STATE OF NEW JERSEY v. LAWRENCE KING

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                                       SUPERIOR COURT OF NEW JERSEY
                                       APPELLATE DIVISION
                                       DOCKET NO. A-3326-14T1

STATE OF NEW JERSEY,

        Plaintiff-Respondent,

v.

LAWRENCE KING,

     Defendant-Appellant.
_______________________________

              Submitted May 9, 2017 – Decided April 30, 2018

              Before Judges Ostrer, Leone, and Moynihan.

              On appeal from Superior Court of New Jersey,
              Law Division, Camden County, Indictment No.
              12-09-2500.

              Joseph E. Krakora, Public Defender, attorney
              for   appellant   (Robert    Carter  Pierce,
              Designated Counsel, on the brief).

              Mary Eva Colalillo, Camden County Prosecutor,
              attorney for respondent (Nancy P. Scharff,
              Assistant Prosecutor, of counsel and on the
              brief).

        The opinion of the court was delivered by

LEONE, J.A.D.
     Defendant Lawrence King was convicted by a jury of various

weapons offenses and sentenced to nine years in prison. He appeals

his March 4, 2015 judgment of conviction.   We affirm.

                                 I.

     The following evidence was elicited at the jury trial before

Judge Richard F. Wells.     Investigator John Collins of the New

Jersey Division of Criminal Justice was involved in an undercover

investigation into the illegal sale of firearms.    Collins first

met defendant through a confidential informant, who was being paid

to work on behalf of law enforcement.   In September 2011, Collins

had several conversations with defendant regarding the sale of a

handgun.    On September 28, 2011, defendant sold a handgun with a

defaced serial number to Collins while being audio- and video-

recorded.    In January 2012, Collins was again in contact with

defendant with regard to the sale of additional weapons.          On

January 18, 2012, defendant handed an assault rifle to Collins and

was arrested.

     Based on the handgun sale, defendant was charged with second-

degree unlawful possession of a handgun, 
N.J.S.A. 2C:39-5(b);

fourth-degree unlawful possession of a defaced firearm, 
N.J.S.A.

2C:39-3(d); and fourth-degree unlawful disposition of a defaced

firearm, 
N.J.S.A. 2C:39-9(e).    Based on the assault rifle sale,

the charges were amended to third-degree unlawful possession of a

                                 2                         A-3326-14T1
rifle, 
N.J.S.A. 2C:39-5(c); and fourth-degree disposition of a

weapon, 
N.J.S.A. 2C:39-9(d).

      In addition, based on a sale of a shotgun on or around August

28,   2012,    defendant    was     charged    with     third-degree   unlawful

possession of a shotgun, 
N.J.S.A. 2C:39-5(c)(1); third-degree

unlawful possession of a sawed-off shotgun, 
N.J.S.A. 2C:39-3(b);

and third-degree unlawful disposition of a sawed-off shotgun,


N.J.S.A. 2C:39-9(b).        The State dismissed those charges before

trial.

      On the first day of trial, the jury heard testimony from

Collins, Special Agent Sara Coughlin, who testified primarily

regarding the chain of custody of the firearms, and defendant, who

presented the defense of entrapment.             The jury heard recordings

from the September 2011 and January 2012 conversations between

Collins and defendant.       The jury also reviewed the audio and video

recordings from the September 28, 2011 handgun sale.                The January

18, 2012 rifle sale, however, was not recorded.

      On the second day of trial, a Friday, the jury heard closing

arguments     and   the   court's    jury     charge.      Jury   deliberations

commenced around 1:00 p.m.          At 2:40 p.m., the jury submitted the

following question: "If entrapment are other charges dismissed?"

