2012 New York Consolidated Laws
SOS - Social Services
Article 6 - CHILDREN
Title 6 - (411 - 428) CHILD PROTECTIVE SERVICES
424-A - Access to information contained in the statewide central register of child abuse and maltreatment.


NY Soc Serv L § 424-A (2012) What's This?
 
    §  424-a.  Access  to  information  contained in the statewide central
  register of child abuse and maltreatment.  1.  (a)  A  licensing  agency
  shall inquire of the department and the department shall, subject to the
  provisions  of paragraph (e) of this subdivision, inform such agency and
  the subject of the inquiry  whether  an  applicant  for  a  certificate,
  license  or  permit,  assistants to group family day care providers, the
  director of a camp subject to  the  provisions  of  article  thirteen-A,
  thirteen-B  or  thirteen-C of the public health law, and any person over
  the age of eighteen who resides in the home of a person who has  applied
  to  become  an adoptive parent or a foster parent or to operate a family
  day care home or group family day care home has been or is currently the
  subject of an indicated child abuse and maltreatment report on file with
  the statewide central register of child abuse and maltreatment.
    * (b) (i) A provider agency shall inquire of the  department  and  the
  department  shall,  subject  to  the provisions of paragraph (e) of this
  subdivision, inform such agency and the subject of the  inquiry  whether
  any  person who is actively being considered for employment and who will
  have the potential for regular and substantial contact with children who
  are cared for by the agency, is the subject of an indicated child  abuse
  and  maltreatment  report on file with the statewide central register of
  child abuse and maltreatment prior to permitting  such  person  to  have
  unsupervised  contact  with  children.  Such  agency  may inquire of the
  department and the department shall inform such agency and  the  subject
  of  the inquiry whether any person who is currently employed and who has
  the potential for regular and substantial contact with children who  are
  cared  for by such agency is the subject of an indicated child abuse and
  maltreatment report on file with the statewide central register of child
  abuse and maltreatment. A provider agency  shall  also  inquire  of  the
  department  and  the department shall inform such agency and the subject
  of the inquiry whether any person who  is  employed  by  an  individual,
  corporation, partnership or association which provides goods or services
  to such agency who has the potential for regular and substantial contact
  with  children  who  are  cared  for by the agency, is the subject of an
  indicated child abuse and maltreatment report on file with the statewide
  central register of child abuse and  maltreatment  prior  to  permitting
  such  person  to have unsupervised contact with children. Inquiries made
  to the department pursuant to this subparagraph by a provider agency  on
  current employees shall be made no more often than once in any six month
  period.
    (ii)  A  provider  agency  may  inquire  of  the  department  and  the
  department shall, upon receipt  of  such  inquiry  and  subject  to  the
  provisions  of paragraph (e) of this subdivision, inform such agency and
  the subject of the inquiry whether any person who is to be  hired  as  a
  consultant  by  such  agency  who  has  the  potential  for  regular and
  substantial contact with children who are cared for by the agency is the
  subject of an indicated child abuse and maltreatment report on file with
  the statewide central register of child abuse and maltreatment.
    (iii) A  provider  agency  may  inquire  of  the  department  and  the
  department  shall,  upon  receipt  of  such  inquiry  and subject to the
  provisions of paragraph (e) of this subdivision, inform such agency  and
  the subject of the inquiry whether any person who has volunteered his or
  her  services to such agency and who will have the potential for regular
  and substantial contact with children who are cared for by  the  agency,
  is  the  subject  of an indicated child abuse and maltreatment report on
  file  with  the  statewide  central  register   of   child   abuse   and
  maltreatment.
    (iv)  The department shall promulgate regulations which effectuate the
  provisions of this paragraph.

