JERRY WOOLUM, M.D., INDIVIDUALLY; WOOLUM & COMBS-WOOLUM, P.S.C. V. JUSTICE NOBLE - AFFIRMING MINTON, C.J., CONCURS BY SEPARATE OPINION IN WHICH ABRAMSON, J., JOINS. CUNNINGHAM, J., DISSENTS BY SEPARATE OPINION.
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2008-SC-000396-DG
JERRY WOOLUM, M .D., INDIVIDUALLY;
WOOLUM 8v COMBS-WOOLUM, P.S.C .
V.
APPELLANTS
ON REVIEW FROM COURT OF APPEALS
CASE NOS . 2007-CA-000376-MR AND 2007-CA-000499-MR
BELL CIRCUIT COURT NO. 03-CI-00391
LISA ANN HILLMAN, AS ADMINISTRATRIX OF
THE ESTATE OF CAITLYNN HILLMAN,
DECEASED ; LISA ANN HILLMAN, AS SURVIVING
PARENT OF CAITLYNN HILLMAN, DECEASED ;
AARON HILLMAN, AS SURVIVING PARENT OF
CAITLYNN HILLMAN, DECEASED
APPELAEES
OPINION OF THE COURT BY JUSTICE NOBLE
AFFIRMING
Appellees, Lisa Ann and Aaron Hillman, received a judgment in Bell
Circuit Court in their wrongful death action for the death of their stillborn child
against Appellant Dr. Jerry Woolum and his medical practice .' Appellant
challenges the judgment on four grounds : two evidentiary admissions, the
denial of a directed verdict, and juror misconduct . This Court finds no
reversible error, and the judgment is affirmed.
' The Appellees brought suit as surviving parents . Lisa Ann Hillman also sued as the
administratrix of the decedent's estate . Regardless of how the Appellees, as the
plaintiffs, were named, Kentucky law recognizes a cause of action by the parents for
negligence resulting in the death of a viable fetus . See Rice v. Rizk, 453 S.W.2d 732
(Ky. 1970) .
I. Background
In this wrongful death, action over a stillborn fetus, Appellees alleged
medical malpractice against Appellant for his treatment of the pregnancy after
the mother, Lisa Hillman, was diagnosed with pregnancy-induced hypertension
(also known as preeclampsia) .
As of July 11, 2002, everything appeared normal with the pregnancy,
according to an ultrasound performed on that date. At that time, Appellant set
the due date as September 16.
When Lisa Hillman attended her regularly scheduled appointment on
August 7, 2002, she learned she had a heightened blood pressure reading of
140/ 100 . Appellant diagnosed Hillman's condition as pregnancy-induced
hypertension . He informed her that her condition was dangerous and could
lead to toxemia and seizures, and instructed her to stay on bed rest and visit
him biweekly or immediately if she noticed any problems . Nonetheless,
Appellant decided not to advance the due date to before 37 weeks.
Over the next few weeks, Hillman's condition worsened . Eventually,
Appellant and Hillman agreed to deliver the child on September 3, almost two
weeks sooner than the original due date. During the night of September 2,
before the scheduled appointment, Hillman went into labor. However, after she
checked into the hospital, nurses could not find a heartbeat from the child .
The child was then delivered stillborn . Appellant did not recommend an
autopsy, but he concluded that the child had been dead for at least 24 hours .
He told the Appellees at that time that the cause of death was Hillman's
preeclampsia, although at trial he offered an alternative theory of a genetic
disorder.
Appellees filed their wrongful death action. against Appellant in Bell
Circuit Court. Their theory of the case was that Appellant committed medical
malpractice by postponing delivery after Hillman had been diagnosed with
pregnancy-induced hypertension . Appellant countered that the cause of death
was a genetic disease, trophoblasts, which affected the placenta and which was
untreatable by Appellant.
In a 9-3 verdict, the Bell County jury found for Appellees, awarding them
$500,600 in damages. A new trial was then ordered on a matter unrelated to
this appeal. However, after the parties reached a settlement on that matter,
the court entered a final judgment, which was subsequently appealed.