After some discussion with counsel and research, the trial court

responded that if defendant proved entrapment, the jury must find

                                        3                               A-3326-14T1
him not guilty.    At 2:53 p.m., the trial court received a note

stating: "We cannot come to a decision."      The court noted that it

"essentially got this note from the jury virtually almost by the

time they got back to the jury room with regard to the answer to

their initial question," that the jury had deliberated for less

than two hours, and that it was a "usefully insufficient time to

basically deliberate."   The court responded by giving the jury the

charge adopted in State v. Czachor, 
82 N.J. 392 (1980), and

embodied   in   the   Model   Jury   Charge    (Criminal),   "Judge's

Instructions On Further Jury Deliberations" (approved Jan. 14,

2013):

           It is your duty as jurors to consult with one
           another and to deliberate with a view to
           reaching an agreement if you can do so without
           violence to individual judgment. Each of you
           must decide the case for yourself, but do so
           only after an impartial consideration of the
           evidence with your fellow jurors.      In the
           course of your deliberations do not hesitate
           to reexamine your own views and change your
           opinion if convinced that it is erroneous, but
           do not surrender your honest conviction as to
           the weight or effect of evidence solely
           because of the opinion of your fellow jurors
           or for the mere purpose of returning a
           verdict.    You are not partisans, you are
           judges, you are judges of the fact[s].

     The trial court asked the jury to continue its deliberations.

At 3:45 p.m., the court received a third note from the jury,

stating: "Several members of the panel have indicated they will


                                 4                            A-3326-14T1
not change their mind, so we cannot come to a unanimous verdict."

The court discussed the note with counsel.      The court noted that

while the trial was brief, due to the entrapment defense, this was

"a complex case" with two burdens of proof and an unusual verdict

sheet, and "a complex analysis that the jury needs to engage in."

The court also noted the jury "still ha[d]n't even deliberated for

three hours." The prosecutor thought that "any further instruction

from the Court to continue deliberations would be viewed by a

reviewing court as coercive," and that "probably the better cause

is to declare a mistrial."     Defense counsel agreed.

     At 4:19 p.m., in the midst of the trial court's discussion

of the third note with counsel, a fourth note was received from

the jury asking: "Can we view the video and audio" recordings

relating to the handgun sale.    Defendant objected to consideration

of the question and said a mistral was required.        The court noted

the jury sent this follow-up note with "no prodding whatsoever,"

suggesting   the   situation    was    not   "clearly    intractable."

Accordingly, at 4:25 p.m., the court said to the jurors he thought

the appropriate course was "to ask you to return to court Monday

and continue your deliberations.      All right?"   In a fifth note,

the jury asked if it would "be able to view the video/audio of

[the handgun sale] on Monday?"        Court and counsel agreed they

could.

                                  5                             A-3326-14T1
    On Monday, the trial court denied defendant's renewed request

for a mistrial.       The audio and video recordings of the handgun

sale were played for the jury.           After deliberating for about an

hour, the jury found defendant guilty of the three offenses based

on the sale of the handgun.       The jury found defendant not guilty

of the two counts regarding the sale of the rifle.

    The trial court denied defendant's motion for a new trial.

The court sentenced defendant to nine years' imprisonment, with

four years of parole ineligibility, for second-degree unlawful

possession   of   a   handgun,   
N.J.S.A.    2C:39-5(b),   and   concurrent

eighteen-month terms for fourth-degree unlawful possession of a

defaced firearm, 
N.J.S.A. 2C:39-3(d), and fourth-degree unlawful

transport of a defaced firearm, 
N.J.S.A. 2C:39-9(e).

    Defendant argues the following on appeal:

         POINT I – THE TRIAL COURT ERRED BY NOT ORDERING
         A MISTRIAL AFTER THE JURY'S SECOND NOTE
         DECLARING A DEADLOCK AND BY FAILING TO
         PROPERLY INQUIRE OF THE JURY WHETHER FURTHER
         DELIBERATIONS WOULD BE BENEFICIAL OR FUTILE.

         POINT II – THE CONVICTION MUST BE REVERSED
         BECAUSE THE TRIAL COURT'S ERRONEOUS JURY
         INSTRUCTIONS LED TO AN INCONSISTENT VERDICT.

         POINT III – MR. KING WAS DEPRIVED OF A FAIR
         TRIAL DUE TO THE STATE'S DISCOVERY VIOLATION.
         (Not Raised Below)

         POINT IV – THE SENTENCE IMPOSED UPON MR. KING
         WAS MANIFESTLY EXCESSIVE.


