Kenny Ray Smith v. State of Mississippi
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IN THE COURT OF APPEALS
OF THE
STATE OF MISSISSIPPI
NO. 97-KA-01407-COA
KENNY RAY SMITH
v.
STATE OF MISSISSIPPI
APPELLANT
APPELLEE
DATE OF JUDGMENT:
10/21/1997
TRIAL JUDGE:
HON. BILLY JOE LANDRUM
COURT FROM WHICH APPEALED: JONES COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT:
DAVID M. RATCLIFF
ATTORNEY FOR APPELLEE:
OFFICE OF THE ATTORNEY GENERAL
BY: W. GLENN WATTS
DISTRICT ATTORNEY:
JEANNINE T. PACIFIC
NATURE OF THE CASE:
CRIMINAL - FELONY
TRIAL COURT DISPOSITION:
CONVICTED OF DRIVE-BY SHOOTING; SENTENCED
TO TWENTY YEARS IN THE CUSTODY OF MDOC
DISPOSITION:
AFFIRMED - 03/23/1999
MOTION FOR REHEARING FILED: 4/2/99
CERTIORARI FILED:July 29, 1999
MANDATE ISSUED:
BEFORE BRIDGES, C.J., COLEMAN, IRVING, AND PAYNE, JJ.
PAYNE, J., FOR THE COURT:
PROCEDURAL POSTURE AND ISSUES PRESENTED
¶1. This case is before the Court challenging the conviction of one count of drive-by shooting and sentence
of twenty years incarceration in the custody of the Mississippi Department of Corrections. The appellant,
Kenny Smith, unsuccessfully sought relief in the form of a JNOV at the trial level, which was denied. From
that denial, Kenny timely filed this appeal raising the following seven issues: whether the verdict was against
the overwhelming weight of the evidence, whether the trial court erred in denying Kenny's motion to quash
the indictment because of inadequate language establishing the crime charged, whether the trial court erred
in failing to suppress the written and video statements of co-defendant Donald Bernard Moore under MRE
801 and MRE 802, whether the trial court erred in failing to suppress Kenny's statements against codefendant Donald Bernard Moore under MRE 801 and MRE 802, whether the trial court erred in not
allowing Kenny a continuance after the state moved for severance of co-defendant Michael Waters, and
whether the trial court erred in granting State's Jury Instructions 1 and 2.
¶2. Upon review of the briefs and applicable precedents, we overrule each of Kenny's suggestions of error.
Accordingly, we affirm the conviction and sentence in this case.
FACTS
¶3. On December 29, 1996, Kenny had a verbal altercation with his apparent girlfriend, Melonie, at his
aunt's home. After demanding that Melonie return some jewelry Kenny had given her, Kenny went into the
house. Melonie came on the porch of the house, where she and Kenny engaged in more verbal jousting.
Melonie left the porch area and proceeded to her car; Kenny pursued her, slamming the car door hard
enough to dent it. Later, Barry Ulmer, Melonie's brother, confronted Kenny about denting the car and
threatened him with a 9 mm pistol.
¶4. Around midday, after this confrontation with Barry, Kenny, along with Donald Moore and Michael
Waters, armed themselves and went to Barry's home in a white Chevrolet Caprice so that Kenny could fist
fight Barry. Kenny told police that Waters was driving the car, Moore was armed with an AK-47 and clip
and a .25 caliber pistol with two rounds, and Kenny had a .22 caliber handgun with three rounds. When the
trio approached Barry's home, Kenny maintains that Moore fired the first shot, and he also fired his gun.
The three then fled the scene and were later apprehended by the Heidelberg Police Department. At
Kenny's trial, Gregory and Fitzgerald Johnson, both neighbors of the Ulmers, testified that he saw Kenny,
Moore, and Waters in the white car and heard the gun shots ring out from the car in the direction of the
Ulmer home on the day and at the approximate time of the shooting in question. During the assault on the
home, sixty-six year old Silas Ulmer, the grandfather of Barry Ulmer, was shot in the hip, and the bullet
lodged in his abdomen, requiring removal of part of the victim's intestines.
¶5. At the time of Kenny's apprehension, along with Moore and Waters in the white car identified by the
eyewitnesses to the shooting, law enforcement officers recovered a box of .25 caliber ammunition, an AK47 rifle, a .22 caliber revolver, and a .25 caliber semi-automatic handgun. Physical evidence collected at the
scene and tested against the weapons seized at the time of the arrest established that those weapons were
used in the shooting.