The Court of Appeals affirmed on all issues implicating liability: two
claims of evidentiary error, Appellant's motion for a directed verdict, and his
claim of juror misconduct. 2 This Court granted further review on those issues.
II. Analysis
Appellant raises four issues in his appeal. His primary argument is that
testimony about a defense witness's commonality of insurance with the
defendant (Appellant) was impermissibly admitted at trial. He also argues that
the trial court erred in permitting an ultrasound of the fetus to be played for
the jury unaccompanied by expert explanation. Appellant also claims he was
entitled to a directed verdict due to insufficient evidence that the fetus was
2 The Court of Appeals reversed on issues related to damages but those are not before
this Court.
viable in the first place. Finally he alleges juror misconduct arising from two
jurors being taken to the hospital in the midst of the trial.
A. Commonality of Insurance
Appellant filed a pretrial motion in limine to exclude evidence that
Appellant and his expert witness, Dr. Butcher, shared a malpractice insurance
carrier. Appellees sought to admit the evidence to demonstrate the expert
witness's bias in favor of Appellant. Appellees argued that Dr. Butcher was
biased by their commonality of insurance because he believed that a judgment
against his insurance company could adversely affect his own premiums .
In making this claim, Appellees relied on Dr. Butcher's deposition
testimony. When previously deposed, Dr. Butcher had described how several
malpractice claims against his former liability insurer had driven up his
premiums and eventually drove the insurer into bankruptcy, effectively forcing
him out of practice in Mississippi. Regarding his new practice in Kentucky, he
had stated that doctors were now leaving the Commonwealth because of
malpractice claims resulting in increased premiums .
After an extensive hearing, the court denied the motion in limine. The
morning before the expert was to testify, the court returned to the matter and
again denied the motion in limine and then permitted evidence of the common
insurance coverage to be introduced at trial .
It is well-recognized that evidence of a defendant's insurance is
inadmissible to imply liability. As provided in KRE 411, "Evidence that a
person was or was not insured against liability is not admissible upon the
issue whether the person acted negligently or otherwise wrongfully." Under
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this rule, a doctor's malpractice insurance may not be introduced to suggest
that, because he would not bear the burden of any damage to a patient, he was
more likely to be negligent in his treatment. The rule is not, however, a
complete bar on evidence of liability insurance. The remainder of KRE 411
explicitly instructs, "This rule does not require the exclusion of evidence of
insurance against liability when offered for another purpose, such as proof of
agency, ownership, or control, or bias or prejudice of a witness." (Emphasis
added .)
Evidence of commonality of insurance was thus clearly not barred by
KRE 411 when offered to prove a witness's bias. That was the purpose for
which it was offered and that is the purpose for which the trial court allowed it.
While the weight of such evidence is debatable, and is indeed case-specific as
will be discussed below, it must certainly pass the relaxed test for relevance
under KRE 401 . Ajuror might reasonably find it more likely that the expert
would be biased in favor of Appellant having the same insurance coverage than
if they did not. See KRE 401 .
Yet this does not end the inquiry as to admissibility of such evidence.
"Although relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of undue prejudice. . . ." KRE 403 .
The very existence of KRE 411 demonstrates a concern that proof of a
defendant's liability insurance inherently creates the danger of undue
prejudice. There is always the danger that a jury will show less sympathy to an
insured defendant, inappropriately resulting in a verdict for the plaintiff. The
question presented in this case is whether that danger in admitting Appellant's
5
and his expert's shared insurance coverage substantially outweighed its
probative value.
The only bright-line solution to this problem has been developed by the
Supreme Court of Ohio, which employs versions of Rules 403 and 411 identical
to Kentucky's. That court has conclusively held that "in a medical malpractice
action, evidence of a commonality of insurance interests between a defendant
and an expert witness is sufficiently probative of the expert's bias as to clearly
outweigh any potential prejudice evidence of insurance might cause." Ede v.
