A. D. McLeod v. Robert Jackson, Sr.
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IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2001-CP-01052-COA
A. D. MCLEOD
v.
ROBERT JACKSON, SR.
DATE OF TRIAL COURT JUDGMENT:
TRIAL JUDGE:
COURT FROM WHICH APPEALED:
ATTORNEY FOR APPELLANT:
ATTORNEYS FOR APPELLEE:
NATURE OF THE CASE:
TRIAL COURT DISPOSITION:
DISPOSITION:
MOTION FOR REHEARING FILED:
CERTIORARI FILED:
MANDATE ISSUED:
APPELLANT
APPELLEE
4/24/2001
HON. MICHAEL R. EUBANKS
LAMAR COUNTY CIRCUIT COURT
A. D. MCLEOD (PRO SE)
S. ROBERT HAMMOND
AMANDA CLEARMAN WADDELL
CIVIL - LEGAL MALPRACTICE
SUMMARY JUDGMENT FOR DEFENDANT
AFFIRMED - 10/29/2002
BEFORE MCMILLIN, C.J., MYERS AND CHANDLER, JJ.
MCMILLIN, C.J., FOR THE COURT:
¶1. Summary judgment was entered against A. D. McLeod on his claim of legal malpractice and fraud
against Robert Jackson, Sr. On appeal, McLeod presents an affidavit not filed with the circuit court and
asks that we consider it as a basis to reverse summary judgment. Since nothing in opposition to summary
judgment was presented at trial and new information on appeal is unusable, we can only affirm.
I.
Facts
¶2. On May 1, 1996, A. D. McLeod hired Robert Jackson, Sr., as his attorney to assist him in forming a
limited liability company with Michael Albanese and B.W. Smith Corporation, called Preferred Bedding,
LLC. Jackson drafted the LLC agreement and advised the parties on legal issues. What was not completed
was any writing setting out the contributions of each member. McLeod asserts that this absence has caused
him financial harm since his disproportionately large investment is not reflected on any documents. He
alleges that subsequent litigation over the company has been a direct result of Jackson's malpractice.
Jackson prepared a document on which this information was to appear, advised his clients regarding it, but
it was never completed by those who formed the company. According to Jackson, one client opposed
doing so.
¶3. In the record is a letter, dated May 3, 1996, that McLeod wrote to Albanese. McLeod wrote that
Jackson instructed that each partner fill out on a form the amount of their contributions to the company.
McLeod listed in the letter what he believed were his contributions. He requested that Albanese do
likewise. However, at a meeting between McLeod, Albanese and Jackson prior to filing the agreement,
Albanese informed Jackson that he did not want to include his contributions. Jackson told Albanese that
including the contributions in the formation agreement was not necessary. Jackson then filed the agreement
with the Mississippi Secretary of State without the contribution provisions included.
¶4. There is not much information in the record regarding later events, other than it is evident that business
and relationships were poor. In 1999, McLeod filed this suit against Jackson, alleging negligence and fraud
in failing to comply with the statutory requirements of forming an LLC. McLeod claimed to have suffered
damages as a result of Jackson's negligence because his share of the company was not reflected on any
agreement with the other owners.
¶5. In due course, Jackson moved for summary judgment. In his motion, Jackson included an affidavit by
Francis Turner, an attorney who practices extensively in the formation of LLC's. Turner supported
Jackson's assertion that no legal negligence had occurred and that Jackson had abided by the provisions set
forth in applicable statutes. Jackson asserted that he had not failed in his duties to McLeod merely because
he abided by his client's wishes not to include this provision in the formation agreement. Those duties will be
discussed below.
¶6. The summary judgment motion was granted on April 13, 2001. The court found that nothing disputed
Jackson's evidence that he had complied with the standard of care.
¶7. McLeod proceeded below and now on appeal without counsel. His brief does not identify specific
issues that he finds should cause reversal. Yet what is obvious from his brief is that the fundamental question
for which he seeks our answer is whether Jackson was negligent in what he did on McLeod's behalf. We
will analyze that question in light of the record before us.
II.
Discussion
¶8. Summary judgment is granted by one judge after examining the affidavits and other written evidence that
was presented on the motion. Both because of the conclusiveness of that decision and because everything
on which the trial judge has relied is presented in the same form to the appellate court, review gives no
deference to the initial decision. We examine all the evidence and argument afresh. Townsend v. Estate of
Gilbert, 616 So. 2d 333, 335 (Miss. 1993).
