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2019 Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 Rhode Island Uniform Securities Act
Section 7-11-215 Custody of clients' securities and funds.
Universal Citation: RI Gen L § 7-11-215 (2019)
§ 7-11-215. Custody of clients' securities and funds.
Unless prohibited by rule or order of the director, an investment adviser registered under this chapter may take or retain custody of securities or funds of a client.
History of Section.
(P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.)
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