    * NB Effective until June 30, 2013
    * (b)  (i)  Subject  to  the  provisions  of subdivision seven of this
  section, a provider agency shall inquire of the office  and  the  office
  shall,  subject  to the provisions of paragraph (e) of this subdivision,
  inform such agency and the subject of the inquiry whether any person who
  is actively being considered  for  employment  and  who  will  have  the
  potential  for  regular and substantial contact with individuals who are
  cared for by the agency, is the subject of an indicated child abuse  and
  maltreatment report on file with the statewide central register of child
  abuse   and  maltreatment  prior  to  permitting  such  person  to  have
  unsupervised contact with such individuals. Such agency may  inquire  of
  the  office  and  the office shall inform such agency and the subject of
  the inquiry whether any person who is currently employed and who has the
  potential for regular and substantial contact with individuals  who  are
  cared  for by such agency is the subject of an indicated child abuse and
  maltreatment report on file with the statewide central register of child
  abuse and maltreatment. A provider agency  shall  also  inquire  of  the
  office  and  the  office shall inform such agency and the subject of the
  inquiry  whether  any  person  who  is  employed   by   an   individual,
  corporation, partnership or association which provides goods or services
  to such agency who has the potential for regular and substantial contact
  with  individuals  who are cared for by the agency, is the subject of an
  indicated child abuse and maltreatment report on file with the statewide
  central register of child abuse and  maltreatment  prior  to  permitting
  such   person  to  have  unsupervised  contact  with  such  individuals.
  Inquiries made to the office pursuant to this subparagraph by a provider
  agency on current employees shall be made no more often than once in any
  six month period.
    (ii) A provider agency may inquire of the office and the office shall,
  upon receipt of such inquiry and subject to the provisions of  paragraph
  (e)  of  this  subdivision,  inform  such  agency and the subject of the
  inquiry whether any person who is to be hired as a  consultant  by  such
  agency  who  has  the potential for regular and substantial contact with
  individuals who are cared for  by  the  agency  is  the  subject  of  an
  indicated child abuse and maltreatment report on file with the statewide
  central register of child abuse and maltreatment.
    (iii)  A  provider  agency  may  inquire  of the office and the office
  shall, upon receipt of such inquiry and subject  to  the  provisions  of
  paragraph (e) of this subdivision, inform such agency and the subject of
  the  inquiry  whether any person who has volunteered his or her services
  to such  agency  and  who  will  have  the  potential  for  regular  and
  substantial contact with individuals who are cared for by the agency, is
  the  subject of an indicated child abuse and maltreatment report on file
  with the statewide central register of child abuse and maltreatment.
    (iv) The office shall  promulgate  regulations  which  effectuate  the
  provisions of this paragraph.
    * NB Effective June 30, 2013
    (c)  An  authorized  agency  shall  inquire  of the department and the
  department shall inform such agency and  the  subject  of  the  inquiry,
  whether any person who has applied to adopt a child is the subject of an
  indicated child abuse and maltreatment report on file with the statewide
  central register of child abuse and maltreatment.
    (d)   Any  person  who  has  applied  to  a  licensing  agency  for  a
  certificate, license or permit or who has applied to be an employee of a
  provider agency or who has applied to an authorized agency  to  adopt  a
  child,  or  who may be hired as a consultant or used as a volunteer by a
  provider agency and any other person about whom an inquiry  is  made  to
  the  department  pursuant  to  the  provisions  of this section shall be

  notified by such agency at the time of application or prior to the  time
  that  a  person may be hired as a consultant or used as a volunteer that
  the agency will or may inquire of the department whether such person  is
  the  subject  of  an  indicated child abuse and maltreatment report. All
  employees of a provider agency shall be notified by their employers that
  an inquiry may be made to the department pursuant to this section and no
  such inquiry shall be made regarding any employee until such notice  has
  been made.
    (d-1)  A  law  enforcement  agency  pursuant  to section eight hundred
  thirty-seven-k of the executive law may inquire of  the  department  and
  the  department  may  inform such agency and the subject of the inquiry,
  whether any person who has applied for a symbol provided for in  section
  eight hundred thirty-seven-k of the executive law or persons residing or
  regularly  visiting  said location are the subject of an indicated child
  abuse and  maltreatment  report  on  file  with  the  statewide  central
  register of child abuse and maltreatment.
