Kenneth L. Williams v. State of Mississippi
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IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2008-KA-00346-COA
KENNETH L. WILLIAMS A/K/A KENNY BELL
APPELLANT
v.
STATE OF MISSISSIPPI
DATE OF JUDGMENT:
TRIAL JUDGE:
COURT FROM WHICH APPEALED:
ATTORNEYS FOR APPELLANT:
ATTORNEY FOR APPELLEE:
DISTRICT ATTORNEY:
NATURE OF THE CASE:
TRIAL COURT DISPOSITION:
DISPOSITION:
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
APPELLEE
02/05/2008
HON. JOSEPH H. LOPER, JR.
GRENADA COUNTY CIRCUIT COURT
LESLIE S. LEE
BRENDA JACKSON PATTERSON
OFFICE OF THE ATTORNEY GENERAL
BY: LISA LYNN BLOUNT
DOUG EVANS
CRIMINAL - FELONY
CONVICTED OF POSSESSION OF
COCAINE WITH INTENT TO SELL,
TRANSFER, OR DELIVER, AND
SENTENCED TO TWENTY YEARS AND
CONVICTED OF POSSESSION OF A
FIREARM BY A FELON AND SENTENCED
TO THREE YEARS, WITH THE
SENTENCES TO RUN CONCURRENTLY IN
THE CUSTODY OF THE MISSISSIPPI
DEPARTMENT OF CORRECTIONS, AND
TO PAY A $5,000 FINE
AFFIRMED - 06/30/2009
BEFORE MYERS, P.J., IRVING AND ROBERTS, JJ.
ROBERTS, J., FOR THE COURT:
¶1.
This appeal is from a conviction in the Circuit Court of Grenada County, Mississippi
of Kenneth L. Williams a/k/a Kenny Bell. Williams attempted to represent himself, despite
having appointed counsel, and was convicted by a jury on a two-count indictment for the
felony possession of cocaine with the intent to sell, transfer, or deliver, and for the possession
of a firearm by a convicted felon. Williams was sentenced to twenty years for the drug
charge and three years for the firearms charge, and he was ordered to pay a $5,000 fine.
Williams raises two issues on appeal: (1) whether he was denied his constitutional right to
a fair trial by the admission of evidence of other crimes not charged in Count I of the
indictment, and (2) whether he voluntarily and intelligently elected to proceed pro se.
Finding no merit in Williams’s assignments of error, we affirm his convictions and sentences.
FACTS AND PROCEDURAL HISTORY
¶2.
On June 1, 2005, agents of the North Central Mississippi Narcotics Task Force, the
Grenada County Sheriff’s Department, and the Grenada Police Department met with Rayford
Willis, who was acting as a confidential informant, to orchestrate a controlled buy of illegal
narcotics. Willis had informed Deputy Sheriff Chris McCain that he previously purchased
crack cocaine from Williams. Willis contacted Williams by phone, and a meeting was
arranged to purchase $300 worth of cocaine. The meeting, or buy, was to take place on
Camp McCain Road in Grenada County at 3:30 p.m. The telephone call between Willis and
Williams was recorded; however, when the tape was examined, only portions of the
conversation could be heard or understood.
¶3.
After the meeting between Williams and Willis was scheduled, Deputy McCain,
accompanied by Officers Garrett Hartley and Jerry Miller, went to a parking lot on Highway
8 East in Grenada, and they waited in a patrol car for Williams to pass. The officers expected
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Williams to be in an older model white Mercury Grand Marquis. As anticipated, Williams’s
car did pass, and the officers stopped the vehicle and asked Williams for his driver’s license.
There were three other men in the car with Williams. They were Lawrence Brown, John
Henry Parker, and Marcus Watson. Brown was sitting in the front passenger seat; Parker and
Watson were in the backseat. After receiving Williams’s consent to search the car, the police
recovered an Altoid tin beside the driver’s seat. The Altoid tin contained a single edged
razor blade and two rocks of crack cocaine. Williams told Deputy McCain that the can
contained 1.0 gram of cocaine. Williams was meticulous concerning his inventory because
at trial, the forensic scientist, Erik Frazure, testified that indeed the amount of crack cocaine
in the Altoid tin was exactly 1.0 gram. The officers also found a plastic bag containing 6.7
grams of crack cocaine under the backseat where Watson had been sitting.
¶4.
Having been informed that Williams kept a gun under the seat of his car, but not
finding it, the police requested that Williams consent to a search of his home. Williams
consented and accompanied the police to his home where a .32 caliber revolver was found
in a clothes dryer, which was located in his bedroom. Williams was then taken to the county
jail where he signed a waiver and admitted that he had received the gun as payment in a
previous drug transaction. He also admitted to setting up the drug deal with Willis.
