STATE OF NEW JERSEY v. RHYMAN M. HICKS, JR.

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                                       SUPERIOR COURT OF NEW JERSEY
                                       APPELLATE DIVISION
                                       DOCKET NO. A-2271-15T1

STATE OF NEW JERSEY,

        Plaintiff-Respondent,

v.

RHYMAN M. HICKS, JR., a/k/a
RHYMAN M. HICKS, 2ND, RHYME
M. HICKS, and DARNELL C.
WILLIAMS,

        Defendant-Appellant,

and

AARON C. RITMAN and
JAIMELYN HANS,

     Defendants.
_______________________________

              Argued September 18, 2017 – Decided February 15, 2018

              Before Judges Messano and Vernoia.

              On appeal from Superior Court of New Jersey,
              Law Division, Burlington County, Indictment
              No. 14-08-0872.

              Michael   Denny,   Assistant   Deputy   Public
              Defender, argued the cause for appellant
              (Joseph E. Krakora, Public Defender, attorney;
              Michael Denny, of counsel and on the brief).
            Nicole Handy, Assistant Prosecutor, argued the
            cause for respondent (Scott A. Coffina,
            Burlington   County   Prosecutor,    attorney;
            Nicole Handy, of counsel and on the brief).

PER CURIAM

       Defendant Rhyman M. Hicks appeals his conviction for various

drug   offenses,   arguing    the   court     erred    by     permitting    expert

testimony concerning his guilt.              Having reviewed the record in

light of the applicable law, we agree and reverse.

                                    I.

       Defendant1 was charged in an indictment with two counts of

third-degree    possession    of    a    controlled        dangerous   substance,


N.J.S.A.     2C:35-10(a)(1)    (counts       one     and    six);   third-degree

possession of a controlled dangerous substance with intent to

distribute,    
N.J.S.A.   2C:35-5(a)(1)        and    
N.J.S.A.      2C:35-5(b)(3)

(count two); third-degree possession of a controlled dangerous

substance with intent to distribute on or within 1000 feet of

school property, 
N.J.S.A. 2C:35-7 (count three); second-degree

possession of a controlled dangerous substance with intent to

distribute on or within 500 feet of a public facility, 
N.J.S.A.

2C:35-7.1 (count four); third-degree manufacturing of a controlled


1
  Co-defendants Aaron C. Ritman and Jaimelyn Hans were charged in
the first eight counts of the indictment.     Hans's charges were
resolved by her admission into the pre-trial intervention program.
The record does not show the disposition of the charges against
Ritman. The trial here was only on the charges against defendant.

                                         2                                 A-2271-15T1
dangerous substance, N.J.S.A. 2C: 35-5(a)(1) and 
N.J.S.A. 2C:35-

5(b)(3) (count five); two counts of fourth-degree possession of

prohibited weapons and devices, 
N.J.S.A. 2C:39-3(e) (counts seven

and eight); and fourth-degree certain persons not to have weapons,


N.J.S.A. 2C:39-7(a) (count nine).

       At trial, Jaimelyn Hans testified she contacted defendant in

February 2014, asked if he had any crack cocaine, and he said he

did.   She went to the house defendant shared with his mother, was

brought to defendant's bedroom where defendant's friend Ritman was

present, and bought a "dime bag of crack cocaine" from defendant.

Hans smoked the crack cocaine and saw defendant smoking crack

cocaine as well.      Hans stayed in defendant's bedroom watching

television for a few hours until police arrived, came into the

bedroom, and arrested Hans, defendant and Ritman.

       Burlington City police officers Christopher J. Walsh and

William Ruskowski were among the officers who participated in the

arrests   and   searched   defendant's   home.2   They   testified   the

following items were found in defendant's bedroom: two glass pipes,

razor blades, a glass vial containing a light-colored residue, a

grinder, a measuring cup, forty-six plastic baggies containing

white powder, two tins of sterno, numerous empty plastic bags,


2
   The search was conducted pursuant to a search warrant that was
issued prior to the officers' initial arrival at defendant's home.

