MARY KIRKALDY V CHOON SOO RIM MDAnnotate this Case
STATE OF MICHIGAN
COURT OF APPEALS
MARY KIRKALDY and WILLIAM KIRKALDY,
June 7, 2005
Wayne Circuit Court
LC No. 98-839111-NH
CHOON SOO RIM, M.D., and RIM & SOL,
RAINA M. ERNSTOFF, M.D., and RAINA M.
ERNSTOFF, M.D., P.C.,
Official Reported Version
Before: Kelly, P.J., and Murphy and Cavanagh, JJ.
We reverse on remand in this medical malpractice action on the basis of Scarsella v
Pollak, 461 Mich 547; 607 NW2d 711 (2000), and its progeny Geralds v Munson Healthcare,
259 Mich App 225; 673 NW2d 792 (2003), and Mouradian v Goldberg, 256 Mich App 566; 664
NW2d 805 (2003). However, we respectfully voice our belief that Scarsella is inconsistent with
the clear and unambiguous language of MCL 600.5856(a), to encourage the Supreme Court to
reexamine its holding or consider how its holding is being applied, and that Geralds, if not
contrary to Scarsella, goes far beyond the realm contemplated in Scarsella.
The factual background of this case is set forth in our original opinion, in which we
affirmed the trial court's order dismissing plaintiffs' medical malpractice action without prejudice
in light of the fact that plaintiffs' affidavit of merit was executed by a board-certified
neurosurgeon, rather than a board-certified neurologist, as were defendants. 251 Mich App 570;
651 NW2d 80 (2002).1 The Michigan Supreme Court remanded, directing us to consider
"defendants' argument that the statute of limitations was not tolled by the filing of the plaintiffs'
defective affidavit of merit and that, as a result, they are entitled to dismissal with prejudice.
MCR 7.302(G)(1). See [Geralds, supra]." 471 Mich 924 (2004).
MCL 600.2912d(1) provides that, in medical malpractice actions, a plaintiff or the
plaintiff 's attorney "shall file with the complaint an affidavit of merit signed by a health
professional who the plaintiff 's attorney reasonably believes meets the requirements for an
expert witness under [MCL 600.2169]." Subsection 1 of § 2912d further provides:
[T]he affidavit of merit shall certify that the health professional has
reviewed the notice and all medical records supplied to him or her by the
plaintiff 's attorney concerning the allegations contained in the notice and shall
contain a statement of each of the following:
(a) The applicable standard of practice or care.
(b) The health professional's opinion that the applicable standard of
practice or care was breached by the health professional or health facility
receiving the notice.
(c) The actions that should have been taken or omitted by the health
professional or health facility in order to have complied with the applicable
standard of practice or care.
(d) The manner in which the breach of the standard of practice or care was
the proximate cause of the injury alleged in the notice.
The appropriate remedy for failure to comply with § 2912d is dismissal without
prejudice. Scarsella, supra at 551-552. "However, such a plaintiff still must comply with the
applicable period of limitation." Id. at 552. The Legislature has provided that the period of
limitations is tolled "[a]t the time the complaint is filed and a copy of the summons and
complaint are served on the defendant . . . ." MCL 600.5856(a).
The original panel in Kirkaldy consisted of Judges K.F. Kelly, Harold Hood (retired), and
Martin M. Doctoroff (deceased). Judges Cavanagh and Murphy have been appointed to replace
Judges Hood and Doctoroff on the panel in order to rule on the case on remand from our
Supreme Court. In 251 Mich App at 577-579, the panel rejected plaintiffs' argument, made
pursuant to MCL 600.2912d(1), that counsel reasonably believed that the neurosurgeon's
affidavit of merit met the requirements for an expert witness under MCL 600.2169. Hence, the
Court was left with a defective or nonconforming affidavit. The panel concluded that "the trial
court correctly determined that the proper sanction for plaintiffs' nonconforming affidavit of
merit was dismissal without prejudice." 251 Mich App at 585. The law of the case doctrine
prevents us from revisiting that ruling. See generally Ashker v Ford Motor Co, 245 Mich App 9,
13; 627 NW2d 1 (2001).