DISCUSSION AND ANALYSIS
I. WHETHER THE VERDICT WAS AGAINST THE OVERWHELMING WEIGHT OF THE
EVIDENCE
¶6. It is well established that matters regarding the weight of evidence are to be resolved by the jury. Neal
v. State, 451 So. 2d 743, 758 (Miss. 1984). As such, our scope of review is limited in considering
challenges to the weight of the evidence. In determining whether a jury verdict is against the overwhelming
weight of the evidence, this Court must accept as true the evidence presented as supportive of the verdict,
and we will disturb a jury verdict only when convinced that the circuit court has abused its discretion in
failing to grant a new trial or if the final result will result in an unconscionable injustice. Eakes v. State, 665
So. 2d 852, 872 (Miss. 1995); Flowers v. State, 601 So. 2d 828, 833 (Miss. 1992); McFee v. State,
511 So. 2d 130, 133-34 (Miss. 1987). We cannot say that the evidence was such that allowing a
conviction to stand on this evidence would result in an unconscionable injustice. Thus, there is no error in
this regard.
II. WHETHER THE TRIAL COURT ERRED IN DENYING KENNY'S MOTION TO QUASH
THE INDICTMENT BECAUSE OF INADEQUATE LANGUAGE ESTABLISHING THE
CRIME CHARGED
¶7. Kenny's next assignment of error alleges the trial court erred in not quashing the indictment because it
lacked necessary language. Specifically, Kenny maintains that the indictment's omission of the exact
statutory language rendered it fatally defective. The pertinent part of the drive-by shooting statute reads: "[a]
person is guilty of a drive-by shooting if he attempts, other than for lawful self-defense, to cause serious
bodily injury to another, or causes such injury purposely, knowingly or recklessly under circumstances
manifesting extreme indifference to the value of human life by discharging a firearm while in or on a vehicle."
Miss. Code Ann. § 97-3-109(1) (Supp. 1998). The pertinent part of the indictment read as follows:
"unlawfully, wilfully, and feloniously did knowingly cause serious bodily injury to Silas Ulmer by discharging
a firearm while in a vehicle and thus striking the said Silas Ulmer, with bullets fired from said firearm. . . ."
¶8. The seven items of URCCC 7.06 are: the name of the accused; the date on which the indictment was
filed in each court; a statement that the prosecution is brought in the name and by the authority of the State
of Mississippi; the county and judicial district in which the indictment is brought; the date, and if applicable
the time, on which the offense was alleged to be committed; however, failure to state the correct date shall
not render the indictment insufficient; the signature of the foreman of the grand jury issuing it; and the words
"against the peace and dignity of the state." Further, the rule requires that an indictment provide "a plain,
concise and definite written statement of the essential facts constituting the offense charged and shall fully
notify the defendant of the nature and cause of the accusation against him." Gatlin v. State, 95-KA-00650SCT(¶ 32) (Miss. 1998) (citing Holloman v. State, 656 So.2d 1134, 1139 (Miss. 1995)).
¶9. The indictment brought against Kenny charged him with violating the drive-by shooting statute. The
mandated elements of URCCC 7.06 were provided in the charging instrument. There was no evidence that
the shooting was for lawful self-defense, and the language referencing the shooting be done under
circumstances manifesting an extreme indifference to human life is not necessary. Clearly, shooting a firearm
in the direction of an occupied home demonstrate an extreme indifference to human life. Kenny was
provided with sufficient notice of the charges against him in order to prepare an adequate defense. As such,
we find no merit in this claim.
III. WHETHER THE TRIAL COURT ERRED IN FAILING TO SUPPRESS THE WRITTEN
AND VIDEO STATEMENTS OF CO-DEFENDANT DONALD BERNARD MOORE UNDER
MRE 801 AND MRE 802
IV. WHETHER THE TRIAL COURT ERRED IN FAILING TO SUPPRESS KENNY'S
STATEMENTS AGAINST CO-DEFENDANT DONALD BERNARD MOORE UNDER MRE
801 AND MRE 802
¶10. Kenny's next two assignments allege that the trial court erred in failing to suppress statements made by
him and his co-defendant, Donald Moore, as both statements constituted hearsay. We disagree. Contrary
to Kenny's contention, both he and Moore gave statements indicating that Kenny shot the .22 caliber
weapon. Under the Mississippi Supreme Court rule set forth in Seales v. State, 495 So. 2d 475 (Miss.
