State v. Sullivan
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FILED: October 24, 2012 IN THE COURT OF APPEALS OF THE STATE OF OREGON STATE OF OREGON, Plaintiff-Respondent, v. EMMIT JOHN SULLIVAN, Defendant-Appellant. Jackson County Circuit Court 090237FE A143645 Lisa C. Greif, Judge. Submitted on March 22, 2012. Peter Gartlan, Chief Defender, and Anne Fujita Munsey, Senior Deputy Public Defender, Office of Public Defense Services, filed the brief for appellant. John R. Kroger, Attorney General, Mary H. Williams, Solicitor General, and Andrew M. Lavin, Assistant Attorney General, filed the brief for respondent. Before Schuman, Presiding Judge, and Wollheim, Judge, and Nakamoto, Judge. WOLLHEIM, J. Affirmed. 1 WOLLHEIM, J. 2 A jury found defendant guilty of two counts of sodomy in the first degree, 3 ORS 163.405, and two counts of sodomy in the second degree, ORS 163.395. On appeal, 4 defendant asserts that the trial court erred in denying his request for a jury instruction. 5 Defendant argues that the state presented two theories about how the jury could find the 6 required element of forcible compulsion--that is, physical force or a threat--to commit 7 sodomy in the first degree, and the court should have instructed the jury that it had to 8 agree on the theory for defendant's guilt. Accordingly, defendant argues, the trial court 9 was required to instruct the jury that it had to agree on the type of forcible compulsion 10 defendant used.1 The state contends that forcible compulsion is an element of the crime 11 of sodomy in the first degree and that the state was permitted to present alternative 12 evidence to establish that element. We agree with the state and therefore affirm.2 "We review a trial court's refusal to give a requested instruction for errors 13 14 of law in light of the facts that are most favorable to defendant." State v. Greeley, 220 Or 15 App 19, 21, 184 P3d 1191 (2008). Defendant and the victim met in the summer of 2007, when the victim was 16 17 13 years old and defendant was 35, and they lived in the same trailer park. At trial, the 18 victim testified that one time defendant made her get on her knees and suck his penis and 1 Defendant does not assign any error pertaining to his convictions for seconddegree sodomy. 2 Defendant also argues that nonunanimous jury verdicts are unconstitutional. We reject that argument, as we have in the past. State v. Cobb, 224 Or App 594, 596-97, 198 P3d 978 (2008), rev den, 346 Or 364 (2009). 1 1 that defendant said that he would kill her if she did not comply. The victim said that the 2 sexual encounter ended when defendant ejaculated and forced her to swallow the 3 ejaculate. The victim also testified that, a few days later, in defendant's bedroom, 4 defendant made her pull her pants down and defendant penetrated her anally, causing her 5 to bleed. The victim said that that sexual encounter ended when he ejaculated. The 6 victim said that, although defendant did not threaten her during the second incident, she 7 was still scared of defendant from the first incident. 8 In the state's closing argument, the prosecutor stated: 9 10 11 12 13 "Now, the Judge described to you what forcible compulsion was, and you heard the testimony. As far as the definition of forcible compulsion goes, to compel by either physical force or a threat, express or implied, that places a person in fear of immediate or future death or physical injury. 14 15 16 17 "We know that she testified that he took her head and forced it down to his exposed penis. That's using physical force. In addition to that, she stopped, attempted to scream, he told her 'I'll kill you.' That's a threat. That's not actually an implied threat, that's an express threat. 18 19 20 21 "After it was completed and he had ejaculated, he said to her, 'Don't tell anyone. I'll kill you.' * * * [W]hen he flips her over the next time and puts her down on the bed, she still is going under that implied threat. That's what constitutes the force." 22 Defendant argued that the state presented two different theories about how 23 the jury could find forcible compulsion--physical force or a threat--and therefore the jury 24 should have been instructed to find that defendant used one type of forcible compulsion 25 before the jury could find that defendant committed the crime of sodomy in the first 26 degree. The court denied defendant's request for the instruction. All 12 jurors found 27 defendant guilty of two counts of sodomy in the first degree and two counts of sodomy in 2 1 the second degree. On appeal, defendant challenges his convictions for sodomy in the first 2 3 degree, arguing that the trial court erred in denying his requested instruction. The state 4 asserts that the trial court did not err. Accordingly, we begin our analysis with an 5 overview of the law related to when a trial court is required to give such a jury 6 instruction. 