BARRY LONG V. AHLSTROM USA, ET AL
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IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED ."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
PROMULGATED BY THE SUPREME COURT, CR 76 .28(4)(C),
THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS BINDING PRECEDENT IN ANY OTHER
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UNPUBLISHED KENTUCKY APPELLATE DECISIONS,
RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR
CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED
OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE
BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION
BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED
DECISION IN THE FILED DOCUMENT AND A COPY OF THE
ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE
DOCUMENT TO THE COURT AND ALL PARTIES TO THE
ACTION.
RENDERED : AUGUST 21, 2008
NOT TO BE PUBLISHED
,suprtmt Tiourf of
2007-SC-000545-WC
BARRY LONG
V.
APPELLANT
ON APPEAL FROM COURT OF APPEALS
2006-CA-002555-WC
WORKERS' COMPENSATION BOARD NO. 03-01735
AHLSTROM USA;
HON. IRENE STEEN,
ADMINISTRATIVE LAW JUDGE AND
WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
An Administrative Law Judge (ALJ) determined that the claimant failed to show
that his chronic pain and psychiatric condition resulted from a work-related back injury
and, thus, dismissed his application for benefits . The Workers' Compensation Board
affirmed and the Court of Appeals affirmed the Board . We affirm because the evidence
did not compel a decision in the claimant's favor.
The claimant testified that he experienced severe pain in his low back and legs
on January 7, 2003, when pulling a four-foot length of pipe out of a drum of chemicals.
He reported the incident to his supervisor, sought medical treatment, and returned to
work the next day on restricted duty. MRI performed on January 24, 2003, revealed the
presence of bulging discs at T12-L1, L1-L2, and L5-S1 .
After physical therapy failed to relieve the claimant's symptoms, he saw Dr.
MDCOD0iS.@Oorthopedic surgeon . [][MCCO0Oi8interpreted the previous MRI as
revealing degenerative disc disease @fT11-T12 ` T12-1-1 ' 1-1-1-2 .@Od [5-S1 . He@lsO
noted disc space narrowing as well as a possible annular tear at L5-S1 and
recommended @diSDOgr@O1to confirm the diagnosis and help determine the need for
fusion surgery. The employer refused
[O
approve the diSCogr8nn . which resulted in a
medical fee dispute . Drs. Best W0leDG ' and Ravis evaluated the claimant for the
employer concerning the discogram .
Dr. Best examined the claimant and reviewed his medical records in July 2003 .
He noted a normal physical examination, inconsistent effort on functional capacity
testing, no evidence of radiculopathy, and significant evidence of symptom
magnification . He diagnosed 80OUscUloliga0OeOtoUSstrain, assigned a 0% permanent
impairment rating, felt that there was no annular tear or other condition that warranted a
lumbar fusion, @nd stated that a discogram was neither reasonable nor necessary .
Dr. Wo/ens reported inAugust 2003 that the MRI revealed no evidence of disc
pathology. He did not recommend @diSCOgr@0Obecause the test was "poorly predictive
for the identification of disc mediated pain" and because MRI revealed no disc
pathology . He also stated that fusion surgery was unwarranted in the absence of frank
instability in the spine .
Dr. Travis reported in August 2003 that the MRI revealed no evidence of a disc
abnormality and that discography was an unreliable diagnostic tool . His subsequent
report stated that the MR! revealed no pathology but did reveal annular bulging at L4-5
and L5-S1, which was normal for a man of the claimant's age . He thought that
rehabilitation would be more beneficial than fusion surgery and that no evidence
supported performing a disCOgr@Ol .
In July 2003 the claimant quit working due to his symptoms . He filed an
application for benefits in November 2003 and later amended it to include a psychiatric
claim. He testified subsequently that he suffered from constant and severe low back
pain that radiated into his right buttock and leg as well as from depression .
Dr. Gaines took the claimant off work in July 2003 due to complaints of chronic
back pain. His records indicated that the complaints began with the January 2003
incident 8twork and continued thereafter . In MOb8r2004.he noted that MRI had
revealed 8 probable lesion, which could be corrected with surgery, and stated that a
OOyelograOOVVoUld help confirm the presence of the lesion .
Dr. Dennis examined the claimant in November 2003 and found evidence of
muscle weakness or atrophy in the right leg as well as decreased reflexes and muscle
spasm . Ile di@gnOsed severe lumbosacral strain with disc pathology, annular tear, and
[@dicUlop@thy . He did not complete the portion of the report addressing causation but
did assign a 33% permanent impairment rating .
