STATE v CATES
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No. 88-547 IN THE SUPREME COURT OF THE STATE OF MONTANA 1990 STATE OF MONTANA, Plaintiff and Respondent, -vsERIC HARRIS CATES, Defendant and Appellant. APPEAL FROM: District Court of the Fourteenth Judicial, In and for the County of Musselshell, The Honorable Thomas Olson, Judge presiding. COUNSEL OF RECORD: For Appellant: Ira Eakin arg.ued, Billings, Montana For Respondent : Won. Marc ~acicot, Attorney General, Helena, Montana Paul D. Johnson argued, Asst. Atty. General, Helena Mark Murphy argued, Asst. Atty. General, Helena Floyd A. Brower, Golden Valley County Attorney; Gerry ~iggins,special Deputy County Attorney, Ryegate, Montana submitted: November 7, 1989 Decided: February 9, 1990 Filed: I Clerk Justice ~ i l l i a mE. Hunt, Sr., delivered the Opinion of the Court. A jury empaneled in the District Court of the Fourteenth Judicial District, Musselshell County, found Eric Harris Cates, guilty on one count of sexual intercourse without consent with Janey Doe in violation of S 45-5-503, MCA, and guilty on a separate count of sexual assault upon Robby Roe in violation of § 45-5-502, MCA. The District Court sentenced defendant to fourteen years for sexual intercourse without consent and fourteen years for sexual assault to be served concurrently. The court suspended seven years of each sentence subject to certain conditions and defendant was given credit for time served. Defendant was designated a non-dangerous offender for the purpose of parole release. Defendant appeals his conviction for sexual intercourse without consent. Defendant did not appeal his conviction for the sexual assault on Robby Roe. We vacate and reverse defendant's conviction for sexual intercourse without consent with Janey Doe on the grounds of insufficiency of evidence. The two issues raised on appeal are: 1. Whether sufficient evidence pertaining to the elements of 5 45-5-503, MCA, supported the jury's guilty verdict of the offense of sexual intercourse without consent. 2. Whether the District Court erred in admitting hearsay statements made by a three-year-old child to her psychotherapist where the child was found incompetent to testify. From September to November of 1987, defendant and his wife, Kathleen Harris, were employed as babysitters for a three-year-old girl, referred to as "Janey Doe," and a fiveyear-old boy, referred to a "Robby Roe." While Kathleen actually took care of the children, defendant had access to them during his lunch hour. On November 18, 1987, Janey said to her mother, "my vagina hurts." Janey's mother examined her and discovered that Janey had a thick glob of mucous in the vaginal area, that her vagina was streaked with blood resembling blood blisters on both sides, and that she had a raw looking bruise in her vagina. The following day, Janey's mother took her to be examined by a pediatrician. The pediatrician diagnosed Janey's injuries as consistent with evidence of sexual molestation. On February 26, 1988, defendant was charged by information on Count I with sexual intercourse without consent in violation of S 45-5-503, MCA, or, in the alternative, with sexual assault in violation of § 45-5-202, MCA, against Janey, and on Count I1 with sexual assault in Defendant's violation of S 45-5-502, MCA, against Robby. wife was similarly charged and separate trials were ordered. On June 27, 1988, defendant filed a motion in limine requesting the District Court to exclude out-of-court statements made by the children to any witness. On July 1, 1988, a hearing was conducted concerning the motions. During the hearing, the District Court concluded that Janey was not competent to be a witness at trial after she declined to speak to the ~istrictCourt judge both in open court and in chambers. The court found that she was "mute out of fear." Robby was found to be a competent witness. A jury trial commenced on July 8, 1988. Several witnesses testified including Janey's mother, Janey's pediatrician and Robby. Janey's mother testified that Janey said her "vagina hurts" and that Janey had been consistently complaining about soreness for six to eight weeks. She also testified that she examined Janey and then took her to the pediatrician. Janey's pediatrician testified that Janey's vagina looked fine externally but internally there were i n j u r i e s s u c h a s b r u i s e s and a b r a s i