People v Marchese (Francesco)
Annotate this CaseDecided on December 16, 2021
SUPREME COURT, APPELLATE TERM, SECOND DEPARTMENT, 9th and 10th JUDICIAL DISTRICTS
PRESENT: : TERRY JANE RUDERMAN, P.J., JERRY GARGUILO, HELEN VOUTSINAS, JJ
2019-1856 N CR
The People of the State of New York, Respondent,
against
Francesco R. Marchese, Appellant.
Nassau County Legal Aid Society (Tammy Feman, Gianpaolo Ciocco and Daniel P. Schumeister of counsel), for appellant. Nassau County District Attorney, (Andrea M. DiGregorio and Jared A. Chester of counsel), for respondent.
Appeal from a judgment of the District Court of Nassau County, First District (David Goodsell, J.), rendered October 4, 2019. The judgment convicted defendant, upon his plea of guilty, of criminal possession of a weapon in the fourth degree, and imposed sentence.
ORDERED that the judgment of conviction is affirmed.
Insofar as relevant to this appeal, defendant was charged in a felony complaint with criminal possession of a weapon in the third degree (Penal Law § 265.02 [1]). It was alleged by the arresting officer that defendant was in possession of a switchblade knife. The officer made the determination that the knife was a switchblade knife based on his observation that when "applying pressure to a lever within the handle of the knife [it] caused the blade to spring open and lock into place." Thereafter, the felony charge was reduced by notations made upon the face of the accusatory instrument (see CPL 180.50 [3] [a] [iii]) to the charge of criminal possession of a weapon in the fourth degree (Penal Law § 265.01 [1]), defendant pleaded guilty thereto, and the court imposed sentence at that proceeding. On appeal, defendant contends that the accusatory instrument charging him with criminal possession of a weapon in the fourth degree is jurisdictionally defective and that his guilty plea was not entered voluntarily, knowingly and intelligently.
"A valid and sufficient accusatory instrument is a nonwaivable jurisdictional prerequisite [*2]to a criminal prosecution" (People v Smalls, 26 NY3d 1064, 1066 [2015] [internal quotation marks omitted]; see People v Dreyden, 15 NY3d 100, 103 [2010]; People v Case, 42 NY2d 98 [1977]; see also CPL 170.30, 170.35). As defendant did not waive prosecution by information, the sufficiency of the accusatory instrument must be evaluated under standards that apply to an information (see CPL 100.15, 100.40 [1]; People v Barnes, 26 NY3d 986 [2015]; People v Kalin, 12 NY3d 225, 228 [2009]; People v Weinberg, 34 NY2d 429, 431 [1974]). An information is sufficient on its face if it contains nonhearsay factual allegations of an evidentiary nature which establish, if true, every element of the offense charged and the defendant's commission thereof (see CPL 100.15 [3]; 100.40 [1]; People v Henderson, 92 NY2d 677, 679 [1999]; People v Alejandro, 70 NY2d 133, 136-137 [1987]). As defendant pleaded guilty, the nonhearsay requirement was forfeited (see People v Keizer, 100 NY2d 114, 122 [2003]). Further, the law does not require that an information contain the most precise words or phrases which most clearly express the thought; rather, the offense must be sufficiently alleged and the defendant provided with sufficient notice so that he or she can prepare for trial and not be tried again for the same offense (see People v Sedlock, 8 NY3d 535, 538 [2007]; People v Konieczny, 2 NY3d 569, 575 [2004]; People v Casey, 95 NY2d 354 [2000]).
Pursuant to Penal Law § 265.01 (1), a person is guilty of criminal possession of a weapon in the fourth degree when he or she possesses a switchblade knife. A "switchblade knife," a per se weapon, is defined as "any knife which has a blade which opens automatically by hand pressure applied to a button, spring or other device in the handle of the knife" (Penal Law § 265.00 [4]).
In the instant case, the information is not jurisdictionally defective as it can reasonably be inferred that the knife in defendant's possession was a switchblade knife based upon the officer's allegations that when he applied "pressure to the lever within the handle of the knife," the blade automatically sprung open and locked in place (see Penal Law § 265.00 [4]; People v Berrezueta, 31 NY3d 1091,1092 [2018]).
