SHELBY R. LITTLE, JR. V. COMMONWEALTH OF KENTUCKY
Annotate this Case
Download PDF
IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED ."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C),
THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS BINDING PRECEDENT IN ANY OTHER
CASE IN ANY COURT OF THIS STATE ; HOWEVER,
UNPUBLISHED KENTUCKY APPELLATE DECISIONS,
RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR
CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED
OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE
BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION
BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED
DECISION IN THE FILED DOCUMENT AND A COPY OF THE
ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE
DOCUMENT TO THE COURT AND ALL PARTIES TO THE
ACTION.
RENDERED : APRIL 23, 2009
,$Uyr$xYC:V Courf of T
'
i
2007-SC-000610-MR
SHELBY R. LITTLE, JR.
ON APPEAL FROM MEADE CIRCUIT COURT
HONORABLE SAM MONARCH, JUDGE
NO . 04-CR-00098
COMMONWEALTH OF KENTUCKY
APPELLEE
MEMORANDUM OPINION OF THE COURT
REVERSING
Appellant, Shelby Ray Little, Jr., was convicted by a Meade Circuit Court
jury of three counts of first-degree assault, one count of first-degree wanton
endangerment, one count of operating a motor vehicle under the influence-first
offense, one count of driving without insurance, one count of driving without
an operator's license, and of being a first-degree persistent felony offender. For
these crimes, Appellant received a total sentence of twenty-five years
imprisonment . Appellant now appeals to this Court as a matter of right. Ky.
Const . § 110 .
Appellant asserts five arguments on appeal : 1) that the trial court abused
its discretion when it allowed the introduction into evidence of Appellant's prior
convictions for driving under the influence ; 2) that the trial court improperly
denied his motion for a directed verdict for one count of first-degree assault ; 3)
that the trial court erred by not instructing the jury on the lesser included
offense of second-degree assault; 4) that the trial court improperly denied his
motion for a,.directed verdict on first-degree wanton endangerment ; and 5) that
the trial court improperly refused to suppress Appellant's blood-alcohol test
results. Because the trial court did improperly allow the introduction of
Appellant's prior driving under the influence convictions, we reverse Appellant's
convictions and sentence . We will also address Appellant's other allegations of
error to aid the trial court on retrial .
On August 9, 2004, Appellant's truck crossed over the center line of
Liberty Road in Meade County and collided with a car driven by Angela Sosh.
Riding with Angela were her two-year-old son Nathan, and sixteen-year-old
Courtney Moon . All three suffered injuries from the accident. Appellant was
taken to the hospital as a result of his injuries, but his blood was not drawn
until over three hours had passed since the accident. Appellant's blood test
results indicated that he had a blood alcohol level of 0 .29% .
At trial, several witnesses testified that Appellant drank alcohol at a
local establishment prior to the accident, although they did not agree on the
amount of alcohol he consumed or the degree of intoxication he exhibited .
Other witnesses testified that Appellant drove erratically before the accident.
Meade County Deputy Sheriff Mike Robinson testified that when he arrived at
the accident scene he observed beer cans both inside and outside of Appellant's
truck. Deputy Sheriff Robinson, however, admitted at trial that he was unsure
of Appellant's intoxication level at the accident scene. Further facts will be
developed as necessary.
I. Admission of Appellant's prior convictions for driving under the
influence was error
Appellant's first allegation of error is that the trial court improperly
allowed the Commonwealth to admit his four prior convictions for driving
under the influence into evidence. These convictions occurred between 1995
and 1997, seven years before the accident . Prior to trial, the Commonwealth
stated its intent to introduce the convictions as KRE 404(b) evidence . The
Commonwealth believed that this evidence was relevant to Appellant's modus
operandi and that it would also prove his intent, knowledge, and absence of
mistake regarding driving while intoxicated . Later, the Commonwealth argued
that the convictions could be introduced to show habit evidence under KRE
406 .