1986), Donald's statement was admissible against Kenny. Both Kenny's and Donald's statements were
sufficiently similar as to material facts that their reliability was established. Further, the trial court instructed
the jury that Moore's statement against Smith could not be used to establish the guilt of anyone other than
the person making the statement. This assignment is not well taken and as such is overruled.
V. WHETHER THE TRIAL COURT ERRED IN NOT ALLOWING KENNY A
CONTINUANCE AFTER THE STATE MOVED FOR SEVERANCE OF CO-DEFENDANT
MICHAEL WATERS
¶11. Kenny's fifth assignment of error alleges that the trial court erred in denying him a continuance after the
prosecution requested a severance of co-defendant Michael Waters case. Our seasoned precedent
provides that "the decision to grant or deny a continuance is left to the sound discretion of the trial court.
Walls v. Spell, 97-CA-00378-SCT (¶ 9) (Miss. 1998) (citing Johnson v. State, 631 So. 2d 185, 189
(Miss. 1994); Wallace v. State, 607 So. 2d 1184, 1190 (Miss. 1992); Morris v. State, 595 So. 2d 840,
844 (Miss. 1991); Fisher v. State, 532 So. 2d 992, 998 (Miss. 1988)). Further, unless we determine that
a manifest injustice occurred from the denial of the continuance, this Court will not reverse. Hatcher v.
Fleeman, 617 So. 2d 634, 639 (Miss. 1993). Finally, Miss. Code Ann. § 99-15-29 (Supp. 1998)
provides that "[a] denial of the continuance shall not be ground[s] for reversal unless the . . . [reviewing
court] . . . shall be satisfied that injustice resulted therefrom."
¶12. Our review of the record finds no indication that Kenny's counsel was in any manner left ill-prepared
by the severance of Michael Waters' trial from that of Kenny and Donald Moore. Accordingly, finding no
manifest injustice flowing from the trial court's action, we overrule this assignment of error.
VI. WHETHER THE TRIAL COURT ERRED IN GRANTING STATE'S JURY
INSTRUCTIONS 1 AND 2
¶13. Kenny's sixth and final assignment of error alleges that the trial court committed reversible error in
granting of the State's Jury Instructions 1 and 2. After reviewing the instructions, we find no merit to this
argument. Accordingly, we overrule this assignment of error.
¶14. The standard of review applicable to jury instructions in Mississippi is well-established. When
considering a challenge to a jury instruction on appeal, we do not review jury instructions in isolation; rather,
we read them as a whole to determine if the jury was properly instructed. Burton By Bradford v. Barnett,
615 So. 2d 580, 583 (Miss. 1993); Taylor v. State, 597 So. 2d 192, 195 (Miss. 1992); Payne v. Rain
Forest Nurseries, Inc., 540 So. 2d 35, 40 (Miss. 1989); Byrd v. F-S Prestress, Inc., 464 So. 2d 63, 66
(Miss. 1985). Accordingly, specific, individual instructions that are defective do not require reversal if all
instructions taken as a whole fairly, but not necessarily perfectly, announce the applicable rules of law.
¶15. The instructions complained of read as follows:
S1
The Court instructs the jury that the Defendants have been charged with the crime of Drive By
Shooting. If the Jury finds from the evidence, beyond a reasonable doubt, 1. that Kenny Ray Smith
and Donald Bernard Moore, or either of them, on or about the 29th day of December, 1996 in the
City of Laurel, Second judicial District, Jones County, Mississippi, did purposely, knowingly or
recklessly; 2. discharged a firearm or firearms while said Defendants were in or on a vehicle under
circumstances manifesting an extreme indifference to the value of human life by discharging said
firearm or firearms and thus striking the said Silas Ulmer, with a bullet and; 3. that said Kenny Ray
Smith and Donald Bernard Moore were not acting in lawful self-defense then you shall find the
Defendants, or either of them, guilty as charged. If the prosecution has failed to prove any one or
more of the elements in this case beyond a reasonable doubt then you shall find the defendants, or
either of them, not guilty.
