2010 Nevada Code
TITLE 7 BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES
Chapter 90 Securities (Uniform Act)

GENERAL PROVISIONS
• NRS 90.211 Definitions.
• NRS 90.215 "Administrator" defined.
• NRS 90.220 "Broker-dealer" defined.
• NRS 90.223 "Commission" defined.
• NRS 90.225 "Depository institution" defined.
• NRS 90.230 "Division" defined.
• NRS 90.235 "Filing" and "file" defined.
• NRS 90.240 "Financial or institutional investor" defined.
• NRS 90.245 "Fraud," "deceit" and "defraud" defined.
• NRS 90.250 "Investment adviser" defined.
• NRS 90.255 "Issuer" defined.
• NRS 90.260 "Nonissuer transaction" defined.
• NRS 90.265 "Person" defined.
• NRS 90.270 "Price amendment" defined.
• NRS 90.275 "Promoter" defined.
• NRS 90.276 "Provider of viatical settlements" defined.
• NRS 90.277 "Record" defined.
• NRS 90.278 "Representative of an investment adviser" defined.
• NRS 90.280 "Sale" and "sell" defined.
• NRS 90.285 "Sales representative" defined.
• NRS 90.290 "Securities Act of 1933," "Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," "Investment Company Act of 1940," "Investment Advisers Act of 1940," "Employees Retirement Income Security Act of 1974," "National Housing Act" and "Commodity Exchange Act" defined.
• NRS 90.292 "Securities exchange" defined.
• NRS 90.295 "Security" defined.
• NRS 90.300 "Self-regulatory organization" defined.
• NRS 90.305 "State" defined.
• NRS 90.307 "Transfer agent" defined.
• NRS 90.308 "Viatical settlement investment" defined.
• NRS 90.309 "Viator" defined.
LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES, INVESTMENT ADVISERS, REPRESENTATIVES OF INVESTMENT ADVISERS AND TRANSFER AGENTS
• NRS 90.310 Licensing of broker-dealers, sales representatives and transfer agents.
• NRS 90.320 Exempt broker-dealers and sales representatives.
• NRS 90.330 Licensing of investment advisers and representatives of investment advisers.
• NRS 90.340 Exempt investment advisers and representatives of investment advisers.
• NRS 90.350 Application. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]
• NRS 90.350 Application. [Effective on the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]
• NRS 90.360 Licensing fees.
• NRS 90.370 Examinations: Requirement for licensure; administration; waiver.
• NRS 90.372 Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer.
• NRS 90.375 Application for issuance or renewal of license: Statement regarding obligation of child support required; grounds for denial of license; duty of Administrator. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]
• NRS 90.380 Licensing: General provisions. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]
• NRS 90.380 Licensing: General provisions. [Effective on the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]
• NRS 90.390 Requirements after licensing.
• NRS 90.400 Licensing of successor firms.
• NRS 90.410 Power of inspection.
• NRS 90.415 Fee for inspection of records.
• NRS 90.420 Grounds for denial, suspension, revocation, fine or condition.
• NRS 90.430 Denial, suspension, revocation, fine or condition on grounds of lack of qualification.
• NRS 90.435 Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]
• NRS 90.440 Withdrawal.
• NRS 90.450 Custody of client's securities and money.
REGISTRATION OF SECURITIES EXCHANGES
• NRS 90.453 Registration required; exemption; regulations; investigation of persons associated with applicant; denial, suspension or revocation.
• NRS 90.4535 Description of person "associated with" securities exchange or applicant for registration.
• NRS 90.454 Limitations on trading of security.
• NRS 90.456 Fee for transactions.
• NRS 90.457 Use of unregistered exchange by broker-dealer or representative prohibited.
REGISTRATION OF SECURITIES
• NRS 90.460 Registration requirement.
• NRS 90.465 Expeditious processing of notice of claim of exemption from registration requirement.
• NRS 90.470 Registration by filing.
• NRS 90.480 Registration by coordination.
• NRS 90.490 Registration by qualification.
• NRS 90.500 Provisions applicable to registration generally.
• NRS 90.510 Denial, suspension or revocation of registration.
EXEMPTIONS FROM REGISTRATION
• NRS 90.520 Exempt securities; filing and fee required for exemption.
• NRS 90.530 Exempt transactions.
• NRS 90.540 Additional exemptions; fee.
• NRS 90.550 Revocation of exemptions.
• NRS 90.560 Filing of sales and advertising literature.
• NRS 90.565 Filing of notice before initial offering of securities.
• NRS 90.567 Filing of notice after first sale of securities.
FRAUDULENT AND OTHER PROHIBITED PRACTICES
• NRS 90.570 Offer, sale and purchase.
• NRS 90.580 Manipulation of market.
• NRS 90.590 Prohibited transactions by investment advisers and representatives of investment advisers.
• NRS 90.600 Misleading filings.
• NRS 90.605 Offering false evidence; destroying evidence.
• NRS 90.610 Unlawful representation concerning licensing, registration or exemption.
ENFORCEMENT AND CIVIL LIABILITY
• NRS 90.615 Authority of Attorney General and district attorney.
• NRS 90.620 Investigations and subpoenas.
• NRS 90.630 Enforcement.
• NRS 90.640 Power of court to grant relief.
• NRS 90.650 Criminal penalties.
• NRS 90.660 Civil liability.
• NRS 90.670 Statute of limitations.
• NRS 90.680 Offer of rescission and settlement.
• NRS 90.690 Burden of proof.
• NRS 90.700 Liability: General provisions.
ADMINISTRATION
• NRS 90.710 Administration of chapter.
• NRS 90.715 Strict interpretation of provisions; waiver of enforcement; no-action letter; fee.
• NRS 90.720 Prohibitions on use of information.
• NRS 90.730 Public information and confidentiality.
• NRS 90.740 Cooperation with other agencies.
• NRS 90.750 Regulations, forms and orders.
• NRS 90.760 Good faith reliance.
• NRS 90.770 Consent to service of process.
• NRS 90.780 Administrative files and records.
• NRS 90.790 Administrative proceedings.
• NRS 90.800 Summary order of Administrator; notice and opportunity for hearing; final order.
• NRS 90.820 Emergency administrative proceedings.
MISCELLANEOUS PROVISIONS
• NRS 90.830 Scope of chapter.
• NRS 90.840 Contract provisions.
• NRS 90.845 Payment of fees by electronic transfer.
• NRS 90.847 Electronic delivery of records and applications.
• NRS 90.851 Deposit and use of money received as result of enforcement action.
• NRS 90.860 Short title; uniformity of application and construction.