Over Appellant's objection, the trial court found that his prior convictions
were admissible under KRE 404(b) . The trial court held that the convictions
were evidence of Appellant's modus operandi, or his pattern of repeatedly
driving while intoxicated, or his absence of mistake in driving intoxicated .
Appellant objected and maintained the objection throughout trial, preserving
the error. The Commonwealth began its case in chief by informing the jury of
Appellant's prior convictions for driving under the influence . The
Commonwealth also mentioned the four prior convictions during its closing
argument.
The introduction of Appellant's prior convictions for driving under the
influence was error. In Commonwealth v. Ramsey, 920 S .W .2d 526, 528 (Ky.
1996), we held that "previous DUI convictions do not fall within either the
exceptions outlined by KRE 404(b) or those recognized by this Court ." The only
elements necessary to prove that an individual is guilty of driving under the
influence are: 1) the operation or physical control of a motor vehicle and ; 2)
impairment as described in KRS 189A.010 . Id . Thus, in Ramsey , the
introduction of the prior convictions for driving under the influence was found
to be unduly prejudicial, and reversal was necessary. Id . In Commonwealth v.
Pace, 82 S .W.3d 894 (Ky . 2002) we again held that the introduction of prior
convictions for driving under the influence was error, but that it did not rise to
the level of palpable error.
In this matter, Appellant's prior convictions for driving under the
influence were unduly prejudicial and thus should not have been admitted .
See Ramsey , 920 S .W .2d at 528 ("Due to the prejudicial effect, prior DUI
convictions shall not be introduced during the prosecution's case-in-chief for a
violation of KRS 189A.010(1)") . All the Commonwealth needed to prove in the
guilt phase of the trial was that Appellant operated a motor vehicle while he
was impaired per KRS 189A .010 . The prior DUI offenses were not relevant
because they do not tend to prove that Appellant was operating the motor
vehicle or that he was impaired by intoxicants on the occasion in question . We
therefore reverse Appellant's convictions and sentence and remand this case to
the Meade Circuit Court for a new trial . We now will review Appellant's other
allegations of error to aid the trial court on retrial .
II. The trial court erred in not granting Appellant's motion for a directed
verdict on the charge of first-degree assault against Courtney Moon
Appellant's next argument is that the trial court should have granted him
a directed verdict of acquittal on the charge of first-degree assault committed
against Courtney Moon. Appellant argues that Moon did not sustain a "serious
physical injury" as defined in KRS 500 .080(15) from the accident and therefore
he cannot be guilty of committing first-degree assault against her. We agree.
Moon's testimony indicated that she suffered a bloodied nose, a cut lip,
and a cut on her left knee from the accident. After the accident, Moon received
an ace bandage for her knee from the hospital and was subsequently released .
Her cuts healed after a week and a half, though a small scar remained on her
left knee at the time of trial . Moon described the scar at trial as "not that bad"
and likened it to a scar one may receive in a bicycle accident.
Moon also testified about problems she had with her right knee. She
testified that a year or so after the car accident her knee gave way as she was
playing with her dogs. She was rushed to the emergency room where medical
personnel told her that a muscle in her knee was stretched out and would not
heal without surgery. Moon acknowledged that a doctor had never told her
before the incident with her dog that her knee muscle was stretched or that the
muscle being stretched had anything to do with the car accident. Moon was
personally unsure if the car accident had anything to do with the knee injury .
A trial court's decision regarding a directed verdict motion is reviewed
under the standard articulated in Com monwealth v. Benham, 816 S .W.2d 186
(Ky. 1991) :
On motion for directed verdict, the trial court must draw all fair
and reasonable inferences from the evidence in favor of the
Commonwealth. If the evidence is sufficient to induce a reasonable
juror to believe beyond a reasonable doubt that the defendant is
guilty, a directed verdict should not be given . For the purpose of
ruling on the motion, the trial court must assume that the
evidence for the Commonwealth is true, but reserving to the jury
questions as to the credibility and weight to be given to such
testimony. On appellate review, the test of a directed verdict is, if
under the evidence as a whole, it would be clearly unreasonable for
a jury to find guilt, only then the defendant is entitled to a directed
verdict of acquittal .