Dr.DoD)eVevaluated the claimant in June 2004@t his attorney's request. He
-
noted a decreased range of motion, normal reflexes and sensation, and diagnosed
degenerative disc disease and lumbar strain. Dr. DODley ordered nerve conduction
studies due to complaints of low back pain that radiated into the legs, but they revealed
no evidence of OeUrop@thVorr@diCUlOpa{hV.
[)c G!eis evaluated the claimant for the employer in April 2004 and noted
decreased range of motion and straight leg raising, normal reflexes, normal motor
strength, no atrophy, normal sensation, complaints of increased low back pain with
femoral nerve stretch, @nd a slow gait . Finding no significant changes on MRI except
those associated with the normal aging process, h8diagnosed @lUnObOs8Cr@(stain
with no evidence of radiculopathy . Noting that Dr. Best had observed no muscle spasm
in July 2003, he stated that either the claimanVs condition had worsened significantly in
the past nine months or that he had acquired "learned pain behaviors" such as a
decreased range of motion and muscle guarding . He thought that the claimant qualified
for no more than a 5% permanent impairment rating, noting that the rating would be
based on questionable objective findings . He stated that @diScDgr@OlVV@Qunwarranted
and that the claimant should be able to perform light-duty work.
The claimant submitted a report from Dr . Bays, who had evaluated his
psychiatric condition fO[the Socia[S@cU[ity AdnAnistration . Dr. Bays diagnosed an
adjustment disorder with depressed mood, which was associated by history with the
January 2003 bback injury . The claimant complained that his mental condition was the
primary reason for his inability to work. Dr. Bays noted that he was very irritable and
somewhat confrontational .
[}[. Shn8b8rg, @ psychiatrist, evaluated the claimant for the employer in April
2004. The claimant complained of irritability, decreased memory and concentration,
and @ sense of having been betrayed and rejected by his employer and its workers'
compensation carrier. Psychological testing revealed evidence of depression, hostility,
symptom magnification, somatization disorder, and paranoid personality disorder. Dr.
Shraberg diagnosed histrionic personality and related symptom magnification with
marked dependent features . He found no evidence that the January 2003 injury
caused a permanent impairment.
Dr. SpenQe ` a psychologist, evaluated the claimant and began treating him in
June 2004 . She continued to do so when the claim was heard . Dr. Spence noted that
the claimant presented with "@n underlying degree Offrustration Gnd anger." After
testing, she diagnosed extreme major depression and adjustment disorder. She
assigned a GAF of 30 to 35 and @D80% permanent impairment rating .
/\subsequent report bVDF .Shn8be[g noted that an individual with a GAF of 30 to
35 would "not be able to give a history much less live alone without home health care ."
He
@\8o
noted that Dr. Spence based her report on the claimant's subjective complaints
rather than objechve findings . Thus, he questioned her conclusions .
Dr. Gleis reviewed [)r. ShrQberg's report and prepared a supplemental report . It
explained that muscle guarding is not an objective medical finding unless )1)S
accompanied by muscle spasm. Absent muscle spasm, it is evidence of a learned pain
behavior Noting that Dr Shraberg4 findings had confirmed his own initial impression
that the muscle guarding vv@G@learned pain behavior, Dr. Gleis concluded that the
correct permanent impairment rating for the back condition was 0% .
The parties stipulated that the employer received timely notice and paid a period
of temporary total disability benefits as well as more than $14,000 .00 in medical
expenses voluntarily . Whether the claimant sustained an injury as defined by KIRS
342.0011 (1), work-relatedness, and the extent and duration of disability were among
the contested issues.
After conducting a 24-page summary of the evidence, the AU noted that at least
three physicians had interpreted the January 2003 MRI . All had reported degenerative
changes at various levels, primarily on the left side, and had concluded that the scan
revealed only age-related changes because the claimant's complaints involved pain on
the right side and into th8right buttock.
Convinced that QdiScogr@DOVV@s not a reliable
diagnostic test, thG/\[jordered the employer to D@Vforeither @DlV8/og[@m or another
MRI to determine the source of the ongoing complaints and gave the parties additional
proof time to address the results. The AU found Dr. Shraberg to be most persuasive
regarding the psychiatric claim because neither Dr. Bays nor Dr. Spence performed the
in-depth study and analysis that he did .