Atrium S. OB-GYN, 642 N.E .2d 365, 368 (Ohio 1994) ; see also Davis v.
Immediate Medical Servs, 684 N .E.2d 292, 297 (Ohio 1997) . The Ohio Supreme
Court drew from the general truth-seeking nature of the rules of evidence,
along with the specific exception for bias under Rule 411, in creating its brightline rule favoring the inclusion of such evidence. See Ede, 642 N.E.2d at 368 .
Ohio's formation of a bright-line rule rests on two vital principles : the
general inclusionary thrust of the Rules of Evidence and the preference for
allowing evidence for bias . These are core principles of Kentucky's evidence
law also. See Baker v. Kammerer, 187 S.W.3d 292, 296 (Ky . 2006) (noting
significance of "the general inclusionary thrust of the Rules of Evidence and the
more particular preference to allow evidence of bias") . Nevertheless, this Court
finds a bright line rule on admissibility of common insurance to be
incompatible with KRE 403 .
Ohio's approach disregards the role ofjudicial discretion under Rule 403,
which is the same in both Ohio and Kentucky. The dissent in Ede noted this
and correctly emphasized the role of judicial discretion in balancing probative
value against prejudicial effect :
In applying Evid.R. 403, a trial court must have broad discretion
because of the practical problems inherent in the balancing of
tangible and indefinable factors, such as unfair prejudice and
probative value. The task of assessing potential prejudice is one
for which a trial judge, in light of his familiarity with all the
evidence in a particular case, is well suited . Unlike reviewing
judges who must look at a cold record, a trial judge is in a superior
position to evaluate the impact of the evidence because he sees the
mannerisms and reactions of the jurors, witnesses, parties, and
attorneys.
Ede, 642 N .E .2d at 370 (Wright, J ., dissenting) .
The Ede dissent echoes this Court's own implementation ofjudicial
discretion in a similar insurance-bias case, Baker v. Kammerer. In Baker, the
plaintiff attempted to reveal a defense witness's employment with the
defendant's insurance company. This Court "recognize[d] the trial court's
inherent discretion over evidentiary questions such as this one," 187 S.W.3d at
296, and then stated:
Because a multitude of factors may be considered by a trial judge
addressing such an issue, judges are free to consider a spectrum of
potential remedies . In an appropriate case, a judge might
reasonably conclude that insurance evidence should be freely
admitted . Another judge might choose a middle ground, allowing
the identification of a witness as an agent of the defendant, but
refusing to allow the disclosure that a defendant is insured.
Likewise, applying the balancing test of KRE 403 might lead to the
conclusion that certain insurance evidence is inadmissible .
Id. We concluded by rejecting a "rigid, per se exclusion of any evidence of
insurance" in favor of "the flexible, case-by-case approach required by KRE
403 ." Id. at 297 .
Appellant principally bases his argument on the Court of Appeals'
decision in Wallace v. .Leedhanachoke, 949 S .W .2d 624 (Ky . App. 1996) . In
Wallace, the expert and the defendant shared an insurance company, -but the
plaintiff could not supply the trial court with any hint of bias stemming from
that relationship . Id. at 626-26 . The trial court excluded evidence of the
shared insurance because any bias inherent therein was too remote and
speculative to outweigh its prejudicial effect . Id. a t 628. The court stated it
was "not prepared to adopt a per se rule either permitting or prohibiting this
line of cross-examination," and affirmed the trial court's exercise of discretion .
Id.
Appellant urges this Court to adopt and directly apply Wallace to hold
that evidence of insurance should have been excluded in this case as well.
While willing to adopt the well-reasoned analysis in Wallace, this Court
disagrees with Appellant that its disposition controls the outcome here.
Although the facts of both cases are indeed similar, Wallace does not provide a
per se rule that evidence of shared insurance should be excluded. See id . On
the contrary, it vests the trial judge with broad discretion to evaluate the proof
of bias on a case-by-case basis . See id.