Id . at 187 . In this matter, the Commonwealth presented insufficient evidence
for a reasonable juror to find that Appellant committed first-degree assault
against Courtney Moon .
In order to convict Appellant of first-degree assault, the Commonwealth
had to prove that Appellant:
intentionally cause[d]serious physical injury to [Moon] by means of
a deadly weapon or a dangerous instrument ; or . . . Under
circumstances manifesting extreme indifference to the value of
human life he wantonly engages in conduct which creates a grave
risk of death to [Moon] and thereby causes serious physical injury
to [Moon] .
KRS 508 .010 (emphasis added) . The evidence presented at trial does not
indicate that Appellant caused serious physical injury to Moon. Serious
physical injury is defined as "physical injury which creates a substantial risk of
death, or which causes serious and prolonged disfigurement, prolonged
impairment of health, or prolonged loss or impairment of the function of any
bodily organ ." KRS 500 .080(15) . Here the only injuries that can be attributed
to the car accident were a bloodied nose, and cuts on Moon's left knee and lip .
While the cut on her left knee left a scar, Moon testified that the scar was
minor. The scar certainly has not left "serious and prolonged disfigurement."
See Souder v . Commonwealth , 719 S .W.2d 730, 732 (Ky. 1986) overruled on
other grounds by B .B . v. Commonwealth , 226 S .W.3d 47 (Ky. 2007) (holding
that burns in and around the mouth of a child did not constitute a "serious
physical injury") .
Moon's injury to her right knee, if caused by the car accident, could
qualify as a serious physical injury because it is reoccurring and does affect the
use of her leg. However, after reviewing the trial record, it is clear that
insufficient evidence was presented to prove that the right knee injury actually
was caused by the car accident. Moon first became aware of the knee injury
when she awkwardly stepped around her dog. No doctor testified that the
injury was caused by the car accident, and Moon was unsure herself what
caused the injury to her knee . With such uncertainty surrounding the cause of
Moon's injury, we find that Appellant should have received a directed verdict of
acquittal on the charge of first-degree assault on Moon . At retrial, if similar
evidence is presented, the trial court should grant Appellant a directed verdict
of acquittal on this charge .
III. The trial court erred by not providing a jury instruction on seconddegree assault against Angela Sosh
Appellant next argues that the trial court should have submitted to the
jury an instruction on second-degree assault committed against Sosh as a
lesser included offense of wanton first-degree assault. Appellant tendered a
second-degree assault instruction to the trial court. Appellant argues that this
instruction was necessary because the jury could have found that he only
acted wantonly instead of with "extreme indifference to human life" as required
for a first-degree assault conviction.
A first-degree assault instruction :
should be accompanied by an instruction on second-degree
assault, as a lesser-included offense, if: (1) a dangerous instrument
was used ; and either (2) there is a reasonable doubt whether the
degree of the defendant's wantonness reached the level [of extreme
indifference to human life], or only that contained in the definition
of `wantonly' in KRS 501 .020(3) .
1 Cooper, Kentucky Instruction to Juries (Criminal, § 3 .34 (5th ed. 2007) . A
lesser-included offense instruction is appropriate when the jury could maintain
doubt concerning the greater offense but find guilt beyond a reasonable doubt
of the lesser offense. Parker v . Commonwealth , 952 S .W .2d 209, 211 (Ky .
1997) .
Here, there was adequate evidence for a juror to have reasonable doubt
about whether Appellant's wantonness reached the level of "extreme
indifference to human life," and a second-degree assault instruction should
have been given . Testimony at trial varied regarding how much alcohol
Appellant consumed prior to the car accident. Inconsistent evidence was also
presented as to his level of intoxication at the time of the accident . In light of
these inconsistencies a juror could have reasonable doubt regarding whether
Appellant acted with "extreme indifference to human life." We must remember
that it is the duty of the trial court to provide instructions on every theory of
the case covered by the indictment and deducible from or supported to any
extent by the testimony. Taylor v . Commonwealth , 995 S .W.2d 355, 360 (Ky.