S2
The Court instructs the jury that each person present at the time, and consenting to and encouraging
the commission of the crime, and knowingly, wilfully, and feloniously doing an act which is an element
of the crime or immediately connected with it or leading to its commission, is as much a principal as if
they had with their own hand committed the whole offense; and if you believe from the evidence
beyond a reasonable doubt that the defendants, Kenny Ray Smith and Donald Bernard Moore, or
either of them, did willfully, unlawfully and feloniously do any act which is an element of the crime with
which they are charged or immediately connected with it or leading to its commission, then and in that
event, you should find the defendants, or either of them, guilty of that crime as the case may be.
As with his complaint as to the indictment, Kenny contends that State's Jury Instruction #1did not track the
statutory language. As to State's Instruction #2, Kenny maintains that instruction was an accessory
instruction, allowing the jury to convict him even if they did not find that he committed every essential act of
drive-by shooting.
¶16. Our review leads us to conclude that the complained of instructions, read as a whole with all of the
trial court's instructions, properly set forth the applicable law in Mississippi with regard to this offense.
Accordingly, we overrule Kenny's complaint in this regard.
¶17. THE JUDGMENT OF THE JONES COUNTY CIRCUIT COURT OF CONVICTION OF
DRIVE-BY SHOOTING AND SENTENCE OF TWENTY YEARS IN THE CUSTODY OF THE
MISSISSIPPI DEPARTMENT OF CORRECTIONS IS AFFIRMED. ALL COSTS OF THIS
APPEAL ARE TAXED AGAINST JONES COUNTY.
KING, P.J., DIAZ, IRVING, LEE, AND THOMAS, JJ., CONCUR. BRIDGES, J., CONCURS
IN PART. SOUTHWICK, P.J., CONCURS WITH SEPARATE WRITTEN OPINION JOINED
BY McMILLIN, C.J., BRIDGES AND COLEMAN, JJ.
SOUTHWICK, J., CONCURRING
¶18. The majority rejects Smith's arguments regarding defects in the indictment. Though I agree that the
issue does not require reversal, I disagree with an important part of the analysis and therefore concur for the
reasons that follow.
¶19. Smith was indicted with this relevant language:
Smith . . . unlawfully, willfully and feloniously did knowingly cause serious bodily injury to Silas Ulmer
by discharging a firearm while in a vehicle and thus striking the said Silas Ulmer, with bullets fired from
said firearm, in violation of Section 97-3-109 . . . .
Before trial Smith moved to quash the indictment, arguing that it improperly omitted the following language
from the statute:
attempts . . . to cause serious bodily injury to another, or causes such injury purposely, knowingly or
recklessly under circumstances manifesting extreme indifference to the value of human life . . . .
Smith also argued that another phrase was omitted from the statute that required that the shooting not be in
"lawful self defense."
¶20. In other words, Smith argues that the substance of the statute as set out in the lengthy quote is not
adequately reproduced in the indictment, and secondly, that the self defense language should have been
included. Analyzing this issue requires determining what has to be put in an indictment, and then comparing
the requirements to the actual language.
¶21. The majority cites authority that seven matters of form must be in every indictment as set out in
Uniform Circuit and County Court Rule 7.06. Those include the name of the accused, date of the
indictment, date of the offense, and other matters unrelated to the elements of the offense. In addition to the
formal matters, Rule 7.06 also requires that "the essential facts constituting the offense charged" be stated.
There is no argument made that the seven formalistic elements are lacking. Instead, we must decide whether
any facts constituting the offense are missing.
¶22. Rule 7.06 means nothing more but also nothing less than what the supreme court has declared is
needed for adequate notice to an accused. The court has held that "in order to be sufficient, the indictment
must contain the essential elements of the crime with which the accused is charged." Hennington v. State,
702 So. 2d 403, 407 (Miss. 1997). In order for an accused to know the essential facts, he must be told the
facts that support each element of the offense that he is alleged to have committed.
It is fundamental . . . that an indictment, to be effective as such, must set forth the constituent elements
of a criminal offense; if the facts alleged do not constitute such an offense within the terms and
meaning of the law or laws on which the accusation is based, or if the facts alleged may all be true and
yet constitute no offense, the indictment is insufficient. . . . Every material fact and essential ingredient
of the offense--every essential element of the offense--must be alleged with precision and certainty,
or, as has been stated, every fact which is an element in a prima facie case of guilty must be stated in
the indictment.