    (e)  (i)  Subject  to  the  provisions  of  subparagraph  (ii) of this
  paragraph, the department shall inform the provider or licensing agency,
  or child care resource and referral programs pursuant to subdivision six
  of this section whether or not the person is the subject of an indicated
  child abuse and maltreatment report  only  if:  (a)  the  time  for  the
  subject  of  the  report  to  request  an amendment of the record of the
  report pursuant to subdivision eight of section four hundred  twenty-two
  has  expired  without  any  such  request  having been made; or (b) such
  request was made within such time  and  a  fair  hearing  regarding  the
  request  has  been finally determined by the commissioner and the record
  of the report has not been amended to unfound the report or  delete  the
  person as a subject of the report.
    (ii)  If  the  subject  of  an  indicated  report  of  child  abuse or
  maltreatment has not requested an amendment of the record of the  report
  within  the  time specified in subdivision eight of section four hundred
  twenty-two of this title or if the subject had a fair  hearing  pursuant
  to  such section prior to January first, nineteen hundred eighty-six and
  an inquiry is made  to  the  department  pursuant  to  this  subdivision
  concerning   the  subject  of  the  report,  the  department  shall,  as
  expeditiously as possible but within no more than ten  working  days  of
  receipt  of  the  inquiry,  determine whether, in fact, the person about
  whom an inquiry is made is the subject  of  an  indicated  report.  Upon
  making a determination that the person about whom the inquiry is made is
  the  subject of an indicated report of child abuse and maltreatment, the
  department shall  immediately  send  a  written  request  to  the  child
  protective   service   or   state   agency  which  was  responsible  for
  investigating the allegations of abuse or maltreatment for all  records,
  reports  and other information maintained by the service or state agency
  on the subject. The service or state agency shall, as  expeditiously  as
  possible  but  within no more than twenty working days of receiving such
  request, forward all records, reports and other information it maintains
  on the indicated report to the department. The department shall,  within
  fifteen  working  days  of  receiving  such  records,  reports and other
  information from the child protective service or  state  agency,  review
  all  records, reports and other information in its possession concerning
  the subject and determine whether there is  some  credible  evidence  to
  find  that  the  subject had committed the act or acts of child abuse or
  maltreatment giving rise to the indicated report.
    (iii) If it is determined,  after  affording  such  service  or  state
  agency  a  reasonable opportunity to present its views, that there is no
  credible evidence in the record to find that the subject committed  such
  act  or acts, the department shall amend the record to indicate that the

  report was unfounded and notify the  inquiring  party  that  the  person
  about  whom  the  inquiry  is  made  is  not the subject of an indicated
  report. If the subject of the report had  a  fair  hearing  pursuant  to
  subdivision eight of section four hundred twenty-two of this title prior
  to  January  first, nineteen hundred eighty-six and the fair hearing had
  been finally determined by the commissioner and the record of the report
  had not been amended to unfound the report or delete  the  person  as  a
  subject of the report, then the department shall determine that there is
  some credible evidence to find that the subject had committed the act or
  acts of child abuse or maltreatment giving rise to the indicated report.
    * (iv)  If  it  is determined after a review by the office of children
  and family services of all  records,  reports  and  information  in  its
  possession  concerning  the  subject  of the report that there is a fair
  preponderance of the evidence to find that the subject committed the act
  or acts of abuse or neglect giving rise to  the  indicated  report,  the
  office of children and family services shall also determine whether such
  act or acts are relevant and reasonably related to issues concerning the
  employment  of  the  subject  by  a provider agency or the subject being
  allowed to have regular and substantial contact with children cared  for
  by  a  provider  agency or the approval or disapproval of an application
  which has been submitted by the subject to a licensing agency, based  on
  guidelines developed pursuant to subdivision five of this section. If it
  is determined that such act or acts are not relevant and related to such
  issues,  the  office  of children and family services shall be precluded
  from informing the provider or licensing agency which made  the  inquiry
  to  the  office of children and family services pursuant to this section
  that the person about whom the inquiry is made  is  the  subject  of  an
  indicated report of child abuse or maltreatment.