When the trial court in this case addressed the matter a second time, the
morning before the evidence was introduced, it listed several factors that
swayed it toward admitting the commonality of insurance evidence. Those
factors, paraphrased, were as follows :
(1) Dr. Butcher unequivocally stated in his deposition that he is of
the belief and opinion that malpractice cases result in, and have a
direct link to, rate increases ;
(2) Dr. Butcher left one state because he believed there was
collusion between judges and lawyers in malpractice cases;
(3) Dr. Butcher's comments were so severe during his deposition
that defense counsel felt the need to rein him in and caution him ;
(4) Dr. Butcher has established a general hostility to medical
negligence cases;
(5) Dr. Woolum and Dr. Butcher have more than simply the casual
connection of having the same insurance company, as they had
worked side by side for twenty years in the same community
hospital .
In factoring these considerations into its estimation of probative value, the trial
court properly exercised its discretion under KRE 403. Admittedly, as Appellant
contends, these factors indicate bias on their own, isolated from the issue of
common insurance. Notwithstanding this independent impeachment value,
these factors also develop a link between the shared insurance and Dr.
Butcher's bias against this malpractice claim. They demonstrate that Dr.
Butcher is no average, passive policyholder, but instead a practitioner very
concerned with the affairs of his insurer. See Wallace, 949 S.W .2d at 626
(recognizing distinction between mere policyholder and someone actively
interested in his insurer's affairs) .
Based on these factors, the court made the following finding about Dr.
Butcher upon first considering the issue :
I wish it could be avoided, but I think they can get in under the
bias exception . If they're both insured-I mean he's clearly got a
perceived financial stake in the outcome of this trial if they're
insured by the [same insurance company]-based on his testimony
in his deposition. He obviously believes that lawsuits are the-are
what are pushing his premiums up. It's obvious perceived bias.
When the court returned to the matter during trial and reiterated its ruling, it
stated:
He's indicated a strong belief that-and I think that should be the
focus of the review, neat---not the actual statistical analysis of what
malpractice verdicts do to rates, but what the witness believes in
his mind. I think that's the key here . The fact that he believes
there is a direct link.
The court's finding that Dr. Butcher had perceived bias is reviewed only for
clear error. CR 52 .01 ; Miller v. Eldridge, 146 S . W.3d 909, 915 (Ky. 2004) .
From the factors duly considered, this Court cannot deduce clear error in the
lower court's determination .
"As noted above, dual concerns-the general inclusionary thrust of the
Rules of Evidence and the more particular preference to allow evidence of
bias-weigh heavily in favor of admissibility." Baker, 187 S .W.3d at 294 . A
situation such as Wallace, where there is absolutely no evidence linking
common insurance to witness bias, is the exception, not the rule. See id. at
296. "Absent unusual circumstances wherein the evidence would be . . .
minimally probative, the principal question is the scope of the evidence of bias
to be allowed," not its "initial admissibility ." Id. In this case, the scope of such
evidence consisted of only two questions. The trial court appropriately
exercised its discretion by including this evidence of bias .
It is important to note that Dr. Butcher's trial testimony about his
insurance carrier and his belief in the effect of the litigation on his premiums is
immaterial to the analysis of whether such questioning should have been
permitted . The questioning proceeded as follows :
10
Q:
Now, you and Dr. Woolum share the same insurance
carrier, correct?
A.
He has the same one that I have .
And what happens in this case to Dr. Woolum you believe
will have some impact or may have some impact on your
insurance premium, don't you, sir?
A:
No.
With his denial of any impact, all questioning about their common insurance
ceased.
That Dr. Butcher actually testified that this malpractice claim would not
impact his insurance premiums cannot retroactively control the trial court's
KRE 403 balancing, which was done in response to a motion in limine resolved
prior to trial and based on deposition testimony. If the trial court had been
presented at the hearing on the motion in limine with evidence that Dr.
Butcher did not think this litigation would impact his insurance premiums
e.g., in his deposition testimony-it would have weighed heavily in favor of
excluding the commonality of insurance . Even then, the trial court would not
have been bound by Dr. Butcher's claim and could consider his other
testimony that evidenced bias.