Hennington, 702 So. 2d at 408, quoting Peterson v. State, 671 So. 2d 647, 653 (Miss. 1996).
¶23. For this indictment to be sufficient, I find that it must have told Smith that he 1(a) attempted to cause
serious bodily injury to another or 1(b) caused such injury, and that he did so 2) purposely, knowingly or
recklessly under circumstances manifesting extreme indifference to the value of human life 3) by discharging
a firearm 4) while in or on a vehicle. The statute itself also states that the act not be in lawful self defense, a
separate matter I defer addressing for the moment. The indictment must therefore allege whether there was
only an attempt or that the injury actually occurred, that the accused acted with purpose or was recklessly
indifferent, that there was a discharge of a firearm, and the discharge occurred while the accused was in or
on a vehicle.
¶24. In the indictment Smith was accused of causing injury to Mr. Ulmer by "discharging a firearm while in a
vehicle," which are three of the four elements. The intent that was alleged was diffused by a jumble of
words: "unlawfully, willfully and feloniously did knowingly cause. . . ." This was adequate notice that Smith
was accused of a purposeful and knowing act. However, there definitely were no explicit words regarding
reckless behavior manifesting extreme indifference. Recent case law that will be reviewed below holds that
an indictment does not need to allege all alternative statutory means to commit a crime. The effect of using
only one set of elements in the indictment but the jury's receiving instructions on a different set is a murky
problem. What is clear, though, is that the indictment is valid against a pre-trial motion to quash because it
at least sets out all essential facts of one means of committing the crime.
¶25. One other omission in the indictment is alleged, namely, that the crime must not be in self defense. An
indictment generally does not have to dispute a defense that could be raised. State v. Grady, 281 So.2d
678, 680 (Miss. 1973). I believe that this should be true even if the substantive statute as does this one
includes "other than in lawful self defense" in its language. Self defense lies dormant in prosecutions for most
assaultive offenses until raised by an accused. Only if the defendant presents evidence on the issue must an
instruction be given to the jury on self defense. Wadford v. State, 385 So. 2d 951, 954 (Miss. 1980). The
burden is then on the State to prove beyond a reasonable doubt that the act was not in self defense.
The burden of proof in a criminal case never shifts from the State to the defendant. The State is
required to prove every material element of the indictment beyond reasonable doubt. Likewise, the
defendant is not required to prove that he acted in self-defense, and, if a reasonable doubt of his guilt
arises from the evidence, including the evidence of self-defense, he must be acquitted.
Sloan v. State, 368 So. 2d 228, 229 (Miss. 1979). Therefore, even when the criminal statute mentions self
defense, no purpose is served by requiring that the indictment do so. It is sufficient if the jury is given
instructions on the defense once meaningful evidence is presented. That occurred here. The indictment was
sufficient to withstand the motion to quash.
¶26. Though I find that there was no need to quash, the jury instructions went beyond the indictment's
language. As already discussed, the indictment alleged that Smith "unlawfully, willfully and feloniously did
knowingly cause serious bodily injury" to the victim. The jury instructions added that conviction should
occur also if Smith "recklessly" "under circumstances manifesting extreme indifference to the value of human
life" discharged the firearm. This addition of reckless indifference goes directly to Smith's argument that the
indictment also should have said "purposely, knowing or recklessly under circumstances manifesting extreme
indifference to the value of human life." The majority rejects the argument, stating that the precise words of
the statute need not be repeated in the indictment. I have no disagreement with that principle. The principle
is relevant, though, only if this is a dispute about a choice of words to include the elements of the offense, as
opposed to the choice of words that results in omitting some elements. Was "reckless" with "manifest
indifference" in the indictment but in different words, or perhaps was "reckless" not an essential element of
the crime even when included in an instruction to the jury?
