MEDICAL CENTER HOSPITAL V. CHERYL KING; HONORABLE LAWRENCE F. SMITH, ADMINISTRATIVE LAW JUDGE; AND WORKERS' COMPENSATION BOARD
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NOT TO BE PUBLISHE D OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED ."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
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RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR
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RENDERED : APRIL 23, 2009
NOT TO BE PUBLISHED
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2008-SC-000565-WC
10
MEDICAL CENTER HOSPITAL
V.
APPELLANT
ON APPEAL FROM COURT OF APPEALS
CASE NO. 2008-CA-000120-WC
WORKERS' COMPENSATION BOARD NO. 03-69600
CHERYL KING; HONORABLE LAWRENCE
F . SMITH, ADMINISTRATIVE LAW JUDGE ; AND
WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
An Administrative Law Judge (ALJ) determined that the claimant's workrelated back injury produced a 13% permanent impairment rating based on the
spine and a 15% rating based on a psychiatric condition . The Workers'
Compensation Board and the Court of Appeals affirmed. Appealing, the
employer continues to assert that the psychiatric rating was not determined in
accordance with the latest edition of the American Medical Association's
Guides to the Evaluation of Permanent Impairment Guides) . We affirm
because the ALJ based the decision on substantial evidence and a correct
interpretation of the law.
The claimant worked for the defendant-employer as a nurse . She injured
her back while working on October 13, 2003, and filed an application for
benefits . Dr. Goldman diagnosed a herniated lumbar disc and degenerative
disc disease, and he also diagnosed clinical depression for which he suggested
she seek treatment. Two experts testified more extensively regarding the
psychiatric condition and offered opinions that differed greatly. The ALJ
determined ultimately that the injury and resulting psychiatric condition were
partially disabling . This appeal concerns the psychiatric condition .
Dr . Monsma, a clinical psychologist, evaluated the claimant and testified
on her behalf. He diagnosed major depressive disorder, moderately severe
without psychotic features, which he attributed to the chronic pain and
physical difficulties that the October 2003 injury caused. Dr . Monsma stated
that he used the most recent edition of the Guides to assign a 15% permanent
impairment rating . He explained that standardized scales are used to assign a
percentage impairment rating and that the claimant demonstrated mild to
moderate impairment. When cross-examined concerning his use of the Guides,
Dr. Monsma stated :
I used the most recent edition, and I don't - - I didn't
reference in my report which edition that is. I believe
that's either 14 or 15.
Dr . Shraberg, a psychiatrist, evaluated the claimant and testified for the
employer . He diagnosed an adjustment disorder of adult life and a depressed
mood that was associated with the October 2003 injury and lifestyle changes
due to the injury as well as phase of life. In his opinion, the depression had
resolved and warranted a 0% permanent impairment rating. He attributed
most of the present physical symptoms to a hereditary condition .
The ALJ relied on Dr. Monsma, convinced that he applied the latest
edition of the Guides although he misstated the correct edition when deposed.
Moreover, the ALJ found the claimant's "demeanor, candor and history," her
lifelong history of extraordinary accomplishments, and her "amazing work
ethic" to be consistent with Dr. Monsma's opinions . The employer petitioned
for reconsideration, pointing to Dr. Monsma's reference to an incorrect edition
of the Guides, but the ALJ remained convinced after reviewing the evidence
again that Dr. Monsma used the latest edition.
Although the Board and the Court of Appeals affirmed, the employer
continues to argue that the claimant presented no credible evidence of a
psychiatric impairment rating because Dr. Monsma did not offer an opinion in
accordance with the latest edition of the Guides .' Noting that no 141 or 15th
h
Edition of the Guides exists, that Dr. Monsma failed to mention that the latest
edition does not provide percentages for psychiatric impairments, and that he
failed to provide the Class 1 through 5 impairment on which he based the
percentage, the employer asserts that he failed to show that he understood the
Guides or applied them properly. Moreover, he failed to explain how he arrived
at the 15% rating.
