STATE OF NEW JERSEY v. JEROD K. WISE

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                                       SUPERIOR COURT OF NEW JERSEY
                                       APPELLATE DIVISION
                                       DOCKET NO. A-0426-16T2

STATE OF NEW JERSEY,

              Plaintiff-Respondent,

v.

JEROD K. WISE,

          Defendant-Appellant.
_______________________________

              Submitted December 4, 2017 – Decided March 15, 2018

              Before Judges Messano and O'Connor.

              On appeal from Superior Court of New Jersey,
              Law Division, Essex County, Indictment No. 10-
              05-1273.

              Joseph E. Krakora, Public Defender, attorney
              for appellant (William Welaj, Designated
              Counsel, on the brief).

              Robert D. Laurino, Acting Essex County
              Prosecutor, attorney for respondent (Frank J.
              Ducoat,      Special     Deputy      Attorney
              General/Acting   Assistant   Prosecutor,   of
              counsel; Samantha Monteleone, on the brief).

              Appellant filed a pro se supplement brief.

PER CURIAM
      A jury convicted defendant Jerod K. Wise of first-degree

murder, 
N.J.S.A. 2C:11-3(a)(1) and (2), and the judge sentenced

defendant to life imprisonment with a thirty-five year period of

parole    ineligibility.     We   affirmed        defendant's    conviction       on

direct appeal and remanded for resentencing because the period of

parole ineligibility did not comply with the requirements of the

No Early Release Act (NERA), 
N.J.S.A. 2C:43-7.2.                 State v. Jerod

K. Wise, No. A-1672-11 (App. Div. Nov. 22, 2013) (slip op. at 3,

16-17).      The   Supreme   Court    denied       defendant's    petition      for

certification.     
218 N.J. 274 (2014).           On resentencing, the judge

again imposed a life sentence, along with a period of parole

ineligibility of sixty-three years and nine months as required by

NERA.

      Defendant filed a pro se petition for post-conviction relief

(PCR) alleging the ineffective assistance of counsel (IAC).                       He

specifically       claimed    trial           counsel   failed       to     assert

passion/provocation manslaughter as a defense, was ineffective

during plea negotiations and provided incorrect advice regarding

defendant's maximum sentence exposure.

      After the court appointed PCR counsel, defendant filed a

supplemental certification in which he claimed trial counsel told

him the maximum sentence he could receive if convicted at trial

was   life   imprisonment    with     a       thirty-year   period    of    parole

                                          2                                A-0426-16T2
ineligibility.      Defendant certified that had he known he could

receive the actual sentence imposed by the judge, i.e., life with

a period of parole ineligibility that exceeded sixty-three years,

he would have pled guilty rather than go to trial.                    PCR counsel

included a copy of the "Pretrial Memorandum," executed by trial

counsel, defendant and the prosecutor, which indicated the maximum

sentence     defendant   faced    if     convicted     of    murder     was   life

imprisonment with thirty years of parole ineligibility.                        The

memorandum also stated, however, that there was no plea offer by

the State.1

     In an oral opinion, the PCR judge, who was also the trial

judge, addressed all of the issues defendant raised and denied the

petition.     This appeal followed.

     Defendant     contends      trial       counsel   rendered       ineffective

assistance    by   misadvising    him    regarding     the   maximum     sentence

exposure defendant faced if convicted at trial.                       As to this

particular IAC claim, the PCR judge found defendant failed to meet




1
  Defendant's certification further stated that he rejected the
State's plea offer of eighteen years, subject to NERA, on the
advice of his attorney, and trial counsel never discussed with him
the possibility of passion/provocation manslaughter as a defense.
The PCR judge considered and rejected these arguments, and
defendant does not raise them on appeal.



                                         3                                A-0426-16T2
the Strickland/Fritz2 test.                       He noted that in addition to the

Pretrial Memorandum, which indicated there was no plea offer at

all,    the   transcript            of       a    status     conference          before     trial

corroborated the State had not extended a plea offer.                                 The judge

stated:   "In the absence of a plea offer, defendant's only options

were to plead to the indictment without any recommendation as to

the sentencing . . . [or] go to trial."                       The judge reasoned "[a]ny

misrepresentations         .    .    .       without     a   plea       offer    [were]     of   no

consequence since there is nothing to compare it with or for

petitioner to consider."                 In short, the judge concluded defendant

suffered no prejudice from trial counsel's error.

       To establish an IAC claim, a defendant must satisfy the two-

prong test formulated in Strickland, 
466 U.S.  at 687, and adopted

by our Supreme Court in Fritz, 
105 N.J. at 58.                               A defendant must

show "that counsel made errors so serious that counsel was not

functioning    as    the       'counsel'           guaranteed       .    .   .   by   the   Sixth

Amendment."     Id. at 52 (quoting Strickland, 
466 U.S. at 687).

Second, a defendant must prove he suffered prejudice due to

counsel's deficient performance.                       Strickland, 
466 U.S.  at 687.                A

defendant     must   show       by       a       "reasonable    probability"          that       the

deficient performance affected the outcome.                              Fritz, 
105 N.J. at

 2
  Strickland v. Washington, 
466 U.S. 668 (1984); State v. Fritz,

105 N.J. 42 (1987).

                                                   4                                      A-0426-16T2
58.   "A reasonable probability is a probability sufficient to

undermine confidence in the outcome."          State v. Pierre, 
223 N.J.
 560, 583 (2015) (quoting Strickland, 
466 U.S.  at 694; Fritz, 
105 N.J. at 52).        "[A]n attorney's gross misadvice of sentencing

exposure that prevents defendant from making a fair evaluation of

a plea offer and induces him to reject a plea agreement he

otherwise   would    likely   have   accepted        constitutes   remediable

ineffective assistance."       State v. Rountree, 
388 N.J. Super. 190,

214 (App. Div. 2006) (quoting State v. Taccetta, 
351 N.J. Super.
 196, 200 (App. Div.), certif. denied, 
174 N.J. 544 (2002)).