¶27. To answer the question we must look at the possibilities. The words in the indictment for intent were
"unlawfully, willfully and feloniously did knowingly cause" the injury. "Unlawfully" and "feloniously" are not
words of intent and add nothing. Only "wilfully" and "knowingly" are relevant for this discussion. The
supreme court has held that the "wilful" or "knowing" commission of an act is the equivalent of intentionally
committing the act. Dorroh v. State, 229 Miss. 315, 321, 90 So. 2d 653, 656 (1956). Specifically, the
court held that "'[i]n an indictment charging a wilful killing, it means intentionally and not by accident,'"
quoting Ousley v. State, 154 Miss. 451, 122 So. 731, 732 (1929). The Ousley court had discussed these
different intents in some detail:
Appellant's position is that it is essential to a valid indictment under the statute that the word
"knowingly" be used; and that neither the word "willfully" nor "unlawfully" nor "feloniously," used in the
indictment involved, dispensed with the necessity of using the word "knowingly." It is not essential, in
an indictment for a statutory crime, that the exact descriptive language of the statute be used.
Equivalent words of substantially the same meaning as those of the statute may be substituted. Where
the language used in the indictment is sufficiently specific to give notice of the act made unlawful, and
exclusive enough to prevent its application to other acts, it is sufficient. The Standard Dictionary gives
"intentionally" as one of the meanings of each of the words "knowingly" and "willfully." It is
inconceivable that an act willfully done is not also knowingly done. No decision of our Supreme Court
directly in point is cited in the briefs; but there are numerous decisions from other jurisdictions cited in
the Attorney General's brief, holding that the words "knowingly" and "willfully" in criminal statutes have
substantially the same meaning. None to the contrary are cited in the briefs. . . . It is synonymous with
intentionally, designedly, without lawful excuse, and, therefore, not accidentally.
Ousley, 122 So. at 732 (citation omitted).
¶28. I read that discussion to mean that "wilful" and "knowing" are synonymous and do not include anything
that occurs accidentally. Ousely has recently been relied upon:
This Court has stated that "[i]t is inconceivable that an act willfully done is not also knowingly done."
Ousley v. State, 154 Miss. 451, 122 So. 731 (1929). Stated differently, "willfully" means
"knowingly." Moreover, "wilful" means nothing more than doing an act intentionally.
Moore v. State, 676 So. 2d 244, 246 (Miss. 1996).
¶29. Though "accidentally" and "recklessly" are not synonymous, neither involves an intentional act.
Therefore, for the same reason that "wilful" and "knowing" mean the same thing as "intentional" as opposed
to "accidental," I would find that they cannot mean the same thing as "reckless." This indictment simply did
not charge Smith with a recklessly indifferent act.
¶30. This case is quite similar to a recent appeal regarding aggravated assault. That offense also allows the
crime to be committed intentionally or instead with reckless indifference. Miss. Code Ann. § 97-3-7(2)(a)
("A person is guilty of aggravated assault if he (a) attempts to cause serious bodily injury to another, or
causes such injury purposely, knowingly or recklessly under circumstances manifesting extreme indifference
to the value of human life . . . ."). The defendant was indicted for "unlawfully, feloniously, purposely and
knowingly caus[ing] serious bodily injury" to the victim without referring to reckless indifference to life. Hall
v. State, 644 So. 2d 1223, 1228 (Miss. 1994). Unlike our case, the jury instructions also were limited to
the intentional committing of the crime. The defendant argued that acting "under circumstances manifesting
extreme indifference to the value of human life" was an essential element of aggravated assault that had to be
alleged and proven. Id. In essence, the defendant argued that extreme indifference to life must be proven
even when the crime was intentionally -- not recklessly -- committed. The court disagreed, saying that the
entire statutory phrase of "'recklessly under circumstances manifesting extreme indifference to human life' is
another form of the crime" that was charged. Id. at 1229. Since the defendant was only tried for the
intentional crime, the reckless with indifference language was of no relevance.
¶31. The Hall court discussed another similar precedent. Harbin v. State, 478 So. 2d 796, 798 (Miss.
1985). In Harbin the defendant specifically argued that the wording after "reckless" in the statute, the
"under circumstances manifesting extreme indifference," had to be in the indictment. He seemed to concede
that the act was intentional and there was no discussion of the need to indict for reckless conduct. The
Harbin court did not give the simple answer that "extreme indifference" standard was inapplicable to
intentional conduct, but held that even without that language the accused was given fair notice of the charge
and that formal and technical words are not necessary. Id. at 799. The opinion does not mention the
instructions. The later Hall decision said this about Harbin:
This Court affirmed Harbin's conviction despite the fact that the indictment only charged purposeful,
intentional conduct causing serious bodily injury. If an essential element of the crime had been omitted,
obviously, the indictment would have been fatally defective. By the same token, the state would have
failed to prove each and every element of the crime, as required. "It is hornbook criminal law that
before a conviction may stand the State must prove each and every element of the offense." Neal v.
