Robert Dodd v. The State of Texas--Appeal from 208th District Court of Harris County

In The

Court of Appeals

Sixth Appellate District of Texas at Texarkana

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No. 06-03-00060-CR

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ROBERT DODD, Appellant

V.

THE STATE OF TEXAS, Appellee

On Appeal from the 208th Judicial District Court

Harris County, Texas

Trial Court No. 797033

Before Morriss, C.J., Ross and Carter, JJ.

Memorandum Opinion by Justice Carter

MEMORANDUM OPINION

Robert Dodd appeals from the revocation of his community supervision. The trial court sentenced him to eight years' imprisonment. In the underlying case, Dodd was originally placed on ten years' community supervision June 12, 2000, on a charge of indecency with a child. Dodd contends on appeal the trial court committed reversible error during the revocation proceeding by admitting computer documents that are hearsay, by admitting testimony by a polygraph examiner about Dodd's deceptiveness, and abused its discretion by revoking community supervision because the evidence was insufficient to support revocation.

Dodd was wearing an electronic ankle monitor. The court revoked his community supervision based on a single violation of his curfew. //

Dodd first contends the trial court erred by admitting documents generated by the General Security Services Corporation (GSSC), the company that oversees electronic monitoring of those on community supervision. Those documents were transmitted to the community supervision office by GSSC and were evidently part of Dodd's community supervision file. The documents show he was outside his residence at 3:34 a.m. //

The problem is those documents were not marked, introduced, or admitted into evidence. It is apparent, however, from two statements made during closing arguments, that both counsel erroneously thought the documents had been admitted.

[Defense Counsel]: . . . . The documents that you allowed into evidence attached to that probation file were documents that are hearsay.

THE COURT: What documents I allowed into evidence?

[Defense Counsel]: The probation file.

THE COURT: Oh, the probation file.

. . . .

[Prosecutor]: Your Honor, the evidence you have in this case before you is basically the probation file. And the probation file includes documents from the corporation in this case that does the monitoring for this department . . . . Those documents specifically state when the Defendant enters and leaves his residence and in those documents it states that the Defendant left his residence on October 22nd of 2002, at 3:30 in the morning.

Regardless of what counsel may have thought, the record shows beyond any doubt the documents were not introduced or admitted as evidence. Thus, they were not retained by the court reporter as exhibits, and they also do not appear in any portion of the appellate record.

It is the appealing party's burden to ensure that the record on appeal is sufficient to resolve the issue he or she presents. Guajardo v. State, 109 S.W.3d 456, 462 n.17 (Tex. Crim. App. 2003); see Rowell v. State, 66 S.W.3d 279, 282 (Tex. Crim. App. 2001) (under Tex R. App. P. 34.6, "[i]t is no longer necessary, or sufficient, for a party to argue that the appeal should be decided by hypotheses about missing portions of the record"; each party must "determine what is necessary for a record to be so complete as to enable the appellate court to decide the point of error (including its preservation and its effect)").

Each party is required to see that the reporter's record contains all the appellate court needs. Rowell, 66 S.W.3d at 282. The appellant once bore the burden of presenting a record that demonstrated error, but the rule that so burdened the appellant was revised in 1997. The current rules do not assign a burden to either party, so the appellant could not have failed to satisfy them by presenting a partial record and in this case, the appellant requested and obtained a complete record.

We presume the State would also take the position that any omission in the record Dodd presents is presumed to support the trial court's ruling. However, as the Texas Court of Criminal Appeals pointed out explicitly in Rowell, such a presumption does not support that argument. "That the omitted portion of the record might support the trial court's ruling does not affect a holding that the record as presented shows conclusively that the trial court committed error. But, be that as it may, such a presumption can no longer exist after the recent amendments to the Rules of Appellate Procedure . . . ." Id. at 281.

We recognize that there is authority stating that, in several contexts, but most often in the context of a guilty plea, when the clerk's record contains a document clearly considered as evidence by the trial court, if the parties treated the evidence as having been admitted, the appellate courts will treat it as such despite the lack of formal admission into evidence. Killion v. State, 503 S.W.2d 765 (Tex. Crim. App. 1973), approved, Pitts v. State, 916 S.W.2d 507 (Tex. Crim. App. 1996); see also Voelkel v. State, 629 S.W.2d 243, 247 (Tex. App. Fort Worth 1982), aff'd, 717 S.W.2d 314 (Tex. Crim. App. 1986) (in which a cigarette case (that had contained amphetamine) was treated as admitted into evidence and retained by the trial court, coupled with a chemist's testimony as to the identification of its contents, provided evidence sufficient to support the conviction).

