Parkview Apts., Corp. v Guy
Annotate this CaseDecided on March 19, 2007
Just Ct of Town of Ossining, Westchester County
Parkview Apartments, Corp., Petitioner
against
Donovan Guy, and all other persons in possession of the premises 117 South Highland Avenue, Apt. 41, Ossining New York 10562, Respondents.
20-07
Arlene S. Colangelo, Esq.
MIANO & COLANGELO
Attorneys for Petitioner
245 Main Street
White Plains, New York 10601
Margaret M. Flint, Esq.
Attorney for Respondents
and Richard A. Wright, Legal Intern
JOHN JAY LEGAL SERVICES, INC.
78 North Broadway
White Plains, New York 10603
Edwin S. Shapiro, J.
Petitioner-Landlord ("petitioner"), a co-operative apartment corporation, brought a holdover
proceeding against a non-resident tenant-owner and his daughter, an alleged sub-tenant in May,
2006 upon the grounds that no written authorization for the alleged sublet had been obtained and
that the sub-tenant/daughter and her fiancé had been disturbing other tenants in the building.
Following the service of a motion to dismiss, a stipulation of discontinuance was signed and filed
with this court.
Without having served and alleged a notice of termination of the tenancy, petitioner has now
filed the present purported holdover proceeding against the same tenants ("respondents"), again
alleging an unauthorized sublet by the named tenant to his daughter and, additionally, the
daughter's unauthorized harboring of a dog on the premises.
Motion to Dismiss
On this motion by respondents to dismiss the petition, petitioner does not dispute the
[*2]
occupancy of the apartment by respondent/daughter and her fiancé, with petitioner's
knowledge, for the past six years. Respondents' motion seeks dismissal of the petition on
jurisdictional grounds by reason of petitioner's (1) incomplete compliance with the methods
of service on a non-resident tenant, as required by RPAPL §735 (1) (a); (2) failure to serve a
five-day notice of termination, as required by paragraph 31 of the proprietary lease, and to allege
in the petition, as required by law, that such notice was given; (3) omission of its attorney's
certification of the notice of petition and petition, as required by 22 NYCRR §130-1-a; and
(4) omission of its attorney's signature on the notice of petition, as required by RPAPL §731(1).
Analysis and Conclusions of Law
Although petitioner argues that it is entitled to the benefits of a strict "no waiver" provision
in the proprietary lease, it sneers at the clear and strict language of RPAPL §735 governing the
manner of service of the notice of petition and petition and suprisingly ignores the authority of
Parras v. Ricciardi, 185 Misc 2d 209 (NY Civ.Ct.2000); Dexter, 345, Inc. v. Lahosky, NYLJ
9/30/1998 at 25 (N.Y.Civ.Ct. 1998); and 417 Realty Associates v. Ryan, 110 Misc 2d 607,
613-14 (NY Civ.Ct.1981), claiming that "[t]here is simply no caselaw (sic) nor statute that
would require this absurd level of scrutiny in order to properly effect service."
Petitioner also rather desperately argues that its notice to cure should be construed to include
notice of termination.
As noted by respondents, petitioner incorrectly argues that the service upon the named tenant
was effective because it complied with CPLR 308. Respondents cite Friedman v. Dorfman,
N.Y.L.J. 6/23/2003, 26 (col.6), a decision of this court, holding that RPAPL §735, rather than
[*3]
CPLR 308, must be followed to effect service in a summary proceeding.
RPAPL §735 provides, in pertinent part, that if the property sought to be recovered is not the
place of residence of a tenant to be served, and personal service has not been effected upon that
tenant, "if the petitioner shall have written information of the residence address of such person,"
the notice of petition and petition shall be mailed to him at that address "by registered or
certified mail, and by regular first class mail."
Respondents have established by uncontroverted documentary evidence that the named
tenant did not reside at the premises to which the proceeding related, that petitioner had in its
possession the address of the named tenant, and that petitioner did not mail the notice of petition
and petition to that address, in any manner. Therefore, under Parras v. Ricciardi, id., Dexter,
345, Inc. v. Lahosky, id., and/or any fair reading of RPAPL §735 in conjunction with CPLR
§3211(a)8, petitioner did not obtain in personam jurisdiction over the named tenant.
Behind the plain meaning of RPAPL §735 is the legislative intent to differentiate a
summary proceeding from a plenary action. As noted in Columbus Prop. Inc. v. I S K S Realty
Corp., 163 Misc 2d 446 (N.Y.Civ. Ct. 1994):
Because the petitioner obtains the benefit of an expedited and
simplified procedure which bypasses many of the usual
procedural steps of a plenary action, petitioner must prove
strict compliance with all of the requirements for a summary
proceeding.
Stated somewhat differently in 2 Rasch, Landlord and Tenant-Summary Proceedings, 3d ed.,
§§s 29:5, 29:13,
A summary proceeding is a statutory construct in derogation
of the common law, intended to provide a streamlined , [*4]
expeditious, means of recovering possession of real property.
In sum, petitioner's failure to serve the named tenant, Donovan Guy, at his actual place
of residence, in strict compliance with RPAPL §735, is fatal to its summary proceeding.
Therefore, the petition is hereby dismissed.
Because of our dismissal of the petition for lack of in personam jurisdiction, respondents'
remaining points are now moot.
Attorneys Fees
Both petitioner and respondents have applied for an award of attorneys fees. Respondents
have prevailed upon a carefully researched and cogently written presentation that has prevented,
at least for the time being, the termination of the named respondent's proprietary lease, the
forfeiture of his shares of stock as a tenant-owner, and the eviction of his daughter from the
premises.
Article 28 of the proprietary lease provides, in pertinent part:
If . . .the Lessor shall incur any expense . . . in instituting any action or
proceeding . . .the expense thereof to the Lessor, including reasonable
attorney's fees and disbursements, shall be paid by the Lessee to the
Lessor, on demand, as additional rent.
RPL §234 states, in pertinent part, that, when a clause contained in a residential lease allows a
landlord, in an action against a tenant, to collect attorney's fees from the tenant, then a reciprocal
right exists for the tenant to, in turn, collect such fees from the landlord, if the tenant is
successful in an action against the landlord.
Respondents were represented by John Jay Legal Services, Inc., apparently a not-for-profit
corporation created for student internships and community outreach by Pace University Law
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School. Although respondents are not legally obligated to pay attorneys fees to their benefactors,
it is settled law in the Second Department that RPL §234 is not limited only to tenants who can
afford their own attorney, since that result would thwart the intent of the statute to require
landlords who have brought meritless eviction proceedings to pay for their tenant's attorney's
fees only when the tenant had financial resources to afford his own attorney. Maplewood
Management, Inc. v. Best 143 App Div 2d 978, 533 NYS2d 612 (2d Dept. 1998). We agree with
this decision and are, in any event, bound by it.
Unless the parties can agree upon the amount of attorney's fees and disbursements to be paid
by petitioner to respondents prior to April 2, 2007, the amount will be determined by the court
after a hearing which is hereby scheduled for 4:30:p.m. on that date.
This decision shall constitute an order of the court.
Dated: Ossining, New York
March 19, 2007
Edwin S. Shapiro,
Ossining Town Justice
To:
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