o n s . She s t a t e d t h a t from t h e medical evidence: [ J a n e y ] h a s had some b l u n t , p e n e t r a t i n g t y p e t r a u m a I t means t h a t t h e r e d i r e c t l y t o t h a t [inner] area. has not been any fall or hit or anything a c c i d e n t a l l y t h a t was done t o h e r . T h i s a r e a had t o be opened up a n d had t o h a v e b e e n i n j u r e d by o p e n i n g h e r up. The p e d i a t r i c i a n t e s t i f i e d t h a t , i n h e r o p i n i o n , t h e i n j u r i e s had been c a u s e d w i t h i n a week o f J a n e y ' s e x a m i n a t i o n and t h a t she diagnosed J a n e y ' s i n j u r i e s a s c o n s i s t a n t with evidence of sexual molestation. Robby t e s t i f i e d t h a t d u r i n g l u n c h - t i m e , touch game" ... touching up my b u t t . " Robby's penis and putting further testified He E r i c "played t h e "his hand t h a t h e saw ~ r i c touch Janey's vagina " [ a ] l o t of times." A f t e r concl.usion o f the jury that, t h e evidence, it should find the court instructed defendant g.uilty of either s e x u a l i n t e r c o u r s e w i t h o u t c o n s e n t o r s e x u a l a s s a u l t , h e must b e found n o t g u i l t y o f t h e o t h e r . On J u l y 1 2 , 1988, t h e j u r y returned on a verdict of guilty Count I for sexual i n t e r c o u r s e w i t h o u t c o n s e n t i n v i o l a t i o n o f S 45-5-503, a n d n o t g u i l t y o f s e x u a l a s s a u l t u n d e r S 45-5-502, his offense against Janey. D e f e n d a n t was MCA, for MCA, found g u i l t y on Count I1 f o r s e x u a l a s s a u l t i n v i o l a t i o n o f S 45-5-502, MCA, f o r h i s o f f e n s e a g a i n s t Robby. The c o u r t s e n t e n c e d d e f e n d a n t t o f o u r t e e n y e a r s i n t h e Montana S t a t e P r i s o n on e a c h c o u n t t o r u n c o n c u r r e n t l y . Seven years of each conditions. sentence was suspended subject to certain D e f e n d a n t was g i v e n c r e d i t f o r t i m e s e r v e d and d e s i g n a t e d a non-dangerous o f f e n d e r f o r t h e p u r p o s e o f p a r o l e release. sexual Defendant intercourse The first a p p e a l s h i s c o n v i c t i o n on Count I f o r witho.ut consent issue under S 45-5-503, MCA. r a i s e d on a p p e a l i s w h e t h e r there is S 45-5-503, MCA, to s u f f i c i e n t evidence of t h e elements of support the jury's guilty verdict of the offense of sexual interco.urse without consent. Defendant was convicted of sexual intercourse without consent under S 45-5-503, MCA, which provides in part: A person who knowingly has sexual intercourse without consent with a person of the opposite sex commits the offense of sexual intercourse without consent. Sexual intercourse is defined under B 45-2-101(61), MCA, as: [The] penetration of the vulva, anus, or mouth of one person by the penis of another person, penetration of the v,ulva or anus of one person by any body member of another person, or penetration of the vulva or anus of one person by any foreign instrument or object manipulated by another person for the purpose of arousing or gratifying the sexual desire of either party. Any penetration, however slight, is sufficient. (Emphasis added. Defendant argues that while there is medical evidence that Janey was penetrated, there is not sufficient credible evidence, that it was - who committed the act of he penetration. Establishing penetration is an essential element to proving sexual intercouse without consent. The standard of review in such a case is: [Wlhether the evidence, viewed in the light most favorable to the prosecution, is sufficient to permit any rational trier of fact to find that the elements of the offense were established beyond a reasonable doubt. State v. Lundblade (1986), 221 Mont. 185, 187, 717 P.2d 575, 577. Here, the evidence is not sufficient to establish that it was defendant who committed the act of penetration. while Robby did testify that he saw defendant touch Janey's vagina "[a] lot of times" he never testified to what he meant by the statement and this Court cannot infer that he was describing an act of penetration. The jury specifically fo.und defendant not guilty of the charge of sexual assault with Janey Therefore, defendant . cannot be retried on that charge. Defendant did not appeal his conviction for the sexual assault upon Robby Roe. Because of