Similarly, in Reagan, referring to the Killion decision, the court concluded that, although a Texas governor's warrant was neither formally introduced nor admitted into evidence, it was treated by the court and the parties as if it had been admitted. The court recognized, however, the warrant was in the record before it and appeared proper, and thus declined to reverse the judgment of the trial court. Ex parte Reagan, 549 S.W.2d 204, 205 (Tex. Crim. App. 1977); see Kissinger v. State, 501 S.W.2d 78, 79 (Tex. Crim. App. 1973) (where the record indicated the trial court considered defendant's written judicial confessions, they were part of the record and supported the judgment although the court never formally stated confessions had been admitted the documents were part of the clerk's record); Richardson v. State, 475 S.W.2d 932, 932 33 (Tex. Crim. App. 1972) (although exhibits were not formally introduced into evidence, the record indicated they were accepted by the trial court and were, thus, sufficient to support conviction); Fuller v. State, 30 S.W.3d 441, 446 (Tex. App. Texarkana 2000, pet. ref'd) (op. on reh'g) (court did not formally admit a letter into evidence, but took judicial notice of it); Lara v. State, 962 S.W.2d 148, 151 (Tex. App. San Antonio 1998, no pet.) (treating stipulations as admitted into evidence because the court considered them); Rexford v. State, 818 S.W.2d 494, 495 96 (Tex. App. Houston [1st Dist.]), pet. ref'd, 823 S.W.2d 296 (Tex. Crim. App. 1991) (document, which included appellant's confession to all elements of sexual assault, was on file with and approved by the trial court; thus, it was accepted and considered by the court). //

The problem here exists on several levels. The documents are not part of the appellate record. They were not retained by the court reporter because they were not introduced into evidence. Texas Rule of Appellate Procedure 34.6 governs the presentation of the reporter's record on appeal, and it provides that the record "consists of the court reporter's transcription of so much of the proceedings, and any of the exhibits, that the parties to the appeal designate." Tex. R. App. P. 34.6. Unlike the cases cited above that provide "waffle room" when an accidental omission occurs, in our case, the documents also do not appear in any other portion of the record. We simply do not have them. Under the current rules, as set out above, it is the duty of each party to see that the record is sufficient to support the party's position.

We now turn to our review of the sufficiency of the evidence to support revocation. The State's burden of proof on a motion to revoke community supervision is lower than the burden of proof necessary for criminal conviction. The State need only prove by a preponderance of the evidence that the terms of community supervision were violated. Cobb v. State, 851 S.W.2d 871, 873 (Tex. Crim. App. 1993); Cardona v. State, 665 S.W.2d 492 (Tex. Crim. App. 1984). "Preponderance of the evidence" has been defined as the greater weight and degree of credible testimony. Compton v. Elliott, 126 Tex. 232, 88 S.W.2d 91, 95 (1935); Allen v. State, 786 S.W.2d 738, 741 (Tex. App. Fort Worth 1989) (op. on reh'g), pet. dism'd, 841 S.W.2d 7 (Tex. Crim. App. 1992). It follows that the State is required to establish guilt by the greater weight and degree of credible testimony.

This standard is met when the greater weight of the credible evidence creates a reasonable belief that the defendant violated a condition of his or her community supervision as the State alleged. Martin v. State, 623 S.W.2d 391, 393 n.5 (Tex. Crim. App. [Panel Op.] 1981); Allbright v. State, 13 S.W.3d 817, 819 (Tex. App. Fort Worth 2000, pet. ref'd). In a community supervision revocation hearing, the trial court is the sole trier of fact. Jones v. State, 787 S.W.2d 96, 97 (Tex. App. Houston [1st Dist.] 1990, pet. ref'd). The trial court also determines the credibility of the witnesses and the weight to be given their testimony. Id. It may accept or reject any or all of the witnesses' testimony. Mattias v. State, 731 S.W.2d 936, 940 (Tex. Crim. App. 1987).

Robin Rogers, a community supervision officer for the Harris County Community Supervision and Corrections Department, testified on direct examination that the terms of Dodd's community supervision required him to remain inside his home except during certain time periods. Rogers also testified there was no provision that would allow Dodd to leave his residence at 3:30 a.m. on any day. On direct examination, Rogers was never asked, and did not testify that, Dodd was actually away from his residence at 3:30 a.m. On cross-examination, Rogers was questioned extensively about the electronic monitoring system and explained that he had been notified by GSSC the electronic monitoring system showed a violation. Redirect examination does not provide any further relevant information.

Gabriel Barr, an employee of GSSC, testified about his duties as an employee of the company, installation of the equipment, the equipment involved in home monitoring, and that their information all showed it was working properly the entire time during which it was being used.

The only remaining witness, John Swartz, a polygraph examiner, did not testify about any curfew violation.

Dodd contends there is no evidence in the record to support the revocation. He is correct. The State would undoubtedly argue there was evidence but it is not in the appellate record as filed, nor (as revealed by our request to the district clerk's office) is it in the record, and the State made no effort to make such a record at either level. In addition, the weight of authority is that, at this juncture, a new record cannot simply be created. We cannot say that the record is defective or that some portion of it was omitted by the court reporter or clerk, because that would inaccurately imply some error on their parts, when those officials did exactly what they were supposed to do.

In the complete absence of any evidence to support the trial court's revocation of Dodd's community supervision, we sustain the point of error.

The trial court's order of revocation is reversed, and Dodd's community supervision is reinstated.

Jack Carter

Justice

Date Submitted: January 7, 2004

Date Decided: January 8, 2004

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