Additionally, he explained how he had enlisted Watson to supply the additional drugs needed
to complete the drug deal.
¶5.
Watson testified that Williams frequently obtained cocaine from him to fill orders, and
on that particular night, Watson had 6.5 grams of crack cocaine to supply to Williams so
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Williams could complete the sale.1 Watson was riding with Williams to the “buy” and was
in the process of breaking off some of the crack cocaine to give to Williams, when the police
officers stopped Williams’ car. According to Watson, his arrangement with Williams was
that Williams found the customers, and Watson supplied the drugs.
¶6.
Williams was appointed counsel prior to trial.2 However, on the day of trial, after a
jury was selected, Williams claimed that he did not “feel that [his lawyer] [was] for [him]”
and requested another attorney. Because Williams failed to appear for his trial ten days
earlier, the court did not allow a continuance. The trial judge explained to Williams that,
although it was his constitutional right to have an attorney, he did not have a constitutional
right to come in five minutes prior to testimony being given and request a new attorney. The
court noted that Williams’s case had already been pending for two to three years, and, had
he been unhappy with his appointed counsel, he could have hired a private attorney before
then.
Williams was given the choice of proceeding with his appointed attorney or
representing himself. He chose to represent himself. The trial judge advised Williams that
it was unwise to represent himself and strongly urged him to reconsider his decision.
Williams’s attorney was instructed to remain in the courtroom as standby counsel for
Williams, and Williams actually consulted with the attorney several times during the trial.
¶7.
The jury convicted Williams on both counts. For the drug charge, Williams was
1
Watson testified that he had 6.5 grams of cocaine, but the forensic scientist testified
at trial that the bag actually contained 6.7 grams of cocaine.
2
At least one of Williams’s court-appointed attorneys had to withdraw prior to trial
because of a conflict of interest due to that attorney’s representation of someone who would
testify against Williams. However, Williams had an attorney present and prepared to
represent him at trial.
4
sentenced to twenty years in the custody of the Mississippi Department of Corrections and
to pay a $5,000 fine. That sentence was to run concurrently with a three-year sentence for
the gun charge. The court appointed the Office of Indigent Appeals to represent Williams
in any post-trial proceedings and on appeal. The defense filed a motion for a judgment
notwithstanding the verdict or, in the alternative, a new trial. The post-trial motion was
denied. Aggrieved by this decision, Williams appeals raising the aforementioned issues.
ANALYSIS
I. CONSTITUTIONAL RIGHT TO A FAIR TRIAL
¶8.
Following his arrest, Williams was indicted by a grand jury for one count of “wilfully,
unlawfully, feloniously, and purposely or knowingly hav[ing] in his possession
approximately 1.0 gram[] of [c]ocaine . . . with intent to sell, barter, transfer, manufacture,
distribute or dispense . . . .” 3 On behalf of the State, Watson, who was in the car with
Williams at the time of the arrest, testified that he went with Williams to make the drug sale.
Watson testified that he had 6.5 grams of cocaine and that he was attempting to give some
of it to Williams so he could “catch the lick.” 4 Watson testified that he was in the process
of breaking off some of the cocaine when the police stopped Williams’s car, so he hid the
plastic bag containing the cocaine under the backseat of the car. When testifying about his
relationship with Williams, Watson stated that “if [Williams] needed something, like some
drugs or something, [he would] go find it for him and get it and give it to him.” Watson
3
Williams was also indicted for possession of a firearm by a felon, but the disputed
evidence only relates to the drug charge.
4
Evidently, “catching the lick” is synonymous with selling drugs.
5
testified that he often provided drugs for Williams before the incident on June 1, 2005, which
was the day of Williams’s arrest. This testimony is the crux of the first issue raised in this
appeal.
¶9.
After the State presented its case-in-chief and at the direction of his standby counsel,
Williams made a motion for a directed verdict and a motion to exclude all evidence regarding
the bag of cocaine, which was retrieved from the backseat of Williams’s car. Williams’s
motion to exclude the evidence was based upon the premise that his indictment was for
possession and intent to sell only one gram of cocaine. He also made a motion that the case
be presented to the jury on a possession charge only, claiming that the evidence of intent to
distribute had not been proven by the State. Finally, Williams made a motion to exclude any
evidence of prior drug sales.
¶10.