As a result of the strong connection between common insurance and
witness bias, it was not an abuse of discretion to admit the evidence.
B. Ultrasound
A second motion in limine by Appellant sought to exclude an ultrasound
of the fetus during pregnancy. The motion was denied and, when Lisa Hillman
took the stand, a video of the ultrasound was played for the jury. Appellant
contends the ultrasound was not properly authenticated by Hillman and also
that it unduly prejudiced Appellant by its presentation .
Appellant never challenged the authenticity of the ultrasound at trial.
His motion in limine instead focused purely on the relevance and prejudice of
the ultrasound. When Appellees attempted to introduce the ultrasound at
trial, Appellant simply "renewed" his objection to its probative value . Thus, the
issue of authentication was not properly raised and is unpreserved for
Appellate review . Consequently, Appellant cannot now claim that Hillman was
an improper witness through whom to authenticate and introduce the
ultrasound .
Turning to Appellant's second contention, it is essentially an argument
under KRE 403 : he asserts the ultrasound had minimal probative value and
whatever value it did have was substantially outweighed by its prejudicial
effect. This contention was properly preserved through Appellant's motion in
limine.
Appellant is correct that the ultrasound carries minimal probative
weight. The only relevant fact the ultrasound tends to show is that the fetus
was living at the time the ultrasound was performed . (Even this observation
may not be obvious to a juror unfamiliar with ultrasounds .) Although the
ultrasound may tend to prove the fetus was then alive, this does not impute
great probative value, as that fact was not disputed at trial . Furthermore, to
the extent that the ultrasound demonstrates life in the fetus, that proof is
simply redundant to the ultrasound report, which was admitted for the same
purpose .
12
Despite the minimal probative value, this Court cannot say it was an
abuse of discretion to admit the ultrasound in light of its similarly minimal
countervailing prejudicial effect . As Appellant described the video of the
ultrasound in his original motion in limine, it "shows nothing other than a
purely objective and scientific procedure already documented. by the ultrasound
report." (Emphasis added .)
Appellant's assertion of the unfair prejudice deriving from the ultrasound
is as follows : "[B]y showing the jury this video of an approximately sevenmonth-old fetus, the jury was left with the impression that in one moment
everything was O. K. with the mother and baby, and then all ofa sudden,
everything was not O .K." (Emphasis in original .)
This Court finds both of Appellant's fears assumed in this statement to
be misguided. First, as Appellant himself admits, "Due to the jury's lack of
knowledge of ultrasound imaging, the video had no tendency to make the
existence of any consequential [and disputed] fact (e.g., the health of the fetus
and whether or not it had a genetic defect) more or less probable." Thus, while
the ultrasound tends to show that the fetus was alive, it does nothing to leave
the impression that "everything was O .K. with the mother and baby."
Even more far-fetched is Appellant's assumption that the ultrasound left
the jury with the impression that, "all of a sudden, everything was not O .K."
Obviously, the presentation of the ultrasound in no way suggests what
occurred following the ultrasound procedure . At least to a lay observer, the
ultrasound is equally consistent with the fetus developing problems due to a
genetically defected placenta, as due to preeclampsia . Neither signs of a
13
genetic defect, or the lack thereof, nor signs of preeclampsia, or the lack
thereof, are apparent from the ultrasound . In light of its minimal prejudicial
effect, it was not an abuse of discretion to admit the ultrasound into evidence.
C. Sufficiency of the Evidence
Appellant's third contention is that Appellees presented insufficient
evidence that the fetus was viable and, therefore, Appellant was entitled to a
directed verdict.
However, Appellees did present expert testimony that a fetus delivered at
31 weeks-the point at which Appellant discovered Hillman's high blood
pressure-could survive. Specifically, Dr. Fields, an obsterician and
gynecologist, testified that on August 7, Hillman was approximately 31 weeks
pregnant . According to Dr. Fields, "If you deliver that baby at 31 weeks, its
statistics are overwhelmingly in favor of its survival and its survival intact."