MR1 performed In January 2006 revealed small disc protrusions at T12-Ll on the
right and [1-2 On the left @s well as a small disc herniatiDO8f[5-S1oOthe left. Neither
Dr. KUne nor [)[.Gleis found any change since 2003. Dr.G8iDe8noted that the MRI
confirmed the presence of degenerative lumbar disc disease.
The AU concluded that the claimant suffered only from normal, age-related
changes that warranted no permanent impairment rating based on the MRI results, Dr.
GleiS'S supplemental report ` and Dr . Shraberg's testimony of severe symptom
rD@gOibc@t/oO . /\G@consequence, 1he/\LjdiSriSsed the entire claim . The claimant
appealed .
As explained in
Corporation, 371S .W .2d 856 /KV.1963\ ;
.673 S .W.2d 735 /KV.App . 1984\|aDd
'
576 S .W .2d 276 (Ky . App. 1979), the burden is on an injured worker to prove every
element of a claim, including work-related causation and the extent of disability .
KIRS 342.285 designates the ALJ as the finder of Hot and, thus, the AU has the sole
discretion to determine the quality, character, aDd substance of the evidence. McCloud
v. Beth-Elkhorn
Corp ., Ky ., 514S .W .2d 46 (1974),
notes that evidence sufficient to
have supported efGwom8b/e condu8i0n is not an adequate basis
RY
reversal on appeal .
Francis, 708 S .W .2d 641, 643 (K» . 1986) . explains that a party with the
burden of proof who loses before the fact-finder must show on appeal that the decision
was unreasonable because overwhelming favorable evidence compelled a favorable
decision . In other words, the party must show that no reasonable person would have
failed to be convinced by their evidence .
The claimant argues that the eVidence compelled a finding of total disability due
to the January 2003 inddeDtatwork . KIRS
342.0011 (1)
defines a work-related injury as
being @t[@UDO@[ic event Mat is the proximate cause producing a harmful change in the
human organism as evidenced by objective medical findings . It requires a psychiatric
injury tO directly result from @ physical injury . The existence, extent, and cause of a
harmful change in the human organism are medical questions, the answer to which
must be shown with competent medical evidence unless it is obvious . Grider Hill Dock
.448 S .W.2d 373 (Ky. 1969) .@nd Bullock v. Ga , 177S .W .2d 883 (KV.1844),
explain that the testimony of an interested witness is not binding even if it is
UncC]Ot[8dict8d . Thus, although a worker's testimony is evidence of his history,
symptoms, and ability to perform certain activities, it is entitled to no particular weight.
The parties presented conflicting medical evidence regarding the cause of the
claimant's symptoms . The claimant related their onset to the incident at work, and
three long-time co-workers testified to his positive attitude and work ethic . Although
Drs.
McCOOO!s
and Wnes indicated that the incident caused the disabling symptoms of
which the claimant complained, testing performed by Dr. DC]Dley failed to support @
diagnosis of neuropathy or radicular pain. Dr. Dennis did not comment on causation .
Drs . Best, Wolens, Travis, and Gleis found evidence of normal, age-related changes
but no work-related physical injury . Drs . Best and Shraberg found evidence of
significant symptom magnification, and Drs . Best, Gleis, Travis, and Shraberg, found no
evidence of a work-related permanent impairment rating . The AU relied on the
employer's experts and determined that the claimant suffered only from normal, agerelated changes in his spine, which were not compensable . The finding was
reasonable under the evidence and may not be disturbed on appeal . Absent
compelling evidence that required the AU to determine that the claimant sustained a
work-related back injury, questions concerning the permanent impairment rating to the
spine, his entitlement to the discogram, and the extent of his combined physical and
mental disabilities are moot .
The decision of the Court of Appeals is affirmed .
Minton, C.J ., and Abramson, Cunningham, Noble, Schroder, and Scott, JJ .,
concur. Venters, J., not sitting .
COUNSEL FOR APPELLANT,
BARRY LONG :
THOMAS ELMUS SPRINGER III
ADAMS LAW FIRM
18 COURT STREET
MADISONVILLE, KY 42431
COUNSEL FOR APPELLEE,
AHLSTROM USA:
JOEL WALTER AUBREY
POHL, KISER & AUBREY, P.S .C .
303 NORTH HURSTBOURNE PARKWAY
SUITE 110
LOUISVILLE, KY 40222-5143
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