    * NB Effective until June 30, 2013
    * (iv)  If  it  is  determined  after  a  review  by the office of all
  records, reports  and  information  in  its  possession  concerning  the
  subject  of  the report that there is a preponderance of the evidence to
  find that the subject committed the  act  or  acts  of  child  abuse  or
  maltreatment  giving rise to the indicated report, the office shall also
  determine whether such act or acts are relevant and  reasonably  related
  to  issues concerning the employment of the subject by a provider agency
  or the subject being allowed to have  regular  and  substantial  contact
  with  individuals  cared  for  by  a  provider agency or the approval or
  disapproval of an application which has been submitted by the subject to
  a  licensing  agency,  based  on  guidelines   developed   pursuant   to
  subdivision  five  of this section. If it is determined that such act or
  acts are not relevant and related to such issues, the  office  shall  be
  precluded from informing the provider or licensing agency which made the
  inquiry  to  the  office  pursuant to this section that the person about
  whom the inquiry is made is the subject of an indicated report of  child
  abuse or maltreatment.
    * NB Effective June 30, 2013
    (v)  If  it  is  determined  after  a  review by the department of all
  records, reports  and  information  in  its  possession  concerning  the
  subject of the report that there is some credible evidence to prove that
  the  subject  committed  the act or acts of abuse or maltreatment giving
  rise to the indicated report and that such act or acts are relevant  and
  reasonably related to issues concerning the employment of the subject by
  a  provider  agency  or to the subject being allowed to have regular and
  substantial contact with children cared for by a provider agency or  the
  approval  or  disapproval  of an application which has been submitted by
  the subject to a licensing  agency,  the  department  shall  inform  the
  inquiring  party  that  the person about whom the inquiry is made is the

  subject of an indicated report of  child  abuse  and  maltreatment;  the
  department  shall  also  notify the subject of the inquiry of his or her
  fair hearing rights granted pursuant to paragraph (c) of subdivision two
  of this section.
    (f)  The  office of children and family services shall charge a fee of
  twenty-five dollars when it conducts a search of its records within  the
  statewide central register for child abuse or maltreatment in accordance
  with  this  section or regulations of the office to determine whether an
  applicant for employment is the subject of an indicated child  abuse  or
  maltreatment  report  including  an  applicant  to  be  a child day care
  provider and a request made pursuant to subdivision six of this section.
  Such fees shall be deposited in a special revenue -  other  account  and
  shall  be  made  available  to  the  office  for  costs  incurred in the
  implementation of this section.
    (g) The  office  shall  determine  actions  necessary  to  develop  an
  automated search, available for the use of the office, of records at the
  statewide central registry of child abuse and maltreatment.
    2.  * (a)  Upon  notification  by  the  department  or by a child care
  resource and referral program in accordance with subdivision six of this
  section that any person who has applied to  a  licensing  agency  for  a
  license,  certificate  or permit or who seeks to become an employee of a
  provider agency, or to accept a child for adoptive placement or who will
  be hired as a consultant or used as a volunteer by a provider agency, or
  that any other person about whom an inquiry is made  to  the  department
  pursuant  to  the  provisions  of  this  section  is  the  subject of an
  indicated report the licensing or provider agency shall determine on the
  basis  of  information  it  has  available  whether  to   approve   such
  application  or  retain  the  employee or hire the consultant or use the
  volunteer  or  permit  an  employee  of  another  person,   corporation,
  partnership  or  association to have access to the children cared for by
  the provider agency, provided, however,  that  if  such  application  is
  approved,  or such employee is retained or consultant hired or volunteer
  used or person permitted to have access to the  children  cared  for  by
  such  agency  the  licensing or provider agency shall maintain a written
  record, as part of the application file or  employment  record,  of  the
  specific  reasons  why  such  person was determined to be appropriate to
  receive a foster care or adoption  placement  or  to  provide  day  care
  services,  to  be  the  director  of a camp subject to the provisions of
  article thirteen-A, thirteen-B or thirteen-C of the public  health  law,
  to  be  employed,  to  be  retained  as  an  employee,  to be hired as a
  consultant, used as a volunteer or to have access to the children  cared
  for by the agency.
