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2011 US Code
Title 15 - Commerce and Trade
Chapter 2A - SECURITIES AND TRUST INDENTURES (§§ 77a - 77bbbb)
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Publication Title | United States Code, 2006 Edition, Supplement 5, Title 15 - COMMERCE AND TRADE |
Category | Bills and Statutes |
Collection | United States Code |
SuDoc Class Number | Y 1.2/5: |
Contained Within | Title 15 - COMMERCE AND TRADE CHAPTER 2A - SECURITIES AND TRUST INDENTURES |
Contains | sections 77a to 77bbbb |
Date | 2011 |
Laws in Effect as of Date | January 3, 2012 |
Positive Law | No |
Disposition | standard |
- Table Of Contents
- Subchapter I - DOMESTIC SECURITIES (§§ 77a - 77aa)
- Section 77a - Short title
- Section 77b - Definitions; promotion of efficiency, competition, and capital formation
- Section 77b-1 - Swap agreements
- Section 77c - Classes of securities under this subchapter
- Section 77d - Exempted transactions
- Section 77e - Prohibitions relating to interstate commerce and the mails
- Section 77f - Registration of securities
- Section 77g - Information required in registration statement
- Section 77h - Taking effect of registration statements and amendments thereto
- Section 77h-1 - Cease-and-desist proceedings
- Section 77i - Court review of orders
- Section 77j - Information required in prospectus
- Section 77k - Civil liabilities on account of false registration statement
- Section 77l - Civil liabilities arising in connection with prospectuses and communications
- Section 77m - Limitation of actions
- Section 77n - Contrary stipulations void
- Section 77o - Liability of controlling persons
- Section 77p - Additional remedies; limitation on remedies
- Section 77q - Fraudulent interstate transactions
- Section 77r - Exemption from State regulation of securities offerings
- Section 77r-1 - Preemption of State law
- Section 77s - Special powers of Commission
- Section 77t - Injunctions and prosecution of offenses
- Section 77u - Hearings by Commission
- Section 77v - Jurisdiction of offenses and suits
- Section 77w - Unlawful representations
- Section 77x - Penalties
- Section 77y - Jurisdiction of other Government agencies over securities
- Section 77z - Separability
- Section 77z-1 - Private securities litigation
- Section 77z-2 - Application of safe harbor for forward-looking statements
- Section 77z-2a - Conflicts of interest relating to certain securitizations
- Section 77z-3 - General exemptive authority
- Section 77aa - Schedule of information required in registration statement
- Subchapter II - FOREIGN SECURITIES (§§ 77bb - 77mm)
- Section 77bb - Corporation of Foreign Security Holders”; creation; principal office; branch offices
- Section 77cc - Directors of Corporation; appointment, term of office, and removal
- Section 77dd - Powers and duties of Corporation, generally
- Section 77ee - Directors of Corporation, powers and duties generally
- Section 77ff - Accounts and annual balance sheet of Corporation; audits
- Section 77gg - Annual report by Corporation; printing and distribution
- Section 77hh - Assessments by Corporation on holders of foreign securities
- Section 77ii - Subscriptions accepted by Corporation as loans; repayment
- Section 77jj - Loans to Corporation from Reconstruction Finance Corporation authorized
- Section 77kk - Representations by Corporation as acting for Department of State or United States forbidden...
- Section 77ll - Effective date of subchapter
- Section 77mm - Short title
- Subchapter III - TRUST INDENTURES (§§ 77aaa - 77bbbb)
- Section 77aaa - Short title
- Section 77bbb - Necessity for regulation
- Section 77ccc - Definitions
- Section 77ddd - Exempted securities and transactions
- Section 77eee - Securities required to be registered under Securities Act
- Section 77fff - Securities not registered under Securities Act
- Section 77ggg - Qualification of indentures covering securities not required to be registered
- Section 77hhh - Integration of procedure with Securities Act and other Acts
- Section 77iii - Effective time of qualification
- Section 77jjj - Eligibility and disqualification of trustee
- Section 77kkk - Preferential collection of claims against obligor
- Section 77lll - Bondholders’ lists
- Section 77mmm - Reports by indenture trustee
- Section 77nnn - Reports by obligor; evidence of compliance with indenture provisions
- Section 77ooo - Duties and responsibility of the trustee
- Section 77ppp - Directions and waivers by bondholders; prohibition of impairment of holder's right to payment...
- Section 77qqq - Special powers of trustee; duties of paying agents
- Section 77rrr - Effect of prescribed indenture provisions
- Section 77sss - Rules, regulations, and orders
- Section 77ttt - Hearings by Commission
- Section 77uuu - Special powers of the Commission
- Section 77vvv - Judicial review
- Section 77www - Liability for misleading statements
- Section 77xxx - Unlawful representations
- Section 77yyy - Penalties
- Section 77zzz - Effect on existing law
- Section 77aaaa - Contrary stipulations void
- Section 77bbbb - Separability
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