323, 331 (1950)). The Court specifically reserved
the question whether in a particular case, a subpoena for
a reporterâs testimony might be a pretext for â[o]fficial
harassment of the press,â a circumstance that âwould
pose wholly different issues for resolution under the
First Amendment.â Id. at 707.
The Supreme Court has not elaborated much on its
abstract observation in Branzburg that ânews gathering
is not without its First Amendment protections.â 7 Id. The
7
One exception appears to be the Courtâs caselaw recognizing
a limited constitutional âright of accessâ to certain governmental
proceedings. Based in part on the principle that the First
Amendment protects a right to gather information about the
government, the Court has recognized a qualified right of
the press and public to attend certain governmental proceedings, at least where the proceeding âhistorically has been open
to the press and general public,â and public access âplays
a particularly significant roleâ in the functioning of the proceeding in question and âthe government as a whole.â Globe
Newspaper Co. v. Super. Ct. for the Cnty. of Norfolk, 457 U.S.
596, 605-06 (1982) (holding that a statute mandating closure
of criminal trial during testimony of minor sexual-assault
victim fails strict scrutiny); see also Press-Enterprise Co. v.
Superior Court, 478 U.S. 1, 8-9 (1986) (recognizing a qualified
First Amendment right of the press and public to attend
preliminary hearings); Richmond Newspapers, Inc. v. Virginia,
448 U.S. 555, 576-77 (1980) (plurality opinion) (holding that
(continued...)
No. 11-1286
31
Branzburg opinion itself suggests some caution in
relying too heavily on the Courtâs discussion of a First
Amendment right to gather news and information. See
id. at 703-04 (noting that an expansive judicially administered right to gather information would âpresent
practical and conceptual difficulties of a high orderâ and
âembark the judiciary on a long and difficult journeyâ
with an âuncertain destinationâ). Still, the Courtâs observation that speech and press freedom includes, by implication, âsome protectionâ for gathering information about
the affairs of government is consistent with the historical
understanding of the First Amendment.
To the founding generation, the liberties of speech
and press were intimately connected with popular sovereignty and the right of the people to see, examine, and
7
(...continued)
the First Amendment protects the right of the press and public
to attend criminal trials); In re Contâl Litig., 732 F.2d 1302,
1308 (7th Cir. 1984) (recognizing a right to attend civil trials);
N.Y. Civil Liberties Union v. N.Y.C. Transit Auth., 652 F.3d 247,
260-61 (2d Cir. 2011) (recognizing a right to attend transitauthority meetings); Whiteland Woods, L.P. v. Township of
West Whiteland, 193 F.3d 177, 181 (3d Cir. 1999) (recognizing a
right to attend planning-commission meetings).
This is not, strictly speaking, a claim about the qualified
First Amendment right of access to governmental proceedings.
Access is assumed here; the ACLU claims a right to audio
record events and communications that take place in traditional public fora like streets, sidewalks, plazas, parks, and
other open public spaces.
32
No. 11-1286
be informed of their government. For example, in one of
the most famous eighteenth-century essays on the
freedom of speech, 8 Whig commentator Thomas
Gordon explained:
âThat Men ought to speak well of their Governours
is true, while their Governours deserve to be well
spoken of; but to do publick Mischief, without hearing
of it, is only the Prerogative and Felicity of Tyranny:
A free People will be shewing that they are so, by
their Freedom of Speech.
The Administration of Government, is nothing
else but the Attendance of the Trustees of the People
upon the Interest and Affairs of the People: And as it
is the Part and Business of the People, for whose
Sake alone all publick Matters are, or ought to be
transacted, to see whether they be well or ill transacted; so it is the Interest, and ought to be the Ambition, of all honest Magistrates, to have their Deeds
openly examined, and publickly scannâd.â
8
See, e.g., B ERNARD B AILYN , T HE I DEOLOGICAL O RIGINS OF THE
A MERICAN R EVOLUTION 36 (1967) (observing that Catoâs Letters,
which included Gordonâs essay on the freedom of speech,
were ârepublished entire or in part again and again . . . and
referred to repeatedly in the pamphlet literature, . . . rank[ing]
with the treatises of Locke as the most authoritative statement of the nature of political liberty and above Locke as an
exposition of the social sources of the threats it facedâ); Donald
S. Lutz, The Relative Influence of European Writers on Late
Eighteenth-Century American Political Thought, 78 A M . P OL .