                                     6                              A-3326-14T1
                                      II.

      Defendant argues the trial court erred by giving the model

charge quoted above after the jury's second note, and by not

ordering a mistrial after the jury's third note.               We must hew to

our   standard    of   review.       "The   grant   of   a   mistrial    is    an

extraordinary remedy[.]" State v. Yough, 
208 N.J. 385, 397 (2011).

"Whether an event at trial justifies a mistrial is a decision

'entrusted to the sound discretion of the trial court.'             Appellate

courts 'will not disturb a trial court's ruling on a motion for a

mistrial, absent an abuse of discretion that results in a manifest

injustice.'"      State v. Smith, 
224 N.J. 36, 47 (2016) (citations

omitted).   Similarly, the "determination as to whether a Czachor

charge is warranted" is left to the "'sound discretion'" of the

trial court, and may be reversed only for an abuse of discretion.

State v. Ross, 
218 N.J. 130, 144 (2014) (quoting Czachor, 
82 N.J.

at 407).

      In Czachor, our Supreme Court "provided guidance to trial

courts confronted with a jury's declaration that its deliberations

have progressed to an impasse."        Ross, 
218 N.J. at 143.       The Court

"adopted    the    model   charge     suggested     by   the   American       Bar

Association," which was subsequently included as Model Jury Charge

(Criminal), "Judge's Instructions on Further Jury Deliberations"

(Jan. 14, 2013).       Id. at 144.

                                       7                                A-3326-14T1
     In deciding whether to give a Czachor charge "[w]hen a jury

communicates a deadlock, trial courts 'should be guided in the

exercise of sound discretion by such factors as the length and

complexity of trial and the quality and duration of the jury's

deliberations.'"   Ibid. (quoting Czachor, 
82 N.J. at 413).     Only

"[w]hen the '"difference of opinion between members of the jury

is clearly intractable," . . . then the jury is deadlocked and a

mistrial should be declared.'"       Id. at 145 (quoting State v.

Figueroa, 
190 N.J. 219, 237 (2007)).

     As the trial court explained, when the jury sent its second

note indicating "[w]e cannot come to a decision," the jury had

been deliberating for less than two hours.1    The note also came

only a few minutes after the trial court answered the jury's first

note about entrapment.




1
  Defendant argues the jury had been deliberating for two hours
and forty-five minutes. He cites the times mentioned three months
after trial in the court's denial of the motion for a new trial,
which stated that the "jury exited the courtroom for deliberations
at 12:01 p.m.," and that "[a]t 2:45 p.m. the Court received a
second note[.]"    However, the trial transcript shows that the
court sent the jury to lunch after its jury charge because "[i]t's
noon" and told them to return "at 1," that the jury began "to
deliberate at 1:00," that it was "seven minutes to three" when the
jury sent the second note, and that the court and both counsel
agreed the jury had been deliberating for two hours or less. We
rely on the contemporaneous time references in the trial transcript
rather than recollections three months later, which are not
materially different in any event.

                                 8                          A-3326-14T1
     The entrapment issue added complexity to the trial, which

already involved five counts and two transactions, spanned two

trial days, and was "a tricky case procedurally," as defense

counsel told the jury.   Defendant argues the case was not complex

because he did not contest making the gun sales.       However, he

vigorously claimed entrapment in his testimony and in his counsel's

opening and closing arguments.       To help show entrapment, his

counsel expanded the case by eliciting evidence of the shotgun

sale for which the charges had been dropped.     The trial court's

entrapment instructions required the jury to apply two different

burdens of proof placed on different parties, and to consider a

defense which had four subparts and "both subjective and objective

elements"; even defense counsel in closing admitted he "never can

tell which is which."    The complexity of the entrapment defense

was further evidenced by the jury's question about that defense.