our holding on the first issue, we need not discuss the second issue of whether the District Court erred in admitting hearsay statements made by a three-year-old child to her psychotherapist where the child was fou.nd incompetent to testify. We vacate and reverse defendant's conviction for sexual intercourse without consent with Janey Doe on the gro.unds of insufficiency of evidence. &+A J Justlce sitting for Justice Fred J. Weber dissenting: Our basic issue is whether there is substantial evidence to support the conviction. The test has been stated as follows: conviction cannot be overturned when the evidence, viewed in the light most favorable to the prosecution would allow - rational trier of fact any to find the essential elements of the crime beyond a reasonable doubt. Jackson v. Virginia (1979), 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61 L.Ed. 560, 573; State v. Godsey (1982), 202 Mont. 100, 656 P.2d 811, 39 St.Rep. 2354, 2358. If the record shows any substantial evidence to support the judgment, the presumption is in favor of such judgment State v. Shurtliff (1981), 195 Mont. 213, 635 P.2d 1294, 1296, 38 St.Rep. 1798, 1800. A . State v. George (1983), 203 Mont. 124, 130, 660 P.2d 97, 100. In addressing this issue, the majority has improperly focused on the lack of direct proof demonstrating that defendant was the one who penetrated the child's vagina. I dissent to point out that direct proof of penetration by the defendant was not necessary to conviction. Further, circumstantial evidence pointing to defendant's penetration was established. The majority opinion cites Lundblade as authority that the evidence in the present case is insufficient to convict. However, Lundblade is distinguishable and is not good authority in the present case. In Lundblade there was no evidence of penetration, an element of the offense. case, penetration was definitely In the present established. The pediatrician testified that Janey's vagina had recently been opened up, causing molestation. The injuries only issue consistent was the with sexual identity of the perpetrator. The present case is more closely analogous to State v. on Pendergrass (1978), 179 Mont. 106, 586 P.2d 691, - remand, 189 Mont. 127, 615 P.2d 201 (1980). In Pendergrass 11, defendant made a similar challenge to the sufficiency of the evidence to prove sexual intercourse without consent. that "there is majority no question that a Noting rape occurred," the in Pendergrass then detailed the evidence which tended to prove Pendergrass committed the crime. This Court found sufficient evidence to convict in the testimony that defendant's red pickup was parked near the convenience store where the offense occurred, a witness saw a man closely resembling defendant in the store; the defendant's blood type matched that of the perpetrator. As in Pendergrass, here there is no question that a rape (sexual intercourse without consent) had occurred. question is the identity of the perpetrator. The only The evidence established that defendant was with Janey during his lunch hour on many occasions. Robby testified that defendant touch Janey's vagina a lot of times. he saw Robby also testified that defendant played the touch game and put his hand up his [Robby Is] butt. I conclude that the evidence here more closely identifies the defendant as being the perpetrator because of his action which at least constituted sexual assault. In contrast, the evidence in Pendergrass did not establish any such close connection. Nonetheless in Pendergrass this Court stated: . . This Court remains ever mindful of one fundamental rule--that questions of fact must be determined solely by the jury, and that given a certain legal minimum of evidence, this Court on review will not substitute its judgment for that of the jury 'I. . . ." Pendergrass, 615 P.2d at 205. My conclusion is further strengthened statutory definition of "sexual intercourse." by Montana's As noted in the majority opinion, a penetration of the vulva by any body member falls within the definition of sexual intercourse. The statute further states that ''[alny penetration, however slight, is sufficient." (Emphasis added.) In view of this broad definition, Robby's testimony as to defendant's touching Janey's vagina is actually strong evidence that he penetrated her. I would affirm the conviction.
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