    * NB Effective until June 30, 2013
    * (a)  Upon notification by the office or by a child care resource and
  referral program in accordance with subdivision six of this section that
  any person who  has  applied  to  a  licensing  agency  for  a  license,
  certificate  or  permit or who seeks to become an employee of a provider
  agency, or to accept a child for adoptive placement or who will be hired
  as a consultant or used as a volunteer by a provider agency, or that any
  other person about whom an inquiry is made to the office pursuant to the
  provisions of this section is the subject of an  indicated  report,  the
  licensing or provider agency shall determine on the basis of information
  it  has  available  whether  to  approve  such application or retain the
  employee or hire the consultant  or  use  the  volunteer  or  permit  an
  employee  of  another person, corporation, partnership or association to
  have access to  the  individuals  cared  for  by  the  provider  agency,
  provided,  however,  that  if  such  application  is  approved,  or such
  employee is retained or consultant hired or  volunteer  used  or  person

  permitted  to  have  access to the children cared for by such agency the
  licensing or provider agency shall maintain a written record, as part of
  the application file or employment record, of the specific  reasons  why
  such person was determined to be appropriate to receive a foster care or
  adoption  placement  or to provide day care services, to be the director
  of a camp subject to the provisions of article thirteen-A or  thirteen-B
  of the public health law, to be employed, to be retained as an employee,
  to  be  hired  as a consultant, used as a volunteer or to have access to
  the individuals cared for by the agency.
    * NB Effective June 30, 2013
    (b) (i) Upon denial of such application by a licensing or  a  provider
  agency or failure to hire the consultant or use the volunteer, or denial
  of  access  by  a  person  to the children cared for by the agency, such
  agency shall furnish the applicant, prospective consultant, volunteer or
  person who is denied access to the children cared for by the agency with
  a written statement setting forth whether its denial, failure to hire or
  failure to use was based, in whole or in part, on such indicated report,
  and if so, its reasons for the denial or failure to hire or  failure  to
  use.
    (ii)  Upon  the termination of employment of an employee of a provider
  agency, who is the subject of an indicated  report  of  child  abuse  or
  maltreatment  on file with the statewide central register of child abuse
  and maltreatment, the agency shall furnish the employee with  a  written
  statement  setting forth whether such termination was based, in whole or
  in part, on such indicated report  and,  if  so,  the  reasons  for  the
  termination of employment.
    (c) If the reasons for such denial or termination or failure to hire a
  consultant  or  use  a volunteer include the fact that the person is the
  subject of an indicated child abuse or maltreatment report, such  person
  may  request from the department within ninety days of receipt of notice
  of such denial, termination, failure to  hire  a  consultant  or  use  a
  volunteer  and  shall  be  granted  a  hearing  in  accordance  with the
  procedures set forth in section twenty-two of this chapter  relating  to
  fair  hearings.  All  hearings  held  pursuant to the provisions of this
  subdivision shall be held within  thirty  days  of  a  request  for  the
  hearing  unless  the  hearing  is  adjourned  for  good cause shown. Any
  subsequent adjournment for good cause shown shall be granted  only  upon
  consent  of  the  person who requested the hearing. The hearing decision
  shall be rendered not later than sixty days after the conclusion of  the
  hearing.
    (d) At any such hearing, the sole question before the department shall
  be  whether  the applicant, employee, prospective consultant, volunteer,
  or person who was denied access to the children cared for by a  provider
  agency  has  been  shown by a fair preponderance of the evidence to have
  committed the act or acts of child abuse or maltreatment giving rise  to
  the  indicated report. In such hearing, the burden of proof on the issue
  of whether an act of child abuse or maltreatment was committed shall  be
  upon  the  local  child  protective  service  or  the state agency which
  investigated the report, as the case may be. The failure to sustain  the
  burden  of  proof  at  a hearing held pursuant to this section shall not
  result in the expungement or unfounding of an indicated report but shall
  be noted on the report maintained by  the  state  central  register  and
  shall  preclude the department from notifying a party which subsequently
  makes an inquiry to the department pursuant to  this  section  that  the
  person  about  whom  the  inquiry is made is the subject of an indicated
  report.
