There Is a Newer Version of the New Hampshire Revised Statutes
2014 New Hampshire Revised Statutes
Title XXXVIII - SECURITIES
Chapter 421-B - SECURITIES
- Section 421-B:1 - Short Title.
- Section 421-B:2 - Definitions.
- Section 421-B:3 - Sales and Purchases.
- Section 421-B:3-a - Suitability of Recommendation; Reasonable Grounds Required.
- Section 421-B:4 - Advisory Activities.
- Section 421-B:5 - Unlawful Activities.
- Section 421-B:6 - Licensing Requirements.
- Section 421-B:7 - Licensing Procedure.
- Section 421-B:8 - Post-Licensing Provisions; Records, Reports and Replies.
- Section 421-B:9 - Post-Licensing Provisions; Examinations.
- Section 421-B:10 - Denial, Revocation, Suspension, Cancellation and Withdrawal of Application.
- Section 421-B:11 - Registration Requirement and Notice Filing of Securities.
- Section 421-B:12 - Registration by Notification.
- Section 421-B:13 - Registration by Coordination.
- Section 421-B:14 - Registration by Qualification.
- Section 421-B:15 - Provisions Applicable to Registration Generally.
- Section 421-B:15-a - Uniform Limited Offering Registration.
- Section 421-B:16 - Denial, Suspension, and Revocation of Registration.
- Section 421-B:17 - Exemptions.
- Section 421-B:17-a - Registered Securities Offerings and Filings for Exemption From Registration; General Standards of Conduct and Disclosure.
- Section 421-B:18 - Filing of Sales and Advertising Literature and Other Information.
- Section 421-B:19 - Misleading Filings.
- Section 421-B:20 - Unlawful Representations Concerning Registration or Exemption.
- Section 421-B:21 - Administration.
- Section 421-B:22 - Investigations and Subpoenas.
- Section 421-B:23 - Cease and Desist Orders; Injunctions; Receivers.
- Section 421-B:24 - Criminal Penalty.
- Section 421-B:25 - Civil Liabilities.
- Section 421-B:26 - Administrative Penalty; Investor Education.
- Section 421-B:26-a - Hearing Procedures.
- Section 421-B:27 - Judicial Review of Orders.
- Section 421-B:28 - Rulemaking Authority; Forms; Orders.
- Section 421-B:28-a - Advisory Councils and Committees.
- Section 421-B:28-b - Electronic Filings.
- Section 421-B:29 - Administrative Files and Opinions.
- Section 421-B:30 - Scope of the Chapter and Service of Process.
- Section 421-B:31 - Fees.
- Section 421-B:31-a - Interstate Cooperation.
- Section 421-B:32 - Statutory Policy.
- Section 421-B:33 - Severability of Provisions.
- Section 421-B:34 - Saving Provisions.
Disclaimer: These codes may not be the most recent version. New Hampshire may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