                                   3                            A-2271-15T1
baking soda, a digital scale, a jar containing a hardened white

substance, a dagger and a police baton.         A representative from the

Burlington County Forensic Science Laboratory testified the white

powder in the baggies was cocaine, weighing 2.76 grams in total.

     The   State   also   presented       Burlington   County   Prosecutor's

Office detective sergeant David Burr, who was qualified "as an

expert in the pricing, purchasing, sale, distribution and use of

a controlled dangerous substance."           During his direct testimony,

Burr offered opinions based on a hypothetical question.

           THE PROSECUTOR: Detective Burr, I'm going to
           ask you or present you with a hypothetical
           situation.   Based on that hypothetical I'm
           going to ask you whether the drugs from the
           hypothetical were intended for personal use
           or for distribution, okay. The hypothetical
           is as follows:

                The police conduct a search of a home.
           In that home they locate two plastic bags
           containing a total of 46 small Ziploc style
           packets of crack cocaine.     The total weight
           of that cocaine is, assume . . . is 2.76 grams.
           Also located is a number of empty plastic
           baggies, similar size and style, larger empty
           bag with trace amounts of cocaine, digital
           scale, baking soda, measuring cups, a jar
           containing hardened cocaine, sternos and
           razors.

                Sir, based upon your training and
           experience and the hypothetical I just
           presented you with, do you have an opinion as
           to whether the narcotics were possessed for
           personal use or with intent to distribute?



                                      4                              A-2271-15T1
            BURR: In my opinion based upon my training
            and experience I would say that that clearly
            shows to me that it's for possession with
            intent   to  distribute,  not   just  simple
            possession.

            DEFENSE COUNSEL: [] Objection. May I approach?

            COURT: Yes.

      The   following     exchange   took   place   during   the   sidebar

conference:

            DEFENSE COUNSEL: Your Honor, under State v.
            McLean[3] the officer can't parrot the
            language from the statute. I'm not trying to
            split hairs here but he regurgitated the
            language of the statute. I think there needs
            to be some sort of correction or at least a
            caution moving forward.

            COURT: It's a close call.

                 . . . .

            COURT: [] The court will direct the prosecutor
            to avoid the use of the statutory language.
            Because in its present form it almost sounds
            as if it's an opinion as to the guilt in this
            case and that's not the witness'[s] function.

                 On the other hand, I don't know how else
            you state the circumstance whether it was
            possessed   for    personal   use    or   for
            distribution.

                 . . . .

            DEFENSE COUNSEL: [] I don't have an objection
            if [the prosecutor] is leading his witness
            through this and, you know, I'm not trying to
            tell him what to do, but possession with

3
    State v. McLean, 
205 N.J. 438 (2011).

                                     5                             A-2271-15T1
             intent to distribute is the language in the
             statute . . . .

             COURT: [The prosecutor] agrees with you.

             DEFENSE COUNSEL: I don't think we need to
             rehash that, but moving forward if there's any
             []

             THE PROSECUTOR: That's fine.

    The court did not direct that the jury disregard Burr's prior

response to the hypothetical, and the prosecutor did not rephrase

the hypothetical. Instead, the prosecutor asked Burr additional

questions about the hypothetical:

             THE PROSECUTOR: Sir, I'm going to redirect you
             to the hypothetical situation I just posed to
             you. Again, I'm going to ask you whether it
             is your opinion that in that hypothetical the
             drugs were for use or for sale or to give to
             others[?]

The court overruled defendant's objection to the question.              Burr

then testified:

             BURR:   It's . . . in my opinion based upon
             . . . your hypothetical, it's for distribution
             to others.

    The prosecutor asked Burr additional questions based on the

hypothetical.       Burr opined that the person involved in the sale

of the crack cocaine was also a "user."           He also testified that

based   on    the    hypothetical,    the    individuals   involved     were

manufacturing       cocaine,   and   the    sternos   referenced   in    the



                                      6                            A-2271-15T1
hypothetical "showed . . . the person was converting powder cocaine

into crack cocaine before selling it and/or using it."