S CI. R EV . 189, 194 (1984).
No. 11-1286
33
Silence Dogood No. 8, T HE N EW-E NGLAND C OURANT
(Boston), July 9, 1722, reprinted in 1 T HE P APERS OF
B ENJAMIN F RANKLIN 28 (Leonard W. Labaree et al. eds.,
1959) (quoting Catoâs Letter No. 15). Other colonial writers
âstressed the necessity and right of the people to be
informed of their governorsâ conduct so as to shape their
own judgments on âPublick Mattersâ and be qualified to
choose their representatives.â L EONARD W. L EVY, E MERGENCE OF A F REE P RESS 134 (2004). The Virginia General
Assembly objected to the infamous Sedition Act of 1798
in part âbecause it is levelled against that right of freely
examining public characters and measures, and of free communication among the people thereon.â Virginia Resolutions of 1798, reprinted in 17 T HE P APERS OF JAMES
M ADISON 189-90 (David B. Mattern et al. eds., 1991)
(emphasis added). In a subsequent report, James Madison
explained that the Sedition Act had ârepressed that
information and communication among the people, which
is indispensable to the just exercise of their electoral
rights.â Virginia Report of 1800, reprinted in 17 T HE
P APERS OF JAMES M ADISON 343 (emphasis added).
This understanding prevailed at the time the Fourteenth Amendment was ratified. In his famous 1868
treatise on constitutional law, Thomas Cooley explained
that a foremost purpose of the Constitutionâs guarantee
of speech and press liberty is
to secure the[] right to a free discussion of public
events and public measures, and to enable every
citizen at any time to bring the government and any
person in authority to the bar of public opinion by any
34
No. 11-1286
just criticism upon their conduct in the exercise of the
authority which the people have conferred upon them.
To guard against repressive measures by the several
departments of government, by means of which
persons in power might secure themselves and
their favorites from just scrutiny and condemnation,
was the general purpose . . . . The evils to be
guarded against were not the censorship of the press
merely, but any action of the government by means
of which it might prevent such free and general discussion of public matters as seems absolutely
essential to prepare the people for an intelligent
exercise of their rights as citizens.
T HOMAS M. C OOLEY, A T REATISE ON THE C ONSTITUTIONAL
L IMITATIONS 421-22 (1868) (emphasis added); see also
Eugene Volokh, Freedom for the Press as an Industry, or for
the Press as a Technology? From the Framing to Today, 160
U. P A. L. R EV. 459 (2012) (collecting sources from the
framing to the modern era); see generally A KHIL R EED
A MAR, T HE B ILL OF R IGHTS 20-26, 231-45 (1996) (explaining
the structural role of speech and press rights based on
founding-era and Reconstruction history).
In short, the eavesdropping statute restricts a medium
of expressionâthe use of a common instrument of communicationâand thus an integral step in the speech
process. As applied here, it interferes with the gathering
and dissemination of information about government
officials performing their duties in public. Any way
you look at it, the eavesdropping statute burdens
speech and press rights and is subject to heightened First
Amendment scrutiny.
No. 11-1286
35
The First Circuit agrees. In Glik v. Cunniffe, 655 F.3d
78, 79-81 (1st Cir. 2011), the court considered a claim
of qualified immunity in a damages suit brought by a
bystander who was arrested for using his cell phone
to record police officers making an arrest on the
Boston Common. The bystander alleged that the officers
violated his rights under the First Amendment; the
First Circuit rejected the officersâ defense of qualified
immunity. Id. The court framed the issue this way:
â[I]s there is a constitutionally protected right to
videotape police carrying out their duties in public?â Id.
at 82. The court held that â[b]asic First Amendment
principles, along with case law from this and other
circuits, answer that question unambiguously in the
affirmative.â 9 Id. The court went on to conclude that
the right to record the police was clearly established,
resting its conclusion primarily on the Supreme Courtâs
observations about the right to gather and disseminate
information about government: âGathering information
about government officials in a form that can readily
be disseminated to others serves a cardinal First Amendment interest in protecting and promoting âthe free discussion of governmental affairs.â â Id. (quoting Mills
v. Alabama, 384 U.S. 214, 218 (1966)).1 0
9
The claimant in Glik recorded the arrest because he thought
the police were using excessive force. But the courtâs First
Amendment ruling was not limited to âdefensiveâ recording
to preserve evidence of wrongdoing, as our dissenting colleague suggests. Dissent at 54.