     Given the complexity of the case and the short period of

deliberations, the trial court was properly concerned about the

duration and quality of the jury's deliberations.      As in Ross,

"the trial court properly exercised its discretion in response to

the jury's communication of an impasse by providing a Czachor

charge and directing the jury to resume deliberations."   
218 N.J.

at 138, 145 (upholding the giving of a Czachor model charge when,



                                 9                          A-3326-14T1
after five days of deliberations, the jury stated it could not

reach a unanimous decision).

      Defendant argues the trial court instead should have asked

whether "further deliberations would be futile" using Model Jury

Charge (Criminal), "Judge's Inquiry When Jury Reports Inability

To   Reach   Verdict"   (approved   June   10,    2013).    However,     the

instruction    for   this   "inquiry"    charge   states:   "This    charge

presumes that the jury has already indicated its deadlock and has

been instructed about continuing deliberations" using the Czachor

model charge.     Id. at 1 n.1.      Thus, it was proper to give the

Czachor model charge first.

      Further the "inquiry" charge was not required as the jury had

deliberated for less than two hours.       As the Supreme Court stated

where a jury had deliberated for five hours and a half: "In light

of the brevity of the deliberations, we find no error in the trial

court's decision not to inquire specifically about whether further

deliberations would likely result in a verdict," and instead "to

require the jury to continue its deliberations."            Figueroa, 
190 N.J. at 226, 239-40.    Even if the court had asked whether "further

deliberations would be futile" and the jury had said "yes," it

would have been proper for the court to then give the Czachor

model charge.     State v. Johnson, 
436 N.J. Super. 406, 415 n.10

(App. Div. 2014).

                                    10                              A-3326-14T1
       After the trial court properly gave the Czachor model charge,

the jury deliberated for less than an hour before sending the

third note stating "we cannot come to a unanimous verdict."                     While

the court and counsel were discussing how to respond, the jury

sent   its     fourth   note    asking      to    "view   the   video   and    audio"

recordings of the handgun sale.                  As the court found, the jury's

fourth note revealed that the jury's alleged impasse was not

"intractable."

       In Ross, the jury sent a note that it was "'unable to reach

a   unanimous        decision    on   any        count.    What    is   your      next

instruction?'" Id. at 138.            The Supreme Court found the jury's

note "did not signal an intractable divide that would warrant a

declaration of mistrial.          Instead, it communicated that its effort

to reach consensus on the issues had fallen short."                     Id. at 145.

Here, the jury's request to view key evidence suggested even more

strongly that "the jury was still actively discussing the case and

wished to further review evidence" and "wanted to deliberate more,"

as the trial court found in denying a new trial.

       Defendant argues the trial court should have declared a

mistrial or instructed the jury in the half hour between the third

and fourth jury notes.           However, it appears from the transcript

that    much    of    that     time   was     consumed     in   reassembling       the

participants in the courtroom, as defendant had been sent to a

                                         11                                   A-3326-14T1
holding cell and the subsequent discussion between court and

counsel covers less than two transcript pages before the fourth

note is received.           In any event, the court was hearing the

positions of counsel and considering the caselaw and the facts to

determine an appropriate response when it was interrupted by the

jury's fourth note.         The court was permitted to conduct "a careful

analysis    of      the   circumstances"    rather   than   rushing       into

precipitous actions.         See id. at 144.

     The jury's request in the fourth note to view key evidence

indicated     the    jury    thought   further   deliberations    would     be

worthwhile.      Defendant nonetheless contends the trial court was

required to ask the jury:

            You have indicated that your deliberations
            have reached an impasse.    Do you feel that
            further deliberations will be beneficial or
            do you feel that you have reached a point at
            which further deliberations would be futile?
            Please return to the jury room to confer, and
            advise me of your decision in another note.

            [Model Jury Charge (Criminal), "Judge's
            Inquiry When Jury Reports Inability To Reach
            Verdict" (approved June 10, 2013).]

     However, the jury's fourth note had already answered that

question by requesting further deliberations.               The note also

indicated any prior impasse might not be impassable.             Our Supreme

Court has rejected the idea "that an initial impasse signals the

end of meaningful deliberations"; our Court instead "contemplates

                                       12                            A-3326-14T1
that a previously deadlocked jury can conduct fair and effective

deliberations notwithstanding an earlier impasse."         Ross, 
218 N.J.

at 154 & n.5 (Czachor "is premised upon the principle that a

properly instructed jury can and will meaningfully deliberate,

notwithstanding a prior declaration of an impasse").

