There is a newer version of the Rhode Island General Laws
2016 Rhode Island General Laws
Title 6A - Uniform Commercial Code
Chapter 6A-8 - Investment Securities
- Section 6A-8-101 - Short title.
- Section 6A-8-102 - Definitions.
- Section 6A-8-103 - Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 6A-8-104 - Acquisition of security or financial asset or interest therein.
- Section 6A-8-105 - Notice of adverse claim.
- Section 6A-8-106 - Control.
- Section 6A-8-107 - Whether indorsement, instruction, or entitlement order is effective.
- Section 6A-8-108 - Warranties in direct holding.
- Section 6A-8-109 - Warranties in indirect holding.
- Section 6A-8-110 - Applicability Choice of law.
- Section 6A-8-111 - Clearing corporation rules.
- Section 6A-8-112 - Creditor's legal process.
- Section 6A-8-113 - Statute of frauds inapplicable.
- Section 6A-8-114 - Evidentiary rules concerning certificated securities.
- Section 6A-8-115 - Securities intermediary and others not liable to adverse claimant.
- Section 6A-8-116 - Securities intermediary as purchaser for value.
- Section 6A-8-201 - Issuer.
- Section 6A-8-202 - Issuer's responsibility and defenses Notice of defect or defense.
- Section 6A-8-203 - Staleness as notice of defect or defense.
- Section 6A-8-204 - Effect of issuer's restriction on transfer.
- Section 6A-8-205 - Effect of unauthorized signature on security certificate.
- Section 6A-8-206 - Completion of alteration of security certificate.
- Section 6A-8-207 - Rights and duties of issuer with respect to registered owners.
- Section 6A-8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent.
- Section 6A-8-209 - Issuer's lien.
- Section 6A-8-210 - Overissue.
- Section 6A-8-301 - Delivery.
- Section 6A-8-302 - Rights of purchaser.
- Section 6A-8-303 - Protected purchaser.
- Section 6A-8-304 - Indorsement.
- Section 6A-8-305 - Instruction.
- Section 6A-8-306 - Effect of guaranteeing signature, indorsement, or instruction.
- Section 6A-8-307 - Purchaser's right to requisites for registration of transfer.
- Section 6A-8-401 - Duty of issuer to register transfer.
- Section 6A-8-402 - Assurance that indorsement or instruction is effective.
- Section 6A-8-403 - Demand that issuer not register transfer.
- Section 6A-8-404 - Wrongful registration.
- Section 6A-8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate.
- Section 6A-8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Section 6A-8-407 - Authenticating trustee, transfer agent, and registrar.
- Section 6A-8-501 - Securities account Acquisition of security entitlement from securities intermediary.
- Section 6A-8-502 - Assertion of adverse claim against entitlement holder.
- Section 6A-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 6A-8-504 - Duty of securities intermediary to maintain financial asset.
- Section 6A-8-505 - Duty of securities intermediary with respect to payments and distributions.
- Section 6A-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 6A-8-507 - Duty of securities intermediary to comply with entitlement order.
- Section 6A-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Section 6A-8-509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 6A-8-510 - Rights of purchaser of security entitlement from entitlement holder.
- Section 6A-8-511 - Priority among security interests and entitlement holders.
- Section 6A-8-601 - Savings clause.
- Section 6A-8-602 - Official comments.
Disclaimer: These codes may not be the most recent version. Rhode Island may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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