    (e) Upon the failure, at  the  fair  hearing  held  pursuant  to  this
  section,  to  prove  by  a  fair  preponderance of the evidence that the

  applicant committed the act or  acts  of  child  abuse  or  maltreatment
  giving  rise  to  the  indicated report, the department shall notify the
  provider or licensing agency which made the  inquiry  pursuant  to  this
  section that it should reconsider any decision to discharge an employee,
  or  to  deny  the  subject's application for employment, or to become an
  adoptive parent, or for a certificate, license or permit; or not to hire
  a consultant, use a volunteer, or allow access to children cared for  by
  the agency.
    * 3.  For  purposes  of this chapter, the term "provider" or "provider
  agency" shall  mean  an  authorized  agency,  the  division  for  youth,
  juvenile  detention  facilities  subject  to  the  certification of such
  division, programs established pursuant to  article  nineteen-H  of  the
  executive  law,  non-residential  or  residential programs or facilities
  licensed or operated by the office of mental health  or  the  office  of
  mental  retardation  and  developmental  disabilities except family care
  homes, licensed child day care centers, including  head  start  programs
  which are funded pursuant to title V of the federal economic opportunity
  act  of  nineteen  hundred  sixty-four,  as  amended, early intervention
  service established pursuant to section twenty-five hundred forty of the
  public health law, preschool services established  pursuant  to  section
  forty-four  hundred  ten  of  the  education  law, school-age child care
  programs, special act school districts as  enumerated  in  chapter  five
  hundred  sixty-six  of  the  laws  of  nineteen  hundred sixty-seven, as
  amended, programs and facilities licensed by the  office  of  alcoholism
  and substance abuse services and residential schools which are operated,
  supervised or approved by the education department.
    * NB Effective until June 30, 2013
    * 3.  For  purposes  of this section, the term "provider" or "provider
  agency" shall mean an authorized agency,  the  office  of  children  and
  family   services,   juvenile   detention   facilities  subject  to  the
  certification of such office, programs established pursuant  to  article
  nineteen-H of the executive law, non-residential or residential programs
  or facilities licensed or operated by the office of mental health or the
  office  for  people  with  developmental disabilities except family care
  homes, licensed child day care centers, including  head  start  programs
  which are funded pursuant to title V of the federal economic opportunity
  act  of  nineteen  hundred  sixty-four,  as  amended, early intervention
  service established pursuant to section twenty-five hundred forty of the
  public health law, preschool services established  pursuant  to  section
  forty-four  hundred  ten  of  the  education  law, school-age child care
  programs, special act school districts as  enumerated  in  chapter  five
  hundred  sixty-six  of  the  laws  of  nineteen  hundred sixty-seven, as
  amended, programs and facilities licensed by the  office  of  alcoholism
  and  substance  abuse  services, residential schools which are operated,
  supervised or approved  by  the  education  department,  and  any  other
  facility  or  provider agency, as defined in subdivision four of section
  four hundred eighty-eight of this chapter, in regard to  the  employment
  of  staff,  or  use of providers of goods and services and staff of such
  providers, consultants, interns and volunteers.
    * NB Effective June 30, 2013
    * 4. For purposes of this chapter, the term "licensing  agency"  shall
  mean an authorized agency which has received an application to become an
  adoptive   parent   or  an  authorized  agency  which  has  received  an
  application for a certificate or license to receive, board or  keep  any
  child pursuant to the provisions of section three hundred seventy-six or
  three  hundred  seventy-seven  of  this  article or an authorized agency
  which has received an application from  a  relative  within  the  second
  degree or third degree of the parent of a child or a relative within the

  second degree or third degree of the step-parent of a child or children,
  or  the  child's  legal  guardian for approval to receive, board or keep
  such child or a state or local governmental  agency  which  receives  an
  application  to  provide  child  day  care  services in a child day care
  center, school-age child care program, family day  care  home  or  group
  family day care home pursuant to the provisions of section three hundred
  ninety  of  this article, or the department of health of the city of New
  York, when such department receives an application for a certificate  of
  approval  to  provide  family day care pursuant to the provisions of the
  health code of the city of New York, or the office of mental  health  or
  the  office  of  mental  retardation and developmental disabilities when
  such  office  receives  an  application  for  an  operating  certificate
  pursuant to the provisions of the mental hygiene law to operate a family
  care  home  which  will serve children, or a state or local governmental
  official who receives an application for a  permit  to  operate  a  camp
  which  is subject to the provisions of article thirteen-A, thirteen-B or
  thirteen-C of the public health law or the division for youth which  has
  received  an application for a certificate to receive, board or keep any
  child at a foster  family  home  pursuant  to  articles  nineteen-G  and
  nineteen-H of the executive law.