     Because the jury's fourth note indicated it was not at an

intractable impasse, the trial court did not need to declare a

mistrial.      We note the jury still had deliberated less than three

hours.    See Id. at 138; State v. Hightower, 
146 N.J. 239, 258

(1996).   Moreover, the Czachor model "instruction may, as a matter

of sound discretion, be repeated if the trial judge finds that the

jury has been unable to agree."          Czachor, 
82 N.J. at 407; see

Figueroa, 
190 N.J. at 234-35.

     The trial court properly responded to the jury's fourth and

fifth notes by granting the jury's request to review the audio and

video evidence of the handgun sale and to deliberate further.

There    was   nothing   coercive   in   simply   giving   the   jury   the

opportunity it requested.     Cf. State v. Adim, 
410 N.J. Super. 410,

420-22, 424-30 (App. Div. 2009) (reversing because the judge

"deviated from the Court-approved instruction" and "the content

of [his] instruction was so improperly coercive and intrusive").

Indeed, rather than pressing the jury to resume deliberations at



                                    13                             A-3326-14T1
a late hour on Friday, the court postponed further deliberations

until Monday.

       Thus,   the   trial   court   did     not   abuse   its   discretion    in

addressing the jury's notes.         There was also no manifest injustice

requiring the extraordinary step of a mistrial.

                                      III.

       Defendant next argues the trial court caused an inconsistent

compromise verdict by its "erroneous jury instruction concerning

the second deadlock note."       However, as discussed above, after the

jury's second and third notes, which indicated it could not reach

a decision, the jury issued its fourth note stating it wanted to

review the audio and video recordings of the handgun sale.                    All

the court did was grant the jury's request.                  We have rejected

defendant's arguments that the court issued an "erroneous jury

instruction" or erred by "inaction."

       Moreover,     the   verdict   was     not    logically    inconsistent.

Defendant argues it was inconsistent for the jury to find defendant

guilty of the charges relating to the handgun sale but not guilty

of the charges relating to the rifle sale.                 Those charges arose

from two separate interactions between Collins and defendant – one

that was supported by audio and video recordings and one that was

not.    Defendant testified Collins entrapped him into making the

two sales, Collins testified he did not, and defense counsel

                                      14                                A-3326-14T1
attacked Collins's credibility.                The jury could have found that

the audio and video recordings of the handgun sale showed defendant

was not entrapped, but that the absence of such recordings of the

rifle sale raised doubts about the sale and suggested defendant

was entrapped.         As the trial court noted in rejecting defendant's

inconsistency       argument,       defense     counsel       vigorously    attacked

Collins's explanation for not recording the rifle sale and for

deleting a text that preceded the rifle sale, and defendant

insisted the rifle sale had not been consummated because no money

was exchanged.         "Therefore, we see no inconsistency between the

verdicts."       State v. Goodwin, 
224 N.J. 102, 116 (2016).

     In any event, "[o]ur system of justice has long accepted

inconsistent verdicts as beyond the purview of correction by our

courts, and therefore a defendant is forbidden from collaterally

attacking    a    guilty       verdict   on    one    count   with   an    apparently

irreconcilable acquittal on another count."                    State v. Kelly, 
201 N.J. 471, 487 (2010).           "[A] jury may render inconsistent verdicts

so long as there exists a sufficient evidential basis in the record

to support the charge on which the defendant is convicted."                      State

v. Banko, 
182 N.J. 44, 46 (2004).               Defendant admitted selling the

handgun,    and    the    sale    and    the   lack    of   entrapment     was   amply

established       by     the    audio    and    video       recordings,    Collins's

testimony, and other evidence.