In response, the State asserted that Watson and Williams were acting in concert to
procure the cocaine necessary to make the sale to Willis, and the testimony showed an intent
to sell, transfer, and distribute, which was an element of the crime with which Williams was
charged. The court questioned the State as to why Williams was not indicted for possession
of the larger amount of cocaine, and the State answered that, as to the charge of possession
of cocaine with the intent, quantity is not an element. Also, the State asserted that its initial
understanding was that Williams possessed one gram of cocaine, but later developments
revealed that the 6.7 grams were jointly possessed by both Watson and Williams. The State
argued that the direct testimony of Watson established that some of the 6.7 grams of cocaine
was intended to be used for the particular sale to Willis arranged by the police. It is evident
from the record, the trial judge weighed the probative value of the evidence, as well as
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discerning whether there was a link connecting the two quantities of cocaine.
¶11.
In ruling on the motion for a directed verdict, the court noted that Williams had not
made a contemporaneous objection to the admission of evidence relating to the 6.7 grams of
cocaine found on the backseat of Williams’s car, so the court found there to be a waiver on
that issue. Also, the court found there was ample evidence to allow the case to go to the jury.
Based on those determinations, the court denied Williams’s motion for a directed verdict.
¶12.
We now address Williams’s failure to raise an objection to the admission of Watson’s
testimony relating to crimes not charged in the indictment. “It is . . . incumbent upon counsel
at trial to make a contemporaneous argument and/or objection when he believes an error has
occurred.” Stephens v. State, 911 So. 2d 424, 432 (¶18) (Miss. 2005). And, “[i]f a
contemporaneous objection is not made, an appellant must rely on the plain-error rule to raise
the unpreserved argument on appeal.” Latiker v. State, 918 So. 2d 68, 74 (¶14) (Miss. 2005)
(citation omitted). “The plain[-]error doctrine requires that there be an error and that the
error must have resulted in a manifest miscarriage of justice. We apply the plain[-]error rule
only when the error affects a defendant’s fundamental rights.” Id. (citations omitted).
¶13.
We find that the court did not err in allowing evidence of the 6.7 grams of cocaine to
be presented to the jury, nor was there a manifest miscarriage of justice. Williams waived
his objection to the admission of the evidence relating to the 6.7 grams of cocaine by not
raising a contemporaneous objection. Therefore, Williams’s argument is procedurally barred
on appeal. However, we will address the reasons why the court did not err by allowing the
evidence to be admitted.
¶14.
Mississippi Rule of Evidence 404(b) provides:
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Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show that he acted in conformity therewith.
It may, however, be admissible for other purposes such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or absence of
mistake or accident.
(emphasis added). We find that Williams cannot claim prejudice under Rule 404(b).
¶15.
This Court has held: “In drug cases, ‘evidence of prior acts offered to show intent to
distribute is not barred by M.R.E. 404 and is properly admissible if it passes muster under
M.R.E. 403 and is accompanied by a proper limiting instruction.’” Nobles v. State, 879 So.
2d 1067, 1070 (¶9) (Miss. Ct. App. 2004) (citation omitted) (footnote added). In Nobles,
“[t]he circuit court conducted a Rule 403 balancing test5 and found that the probative value
of the evidence outweighed any potential prejudice, because it showed the existence of a plan
and absence of mistake and helped to present ‘the whole picture’ to the jury.” Id. (citation
omitted). As in Nobles, we find that the evidence relating to the 6.7 grams of cocaine was
relevant; went to show Williams’s motive, intent, and plan; and helped to paint the whole
picture for the jury. Additionally, we do not find that it was cumulative or misleading to the
jury.
¶16.
To recap, the police were present when Willis called Williams to set up the controlled
drug buy; Watson testified that he and Williams had a history of selling and distributing
drugs together; Watson was in the car with Williams when the police apprehended Williams;
and Watson testified that he had the 6.7 grams of cocaine with him so Williams could
5
Mississippi Rule of Evidence 403 states, “[a]lthough relevant, evidence may be
excluded if its probative value is substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury, or by considerations of undue delay, waste
of time, or needless presentation of cumulative evidence.”
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complete the crack cocaine sale to Willis.
¶17.
We are mindful that “[g]enerally, evidence of a crime other than that charged in the
indictment is not admissible evidence against the accused.” Simmons v. State, 805 So. 2d
452, 481 (¶56) (Miss. 2001). In Simmons, the supreme court stated:
However, where another crime or act is “so interrelated to the charged crime
as to constitute a single transaction or occurrence or a closely related series of
transactions or occurrences,” proof of the other crime or act is admissible.
Proof of another crime or act is also admissible where necessary to identify the
defendant, to prove motive, or to prove scienter.