    * NB Effective until June 30, 2013
    * 4.  For  purposes of this section, the term "licensing agency" shall
  mean an authorized agency which has received an application to become an
  adoptive  parent  or  an  authorized  agency  which  has   received   an
  application  for  a certificate or license to receive, board or keep any
  child pursuant to the provisions of section three hundred seventy-six or
  three hundred seventy-seven of this  article  or  an  authorized  agency
  which  has  received  an  application  from a relative within the second
  degree or third degree of consanguinity of the parent of a  child  or  a
  relative  within  the  second degree or third degree of consanguinity of
  the step-parent of a child or children, or the  child's  legal  guardian
  for  approval  to  receive, board or keep such child or a state or local
  governmental agency which receives an application to provide  child  day
  care services in a child day care center, school-age child care program,
  family  day  care  home  or  group  family day care home pursuant to the
  provisions of section three hundred  ninety  of  this  article,  or  the
  department  of  health  and mental hygiene of the city of New York, when
  such department receives an application for a certificate of approval to
  provide child day care services in a child day care center  pursuant  to
  the provisions of the health code of the city of New York, or the office
  of   mental   health   or  the  office  for  people  with  developmental
  disabilities when such office receives an application for  an  operating
  certificate  pursuant  to  the  provisions  of the mental hygiene law to
  operate a family care home which will serve  children,  or  a  state  or
  local  governmental official who receives an application for a permit to
  operate a camp which is subject to the provisions of article  thirteen-A
  or  thirteen-B  of  the  public health law or the office of children and
  family services which has received an application for a  certificate  to
  receive,  board  or  keep  any child at a foster family home pursuant to
  articles nineteen-G and nineteen-H of the executive  law  or  any  other
  facility  or  provider agency, as defined in subdivision four of section
  four hundred eighty-eight of this chapter, in regard to any licensing or
  certification function carried out by such facility or agency.
    * NB Effective June 30, 2013
    * 5. (a) The department, after  consultation  with  the  division  for
  youth,  the  department  of mental hygiene, the commission on quality of
  care for the mentally disabled and the state education department  shall
  develop  quidelines  to  be utilized by a provider agency, as defined by

  subdivision three of this section, and a licensing agency, as defined by
  subdivision four of this  section,  in  evaluating  persons  about  whom
  inquiries  are  made  to the department pursuant to this section who are
  the  subjects  of  indicated reports of child abuse and maltreatment, as
  defined by subdivision four of  section  four  hundred  twelve  of  this
  chapter.
    (b)  The  guidelines  developed  pursuant  to  subdivision one of this
  section shall  not  supercede  similar  guidelines  developed  by  local
  governmental   agencies   prior   to  January  first,  nineteen  hundred
  eighty-six.
    * NB Effective until June 30, 2013
    * 5.  (a)  The  office  of  children  and   family   services,   after
  consultation  with  the justice center for the protection of people with
  special needs, the office of mental health, the office for  people  with
  developmental disabilities, the office of alcoholism and substance abuse
  services,  the  department of health, and the state education department
  shall develop guidelines to be utilized by a provider agency, as defined
  by subdivision three of this section, and a licensing agency, as defined
  by subdivision four of this section, in evaluating  persons  about  whom
  inquiries  are  made  to the office pursuant to this section who are the
  subjects of indicated  reports  of  child  abuse  and  maltreatment,  as
  defined  by  subdivision  four  of  section  four hundred twelve of this
  chapter.