                                          15                                  A-3326-14T1
                                 IV.

       Defendant argues for the first time on appeal that the State

committed a Brady2 violation by declining to disclose the amount

of money the confidential informant was paid.      Collins testified

that the informant was "working for money," and that the amount

of money paid was not revealed because the amounts could help to

identify the informant.    Defendant did not request the revelation

of the amounts at that time, and instead used the lack of testimony

regarding the confidential informant's compensation to attack

Collins's credibility.

       Because defendant failed to raise such a claim during trial,

defendant must show plain error.      Under the plain error standard,

"defendant has the burden to show that there is an error, that the

error is 'clear' or 'obvious' and that the error has affected

'substantial rights.'"     State v. Chew, 
150 N.J. 30, 82 (1997)

(quoting United States v. Olano, 
507 U.S. 725, 734 (1993)).          To

show such an effect, defendant must prove the error was "clearly

capable of producing an unjust result[.]"      R. 2:10-2.

       "In Brady, the United States Supreme Court held that 'the

suppression by the prosecution of evidence to an accused . . .

violates due process where the evidence is material either to



2
    Brady v. Maryland, 
373 U.S. 83 (1963).

                                 16                           A-3326-14T1
guilt or to punishment, irrespective of the good faith or bad

faith of the prosecution.'"       State v. Knight, 
145 N.J. 233, 245

(1996) (citing Brady, 
373 U.S. at 87).           "Central to the Brady

analysis is the determination of whether evidence is sufficiently

'material' to require its timely disclosure to the defendant."

Id. at 246.    "[E]vidence is material for Brady purposes 'if there

is a reasonable probability that, had the evidence been disclosed

to the defense, the result of the proceeding would have been

different.'"     Ibid. (citation omitted).

     Defendant    cannot   show   the   amount   of   money   paid   to   the

confidential informant was material because the informant had no

involvement in the September 28 handgun sale other than introducing

defendant to Collins back in August.             The informant was not

involved in the negotiations to purchase the handgun, was not

present at the sale, and was not a witness at trial.           Our Supreme

Court has "refused to require the disclosure of the identity of

an informer who had merely introduced the undercover agent to the

defendant but had not participated in the criminal transaction

itself, [even if] he had been present."           State v. Florenz, 
134 N.J. 570, 578-79 (1994) (citing State v. Milligan, 
71 N.J. 373,

388-89 (1976)).      Similarly, there was no need to disclose the

informant's rate of pay as the informant played no role in the

handgun sale.

                                   17                                A-3326-14T1
     Defendant argues that disclosure was required because he

raised an entrapment defense.   The informant's privilege, codified

in 
N.J.S.A. 2A:84A-28 and N.J.R.E. 516, may be inapplicable "when

the defendant may reasonably assert the defense of entrapment."

Id. at 579.     In Florenz, the State used two paid informants,

Copola, and De La Roche who introduced the defendant to Copola.

Id. at 577.    The two informants were the State's only actors in

the reverse-sting drug sale: the informants negotiated the sale

with the defendants and were present at the site of the sale, and

Copola sold the drugs to the defendants and collected the money

from the defendants.     Id. at 576-77.   The Court stressed that

Copola "played a central and critical part in the commission of

the crimes" and was the State's "key witness" at trial, and that

De La Roche "played a substantial part in arranging for the

commission of the crimes," "attended all the meetings between

defendants and Copola at which the criminal plan was devised," and

"was present when the drug transaction occurred."      Id. at 578,

580, 592.     As a result, the Court held that the State erred in

refusing to disclose Copola's true identity, and that it violated

Brady by failing to reveal that De la Roche was an informant.    Id.

at 578-83, 592-94.     The Court emphasized that "defendants urged

the defense of entrapment based in large measure on Copola's status

as an agent of the State and on his role in the commission of the

                                18                          A-3326-14T1
crime," and that "De La Roche could have provided information that

would have had a direct bearing on Copola's testimony relating to

the commission of the crime," which "also would have been relevant

to the issue of entrapment."      Id. at 580, 593.