¶9. The moving party seeks through its affidavits, depositions, and other evidence to present such facts that,
if true, would entitle the movant to judgment. The responding party must in timely fashion then demonstrate
through acceptable evidence that there is a genuine issue for trial. Fruchter v. Lynch Oil Co., 522 So. 2d
195, 199 (Miss. 1988). Reliance at that time on the pleadings no longer suffices. The response must present
admissible evidence on which a reasonable jury could rely for a favorable verdict. Wilbourn v. Stennett,
Wilkinson & Ward, 687 So. 2d 1205, 1213 (Miss. 1996).
1.
Legal Malpractice
¶10. The Mississippi Limited Liability Company Act establishes the requirements for forming such a
company. Miss. Code Ann. § 79-29-101 (Rev. 2001). A valid LLC is formed when there is filed with the
Secretary of State the certificate of formation containing four items specifically mentioned in the statute: 1)
the name of the limited liability company; 2) the street and mailing address of the office and agent; 3) if it is
to have a date of dissolution, the latest date upon which the company is to dissolve; and 4) a statement
explaining whether full or partial management is to be vested in a manager or managers. Miss. Code. Ann. §
79-29-201 (Rev. 2001).
¶11. The company is formed at that time, but the act also requires that certain documents be kept at the
principal place of business at all times, including documentation of "the amount of cash and a description and
statement of the agreed value of the other property or services contributed by each member. . . ." Miss.
Code Ann. § 79-29-107(1)(d)(i) (Rev. 2001). The one exception to this requirement is if the parties have
already included this information in their certificate of formation. Miss. Code Ann. § 79-29-107 (1)(d)
(Rev. 2001).
¶12. McLeod's claim of legal malpractice is rooted in his belief that Jackson failed in his duties as legal
advisor by not including the amount of contributions each partner brought into the LLC in the certificate of
formation. In order to recover for legal malpractice, McLeod must show by a preponderance of the
evidence that 1) a lawyer-client relationship existed; 2) the lawyer acted negligently in handling the client's
affairs; and 3) proximate cause. Wilbourn, 687 So. 2d at 1215. Negligence may be proved by showing
that Jackson failed in his "duty to exercise the knowledge, skill and ability ordinarily possessed and
exercised by the members of the legal profession similarly situated." Id. Furthermore, McLeod has the
burden to prove proximate cause by showing that but for Jackson's alleged negligence, he would not have
suffered the alleged injury. Rogers v. Eaves, 812 So. 2d 208 (¶ 14) (Miss. 2002). It has also been
required that the person alleging malpractice present expert testimony of a legal professional to prove any
deviation from the expected standard of care or other basis of the claim. Dean v. Conn, 419 So. 2d 148,
150 (Miss. 1982).
¶13. McLeod proved that a lawyer-client relationship existed. However, he never rebutted in any way the
evidence presented by Jackson on summary judgment, including the affidavit of an expert on formation of
LLCs, that Jackson's conduct was proper. The affidavit from Francis Turner stated that Jackson met his
duty on the point in contention by twice pointing out to the owners of this company that the contributions
each were making to the company needed to be set out in writing. Turner stated that once the option was
avoided at Albanese's request of including this information with the materials filed with the Secretary of
State, it was for the company itself and not its attorney to complete the document that Jackson had given
them showing the contributions.
¶14. Since McLeod presented no evidence at the trial court to reveal a disputed issue of fact as to
Jackson's conduct as an attorney, summary judgment was proper. McLeod's affidavit presented for the first
time as part of his appellate brief comes too late. We reach no conclusion as to whether the statements
there create a fact issue. We only hold that the affidavit may not be considered.
2.
Fraud
¶15. In his brief as in his complaint, McLeod alleges fraud. No details of the fraud are explained, nor are the
events, the purpose, or the conspirators, if any. Allegations of fraud must be "stated with particularity."
M.R.C.P. 9(b). The particularity includes nine elements: 1) that Jackson made a representation; 2) this
representation was false; 3) this falsity was material; 4) Jackson's knowledge of its falsity or ignorance of its
truth; 5) Jackson's intent that it should be acted upon by McLeod in the manner reasonably contemplated;
6) McLeod's ignorance of its falsity; 7) McLeod's reliance on its truth; 8) McLeod's right to rely upon it;
and 9) McLeod's consequential injury. Levens v. Campbell, 733 So. 2d 753 (¶ 35) (Miss. 1999).
¶16. We find no evidence as to these matters. Thus, summary judgment was proper regarding both the
alleged malpractice and the supposed fraud.
¶17. THE JUDGMENT OF THE CIRCUIT COURT OF LAMAR COUNTY IS AFFIRMED.
ALL COSTS OF THIS APPEAL ARE ASSESSED TO THE APPELLANT.
KING AND SOUTHWICK, P.JJ., BRIDGES, THOMAS, LEE, IRVING, MYERS,
CHANDLER AND BRANTLEY, JJ., CONCUR.
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