Dr. Fields also testified that his opinion was based on a reasonable degree of
medical certainty.
Appellant urges that such expert testimony was insufficient in light of
allegedly contradictory testimony about the serious health risks to a child born
prior to 37 weeks of pregnancy. These two assertions are not contradictory.
The fact that a baby might be subject to major health risks does not
necessarily make it unviable . "[T]he expression `viable fetus' means the baby
has reached such a state of development that it can presently live outside the
female body as well as within it." Mitchell v. Couch, 285 S.W.2d 901, 905 (Ky.
1955) . Viability is not a guarantee that baby will live outside the womb; it is
14
only a claim that the fetus has developed sufficiently that it is possible to
survive. An unhealthy baby may still be a viable one .
Viability would only be undercut by testimony of certain death resulting
from a premature birth . No such testimony was offered here. Even if it had,
the Appellees offered testimony to the contrary, which would have been
sufficient to avoid a directed verdict . Similarly, even if testimony about health
risks that was introduced at trial did contradict other evidence of the viability
of the fetus, the controversy would not entitle Appellant to a directed verdict,
removing it from the purview of the jury. On the contrary, it is precisely the
jury's role to resolve such factual disputes. Cf. Dixie Ice Cream Co. v. Ravenna
Grocery Co., 306 Icy . 182, 184, 206 S.W.2d 824, 825 (1947) (jury determines
which witnesses' testimony to believe) . With direct expert testimony that the
fetus was viable, there is no doubt the evidence was sufficient for the jury to
conclude the same .
D. Juror Misconduct
Appellant characterizes his final claim as juror misconduct, although he
admits any error was through no fault of the jurors themselves .
During jury deliberations, two jurors became ill, complaining of chest
pains and blood pressure spikes . They were sent to the hospital for treatment.
Deliberations were postponed for six days until the jurors returned from their
treatment.
Appellant actually sets forth two claims of error based on this bizarre
incident: that the delay in deliberations is itself grounds for mistrial and that
15
the coincidental onset ofjuror high blood pressure in a trial about the
treatment of high blood pressure biased the jury against Appellant.
1. Delay as a Due Process Violation
As to the first point, which is actually a due process claim, an appellant
ordinarily must establish prejudice from the delay to obtain a reversal. See
Knuckles v. Commonwealth, 315 S.W .3d 319, 322 (Ky. 2010) . There was no
indication of actual prejudice here . The court individually questioned each
juror whether he or she had been affected in any way by the delay and no
problems were reported .
In the absence of proof of actual prejudice, this Court recently
enumerated several considerations to help determine whether prejudice should
be presumed . See id. at 323 . Those considerations are
the length of the delay, whether there was a good reason for the
delay, whether the trial court properly admonished the jurors
against communicating about the case with others prior to the
separation, whether the case was so complex that a prolonged
interruption would have a significant effect on the jurors' ability to
remember complicated facts, whether alternatives to delaying the
trial existed, and the extent of publicity surrounding the case.
When applied to the delay at issue here, these considerations support
the trial court's decision to deny a mistrial. First, the delay in jury
deliberations lasted six days, less than half as long as the fourteen-day delay
this Court upheld in Knuckles. Second, there was certainly a good reason for
the delay when two jurors needed to be hospitalized for treatment. Third, the
trial court specifically and repeatedly "admonished the jurors against
communicating about the case with others prior to the separation" during the
16
delay. Fourth, this trial did not involve particularly complex factual issues that
would easily have been confused after a six-day hiatus. On the contrary, the
only real factual dispute revolved around the reasonableness of maintaining a
standard delivery schedule in light of heightened blood pressure in the mother.
Additionally, the court noted the jurors had taken copious notes during trial
and that if any problems recollecting testimony did occur, those notes would be
satisfactory to assist them. Fifth, there was no alternative to delaying the trial
because a circuit court jury cannot consist of less than twelve jurors absent a
stipulation thereto by the parties . See Ky. Const. § 248 ; CR 48. Nothing in the
record indicates any offer by the parties to do so . Sixth, the trial court
reasonably presumed that there would not be significant publicity surrounding
the trial such that the jurors would be easily solicited . Neither party was a
public figure nor was the medical malpractice case one of particularly great
public importance .
