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2021 Texas Statutes
Government Code
Title 12 - Securities Act
Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
Subchapter B. Registration of Dealers and Investment Advisers
- Section 4004.051. Registration of Dealers Required
- Section 4004.052. Registration of Investment Advisers Required
- Section 4004.053. Application for Registration
- Section 4004.054. Issuance of Registration Certificate
- Section 4004.055. Form and Contents of Registration Certificate
- Section 4004.056. Temporary Permission to Engage in Business as Dealer or Investment Adviser
- Section 4004.057. Amendment of Registration Certificate
- Section 4004.058. Posting Registration Certificates
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