2012 Connecticut General Statutes
Title 36a - The Banking Law of Connecticut
Chapter 664a - Administration and Enforcement

PART I
BANKING COMMISSIONER. DEPARTMENT OF BANKING.ADMINISTRATION AND ENFORCEMENT

• Section 36a-10 - General regulation-making authority.
• Section 36a-11 - (Formerly Sec. 36-10). Appointment and restrictions.
• Section 36a-12 - (Formerly Sec. 36-11). Employees. Restrictions.
• Section 36a-13 - (Formerly Sec. 36-12b). Commissioner to submit estimates of expenditures.
• Section 36a-14 - (Formerly Sec. 36-13). Reports to Governor and banks committee.
• Section 36a-14a - Quarterly report of revenue collected by department.
• Section 36a-15 - (Formerly Sec. 36-14). Report of violations of law.
• Section 36a-16 - (Formerly Sec. 36-63). Reports to commissioner; penalties.
• Section 36a-17 - Investigations and examinations. Electronic data processing servicers. Subpoenas. Production of records.
• Section 36a-18 - (Formerly Sec. 36-9f). Information re stock ownership or subscription.
• Section 36a-19 - (Formerly Sec. 36-17). Accounting forms.
• Section 36a-20 - (Formerly Sec. 36-19). Appraisal of real estate.
• Section 36a-21 - (Formerly Sec. 36-16). Information to be confidential. Disclosure. Examination reports. Exemption.
• Section 36a-22 - (Formerly Sec. 36-21a). Declaratory rulings.
• Section 36a-23 - (Formerly Sec. 36-28a). Bank and credit union holidays. Closing of office in educational institution when not in session. Emergency closings. Opening of temporary offices or other facilities pursuant to an emergency or recovery operations. Temporary waiver of statutory or regulatory requirements.
• Section 36a-24 - Hearings.
• Section 36a-24a - Failure of critical functions of computer-based information systems owned or used by depository institutions.
• Section 36a-25 to 36a-29 - Reserved for future use.

PART II
COMMUNITY REINVESTMENT
(A)
BANKS

• Section 36a-30 - (Formerly Sec. 36-52a). Community reinvestment. General requirements.
• Section 36a-31 - (Formerly Sec. 36-52b). Community reinvestment notice.
• Section 36a-32 - (Formerly Sec. 36-52c). Assessment of banks. Factors to be considered. Community reinvestment performance evaluation.
• Section 36a-33 - (Formerly Sec. 36-52d). Commissioner to prepare lists of banks.
• Section 36a-34 - Findings of commissioner re Community Reinvestment Act compliance, consumer protection law compliance, adequacy of banking services to be provided and anticompetitive effects in connection with certain transaction approvals.
• Section 36a-35 and 36a-36 - Reserved for future use.

(B)
CREDIT UNIONS

• Section 36a-37 - Community credit unions: Definitions.
• Section 36a-37a - Community reinvestment: General requirements.
• Section 36a-37b - Community reinvestment performance evaluation; copies.
• Section 36a-37c - Community reinvestment notice.
• Section 36a-37d - Community reinvestment performance; effects in connection with certain approvals.
• Section 36a-37e - Commissioner to prepare lists of credit unions.
• Section 36a-38 and 36a-39 - Reserved for future use.

PART III
BANK RECORDS. DISCLOSURE OF RECORDS

• Section 36a-40 - (Formerly Sec. 36-2a). Retention of Connecticut bank and credit union records.
• Section 36a-41 - (Formerly Sec. 36-9j). Definitions.
• Section 36a-42 - (Formerly Sec. 36-9k). Disclosure of financial records prohibited; exceptions.
• Section 36a-43 - (Formerly Sec. 36-9l). Disclosure of financial records pursuant to lawful authority.
• Section 36a-44 - (Formerly Sec. 36-9m). Exceptions re confidential treatment of customer records.
• Section 36a-44a - Customer protections. Compliance with Gramm-Leach-Bliley Financial Modernization Act.
• Section 36a-45 - (Formerly Sec. 36-9n). Violations of financial records disclosure provisions.
• Section 36a-46 to 36a-49 - Reserved for future use.

PART IV
VIOLATIONS OF THE BANKING LAWS

• Section 36a-50 - Enforcement action. Notice and hearing. Civil penalty. Injunction, restraining order and writ. Restitution and disgorgement. Costs.
• Section 36a-51 - Suspension, revocation or refusal to renew license.
• Section 36a-52 - Cease and desist orders.
• Section 36a-53 - (Formerly Sec. 36-25). Proceedings by commissioner upon violation of banking laws. Civil penalties.
• Section 36a-53a - False or misleading statements prohibited.
• Section 36a-53b - Prohibitions re activities subject to jurisdiction of commissioner.
• Section 36a-54 - (Formerly Sec. 36-6). False entries by officials of financial institutions.
• Section 36a-55 - (Formerly Sec. 36-7). Derogatory statements affecting banks, out-of-state banks or credit unions.
• Section 36a-56 - (Formerly Sec. 36-7a). False statement or report or overvaluing land, property or security.
• Section 36a-56a - Use of name or trademark of bank or credit union prohibited in commercial advertisements that may mislead consumers. Enforcement action.
• Section 36a-57 - (Formerly Sec. 36-8). Penalties for violation of banking law.
• Section 36a-58 - (Formerly Sec. 36-9). Civil liability of officers.
• Section 36a-59 - Authority of commissioner to enter into stipulations, agreements, memoranda of understanding and consent orders and issue preliminary warning letters.
• Section 36a-60 - Deposit of fines or civil penalties in General Fund.
• Section 36a-61 to 36a-64 - Reserved for future use.

PART V
FEES AND CHARGES

• Section 36a-65 - (Formerly Sec. 36-12a). Assessment of expenses of Department of Banking. State Banking Fund. Fees.
• Section 36a-66 to 36a-69 - Reserved for future use.