There Is a Newer Version of the Georgia Code
2016 Georgia Code
Title 10 - Commerce and Trade
Chapter 5 - Georgia Uniform Securities
Article 4 - Registration of Broker-Dealers, Agents, and Investment Advisors
- § 10-5-30. Registration requirements for broker-dealers; exemptions
- § 10-5-31. Registration requirements for agents; exemptions
- § 10-5-32. Registration requirements for investment advisors; exemptions
- § 10-5-33. Registration requirement for investment adviser representatives; exemptions
- § 10-5-34. Registration requirements for federal covered investment advisers
- § 10-5-35. Application; consent to service of process
- § 10-5-36. Change of name; change of control
- § 10-5-37. Notice of termination
- § 10-5-38. Withdrawal of registration
- § 10-5-39. Fees
- § 10-5-40. Financial requirements
- § 10-5-41. Denial of or placement of conditions or limitations on registration
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