Ruplinger v. Louisville/Jefferson County Metro Government
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The Supreme Court certified that sovereign immunity as to monetary damages was waived neither as to the KRFRA nor in conjunction with Ky. Rev. Stat. 446.070 in this case.
Plaintiff was arrested while protesting and was booked and photographed by Metro Police. When photographing Plaintiff, Metro officers allegedly ordered Plaintiff to remove her headscarf. On that basis, Plaintiff alleged a state claim under KRFRA. The Supreme Court granted the United States District Court, Western District of Kentucky's request for certification of law as to whether the General Assembly waived sovereign immunity from suit in the Kentucky Religious Freedom Restoration Act (KRFRA) and whether the use of Ky. Rev. Stat. 446.070 to seek redress for violations of the underlying statute nonetheless entitled government Metro to immunity from suit. The Supreme Court held that KRFRA's absence of an explicit waiver of sovereign immunity and section 446.070's lack of authority to waive sovereign immunity was apparent from the language of both statutes.
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RENDERED: SEPTEMBER 24, 2020 TO BE PUBLISHED Supreme Court of Kentucky 2020-SC-0140-CL IN RE: CLARA RUPLINGER UNITED STATES DISTRICT COURT WESTERN DISTRICT OF KENTUCKY LOUISVILLE DIVISION CASE NO. 3:19-CV-583 V. LOUISVILLE/JEFFERSON COUNTY METRO GOVERNMENT; LOUISVILLE METRO DEPARTMENT OF CORRECTIONS; GREG FISCHER, IN HIS OFFICIAL CAPACITY; DOUG HAMILTON, IN HIS OFFICIAL CAPACITY AND MARK BOLTON OPINION OF THE COURT BY JUSTICE VANMETER CERTIFYING THE LAW By order entered May 28, 2020, this Court granted the United States District Court, Western District of Kentucky’s request for certification of law on the following issues: Whether the General Assembly waived sovereign immunity from suit in the Kentucky Religious Freedom Restoration Act (“KRFRA”); and Whether, if the underlying statute provides a waiver of sovereign immunity, the use of KRS1 446.070 to seek redress for violations of that underlying statute nevertheless entitles government defendants to immunity from suit. 1 Kentucky Revised Statutes. We hold that the General Assembly did not waive sovereign immunity from suit under the KRFRA as to monetary damages, and thus, Plaintiff, Clara Ruplinger, is limited to a potential declaratory judgment enjoining Louisville/Jefferson County Metro Government (“Metro”) if she can prove a violation of KRFRA. In the case pending in federal court, Metro has moved for dismissal of all claims against it, including a state law damages claim under KRFRA based on sovereign immunity. Ruplinger was arrested while protesting and was subsequently booked and photographed by Metro Police. Ruplinger, a Muslim woman, was wearing a hijab during her arrest. Upon arrival at the Main Jail Complex of Metro Corrections, a group of female officers initiated the facility’s intake process. Ruplinger removed her headscarf which she states followed her sincerely held religious belief that the removal of a headscarf is proper around members of her own gender. However, when Ruplinger was asked to remove the headscarf for a booking photograph—taken by a male officer—she protested, stating that her religion prevented her from removing the headscarf in the presence of non-family, male individuals. Metro officers allegedly ordered Ruplinger to remove her headscarf and eventually she complied. The picture was then published on an online database. Metro alleges that all its actions were proper and were required by police policy. Ruplinger filed her complaint in Jefferson Circuit Court alleging various federal claims and a state claim under KRFRA. Metro removed the case to the Western District of Kentucky and filed for dismissal. Metro acknowledges that 2 relief may be available to Ruplinger in the form of a declaratory judgment, but argues that sovereign immunity is not waived by KRS 446.350. While this Court has never ruled on whether KRS 446.350’s language implies a waiver of sovereign immunity for monetary damages, this Court has extensive precedent discussing what language and intent is necessary for a complete waiver of sovereign immunity to be implied in a Kentucky statute. “[P]ure sovereign immunity, for the state itself, has long been the rule in Kentucky.” Comair, Inc. v. Lexington-Fayette Urban Cty. Airport Corp., 295 S.W.3d 91, 94 (Ky. 2009). This absolute immunity extends to county governments, including consolidated city-county government schemes like Metro. Bryant v. Louisville Metro Housing Auth., 568 S.W.3d 839, 845 (Ky. 2019). Sovereign immunity can only be waived by the General Assembly. Dep’t of Corrs. v. Furr, 23 S.W.3d 615, 616 (Ky. 2000) (citation omitted). “[A]bsent an explicit statutory waiver, Metro [] is entitled to sovereign immunity.” Jewish Hosp. Healthcare Servs., Inc. v. Louisville/Jefferson Cty. Metro Gov’t, 270 S.W.3d 904, 907 (Ky. App. 2008). Thus, we must determine whether KRFRA contains an explicit waiver of sovereign immunity. KRFRA states: Government shall not substantially burden a person’s freedom of religion. The right to act or refuse to act in a manner motivated by a sincerely held religious belief may not be substantially burdened unless the government proves by clear and convincing evidence that it has a compelling governmental interest in infringing the specific act or refusal to act and has used the least restrictive means to further that interest. A “burden” shall include indirect burdens such as withholding benefits, assessing penalties, or an exclusion from programs or access to facilities. 3 KRS 446.350. The above language includes no express waiver of sovereign immunity. An example of an express waiver can be found in the Kentucky Civil Rights Act (“KCRA”). KRS 344.450. KCRA explicitly provides a remedy for violations of the statute and states that “[a]ny person injured by any act in violation of the provisions of this chapter shall have a civil cause of action in Circuit Court to enjoin further violations, and to recover the actual damages sustained[.]” Id. No such language exists in KRFRA. While KRFRA codifies the standard a court must use to analyze a claim regarding a sincerely held religious belief, it does not express or imply what relief is available. Further, filing a claim in conjunction with KRS 446.070 does not waive sovereign immunity.2 See Clevinger v. Bd. of Educ., 789 S.W.2d 5, 9 (Ky. 1990) (KRS 446.070 does not constitute a waiver of sovereign immunity); see also Dep’t of Nat. Res. v. Adkins, 2012-CA-1310-MR, 2013 WL 5524138, at *1 n.2 (Ky. App. Oct. 4, 2013) (“KRS 446.070 does not constitute a broad waiver of sovereign immunity[]”). KRFRA’s absence of an explicit waiver of sovereign immunity and KRS 446.070’s lack of authority to waive sovereign immunity is apparent from the language of both statutes. Thus, we certify that sovereign immunity as to monetary damages is waived neither as to the KRFRA, nor in conjunction with KRS 446.070. All sitting. All concur. 2 As no express waiver exists in KRFRA, the Western District’s second certified question is moot. 4 COUNSEL FOR APPELLANT: Paul Stewart Abney Kelly Marie Parry Jeremiah Wesley Reece Soha Tajoddin Saiyed ABNEY LAW OFFICE, PLLC Vanessa Lynn Armstrong, Clerk United States District Court Louisville, Kentucky COUNSEL FOR APPELLEES: Susan Klein Rivera Louisville, Kentucky 5
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