7 In State v. Boots, 308 Or 371, 373, 780 P2d 725 (1989), an aggravated 8 murder case, the Supreme Court held that it was error for the trial court to instruct the 9 jury that it need not agree on the factual circumstance that made the homicide aggravated 10 murder as distinct from simple murder. The indictment had charged two theories of 11 aggravated murder: that the homicide was committed in the course and in furtherance of 12 committing robbery in the first degree, under ORS 163.095(2)(d), and that the defendant 13 committed the homicide in order to conceal the identity of the perpetrators of the robbery, 14 ORS 163.096(2)(e). Id. at 374. The court concluded that each aggravating factor was an 15 essential element of aggravated murder and that the jury must concur on the element. Id. 16 at 377. The court noted, "We are not speaking here of factual details, such as whether a 17 gun was a revolver or a pistol and whether it was held in the right or the left hand. We 18 deal with facts that the law (or the indictment) has made essential to a crime." Id. at 379. 19 As stated in State v. Lotches, 331 Or 455, 472, 17 P3d 1045 (2000), cert den, 534 US 833 20 (2001), the general rule is that "a jury must be instructed concerning the necessity of 21 agreement on all material elements of a charge in order to convict." 22 The decisive question in reviewing the court's rejection of defendant's 3 1 requested instruction is whether the jury was allowed to base its verdict on alternative 2 factual occurrences, each of which would be a separate crime, or whether the state merely 3 presented alternative evidence to establish a single element of the offense. Greeley, 220 4 Or App at 24. For example, in State v. King, 316 Or 437, 446, 852 P2d 190 (1993), 5 overruled in part on other grounds by Farmers Ins. Co. v. Mowry, 350 Or 686, 261 P3d 1 6 (2011), the court concluded that the trial court did not err in denying the defendant's 7 requested instruction because ORS 813.010(1) described a single offense, DUII, with two 8 elements: that the accused (1) drove a motor vehicle (2) while under the influence of 9 intoxicants. The jury did not have to agree on which test results established that the 10 driver was "under the influence." Id. In State v. White, 115 Or App 104, 107-08, 838 11 P2d 605 (1992), we concluded that the defendant "could have done several different acts 12 and, if he intended thereby to attempt to place [the victim] in fear, would have committed 13 menacing. The jury did not have to agree unanimously that [the defendant] did any 14 specific act that would cause fear in order to find him guilty of menacing." See also 15 Greeley, 220 Or App at 25-26 ("Defendant could have committed several acts that, 16 alternatively, constituted evidence of a single element--recklessness--in an episode of 17 driving that lasted no more than four minutes."). Cf. State v. Houston, 147 Or App 285, 18 292, 935 P2d 1242 (1997) ("This is not a case like King or White, in which the state 19 merely offered alternative evidence of a single factual occurrence. Instead, it is like 20 Boots, in that the jury was allowed to base its verdict on alternative factual occurrences, 21 each of which itself would be a separate crime."). 22 Turning to the statutes at issue in this case, ORS 163.405(1)(a) provides: 4 1 2 3 4 "(1) A person who engages in deviate sexual intercourse with another person or causes another to engage in deviate sexual intercourse commits the crime of sodomy in the first degree if: "(a) The victim is subjected to forcible compulsion by the actor[.]" 5 ORS 163.305(2) defines forcible compulsion as follows: 6 "'Forcible compulsion' means to compel by: 7 "(a) Physical force; or 8 9 10 11 "(b) A threat, express or implied, that places a person in fear of immediate or future death or physical injury to self or another person, or in fear that the person or another person will immediately or in the future be kidnapped." 12 Reading the statutes together, ORS 163.405 provides that the elements of sodomy in the 13 first degree are (1) deviate sexual intercourse and (2) forcible compulsion. See also State 14 v. Delaney, 160 Or App 559, 567, 984 P2d 282, rev den, 329 Or 358 (1999) ("The 15 material elements of sodomy in the first degree under ORS 163.405(1) are forcible 16 compulsion and deviate sexual intercourse."). ORS 163.305(2) defines "forcible 17 compulsion," as either physical force or a threat. Both are merely different ways of 18 proving the element of forcible compulsion. This is not like the situation in Boots, 308 19 Or 371, where alternative factual occurrences would each constitute a separate crime. 20 Rather, it is like King, 316 Or 437, where there are multiple ways that the state may prove 21 one element: forcible compulsion. 22 Accordingly, we conclude that the state was entitled to present evidence 23 that defendant engaged in forcible compulsion by physical force or by threat, and the trial 24 court did not err in denying defendant's requested jury instruction. 5 1 Affirmed. 6
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