"Generally, in order to preserve a claim that a guilty plea is invalid, a defendant must move to withdraw the plea . . . or else file a motion to vacate the judgment of conviction pursuant to CPL 440.10" (People v Peque, 22 NY3d 168, 182 [2013]; see People v Conceicao, 26 NY3d 375, 381 [2015]). However, a narrow exception to the preservation requirement has been recognized where the particular circumstances of a case reveal that a defendant had no actual or practical ability to object to an alleged error in the taking of a plea that was clear from the face of the record (see People v Williams, 27 NY3d 212, 219-223 [2016]; People v Louree, 8 NY3d 541, 546 [2007]). Here, since defendant was sentenced in the same proceeding in which he entered his plea of guilty, he "faced a practical inability to move to withdraw [his] plea" (Conceicao, 26 NY3d at 382). Therefore, defendant's claim is reviewable on a direct appeal from the judgment of conviction despite the fact that he did not move to withdraw his plea or to vacate the judgment of conviction (see People v Sougou, 26 NY3d 1052, 1054 [2015]).
Trial courts have "a vital responsibility" to ensure that a defendant who pleads guilty makes a knowing, voluntary and intelligent choice among alternative courses of action (People v Harris, 61 NY2d 9, 19 [1983]). They need not engage in any particular litany, however, as the Court of Appeals has "repeatedly rejected a formalistic approach to guilty pleas and [has] steered clear of a uniform mandatory catechism of pleading defendants" (People v Tyrell, 22 NY3d 359, [*3]365 [2013] [internal quotation marks omitted]; see People v Nixon, 21 NY2d 338 [1967]). Moreover, the Court of Appeals has rejected the requirement that a court must enumerate all of the rights waived during the course of the plea allocution (see Sougou, 26 NY3d 1052). Instead, the Court of Appeals has opted for a flexible rule that considers "all of the relevant circumstances surrounding" a plea (Harris, 61 NY2d at 19 [emphasis removed]; see Conceicao, 26 NY3d at 382). Thus, so long as the record as a whole "affirmatively disclose[s] that a defendant who pleaded guilty entered his plea understandingly and voluntarily," the plea will be upheld (Harris,61 NY2d at 19; see Conceicao, 26 NY3d 375; Tyrell, 22 NY3d at 366).
More specifically, with respect to defendant's claim raised on appeal, an allocution based on a negotiated plea need not elicit from a defendant specific admissions as to each element of the charged crime (see People v Goldstein, 12 NY3d 295, 301 [2009]; People v Munoz, 62 Misc 3d 127[A], 2018 NY Slip Op 51859[U] [App Term, 2d Dept, 9th & 10th Jud Dists 2018]). Nor is "[t]he court's duty to inquire further . . . triggered merely by the failure of a pleading defendant, whether or not represented by counsel, to recite every element of the crime pleaded to" (People v Lopez, 71 NY2d 662, 666 n 2 [1988]; see Goldstein, 12 NY3d at 301). Indeed, no catechism is required in connection with the acceptance of a plea (see Nixon, 21 NY2d at 350) and the Court of Appeals has refused to disturb pleas even when there has been absolutely no elicitation of the underlying facts of the crime (see id.; see also Goldstein, 12 NY3d at 301). It is enough that the allocution shows that the defendant understood the charges and made an intelligent decision to enter a plea (see Goldstein, 12 NY3d at 301).
Here, defendant, represented by counsel, clearly understood the nature of the charge to which he was pleading and willingly entered his plea to obtain the benefit of the bargain he had struck. Nothing defendant said or failed to say in his plea allocution negated any element of the offense to which he pleaded guilty or cast doubt on his admitted guilt which would have required further inquiry by the court before accepting the plea (see Lopez, 71 NY2d at 666). Defendant's plea represented "a voluntary and intelligent choice among the alternative courses of action open to" him (People v Chapman, 98 AD2d 640, 640 [1983] [internal quotation marks omitted]). Consequently, the record as a whole affirmatively discloses that defendant entered his plea knowingly, voluntarily and intelligently.
Defendant's contention that the plea should be vacated because all the evidence seized should have been suppressed has not been considered because it was raised for the first time in his reply brief (see People v Winkfield, 90 AD3d 959 [2011]) and defendant never sought to move to suppress the evidence prior to pleading guilty (see People v Fernandez, 67 NY2d 686 [1986]).
Accordingly, the judgment of conviction is affirmed.
RUDERMAN, P.J., and VOUTSINAS, J., concur.
GARGUILO, J., taking no part.
ENTER:
Paul Kenny
Chief Clerk
Decision Date: December 16, 2021
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