Id. (citing Duplantis v. State, 644 So. 2d 1235, 1246 (Miss. 1994)). “Evidence of other bad
acts is admissible in order to tell a complete story to avoid confusion among jurors.” Id. at
481 (¶56) (citation omitted). Therefore, as in Simmons, we find that the evidence of
Williams’s involvement with Watson and the 6.7 grams of cocaine was relevant, and the
probative value outweighed any prejudice. It simply painted a complete picture of the events
surrounding Williams’s arrest. Furthermore, the evidence and testimony were accompanied
by a proper limiting instruction to the jury.
¶18.
The supreme court has stated, “[t]he burden should properly be upon the trial counsel
to request a limiting instruction.” Palmer v. State, 939 So. 2d 792, 796 (¶13) (Miss. 2006)
(citation omitted). Williams met this burden, and the circuit court responded appropriately.
Utilizing the jury instructions prepared by Williams’s court-appointed counsel, the court gave
the following jury instruction pertaining to Willis’s and Watson’s testimonies:
The Court instructs the jury that evidence of alleged prior drug sales of the
defendant may not be considered by you as proof of the defendant’s character
or as proof the defendant acted in conformity on the date in question. But it
may be considered for the purpose of showing motive, opportunity, intent,
preparation, plan, knowledge, identity, and absence of mistake or accident.
9
The Court instructs the jury that the testimony of Rayford Willis, a confidential
informant, should be considered by the jury with great care and caution. You
may give it such weight and credit as you believe it is entitled.
Marcus Watson has testified as an accomplice in this case, and the testimony
of an accomplice is to be considered with great care and caution. You may
give it such weight as you believe it is entitled.
¶19.
The record is clear; the circuit court met the requirements set forth by this Court in
Noble. Therefore, it did not err in allowing the evidence of prior acts, which supported
Williams’s intent to distribute the drugs, nor was Williams denied his constitutional right to
a fair trial. This issue is procedurally barred and without merit.
II. ELECTION TO PROCEED PRO SE
¶20.
The supreme court addressed the dilemma that can arise when a defendant desires to
represent himself or herself, and it stated the following:
An accused . . . [places] the trial judge in a difficult situation by insisting on
a pro se trial, and, upon conviction, claim[s] that he/she did not have the
benefit of counsel and did not knowingly waive counsel. Again, if the court
refused to permit an accused to represent himself/herself, and required him/her
to have counsel present the case, the accused could contend that he was denied
his/her constitutional right in not being permitted to present his/her defense pro
se. In such delicate situations, the question of counsel waiver must be
determined on the facts of each case.
Curlee v. State, 437 So. 2d 1, 2 (Miss. 1983) (quoting Matthews v. State, 394 So. 2d 304, 311
(Miss. 1981)). “The trial court’s decision to allow pro se representation will be disturbed
only upon a showing of abuse of discretion.” Metcalf v. State, 629 So. 2d 558, 566 (Miss.
1993) (citation omitted) (emphasis added).
¶21.
As stated, Williams was appointed an attorney who was present and prepared at the
beginning of the trial. Williams had already missed one trial date ten days earlier. He did
10
not raise any objection to his attorney until after the jury was selected and the testimony was
about to begin. Williams complained that: there was some discovery that his attorney had
not shown him until a few days before trial; his attorney had encouraged him to accept a plea
deal; and he did not feel that his attorney was for him. The court acknowledged these
complaints, as well as Williams’s right to counsel, but admonished Williams that he did not
have a right to request new counsel five minutes before testimony was to be given. The court
also noted that Williams’s case had been pending for two to three years, thereby providing
ample time for Williams to have hired a private attorney.
¶22.
The trial judge endeavored to assure Williams that: his court-appointed attorney had
argued cases before that court many times; she was competent; and she “[did] a good job.”
Furthermore, the trial judge told Williams it was not wise for him to proceed pro se.
Unyielding, Williams rejected the advice and went forth without an attorney. At the judge’s
request, Williams’s court-appointed attorney remained in the courtroom during the trial and
was “present, ready, willing and able to advise, counsel[,] and assist [Williams].” Curlee,
437 So. 2d at 2 (citation omitted). Additionally, numerous times throughout the trial, the
judge reminded Williams that his attorney was present and willing to assist him. Indeed,
Williams did consult with the attorney several times during the trial, and the court noted that,
during one of the breaks, Williams had taken extensive notes from his discussion with the
attorney. At the close of testimony, the attorney, on her own volition, approached the bench
to discuss the jury instructions that she had prepared for Williams. She requested, and was
granted, permission to make a copy of the jury instructions for him. The record indicates that
Williams agreed to the jury instructions by his silence during the colloquy between his court-
11
appointed attorney and the trial judge. It is obvious that Williams made a fully informed and
voluntary decision to represent himself at trial. Moreover, it is more than apparent that the
court went to great lengths to assist Williams throughout the trial. Therefore, we find that
the trial judge was within his discretion to deny Williams a continuance to hire a private
attorney, and Williams voluntarily chose to proceed pro se.
