There is a newer version
of
this Chapter
2020 Rhode Island General Laws
Title 6A - Uniform Commercial Code
Chapter 6A-8 Investment Securities
- Section 6A-8-101 Short title.
- Section 6A-8-102 Definitions.
- Section 6A-8-103 Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 6A-8-104 Acquisition of security or financial asset or interest therein.
- Section 6A-8-105 Notice of adverse claim.
- Section 6A-8-106 Control.
- Section 6A-8-107 Whether indorsement, instruction, or entitlement order is effective.
- Section 6A-8-108 Warranties in direct holding.
- Section 6A-8-109 Warranties in indirect holding.
- Section 6A-8-110 Applicability - Choice of law.
- Section 6A-8-111 Clearing corporation rules.
- Section 6A-8-112 Creditor's legal process.
- Section 6A-8-113 Statute of frauds inapplicable.
- Section 6A-8-114 Evidentiary rules concerning certificated securities.
- Section 6A-8-115 Securities intermediary and others not liable to adverse claimant.
- Section 6A-8-116 Securities intermediary as purchaser for value.
- Section 6A-8-201 Issuer.
- Section 6A-8-202 Issuer's responsibility and defenses - Notice of defect or defense.
- Section 6A-8-203 Staleness as notice of defect or defense.
- Section 6A-8-204 Effect of issuer's restriction on transfer.
- Section 6A-8-205 Effect of unauthorized signature on security certificate.
- Section 6A-8-206 Completion of alteration of security certificate.
- Section 6A-8-207 Rights and duties of issuer with respect to registered owners.
- Section 6A-8-208 Effect of signature of authenticating trustee, registrar, or transfer agent.
- Section 6A-8-209 Issuer's lien.
- Section 6A-8-210 Overissue.
- Section 6A-8-301 Delivery.
- Section 6A-8-302 Rights of purchaser.
- Section 6A-8-303 Protected purchaser.
- Section 6A-8-304 Indorsement.
- Section 6A-8-305 Instruction.
- Section 6A-8-306 Effect of guaranteeing signature, indorsement, or instruction.
- Section 6A-8-307 Purchaser's right to requisites for registration of transfer.
- Section 6A-8-401 Duty of issuer to register transfer.
- Section 6A-8-402 Assurance that indorsement or instruction is effective.
- Section 6A-8-403 Demand that issuer not register transfer.
- Section 6A-8-404 Wrongful registration.
- Section 6A-8-405 Replacement of lost, destroyed, or wrongfully taken security certificate.
- Section 6A-8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Section 6A-8-407 Authenticating trustee, transfer agent, and registrar.
- Section 6A-8-501 Securities account - Acquisition of security entitlement from securities intermediary.
- Section 6A-8-502 Assertion of adverse claim against entitlement holder.
- Section 6A-8-503 Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 6A-8-504 Duty of securities intermediary to maintain financial asset.
- Section 6A-8-505 Duty of securities intermediary with respect to payments and distributions.
- Section 6A-8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 6A-8-507 Duty of securities intermediary to comply with entitlement order.
- Section 6A-8-508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Section 6A-8-509 Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 6A-8-510 Rights of purchaser of security entitlement from entitlement holder.
- Section 6A-8-511 Priority among security interests and entitlement holders.
- Section 6A-8-601 Savings clause.
- Section 6A-8-602 Official comments.
Disclaimer: These codes may not be the most recent version. Rhode Island may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.