It is true that "prejudice is much more likely to be presumed where the
delay occurs after jury deliberations have begun." Knuckles, 315 S .W.3d at
323. That jury deliberations have begun, however, does not require a
presumption of prejudice. Only in situations where a long delay occurs for no
good reason, does the fact that it came in the midst of jury deliberations
caution heavily in favor of a mistrial. See People v. Santamaria, 280 Cal .Rptr.
43 (Cal. Ct. App. 1991), cited with approval in Knuckles, 315 S.W.3d at 323.
Where, as here, all or most of the factors counsel against presuming prejudice,
a mistrial should not be ordered regardless of the stage at which the delay
occurred .
17
2. Prejudice of the Affected Jurors
Turning to Appellant's second theory ofjuror misconduct, no bias can be
discerned from the coincidental development of high blood pressure among two
jurors . It is worth noting that the two jurors to have experienced high blood
pressure fell on opposite sides of the verdict. As that split suggests, there is no
cause to believe a juror with high blood pressure is more or less sympathetic to
a doctor's treatment of high blood pressure during pregnancy.
If suffering from high blood pressure undermined a juror's impartiality in
this case, Appellant had the opportunity to identify such biased jurors in voir
dire . Not having done so, Appellant cannot fairly attack the impartiality of
jurors who develop high blood pressure, or suffer from its symptoms, after the
onset of trial. Cf. Adkins v. Commonwealth, 96 S .W .3d 779, 795 (Ky. 2003) ("A
motion to excuse a juror for cause ordinarily must be made during voir dire.") .
Appellant has not explained why such jurors would disfavor doctors who treat
high blood pressure related to pregnancy or would otherwise unfairly prejudge
the matter.
III. Conclusion
For the aforementioned reasons, the decision of the Court of Appeals is
hereby affirmed.
Minton, C.J . ; Abramson, Schroder, Scott and Venters, JJ ., concur.
Minton, C.J ., also concurs by separate opinion in which Abramson, J., joins.
Cunningham, J., dissents by separate opinion.
MINTON, C.J ., CONCURRING: I concur in result and with most of the
reasoning in the majority opinion, but I write separately to highlight a few key
points .
First, I wish to make clear that with very few exceptions introduction of a
party's liability insurance coverage is prohibited by Kentucky Rules of Evidence
(KRE) 411 . And I believe that every effort should be made to reveal witness
bias without resorting to introducing evidence of a party's liability insurance
coverage. While I wonder if Dr . Butcher's bias here could have been shown
without resorting to admitting evidence of Dr. Woolum's liability insurance
coverage by the same carrier, I do not believe the trial court's admission of the
evidence was an abuse of discretion under the unique facts of this case.
Despite Dr. Butcher's statement at trial that he did not believe this
particular lawsuit would affect his own insurance premiums, his deposition
testimony could reasonably support a contrary conclusion that he perceived a
personal financial stake in the outcome of this case. For example, Dr. Butcher
recounted how he was forced to flee another state to escape increased
insurance premiums; and he described how insurance premiums had recently
increased in Kentucky . He further recounted lawsuits that were filed against
him and other doctors, frequently describing particular malpractice lawsuits as
"nuisance suits." In particular, the manner in which Dr. Butcher described his
personal experiences and expressed opinions could lead to an inference that he
generally harbored hostility toward malpractice lawsuits and perceived doctors
as being persecuted by exorbitant insurance premiums caused by lawsuits that
were almost always frivolous.
19
Further, I agree with the trial court that the fact that this expert
practiced at the same hospital as Dr. Woolum suggests that this expert might
have perceived a personal financial stake in the outcome of this case . It is not
clearly beyond the realm of possibility that a malpractice lawsuit filed against a
doctor practicing at the same hospital might have a more direct effect on his
premiums than other malpractice lawsuits .