1999) . Thus, on retrial, if similar evidence is again presented, a jury
instruction on second-degree assault against Sosh should be provided in
addition to the first-degree assault instruction .
IV. There was ade uate evidence to convict A
wanton endangerment against Delores Ray
Appellant next argues that the trial court committed error when it denied
his motion for a directed verdict on the first-degree wanton endangerment
charge committed against Delores Ray. Appellant believes that there was
insufficient evidence presented to show that he acted with extreme indifference
to human life, a necessary element for a first-degree wanton endangerment
conviction. KRS 509 .060(1) . This charge stems from an incident that occurred
a minute or two before the car accident. Ray was driving along Liberty Road in
Meade County when she saw Appellant's truck coming toward her. As they
both entered a sharp curve in the road, Appellant's truck gradually came
across the center line . Ray was forced to the edge of the road with two of her
car's wheels being off in a ditch. Ray honked her horn to get Appellant to drive
back in his lane. He did not . Ray accelerated to get around Appellant . The
two vehicles did not touch . Later, as Ray was returning home, she came upon
the car accident and realized that Appellant's car was the one which nearly
drove her off the road .
The evidence presented at trial was adequate for a reasonable juror to
find that Appellant committed first-degree wanton endangerment . Again, we
review Appellant's motion for a directed verdict to see "if under the evidence as
a whole, it would be clearly unreasonable for a jury to find guilt." Benham,
816 S .W.2d at 187. There was evidence presented that Appellant consumed
several beers and shots of whiskey before getting in his car to drive . Ray
testified that she was partially forced off of the road due to Appellant's poor
driving. Had Ray not reacted quickly to Appellant coming across the center
line, it is possible that she would have collided with him. Because of the
testimony indicating Appellant's consumption of alcohol before driving, a
reasonable juror could find that Appellant acted with extreme indifference to
the value of human life. Appellant's poor driving and near collision with Ray
certainly created a substantial danger of death or serious physical injury. We
find that a directed verdict of acquittal on the charge of first-degree wanton
endangerment would be inappropriate if similar evidence is presented on
retrial.
V. Results of Appellant's blood test taken over three hours after the
accident were admissible .
Appellant's last allegation of error is that the trial court erred by allowing
the results from a blood test taken three hours after the car accident to be
admitted into evidence . The blood test indicated that Appellant's blood alcohol
level was 0 .29% . Appellant argues that this admission was error because KRS
189A .010(2) prohibits the admission of blood tests taken over two hours from
the initial arrest to be used to determine blood alcohol level as evidence for a
prosecution under KRS 189A.010(1)(a) or (e) . However, KRS 189A .010(2)
clearly states that blood tests taken after two hours are admissible in
prosecutions under KRS 189A .010(1) (b) or (d) .
The trial court found that the blood test was admissible because the
Commonwealth was prosecuting Appellant under KRS 189A.010(1) (b) . To that
extent, the trial court ordered that no jury instruction would be given on KRS
189A.010(1) (a) . The trial court's ruling was correct, and on retrial the results
of Appellant's blood test are admissible as part of a prosecution under KRS
189A.010(1)(b) .
For the foregoing reasons the judgment and sentence of the Meade
Circuit Court is reversed and this matter is remanded for a new trial.
Abramson, Cunningham, Noble, Schroder, Scott and Venters, JJ .,
concur. Minton, C.J ., concurs in result only.
COUNSEL FOR APPELLANT:
Shannon Renee Dupree
Assistant Public Advocate
Department of Public Advocacy
Suite 301, 100 Fair Oaks Lane
Frankfort, Kentucky 40601
COUNSEL FOR APPELLEE:
Jack Conway
Attorney General of Kentucky
David Bryan Abner
Office of Criminal Appeals
Office of the Attorney General
1024 Capital Center Drive
Frankfort, Kentucky 40601
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.