       The jury found defendant guilty on eight of the nine counts

charged in the indictment.4         The court imposed an aggregate eight-

year    custodial     term,     with      a     four-year    period       of    parole

ineligibility.      This appeal followed.

       Defendant     presents       the        following    argument        for     our

consideration:

           BECAUSE THE STATE'S EXPERT TESTIFIED ON THE
           ULTIMATE ISSUE OF DEFENDANT'S STATE OF MIND
           IN A DRUG DISTRIBUTION CASE AND THE PROSECUTOR
           POSED A HYPOTHETICAL QUESTION DESIGNED TO
           ELICIT AN OPINION THAT THE DEFENDANT POSSESSED
           DRUGS WITH THE INTENT TO DISTRIBUTE, THE
           JURY'S EXCLUSIVE DOMAIN AS FACTFINDER WAS
           INVADED AND THE STATE'S FACT EVIDENCE WAS
           IMPROPERLY BOLSTERED.

                                          II.

       Defendant    contends    Burr's         responses    to    the    hypothetical

questions offered opinions about defendant's state of mind which

the court prohibited in State v. Cain, 
224 N.J. 410, 429 (2016),

and Burr's testimony the person in the hypothetical possessed

crack   cocaine     with   intent    to       distribute    and    was    engaged     in

manufacturing        crack      cocaine           constituted           impermissible



4
   The jury acquitted defendant of count six, third-degree
possession of a controlled dangerous substance, buprenorphine,
N.J.S.A. 2C: 35-10(a)(1).

                                           7                                   A-2271-15T1
pronouncements of defendant's guilt, State v. Simms, 
224 N.J. 393,

406 (2016). The State does not dispute the challenged hypothetical

questions and responses violate the holdings in Cain and Simms,

but contends the Court's decisions in those cases should not be

applied retroactively and the hypothetical questions were proper

under the law at the time of trial.

       We find no merit to the State's contention we should not

apply the principles in Cain and Simms here.                Another panel of

this   court   has   held   the   decisions   should   be    given   pipeline

retroactivity to cases, like this one, pending on appeal when they

were decided.    See State v. Green, 
447 N.J. Super. 317, 328 (App.

Div. 2016); see also State v. Hyman, 
451 N.J. Super. 429, 446

(App. Div. 2017) (applying the Cain principles in a case that was

"on appeal when Cain was decided").

       The State argues we should reject the panel's determination

in Green because application of Cain and Simms will result in a

retrial of a case conducted in accordance with the law extant at

the time of trial.      We reject the contention for the same reason

it was rejected in Green: "There will be no unfair prejudice to

the State in reversing cases pending appeal that involve improper

hypothetical questions.      We routinely remand cases for new trials

where error has prevented defendants from receiving a fair trial."



                                      8                               A-2271-15T1

447 N.J. Super. at 328.         We therefore apply, as we must, the

holdings in Cain and Simms here.

     In Cain, the Court rejected the procedure, which it previously

approved   in   State   v.   Odom,   
116 N.J.   65,   80-81   (1989),   that

permitted an expert to testify about a defendant's state of mind

in an intent-to-distribute drug case.           
224 N.J. at 429.     The Court

found improper a hypothetical that "recited nearly every detail

of the case . . . and call[ed] for the expert to give an opinion

whether the drugs recovered were possessed with the intent to

distribute . . . ."     Id. at 431.       The Court found the hypothetical

"allow[ed] the prosecutor to package his entire case in a single

question and elicit affirmation of defendant's guilt from an

expert."    Ibid.       The Court noted that the use of the term

"individual" in the hypothetical constituted a "thinly veiled

guise that serves no purpose and fails to dissipate any potential

prejudice" to the defendant.         Ibid.

     The Court held that "in drug cases, an expert witness may not

opine on the defendant's state of mind.                   Whether a defendant

possessed a controlled dangerous substance with the intent to

distribute is an ultimate issue of fact to be decided by the jury."

Id. at 429 (emphasis in original).           The Court also cautioned that

hypotheticals should not be used in drug cases "[w]hen the evidence

is straightforward and the facts are not in dispute . . . ."                Ibid.