In Scarsella, the plaintiff failed to file any affidavit of merit with his complaint.
Although the complaint was filed within the applicable period of limitations, the limitations
period eventually expired with no affidavit of merit forthcoming. Our Supreme Court adopted,
in its entirety, the opinion of this Court2 in that case, which included the determination of law
"'that, for statute of limitations purposes in a medical malpractice case, the mere tendering of a
complaint without the required affidavit of merit is insufficient to commence the lawsuit.'"
Scarsella, supra at 549 (citations omitted). Relying on the mandatory language of MCL
600.2912d, and taking into consideration MCL 600.5856, the Supreme Court, again quoting this
Court's opinion, held that, because the filing of the complaint without the required affidavit was
insufficient to initiate the plaintiff 's malpractice action, there was no tolling of the limitations
period. Scarsella, supra at 550 (citation omitted).
The Supreme Court in Scarsella then added its own points of clarification, stating that a
medical malpractice complaint filed without the required affidavit is subject to dismissal without
prejudice, but the plaintiff must still comply with the statute of limitations. Id. at 551-552. The
Today, we address only the situation in which a medical malpractice
plaintiff wholly omits to file the affidavit required by MCL 600.2912d(1) . . . . In
such an instance, the filing of the complaint is ineffective, and does not work a
tolling of the applicable period of limitation. This holding does not extend to a
situation in which a court subsequently determines that a timely filed affidavit is
inadequate or defective. [Scarsella, supra at 553 (emphasis added).]
The Supreme Court stated in a footnote to the above-quoted language, "We do not decide
today how well the affidavit must be framed. Whether a timely filed affidavit that is grossly
nonconforming to the statute tolls the statute is a question we save for later decisional
development." Id. at 553 n 7 (emphasis deleted). The Court's holding that the decision did not
extend to situations in which a court subsequently finds that a timely filed affidavit is inadequate
or defective, when considered with the additional footnote language, suggests that the Supreme
Court would find that a nonconforming affidavit of merit deemed not to be "grossly"
nonconforming would indeed toll the period of limitations. This is an arguable and reasonable
interpretation of the Scarsella ruling. On the other hand, it is also arguable and reasonable to
conclude that the Court was declining to take a position one way or another regarding the filing
of defective affidavits in general.
Although the Scarsella decision is now five years old, it has formed the basis for the
dismissal of more recently decided actions predicated on failure to file an affidavit of merit, as
was the situation in Scarsella, see, e.g., Young v Sellers, 254 Mich App 447; 657 NW2d 555
(2002), and failure to file statutorily compliant affidavits as in Geralds, which goes beyond the
holding in Scarsella. We believe that the Supreme Court should reexamine the holding in
Scarsella when given the opportunity, if not to question whether the decision was consistent with
232 Mich App 61; 591 NW2d 257 (1998).
well-established principles of statutory construction, then to determine whether it was proper for
this Court to extend the holding to cases in which an affidavit of merit, ultimately found to be
nonconforming, was actually filed with the complaint.
In Roberts v Mecosta Co Gen Hosp, 466 Mich 57, 63; 642 NW2d 663 (2002), the
Michigan Supreme Court noted the following principles of statutory construction:
An anchoring rule of jurisprudence, and the foremost rule of statutory
construction, is that courts are to effect the intent of the Legislature. To do so, we
begin with an examination of the language of the statute. If the statute's language
is clear and unambiguous, then we assume that the Legislature intended its plain
meaning and the statute is enforced as written. A necessary corollary of these
principles is that a court may read nothing into an unambiguous statute that is not
within the manifest intent of the Legislature as derived from the words of the
statute itself. [Citations omitted; emphasis added.]