State, 451 So. 2d 743, 757 (Miss. 1984).
Hall, 644 So. 2d at 1229.
¶32. Another precedent interpreted Harbin as concluding that his indictment "contained all of the essential
elements for the charge of aggravated assault." Peterson, 671 So. 2d at 654. The Peterson court then
concluded that it had "yet to hold that the essential elements of the crime charged are not necessary to be
included within the indictment." Id.
¶33. In my view Hall, Harbin and Peterson would not permit conviction under an indictment that omitted
the language of recklessness, if reckless conduct indifferent to human life was included in the jury
instructions. Reckless indifference to human life becomes an essential element of the crime if that is among
the theories that are given to the jury. There was no need for that language to be in the Hall indictment
because it "is another form of the crime" than the one that was prosecuted in Hall. However, by giving an
instruction to the jury on that theory in the present case, the trial court made reckless indifference one of the
forms of the crime for the jury's consideration. Smith had not been put on notice in the indictment of that
possibility.
¶34. It is important -- else much of this is irrelevant -- that the State may indict for the different alternatives
for committing a crime. The supreme court restated a previous holding this way:
In Lenoir v. State, 237 Miss. 620, 623-624, 115 So.2d 731, 732 (1959), this Court said:
It is a general rule that where a statute denounces as an offense two or more distinctive acts, things, or
transactions enumerated therein in the disjunctive, the whole may be charged conjunctively and the
defendant found guilty of either one.
Wolf v. State, 281 So. 2d 445, 447 (Miss. 1973). Lenoir reviewed a statute that made it a crime for a
parent to "desert or wilfully neglect or refuse to provide for the support and maintenance of his or her child"
under the age of 18, but the indictment used the word "and" instead of "or" between each means of
committing the offense. Lenoir, 115 So. 2d at 731. The threshold right to indict for each alternative means
of committing an offense was not even questioned but was the starting premise.
¶35. Though I find that this recklessness alternative should have been in the indictment if the jury was to
receive an instruction on it, I also find that Smith ultimately waived this issue.
¶36. Smith alleged that the indictment should have been quashed because it omitted this language. I
disagree. The language was not needed in order to charge him with one of the other versions of the crime.
Later, Smith objected to the State's instruction that defined the crime, but he focused on the difference
between whether Smith actually shot the victim or whether he had only attempted to do so. The victim was
shot with only one bullet, but Smith and a codefendant both shot at him. No proof showed which
defendant's gun fired the harmful bullet. On two occasions during the instructions conference with the court,
counsel said this is "why the indictment is fatally defective," and "that's exactly -- you know, that's what we
talked about with the indictment." Though counsel mentioned "recklessly" again, it was just in quoting the
statute. He then returned to the question of whether Smith caused an actual injury or only attempted one
and "attempt" was not in the indictment. There was no objection that the instruction went beyond the
indictment in order to allege recklessness.
¶37. On appeal Smith again argues that the instruction was defective because of the issue of injury, not
because of reckless behavior being included. I agree that the concept of aiding and abetting resolves the
problem of not knowing whether Smith or a codefendant fired the harmful bullet.
¶38. The motion to quash was validly denied. That means the indictment was not itself defective. The error
was not in the indictment but in the State's going beyond the indictment in the jury instructions. Thus Smith
needed to object to the instruction on the basis that recklessness should not have been mentioned. He did
not do so.
¶39. The evidence permitting an inference of intentional conduct was substantial but circumstantial. Thus I
do not find that the failure of the instructions to conform to the indictment in this way to be plain error rising
to the denial of a fundamental right of the defendant. The prosecutor probably should not have chosen the
inartful words used in the indictment, especially since this entire alternative means of committing the crime
was thereby omitted, but Smith was on notice of the crime and the statute. I find that sufficient under plain
error analysis and therefore would affirm.
McMILLIN, C.J., BRIDGES AND COLEMAN, JJ., JOIN THIS SEPARATE OPINION.
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