State v. Williams
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[Cite as State v. Williams, 2009-Ohio-4389.] IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO : STATE OF OHIO, : Plaintiff-Appellee, APPEAL NO. C-081197 TRIAL NO. B-0806391 O P I N I O N. : vs. : VERNON WILLIAMS, : Defendant-Appellant. Criminal Appeal From: Hamilton County Common Pleas Court Judgment Appealed From Is: Motion to Withdraw as Counsel Granted. New Counsel for Appellant Appointed, and Appeal to be Resubmitted. Date of Judgment Entry on Appeal: August 28, 2009 Joseph T. Deters, Hamilton County Prosecuting Attorney, and Scott M. Heenan, Assistant Prosecuting Attorney, for Plaintiff-Appellee, Raymond Becker, for Defendant-Appellant. Note: We have removed this case from the accelerated calendar. OHIO FIRST DISTRICT COURT OF APPEALS CUNNINGHAM, Judge. {¶1} Defendant-appellant Vernon Williams appeals from a conviction and sentence imposed by the Hamilton County Common Pleas Court. Following a bench trial, the trial court found Williams guilty of burglary and imposed an eight-year sentence of incarceration. His appointed counsel has filed a no-error brief. Because counsel failed to consult with, to seek the advice of, or to meaningfully notify Williams of his intent to file this no-error brief, Williams has been denied the right to effective assistance of appellate counsel. {¶2} In his appellate brief, appointed counsel submits that [a]fter reviewing the entire record, counsel can find no meritorious assignments of error to raise. 1 Therefore counsel states that he has filed a no-error brief in accordance with Anders v. California2 and its progeny.3 He further states that a copy of this Brief will be sent to [Williams], and that appellate counsel respectfully requests that this Court give [Williams] an opportunity to raise any points he may choose. 4 The certificate of service at the end of the brief, however, indicates that it has been served upon another person, not upon Williams. {¶3} Appellate counsel has ultimately corrected this typographical error and has filed a document with this court confirming that he has served Williams with a copy of the appellate brief. Attached to that confirmation is the letter that counsel sent to Williams on the same day that the brief was filed. The body of the letter states, in its entirety, I am enclosing the Appellate brief filed on your behalf in this matter. {¶4} The State is to file its Appeal Brief in due course. {¶5} I shall advise you of the outcome in due course. Appellant s Brief at 8. (1967), 386 U.S. 738, 87 S.Ct. 1396. 3 See Freels v. Hills (C.A.6, 1988), 843 F.2d 958; see, also, In re Booker (1999), 133 Ohio App.3d 387, 390, 728 N.E.2d 504. 4 Id. at 9. 1 2 2 OHIO FIRST DISTRICT COURT OF APPEALS {¶6} Appellate counsel has also moved this court for permission to withdraw as counsel and has further moved this Court to permit [Williams] time to raise any points she [sic] may choose. {¶7} The role of appointed appellate counsel becomes problematic when a conflict arises between an indigent s right to counsel who will vigorously and fairly advocate his rights on appeal and the ethical strictures upon counsel generally to advance on behalf of a client only those issues which such counsel honestly believes fairly debatable under the law. 5 In In re Booker, we reviewed and summarized the obligations of appointed counsel when he or she is confronted with these unique circumstances. We held that Anders, Freels v. Hills, and our case law require appointed counsel to (1) advise the reviewing court of his conclusion that the appeal is frivolous and request permission to withdraw ; (2) submit with his request to withdraw a brief referring to anything in the record that might arguably support the appeal ; and (3) furnish his client with a copy of the brief and afford the client time * * * to raise any points that he chooses. 6 {¶8} In Freels, the United States Court of Appeals for the Sixth Circuit clarified the obligations of counsel. The court reviewed the federal district court s denial of habeas-corpus relief for an indigent defendant whose no-error appeal had been affirmed by this court.7 The Sixth Circuit held that appellate counsel s actions denied [Freels] the right to effective assistance of appellate counsel 8 when counsel had failed to move to withdraw or to consult with, seek the advice of, or notify his client of his intent to file an Anders brief.9 This court also appends admonitions to each In re Booker, 133 Ohio App.3d at 390, 728 N.E.2d 504, quoting Freels v. Hills, 843 F.2d at 960961. 6 Id. at 390, 728 N.E.2d 405 (internal citations to Anders omitted). 7 See 843 F.2d at 964. 8 Id. 9 See id. at 962. 5 3 OHIO FIRST DISTRICT COURT OF APPEALS scheduling order sent to counsel. While the admonitions are merely advisory, they summarize this court s understanding of the dictates of Anders and its progeny. The admonitions to counsel in criminal cases provide that [c]ounsel * * * is directed to contact the appellant prior to filing the brief * * *. {¶9} In those cases where counsel files an Anders brief, counsel should append to said brief the issues, if any, raised by the appellant. Further counsel shall file an affidavit indicating that he/she has advised the appellant that an Anders brief has been or will be filed and counsel shall file a Motion to Withdraw, which will be considered with the merits of the appeal. {¶10} The purpose behind these procedures is to afford[ ] adequate and effective appellate review for criminal indigents. 10 Requiring counsel to undertake these steps ensures that counsel, even when presented with the unique circumstances of a noerror brief, will continue to act in the role of an active advocate in behalf of his client, as opposed to that of amicus curiae. 11 {¶11} Only after counsel has fully performed these tasks does this court assume its sole obligation of conducting a full examination of all the proceedings[ ] to decide whether the case is wholly frivolous. 12 {¶12} Here, while Williams s appellate counsel has ultimately furnished his client with a copy of the no-error brief, he has failed to afford Williams the time or a meaningful opportunity to raise any points that he chooses in support of his appeal. Nothing in counsel s very brief letter to his client informed Williams that counsel was filing a no-error brief. Nothing in the letter, the brief, or the motion to withdraw sought Williams s advice on matters in support of his appeal. And nothing in any communication informed Smith v. Robbins (2000), 528 U.S. 259, 284, 120 S.Ct. 746. Anders v. California, 386 U.S. at 744, 87 S.Ct. 1396. 12 Id.; see, also, In re Booker, 133 Ohio App.3d at 390, 728 N.E.2d 504. 10 11 4 OHIO FIRST DISTRICT COURT OF APPEALS Williams that if he wished to raise any points, he had to inform counsel of that fact so that those issues, if any, could be appended to the appellate brief or could be added by motion to supplement an already filed brief. To the contrary, the brief and the motion to withdraw have both sought to place counsel s obligation to consult with and to solicit the advice of Williams upon this court. {¶13} We hold that counsel s failure to adhere to the procedures identified in Anders and its progeny has deprived Williams of the effective assistance of counsel on appeal. The remedy for such a deprivation must be fashioned to secure for the appellant that which he has been denied. 13 Accordingly, we grant appellate counsel s motion to withdraw, strike Williams s brief, and appoint attorney Ravert J. Clark, Supreme Court registration number 0042027, to serve as counsel for Williams. We order Clark to reexamine this case in light of this opinion and, if appropriate, to follow the procedures mandated by Anders and its progeny. We further order Clark to file a new brief on or before October 28, 2009, and the state to file a responsive brief on or before November 30, 2009. The case will then be set for reargument. Judgment accordingly. HILDEBRANDT, P.J., and PAINTER, J., concur. Please Note: The court has recorded its own entry on the date of the release of this opinion. 13 In re Booker, 133 Ohio App.3d at 391, 728 N.E.2d 504, quoting Freels v. Hills, 843 F.2d at 964. 5
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