     By contrast, the confidential informant here was not involved

in the negotiation or consummation of the handgun sale.           Defendant

testified informant "told [him] that it was easy to sell guns" and

"it was easy money."       He testified he sold the guns because he

"was promised that it was easy money from the CI, and [he] needed

money to support [his disabled] mom."        However, that was back in

August leading up to defendant's sale of the shotgun to Collins

with the informant present.3       However, the informant had no such

role in the handgun sale on September 28, which was negotiated and

consummated solely between defendant and Collins.

     In any event, the State revealed and the jury knew that the

confidential   informant    was   involved   in   August,   and   that   the

informant was "working for money."           Defendant only claims the

State should have revealed the amount the informant was paid, but

that had little if any relevance.            Defendant claimed he was

entrapped not by pressure from the informant but by the prospect


3
  The State withdrew the charges relating to the shotgun sale to
avoid disclosing the informant's identity. See Milligan, 
71 N.J.
at 393 (noting defendants "may gain dismissal of the prosecution
where the State declines to reveal its source of information").

                                   19                               A-3326-14T1
of earning money by selling guns to Collins.                 Moreover, only

Collins and defendant negotiated and carried out the two sales

that went to trial; the informant was not involved in those sales

and did not testify at trial.           Defendant failed to show that if

the amount had been disclosed, there was a reasonable probability

he would not have been convicted of the recorded handgun sale.               He

certainly has not shown any error was "clearly capable of producing

an unjust result[.]"       R. 2:10-2.

                                     V.

     Finally,    defendant    challenges      his    sentence.     "Appellate

review of sentencing is deferential, and appellate courts are

cautioned not to substitute their judgment for those of our

sentencing courts."    State v. Case, 
220 N.J. 49, 65 (2014).                We

"may disturb a sentence . . . in only three situations: (1) the

trial court failed to follow the sentencing guidelines, (2) the

aggravating and mitigating factors found by the trial court are

not supported by the record, or (3) application of the guidelines

renders a specific sentence clearly unreasonable." State v. Carey,


168 N.J. 413, 430 (2001).

     Defendant    argues     his   sentence    was    manifestly    excessive

because the trial court overlooked mitigating factors one, two,

and eleven.   A "sentencing court is required to consider evidence

of a mitigating factor and must apply mitigating factors that 'are

                                     20                               A-3326-14T1
amply based in the record.'"          State v. Grate, 
220 N.J. 317, 338

(2015)    (citation    omitted).         Here,     the     trial   court    properly

considered and rejected those mitigating factors.

     Mitigating factor one applies if "[t]he defendant's conduct

neither   caused     nor    threatened     serious       harm,"    
N.J.S.A.    2C:44-

1(b)(1), and mitigating factor two applies if "[t]he defendant did

not contemplate that his conduct would cause or threaten serious

harm,"    
N.J.S.A.    2C:44-1(b)(2).         The    trial     court   found     those

mitigating factors were not warranted because defendant's actions

"had the potential to result in serious harm to the community."

We agree.      Defaced handguns are a common tool of criminals.

Illegally selling such a handgun enables its criminal use.                          The

jury and the court properly rejected defendant's claim he was

coerced into making that sale.

     Mitigating factor eleven applies if "[t]he imprisonment of

the defendant would entail excessive hardship to himself or his

dependents."    
N.J.S.A. 2C:44-1(b)(11).            The trial court found this

mitigating   factor        inapplicable,    as     there    were    "no    proofs    of

excessive hardship to defendant or defendant's family over and

beyond the obvious hardships imposed on any individual subject to

incarceration."       Although defendant testified at trial that he

sold the guns because he needed money to support his disabled

mother, he told Probation he had not been employed for five years.

                                      21                                      A-3326-14T1
He "presented no evidence that he was a significant source of

support for his" mother.     See State v. Hyman, 
451 N.J. Super. 429,

460 (App. Div. 2017); see also State v. Blackmon, 
202 N.J. 283,

301 (2010).

     We agree these mitigating factors were not supported by ample

credible evidence.      Given the absence of any mitigating factors

and the trial court's findings of aggravating factors three, six

and nine, based in part on defendant's prior convictions for drug

distribution     and   obstruction,    defendant's   sentence   was   not

excessive.

     Affirmed.




                                  22                             A-3326-14T1


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