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2024 CODE OF GEORGIA
Title 10 - COMMERCE AND TRADE (§§ 10-1-1 — 10-15-7)
Chapter 5 - GEORGIA UNIFORM SECURITIES ACT OF 2008 (§§ 10-5-1 — 10-5-108)
Article 4 - BUSINESS TRANSACTION REQUIREMENTS (§§ 10-5-30 — 10-5-41)
- Section 10-5-30 - Registration requirements for broker-dealers; exemptions
- Section 10-5-31 - Registration requirements for agents; exemptions
- Section 10-5-32 - Registration requirements for investment advisors; exemptions
- Section 10-5-33 - Registration requirement for investment adviser representatives; exemptions
- Section 10-5-34 - Registration requirements for federal covered investment advisers
- Section 10-5-35 - Application for registration; consent to service of process
- Section 10-5-36 - Successors to registration; change of name, form of organization, and control
- Section 10-5-37 - Notice of termination
- Section 10-5-38 - Withdrawal of registration
- Section 10-5-39 - Fees
- Section 10-5-40 - Financial requirements
- Section 10-5-41 - Denial of or placement of conditions or limitations on registration; civil penalties
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