Our Supreme Court has reiterated clearly and often that the courts of this state may read
nothing into an unambiguous statute. See, e.g., Halloran v Bhan, 470 Mich 572, 577; 683 NW2d
129 (2004); Neal v Wilkes, 470 Mich 661, 670 n 13; 685 NW2d 648 (2004) ("Plaintiff . . . is
adding words to the act that simply are not there."); People v Phillips, 469 Mich 390, 395; 666
NW2d 657 (2003); People v Davis, 468 Mich 77, 79; 658 NW2d 800 (2003); State Farm Fire &
Cas Co v Old Republic Ins Co, 466 Mich 142, 146; 644 NW2d 714 (2002) ("Because the proper
role of the judiciary is to interpret and not to write the law, courts do not have authority to
venture beyond the unambiguous text of a statute."); Pohutski v City of Allen Park, 465 Mich
675, 683; 641 NW2d 219 (2002) (an unambiguous statute must be enforced as written); Omne
Financial, Inc v Shacks, Inc, 460 Mich 305, 311-312; 596 NW2d 591 (1999) (courts may not
speculate regarding legislative intent beyond the plain meaning of a statute).
Once again, MCL 600.5856(a) provides that periods of limitations are tolled "[a]t the
time the complaint is filed, if a copy of the summons and complaint are served on the defendant .
. . ." There is no language providing that a limitations period is tolled only when a complaint
and an affidavit of merit are filed.
The Scarsella Court maintained that to hold otherwise would undo the Legislature's clear
statement that an affidavit of merit "shall" be filed with the complaint as indicated in MCL
600.2912d(1). Scarsella, supra at 552. While § 2912d may be a clear statement that an affidavit
is required to maintain a medical malpractice action or else the action will be subject to
dismissal, tolling is a separate and independent issue of law that the Legislature addressed in
MCL 600.5856. Of significance, we note that § 5856(d), now § 5856(c), was added pursuant to
the Legislature's amendment of the statute in 1993, and it references and incorporates MCL
600.2912b into the tolling provisions. 1993 PA 78. MCL 600.2912b requires a notice of intent
to be provided to a health professional or health facility before the commencement of a medical
malpractice action. This requirement was also enacted in 1993. 1993 PA 78. The Legislature,
while also amending § 2912d in 1993, chose not to amend § 5856(a). 1993 PA 78. Clearly, the
Legislature was aware that amendments and enactments of statutes regarding medical
malpractice actions could affect the tolling statute in light of the addition of § 5856(d), yet, either
through a lack of support or no attempt, it left § 5856(a) intact. The application of statutory
construction principles would appear to call for a holding contrary to that issued in Scarsella.
In Mouradian, a panel of this Court decided the issue expressly reserved by our Supreme
Court in Scarsella, i.e., whether a grossly nonconforming affidavit of merit tolls the period of
limitations. This Court found that, although the plaintiffs filed a sworn affidavit of merit, the
affidavit failed to contain the requisite statements under MCL 600.2912d concerning claims of
alleged malpractice relative to the defendants at issue as opposed to other defendants in the case.
Mouradian, supra at 573-574. The Mouradian panel determined that, because of the nature of
the deficiency, the affidavit was grossly nonconforming and thus did not "constitute an affidavit
of merit within the meaning of the statute[.]" Id. at 574. The Court further ruled:
Thus, as a matter of law, plaintiffs' complaint against defendants . . . was
not commenced because of their failure to file an affidavit of merit before the
period of limitations expired on December 11, 2000, and summary disposition is
appropriate. . . .
Although plaintiffs in this case filed a sworn affidavit, the affidavit does
not address the merit of any claims against defendants. Thus, the affidavit cannot
be said to be an affidavit sufficient within the meaning of MCL 600.2912d(1) to
certify the merit of any claims against defendants for the . . . surgery.
Furthermore, because the affidavit does not certify the merit of claims against
defendants . . ., its filing does not fulfill the goal of MCL 600.2912d to prevent
frivolous medical-malpractice actions. Dorris v Detroit Osteopathic Hosp Corp,
460 Mich 26, 47; 594 NW2d 455 (1999). [Mouradian, supra at 574-575.]
In Geralds, supra at 233-234, this Court found that the affidavit of merit, which had been
filed with the complaint, was defective because it was not signed by a doctor who was boardcertified in the same specialty as the doctor who allegedly committed malpractice. The Geralds
Semantics aside, whether the adjective used is "defective" or "grossly
nonconforming" or "inadequate," in the case at bar, plaintiff 's affidavit did not
meet the standards contained in MCL 600.2912d(1) and failed to meet the express
language of MCL 600.2169(1) because the affiant was a doctor with a different
board certification than third-party defendant's board certification.