                                      9                                A-2271-15T1
       In Simms, the Court similarly determined the State's use of

a "lengthy hypothetical question posed to the drug expert [that]

include[d] the assumed fact that the detective actually observed

defendant hand a buyer drugs for cash," violated the principles

set forth in Cain.    
224 N.J. at 396.   The Court also determined

the expert's testimony regarding defendant's involvement in a

conspiracy impermissibly mimicked the statutory language.    Id. at

406.

       Applying these principles, we are convinced Burr's testimony

in response to the hypothetical was improper.      The hypothetical

provided a brief but detailed and comprehensive summary of all of

the drug-related evidence found in defendant's bedroom.      In his

initial    response   to   the   hypothetical,   Burr   offered    an

impermissible opinion on defendant's state of mind and mimicked

the statutory language, stating that the drugs were "for possession

with intent to distribute, not just simple possession."     Defense

counsel objected, and the court acknowledged the testimony "almost

sound[ed] as if it's an opinion as to [defendant's] guilt," but

the court neither sustained the objection nor instructed the jury

to disregard the testimony.5


5
   Of course, the trial court did not have the benefit of the
Court's decisions in Cain and Simms.         However, because the
decisions apply retroactively, we need not determine if the court's
ruling was proper under the law extant at the time of trial.

                                 10                         A-2271-15T1
       Instead, the State's next question essentially repeated the

improper inquiry.           The prosecutor asked if the drugs described in

the hypothetical "were for use or for sale or distribution to give

it to others."          After overruling defendant's objection to the

question, Burr offered an impermissible opinion as to defendant's

state of mind, which was an ultimate issue for the jury, stating

the drugs were "for distribution to others."                      See Cain, 
224 N.J.

at 429.     Burr offered similarly impermissible testimony that the

individual in the hypothetical was not only a drug seller, but was

a user as well. "An expert, who advises the jury that the defendant

possessed drugs with intent to distribute is, in essence, telling

the jury that the State has proven all of elements of the crime[,]

. . . [and] has announced his own verdict, whether or not he uses

the word 'guilty.'"            Id. at 427 (quoting State v. Summers, 
176 N.J. 306, 323 (2003) (Albin, J., dissenting)).

       The State's questions and Burr's responses were not limited

to the possession with intent to distribute charge.                      Defendant was

also   charged       with    third-degree        manufacturing     of    a   controlled

dangerous substance, 
N.J.S.A. 2C:35-5(a)(1) and 
N.J.S.A. 2C:35-

5(b)(3).    In response to the prosecutor's questions, Burr offered

an   opinion    mimicking       the   language       of   those    statutes.        Burr

testified      the    person    in    the    hypothetical     was       "manufacturing

cocaine" and converting powder cocaine into crack cocaine.                             In

                                            11                                  A-2271-15T1
doing      so,   Burr     provided     an    impermissible     "opinion     about

defendant's guilt."        Ibid.

      We are convinced, and the State does not dispute, that the

questions posed to Burr and his responses are impermissible under

the Court's holdings in Cain and Simms.                  In our review of the

admission of the testimony, we disregard "[a]ny error or omission

. . . unless it is of such a nature as to have been clearly capable

of producing an unjust result."             R. 2:10-2.     To require reversal,

there must "be 'some degree of possibility that [the error] led

to   an    unjust   [verdict].        The    possibility   must   be   real,   one

sufficient to raise a reasonable doubt as to whether [it] led the

jury to a verdict it otherwise might not have reached.'"6                   State

v. R.B., 
183 N.J. 308, 330 (2005) (second and fourth alterations

in original) (quoting State v. Bankston, 
63 N.J. 263, 273 (1973)).

