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2021 Texas Statutes
Government Code
Title 12 - Securities Act
Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
- Subchapter A. General Provisions
- Subchapter B. Registration of Dealers and Investment Advisers
- Subchapter C. Registration of Agents and Investment Adviser Representatives
- Subchapter D. Examination Requirements
- Subchapter E. Denial or Revocation of Registration
- Subchapter F. Expiration and Renewal of Registration
- Subchapter G. Notice Filings of Federal Covered Investment Advisers and Certain Representatives of Federal Covered Investment Advisers
- Subchapter H. Requirements for Protection of Vulnerable Adults From Financial Exploitation
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