    (b) The guidelines developed  pursuant  to  subdivision  one  of  this
  section  shall  not  supersede  similar  guidelines  developed  by local
  governmental  agencies  prior  to  January   first,   nineteen   hundred
  eighty-six.
    * NB Effective June 30, 2013
    * 6.  A  child  care  resource  and  referral  program  as  defined in
  subdivision two of section  four  hundred  ten-p  of  this  article  may
  inquire of the department and the department shall, upon receipt of such
  inquiry  and  subject  to the provisions of paragraph (e) of subdivision
  one of this section, inform such program and the subject of such inquiry
  whether any person who has requested and agreed to be included in a list
  of substitute child day care caregivers for employment by registered  or
  licensed  day  care  providers  maintained by such program in accordance
  with regulations promulgated by the department, is  the  subject  of  an
  indicated child abuse and maltreatment report on file with the statewide
  central  register of child abuse and maltreatment. Inquiries made to the
  department by such programs pursuant to this subdivision shall  be  made
  no  more  often than once in any six month period and no less often than
  once in any twelve month period. Notwithstanding any provision of law to
  the contrary, a child care resource and referral program may  redisclose
  such  information only if the purpose of such redisclosure is to respond
  to a request for such information by a registered or  licensed  provider
  and only if after an individual included in the list of substitute child
  day  care  caregivers  for employment by registered or licensed day care
  providers has consented to be referred for employment to such  inquiring
  agency.  Upon  such  referral, the provisions related to notice and fair
  hearing rights of this section shall  otherwise  apply.  Inquiries  made
  pursuant   to   this  subdivision  shall  be  in  lieu  of  the  inquiry
  requirements set forth in paragraph  (b)  of  subdivision  one  of  this
  section.
    * NB Effective until June 30, 2013
    * 6.  A  child  care  resource  and  referral  program  as  defined in
  subdivision two of section  four  hundred  ten-p  of  this  article  may
  inquire  of  the  office  of children and family services and the office
  shall, upon receipt of such inquiry and subject  to  the  provisions  of

  paragraph  (e)  of  subdivision one of this section, inform such program
  and the subject of such inquiry whether any person who has requested and
  agreed to be included in a list of substitute child day care  caregivers
  for  employment  by registered or licensed day care providers maintained
  by such program  in  accordance  with  regulations  promulgated  by  the
  office,  is  the  subject  of  an indicated child abuse and maltreatment
  report on file with the statewide central register of  child  abuse  and
  maltreatment.  Inquiries made to the office by such programs pursuant to
  this subdivision shall be made no more often than once in any six  month
  period  and  no  less  often  than  once  in  any  twelve  month period.
  Notwithstanding any provision of law  to  the  contrary,  a  child  care
  resource  and  referral  program may redisclose such information only if
  the purpose of such redisclosure is to respond to  a  request  for  such
  information  by  a  registered or licensed provider and only if after an
  individual included in the list of substitute child day care  caregivers
  for  employment  by  registered  or  licensed  day  care  providers  has
  consented to be referred for employment to such inquiring  agency.  Upon
  such  referral, the provisions related to notice and fair hearing rights
  of this section shall otherwise apply. Inquiries made pursuant  to  this
  subdivision  shall  be  in lieu of the inquiry requirements set forth in
  paragraph (b) of subdivision one of this section.
    * NB Effective June 30, 2013
    * 7. Any facility, provider agency, or program  that  is  required  to
  conduct  an inquiry pursuant to section four hundred ninety-five of this
  chapter shall first conduct the inquiry required under such section.  If
  the result of the inquiry under section four hundred ninety-five of this
  chapter  is  that  the  person  about whom the inquiry is made is on the
  register of substantiated category one cases of abuse or neglect and the
  facility or provider agency is  required  to  deny  the  application  in
  accordance with article eleven of this chapter, the facility or provider
  agency shall not be required to make an inquiry of the office under this
  section.
    * NB Effective June 30, 2013

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