¶23.
This Court has held, “[t]he decision to grant or deny a continuance is made at a trial
court’s discretion.” Salts v. State, 984 So. 2d 1050, 1060 (¶25) (Miss. Ct. App. 2008)
(citation omitted). In Salts, this Court stated that “[i]n order to demand a reversal, a trial
court’s denial of a continuance must result in ‘manifest injustice.’” Id. (citation omitted).
And, “[t]he burden of showing manifest injustice is not satisfied by conclusory arguments
alone, rather the defendant is required to ‘show concrete facts that demonstrate the particular
prejudice to the defense.’” Id. We do not find that Williams has presented any “concrete
facts” to demonstrate that he was prejudiced by his pro se defense, nor do we find that the
trial judge abused his discretion by denying Williams a continuance.
¶24.
We now address Williams’s contention that the trial judge failed to comply with Rule
8.05 of the Uniform Rules of Circuit and County Court. Rule 8.05 requires that “[w]hen the
court learns that a defendant desires to act as his/her own attorney, the court shall on the
record conduct an examination of the defendant to determine if the defendant knowingly and
voluntarily desires to act as his/her own attorney.” URCCC 8.05. We disagree with
Williams concerning the trial judge’s compliance with Rule 8.05.
¶25.
Williams asserts that the trial judge was not in compliance with Rule 8.05 because he
did not formally state for the record that Williams had knowingly and voluntarily waived his
12
right to counsel by choosing to proceed pro se until it was near the end of the testimony given
by the first witness. However, Williams’s own brief to this Court verifies that the trial judge
discussed at length Williams’s choice to proceed pro se. Before any testimony was given,
the following colloquy transpired:
BY THE COURT: Okay. Mr. Williams, I want to advise you of a few things
that I’m required to under Rule 8.05 of the Uniform Circuit and County Court
Rules because you have indicated that you do wish to proceed and represent
yourself.
So, again, you do have the right to have an attorney, and I had appointed one
to you, and you have chosen not to go forward with that attorney.
You have the right to conduct your defense, and you may elect to conduct the
defense and play whatever role you want to in that defense, but you need to be
advised the Court will not relax or disregard the rules of evidence or procedure
or courtroom protocol just because you are choosing to represent yourself, and
you will be bound by the same rules of evidence and the same rules as the
attorneys and will be expected to conduct yourself [accordingly].
These rules of evidence are not [] simple rules. They’re difficult. People go
to law school to learn these rules. The fact that you’re representing yourself
increases the likelihood that the outcome of this case will not be favorable to
you. You understand all those things; is that correct?
BY THE DEFENDANT: Yes, Sir.
BY THE COURT: And you still wish to go forward and represent yourself;
is that correct?
BY THE DEFENDANT: Yes Sir.
¶26.
It is clear that the trial judge addressed the requirements of Rule 8.05 early in the
proceedings. Even though the trial judge did not make a formal 8.05 declaration concerning
Williams’s choice to represent himself until after some testimony was given, it is not an error
that affected Williams’s fundamental rights. Failure to follow the exact procedure of Rule
13
8.05, under these facts, is not fatal and amounts, at best, to harmless error. See Banks v.
State, 816 So. 2d 457, 460 (¶¶12-13) (Miss. Ct. App. 2002). A complete review of the record
leads us to determine that Williams voluntarily and intelligently elected to proceed pro se.
Therefore, we find that the timing of the trial judge’s 8.05 declaration was, if it amounted to
error, harmless error.
¶27. THE JUDGMENT OF THE GRENADA COUNTY CIRCUIT COURT OF
CONVICTION OF POSSESSION OF COCAINE WITH INTENT TO SELL,
TRANSFER, OR DELIVER AND SENTENCE OF TWENTY YEARS AND
CONVICTION OF POSSESSION OF A FIREARM BY A FELON AND SENTENCE
OF THREE YEARS, WITH THE SENTENCES TO RUN CONCURRENTLY IN THE
CUSTODY OF THE MISSISSIPPI DEPARTMENT OF CORRECTIONS AND TO
PAY A $5,000 FINE IS AFFIRMED. COSTS OF THIS APPEAL ARE ASSESSED TO
GRENADA COUNTY.
KING, C.J., LEE AND MYERS, P.JJ., IRVING, GRIFFIS, BARNES, ISHEE,
CARLTON AND MAXWELL, JJ., CONCUR.
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