      In    Cain,   the    Court     concluded    an   expert's   impermissible

testimony about the defendant's state of mind on the possession



6
   We review Burr's testimony concerning whether the drugs were
possessed with intent to distribute for harmless error because
defendant objected to the testimony at trial. See, e.g., State
v. Pillar, 
359 N.J. Super. 249, 290 (App. Div. 2003) (reviewing
testimony that was admitted without objection for harmless error).
We review Burr's testimony that the person in the hypothetical was
a user and manufacturer of crack cocaine for plain error.      See
Cain, 
224 N.J. at 432-33 (reviewing testimony that was presented
without objection for plain error). In any event, the standard
for establishing harmless and plain error is identical under R.
2:10-2. State v. Macon, 
57 N.J. 325, 337-38 (App. Div. 1971).

                                        12                                A-2271-15T1
with intent charge "had the capacity to infect all of the charges

and [was] 'clearly capable of producing an unjust result.'"                    
224 N.J. at 432-33.       In Simms, the Court found plain error where in

the defendant's trial on a charge of conspiracy to distribute a

controlled dangerous substance, the State's expert offered an

opinion that "mimick[ed] the statutory language of conspiracy and

. . . conclud[ed] defendant conspired to distribute" the controlled

dangerous substance.           
224 N.J. at 406.     The Court stated the

testimony constituted an impermissible "pronouncement of guilt."

Ibid.

      In Green, 
447 N.J. Super. at 319, the defendant was charged

with possession of marijuana with intent to distribute.                 At trial,

the     State   called    a    narcotics   expert   and    asked    a    lengthy

hypothetical question detailing all of the evidence found in the

defendant's home.         Id. at 324.      The State asked the expert to

conclude    whether      the   defendant   possessed      the   marijuana      for

personal use or with intent to distribute.                Ibid.    We held the

expert's testimony constituted plain error requiring reversal

because "the question of whether [the defendant] had 'intent to

distribute' was based solely on circumstantial evidence . . . ."

Id. at 329.

      Consideration of whether admission of evidence is clearly

capable of producing an unjust result "depends on an evaluation

                                      13                                  A-2271-15T1
of the overall strength of the State's case."           State v. Nero, 
195 N.J. 397, 407 (2008) (quoting State v. Chapland, 
187 N.J. 275, 289

(2006)).    Here, there was direct evidence defendant possessed the

crack cocaine with the intent to distribute.            Hans testified she

contacted defendant, asked if he had any crack cocaine to sell,

and he said he did.          She went to his home and purchased crack

cocaine from him a few hours before the police arrived.                  This

evidence established defendant possessed the crack cocaine with

intent     to   distribute    independently     of   Burr's   impermissible

testimony.      We therefore are not convinced admission of Burr's

testimony, standing alone, "raises a reasonable doubt as to whether

[it] led the jury to a verdict it otherwise might not have

reached."       R.B., 
183 N.J. at 330; see also State v. Sowell, 
213 N.J. 89, 107-08 (2013) (affirming conviction given strength of

evidence against defendant despite admission of improper expert

testimony).

     Burr, however, also offered an impermissible expert opinion

on the manufacturing charge, testifying that the person in the

hypothetical was a manufacturer of crack cocaine and converted

powder cocaine into crack cocaine. Other than Burr's impermissible

opinion    testimony,   there    was    no   other   direct   evidence   that

defendant manufactured crack cocaine.          Thus, we are persuaded that

for the jury to have convicted defendant of manufacturing, it

                                       14                            A-2271-15T1
reasonably must have relied on Burr's expertise and impermissible

testimony.      Admission of the testimony was clearly capable of

producing an unjust result.     R. 2:10-2.

     We   are    also   convinced    admission   of     Burr's   testimony

concerning   the   manufacturing    charge   requires   reversal   of   his

conviction on all of the charges. Permitting Burr to impermissibly

declare that defendant was a manufacturer of crack cocaine had the

capacity to infect the jury's consideration of the other offenses

for which he was charged, and improperly buttressed the State's

contention defendant committed the offenses. We also cannot ignore

that the cumulative effect of Burr's three separate declarations

of defendant's guilt, as a drug user, manufacturer and possessor

with intent to distribute, was clearly capable of producing an

unjust result on each of the charges for which defendant was

convicted.

     Reversed.




                                    15                             A-2271-15T1


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