10
On the other hand, the Third Circuit resolved a similar
(continued...)
36
No. 11-1286
Before moving on, a few words about challenges to
generally applicable laws. As we have noted, the
Supreme Courtâs decision in Branzburg rested in part on
the principle that a generally applicable law will not
violate the First Amendment simply because its application has an incidental effect on speech or the press. 408
10
(...continued)
qualified-immunity question differently in Kelly v. Borough of
Carlisle, 622 F.3d 248 (3d Cir. 2010), which involved a First
Amendment claim by a plaintiff who was arrested under the
Pennsylvania wiretapping statute for recording a police
officer during a traffic stop. Although the Third Circuit found
some support for a First Amendment right to record police
officers performing their duties in public in some situations,
id. at 260-62, the court held that âthere [i]s insufficient case
law establishing a right to videotape police officers during
a traffic stop to put a reasonably competent officer on âfair
noticeâ that seizing a camera or arresting an individual for
videotaping police during the stop would violate the First
Amendment,â id. at 262.
The First Circuitâs decision in Glik aligns with authority
from the Eleventh Circuit and with the weight of districtcourt decisions. See Smith v. City of Cumming, 212 F.3d 1332, 1333
(11th Cir. 2000) (summarily recognizing âa First Amendment
right, subject to reasonable time, manner and place restrictions,
to photograph or videotape police conductâ); see also Seth
F. Kreimer, Pervasive Image Capture and the First Amendment:
Memory, Discourse, and the Right to Record, 159 U. P A . L. R EV .
335, 368 n.113 (2011) (collecting district-court cases).
This case does not, of course, raise a question of qualified
immunity; we do not need to take sides in the circuit split
in order to decide this case.
No. 11-1286
37
U.S. at 682; see also Cohen v. Cowles Media Co., 501 U.S.
663, 669 (1991) (â[G]enerally applicable laws do not
offend the First Amendment simply because their enforcement . . . has incidental effects on [the] ability to gather
and report the news.â); Arcara v. Cloud Books, Inc., 478
U.S. 697, 707 (1986) (â[T]he First Amendment is not
implicated by the enforcement of a public health regulation of general application against the physical premises
in which respondents happen to sell books.â).
Itâs important to note that the legal sanction at issue
in Branzburgâenforcement of a grand-jury subpoenaâwas not aimed at the exercise of speech or press
rights as such. Likewise Cohen involved a claim by two
newspapers for a special First Amendment immunity
from damages liability for breach of a promise to keep
a sourceâs identity confidential. As in Branzburg, the
Court rejected the claim of special press immunity and
upheld the damages award against the newspapers. The
Court observed that the doctrine of promissory estoppel
is generally applicable and the âenforcement of such
general laws against the press is not subject to stricter
scrutiny than would be applied to enforcement against
other persons or organizations.â Cohen, 501 U.S. at 670.
Branzburg and Cohen thus stand for the unremarkable
proposition that the press does not enjoy a special constitutional exemption from generally applicable laws.
Similarly, in Arcara the Court upheld a court order
shutting down an adult bookstore pursuant to a state
nuisance statute authorizing the closure of premises
where prostitution is ongoing. The Court held that
38
No. 11-1286
âthe First Amendment is not implicated by the enforcement of a public health regulation of general application
against the physical premises in which respondents
happen to sell books.â 478 U.S. at 707. The Court noted,
however, that it would be a different case if âthe
ânonspeechâ which drew sanction was intimately related
to expressive conduct protected under the First Amendment.â Id. at 706 n.3. Instead, the ânonspeechâ that
was subject to general public-health regulation in
Arcaraâoperating an establishment where prostitution
is carried onââbears absolutely no connection to any
expressive activity,â notwithstanding that the establishment is also a bookstore. Id. at 707 n.3.
On the other hand, in Barnes v. Glen Theatre, Inc., 501
U.S. 560 (1991), the Court applied First Amendment
scrutiny to Indianaâs public-indecency