1 See KRS 342 .730(1)(b) and KRS 342.0011(35) .
3
The claimant had the burden of proof and risk of non-persuasion to show
that her back injury produced a compensable psychiatric impairmentt 2 KRS
342.285 designates the ALJ as the finder of fact and prohibits the Board and
reviewing courts from reweighing the evidence . Judicial review of an
administrative decision is limited to determining whether the decision was
erroneous as a matter of law. 3 When the party with the burden or proof
prevails before the fact-finder, the issue on appeal is whether substantial
evidence supported the finding that the psychiatric condition produced a 15%
permanent impairment rating, in other words, whether it was reasonable . 4 The
crux of the inquiry is whether the decision was so unreasonable under the
evidence that it must be viewed as being erroneous as a matter of law.
In Knott County Nursing Home v. Wallen, 74 S.W.3d 706 (Ky. 2002), the
court addressed the fact that the Guides continue to divide impairments for
psychological or psychiatric conditions into five classes of severity but that they
have not equated the classes to percentage impairments since the Third
Edition was published in 1988. The court rejected the notion that the
legislature did not intend for partial disability benefits to be awarded for such
conditions and determined that an ALJ may use the table provided in the
2 Roark v. Alva Coal Corporation , 371 S.W.2d 856 (Ky. 1963) ; Wolf Creek Collieries v .
Crum, 673 S.W.2d 735 (Ky.App . 1984) ; Snawder v. Stice, 576 S.W.2d 276 (Ky.App.
1979).
3 American Beauty Homes v. Louisville 8y Jefferson County Planning 8s Zoning
Commission, 379 S .W .2d 450, 457 (Ky., 1964),
4 Special Fund v. Francis, 708 S .W.2d 641, 643 (Ky. 1986) .
4
Second Edition to translate the Class 1 through 5 impairment assigned by a
physician into a percentage impairment ratings
We are not convinced that a physician must always state which Class 1
through 5 impairment forms the basis for a percentage rating. Nor are we
convinced that a physician must always mention the Second Edition of the
Guides. A percentage rating for a psychological or psychiatric condition
complies with Chapter 342 if it corresponds to the classification from the latest
edition of the Guides that is consistent with the medical evidence.
The ALJ did not err. When summarizing the evidence, the ALJ noted
that Dr. Monsma described the claimant's impairment as being mild to
moderate . When determining that Dr. Monsma applied the latest edition of the
Guides , the ALJ confronted directly the shortcomings to which the employer
refers and found them not to be significant. Having reviewed Dr. Monsma's
report and deposition, the ALJ found the reference to the Fourteenth or
Fifteenth Edition of the Guides to be no more than a misstatement and also
found that he had translated an impairment that he determined under the
latest edition of the Guides into a percentage impairment. Mindful that a 15%
rating falls within the range for mild impairment, we conclude that the finding
was reasonable.6
5 Id. at 710.
6 The Fifth Edition, Table 14-1, page 363, describes Class 2 or mild impairment as
being "compatible with most useful functioning." It describes Class 3 or moderate
impairment as being "compatible with some, but not all, useful functioning." The
Second Edition, Table 1, page 220, indicates that Class 2 impairment warrants a 1020% rating. Class 3 impairment warrants a 25-50% rating.
5
The decision of the Court of Appeals is affirmed.
All sitting. All concur.
COUNSEL FOR APPELLANT,
MEDICAL CENTER HOSPITAL:
Samuel J . Bach
Allison Bowers Rust
Bach Hamilton, LLP
110 N. Main Street
P.O . Box 881
Henderson, Ky 42419-0881
COUNSEL FOR APPELLEE,
CHERYL KING:
Phillipe W. Rich
Hughes 8s Coleman, P.S.C.
200 S . Seventh Street
Suite 110
Louisville, Ky 40202
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