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Kansas Stat.
2025 Kansas Statutes
Chapter 39 - Dependent Persons And Persons With Disabilities; Social Welfare
Article 14 - Reporting Abuse, Neglect Or Exploitation Of Certain Persons
39-1446 Mandatory reporting by broker-dealer or investment advisor.
Universal Citation:
KS Stat § 39-1446 (2025)
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39-1446.
Mandatory reporting by broker-dealer or investment advisor.
If a qualified person reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted or is being attempted, the broker-dealer or investment adviser shall promptly report the matter to the protective agencies, which may further report the matter as permitted or required by law.
History: L. 2024, ch. 63, ยง 3; July 1.
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