Second, I acknowledge Dr. Woolum's allegation that the ultrasound
videotape was presented in such a theatrical manner as to heighten its
prejudicial effect. Specifically, he asserts that the ultrasound videotape was
played while Ms . Hillman occupied the witness stand and wept openly in full
view of the jury. Upon review of the record provided us, I would note that Ms.
Hillman is not directly visible on the portion of the trial videotape during which
the ultrasound videotape was played . But her attorney can be seen handing
her a box of tissues and a few soft sniffles can be heard during the playing of
the ultrasound videotape.
Directly after the ultrasound videotape presentation, Ms. Hillman
resumed her testimony in a composed manner with no emotional outbursts .
Having reviewed this portion of the record, I conclude that although the
ultrasound videotape was of dubious probative value, any error in its
presentation was harmless given the inherent emotional nature of this case,
the apparent lack of truly overwrought emotional display, and the fact that
other evidence also established that the fetus was known to be viable with no
apparent defects at that point.
20
Although perhaps the better practice might have been to not admit the
ultrasound videotape - as the trial judge later admitted with the benefit of
hindsight - the effect of the few minutes of unnarrated ultrasound videotape
presentation was unlikely to have had, a substantial effect on the judgment
following a generally well-managed and fair multi-day trial. So any error was
harmless . See Winstead v. Commonwealth, 283 S .W.3d 678, 688-89 (Ky.
2009), citing Kotteakos v. United States, 328 U .S. 750 (1946) . ("A non-
constitutional evidentiary error may be deemed harmless, the United States
Supreme Court has explained, if the reviewing court can say with fair
assurance that the judgment was not substantially swayed by the error.") . See
also Kentucky Rules of Civil Procedure (CR) 61 .01 ; KRE 103 .
I concur with the majority that the opinion of the Court of Appeals
affirming the trial court judgment must be affirmed .
Abramson, J., joins.
CUNNINGHAM, J ., DISSENTING : With great reluctance, and after much
soul searching, I dissent .
My reticence in disagreeing with the majority begins with the heart
rending plight of the Appellees who are in bad need of closure in this case .
However, regardless of this consideration, fairness must be weighed on
balanced scales. I am also hesitant to disagree with the very fine scholarship
and writing of both Justice Noble, writing for the majority, and Chief Justice
Minton in his concurring opinion .
But, at last I dissent because of the six-day delay in the deliberations.
With the other close issues discussed by the majority in this case, this
interlude in the deliberative process should have ended the trial in a mistrial.
Much emphasis has been placed on the Knuckles case in upholding the
trial court in this case . That criminal case was much different. It was
continued only after one day of trial. Both sides still had the opportunity to
shore up their cases to accommodate what damage they may had perceived
was brought about due to the delay: Also, in Knuckles, the delay was due to
the unfortunate events impacting the judge. Here, the cause of the delay
impacted the jury. Two jurors-fact-finders and verdict-makers of the casesuffered traumatic physical problems . Both incurred hospital stays. The
parties in this case were entitled to a continuous, uninterrupted deliberation by
the jury with its members spared of any life-altering experiences being visited
upon them. Mistrials are the calamities of trials gone awry. But they have their
place. One should have been declared in this case . For that reason, I
respectfully and reluctantly dissent from the well-crafted opinion of the
majority.
COUNSEL FOR APPELLANTS:
Richard Paul Schiller, Jr.
Kimberley S. Naber
Schiller, Osbourn, Barnes 8v Maloney
1600 One Riverfront Plaza.
401 West Main Street
Louisville, Kentucky 40202
Gerald R . Toner
Katherine K. Vesely
O'Bryan, Brown & Toner, PLLC
1500 Stark Building
455 South Fourth Street
Louisville, Kentucky 40202
COUNSEL FOR APPELAEES:
Stephen M. O'Brien, III
271 West Short Street
Suite 510
Lexington, Kentucky 40507
Bruce Clark Batten, II
Garmer 8v O'Brien, LLP
141 North Broadway
Lexington, Kentucky 40507
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