We hold that plaintiff 's affidavit was defective and did not constitute an
effective affidavit for the purpose of MCL 600.2912d(1) and, therefore, plaintiff
filed a complaint without an affidavit of merit sufficient to commence a medical
malpractice action. [Geralds, supra at 240 (citations omitted).]
Any wall between nonconforming affidavits and grossly nonconforming affidavits that
may have existed before Geralds was thus effectively razed.3 As mentioned, Scarsella can be
read to suggest that the filing of "simple" nonconforming affidavits works to toll the limitations
period. Furthermore, assuming that the Scarsella Court was declining to address simple
nonconforming affidavits, as well as grossly nonconforming affidavits, it clearly drew a
distinction between these two levels of nonconformity. Scarsella, supra at 553 n 7. This Court
in Geralds eliminated the distinction. Under the analysis in Scarsella, it is certainly arguable
that the filing of even a grossly nonconforming affidavit of merit tolls the period of limitations
because the focus of the ruling was on the mandatory nature of § 2912d that calls for an affidavit
to be filed with the complaint. Scarsella, supra at 552. An affidavit of merit filed with a
complaint, albeit a grossly nonconforming affidavit, nonetheless remains an affidavit filed with
the complaint. This proposition is, of course, also true relative to defective affidavits that are not
deemed grossly nonconforming; a complaint and an affidavit were filed. Accordingly, in our
opinion, the holding in Scarsella does not necessarily support the holdings in Mouradian and
Geralds. Moreover, there is no statutory basis to conclude that the filing of a complaint with a
"defective" affidavit, grossly nonconforming or otherwise, does not toll the period of limitations.
As we see it, the problem that arises out of the dismissal of actions on the basis of the
statute of limitations, where an affidavit of merit was in fact filed with the complaint, is that the
determination of nonconformity, whatever its description, is made in hindsight by a court that is
rendering a ruling subsequent to the filing. Thus, there would be retroactive application of a
decision finding an affidavit to be nonconforming because the time between the filing of the
action and the court's ruling, which facially appeared to toll the limitation period, is no longer
considered a tolling period. This is especially harsh where there exists a genuine, good-faith
dispute regarding the sufficiency of the affidavit or where there is a relatively minor or
inconsequential defect. The more sound approach would be that, where there is a dispute
regarding whether the timely filed affidavit is in compliance with the statute, the limitations
period is tolled until such time as a court renders a ruling that the affidavit is defective or
nonconforming, which would result in a dismissal without prejudice. Although not directly
spelled out by § 5856(a), this approach would be consistent with § 5856(a), because a plain
reading of the statute indicates that filing only the complaint, along with serving the summons
and complaint, tolls the limitations period, and if a court subsequently determines that the
accompanying affidavit is defective, there would be a dismissal, which would end any tolling.
In sum, without regard to whether the defective affidavit here constituted a grossly
nonconforming affidavit of merit, Geralds and Mouradian, with their underlying reliance on
Scarsella, dictate dismissal with prejudice. Accordingly, we reverse and remand for entry of an
order of dismissal with prejudice. Additionally, we respectfully ask our Supreme Court to
We note that Scarsella suggested that, with respect to grossly nonconforming affidavits, the
focus is on the content or substance of the affidavit. Scarsella, supra at 553 n 7. Geralds,
although not addressing a defect in regard to the substance of the affidavit, nonetheless
eliminated any distinctions between nonconforming and grossly nonconforming affidavits in
reexamine Scarsella, or to scrutinize the cases from this Court that expanded on Scarsella, when
given the opportunity to do so.
Reversed and remanded for entry of an order dismissing plaintiffs' action with prejudice.
We do not retain jurisdiction.
/s/ William B. Murphy
/s/ Mark J. Cavanagh
I concur in the result only.
/s/ Kirsten Frank Kelly