      The PCR judge concluded that since there was no plea offer,

defendant could not have suffered any prejudice from defense

counsel's erroneous statement of the maximum period of parole

ineligibility.   However, the transcript from the status conference

provides more detail as to why there was no plea offer from the

State.

      Defendant faced life imprisonment if convicted of murder.              It

is unclear whether the State actually made a plea offer, but

defense   counsel    told   the   judge   at   the    status   conference    he

"countered" with an offer that defendant would plead guilty to

second-degree manslaughter and face a maximum sentence of six

years, subject to NERA.       The judge pressed the prosecutor whether

the State would consider "aggravated manslaughter," but defense

                                     5                                A-0426-16T2
counsel acknowledged defendant would not "consider[] discussing"

a guilty plea to aggravated manslaughter.

     The judge asked defendant if he wanted his attorney to

continue plea negotiations, and defendant said, "[h]e can discuss

further." There was a brief recess. When the proceedings resumed,

the judge spoke directly to defendant, who acknowledged he did not

want counsel to "continue plea discussions" and rather "wish[ed]

to get a trial date."

     We evaluate this complete record, which defendant highlights

in his pro se supplemental brief, in light of the undisputed fact

that during these discussions, defense counsel labored under the

mistaken   impression   that   the    maximum   period   of    parole

ineligibility was thirty years, as demonstrated by the Pretrial

Memorandum.   We can reasonably presume, even in the absence of an

evidentiary hearing, that defense counsel conveyed that erroneous

information to defendant.   But, we cannot presume, in the absence

of an evidentiary hearing, that defendant would have terminated

plea negotiations if he understood that he faced the potential for

more than sixty years of parole ineligibility if convicted at

trial. Without a more extensive record, the PCR judge's conclusion

that defendant suffered no prejudice because there was no plea

offer lacks sufficient support.



                                  6                           A-0426-16T2
     However, regardless of what an evidentiary hearing regarding

the plea negotiations might reveal, we affirm the order denying

defendant's PCR petition for a different, purely legal reason.

See Do-Wop Corp. v. City of Rahway, 
168 N.J. 191, 199 (2001) ("[I]t

is well-settled that appeals are taken from orders and judgments

and not from opinions, oral decisions . . . or reasons given for

the ultimate conclusion.").

     Defendant gave a statement to police in which he asserted

self-defense, and reiterated this claim during his testimony at

trial.     Wise, slip op. at 5.    Defendant testified that he had

"swung" his knife in the victim's direction, attempting to scare

him, and did not realize "the knife connected with the guy at

all."    Id. at 6.      Trial counsel stressed self-defense in his

summation, and the judge charged the jury with that affirmative

defense.    Id. at 7.

     The Court has clearly stated that a defendant is not entitled

to PCR relief by claiming he would have pled guilty to a more

favorable plea offer, while at the same time maintaining his

innocence.    State v. Taccetta, 
200 N.J. 183, 186 (2009).           In

Taccetta, the defendant was convicted of numerous crimes and

sentenced to life imprisonment, plus ten years, and a thirty-year

period of parole ineligibility.       Id. at 185.   On PCR, the judge

found the defendant would have accepted a more favorable plea

                                  7                           A-0426-16T2
offer   but   for     the    ineffective    assistance        of     counsel,    who

misinformed the defendant of his sentencing exposure if convicted.

Id. at 189-90.      We affirmed the PCR court's grant of a new trial.

Id. at 186.

     The   Court,     however,   said   that       as   a   matter   of   law,   the

"defendant    could    not   have   entered    a    plea    of   guilty"   to    the

purported more favorable plea offer.           Id. at 194.

           We reach that conclusion for the simple reason
           that a defendant does not have the right to
           commit perjury in giving a factual basis for
           a crime that he insists he did not commit.
           Therefore, even if defendant met the first
           prong of the Strickland/Fritz standard -- that
           his counsel was constitutionally ineffective
           for giving him mistaken advice about the
           sentencing consequences of proceeding to trial
           -- defendant cannot satisfy the second prong
           of that standard, which requires a showing of
           prejudice.

           [Id. at 194-95.]

"Our court rules and case law require a factual basis for a plea

of guilty, that is, a truthful account of what actually occurred

to justify the acceptance of a plea."              Id. at 198.

     As noted, here, defendant testified under oath that he acted

in self-defense.       A defendant who asserts facts that imply he

acted in self-defense cannot provide an adequate factual basis for

a guilty plea to aggravated manslaughter, State v. Urbina, 
221 N.J. 509, 528 (2015), much less an adequate factual basis for a


                                        8                                  A-0426-16T2
guilty plea to murder.     "A defendant may not plead guilty to an

offense while maintaining his innocence because [a] [c]ourt will

not sanction perjury as a permissible basis to resolve pending

criminal charges by way of a guilty plea."          State v. Perez, 
220 N.J. 423, 433 (2015) (citing Taccetta, 
200 N.J. at 195-96).

    Therefore, defendant could not have pled guilty to aggravated

manslaughter or murder because he necessarily would have had to

provide a factual basis inconsistent with his assertion of self-

defense.     Counsel's   ineffective   assistance    did   not   prejudice

defendant.

    Affirmed.




                                  9                                A-0426-16T2


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