MARCUS BENJAMIN V. COMMONWEALTH OF KENTUCKY
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APPELLANT
MARCUS BENJAMIN
V.
ON APPEAL FROM GRAVES CIRCUIT COURT
HONORABLE TIMOTHY C . STARK, JUDGE
NO. 04-CR-00211
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION OF THE COURT BY JUSTICE SCOTT
REVERSING
Appellant, Marcus Benjamin, appeals as a matter of right his murder
conviction from a Graves Circuit Court jury, wherein he was sentenced to life
imprisonment . This Court now reviews his conviction pursuant to Kentucky
Constitution § 110(2)(b) .
Appellant raises multiple issues on appeal, to wit: 1) an alleged violation of
Brady v. Ma ,Imo and, in which Appellant claims the Commonwealth failed to
provide him with certain exculpatory evidence ; 2) whether the trial judge erred by
allowing a combination instruction for murder and for denying an Extreme
Emotional Disturbance instruction ; 3) the admissibility of taped confessions at
trial ; 4) whether certain inadmissible hearsay statements denied Appellant his
confrontation rights; 5) whether the trial judge properly denied Appellant's
request for funding for expert witnesses; 6) the introduction of Appellant's prior
convictions under Kentucky Rule of Evidence 404(b); and 7) whether the
prosecution acted inappropriately during discovery and closing arguments .
For reasons that shall be set forth below, we hereby reverse Appellant's
conviction and remand for retrial .
t.
BACKGROUND
In late August 2004, Michelle Benjamin visited Appellant, her husband,
with whom she had been recently estranged . They agreed that Michelle would
take Appellant to visit his children from a previous relationship later that week.
On the evening of September 1, Appellant and Michelle again met and began
consuming alcoholic beverages . Testimony indicated that the two often argued
when one or both were drinking . By all accounts, the relationship had been
troubled, and throughout their marriage various allegations of mutual infidelities
and arguments concerning Appellant's children were sources of conflict. On the
night in question, Appellant had allegedly been informed that Michelle was
having an extramarital affair with his cousin .
The argument resumed the following morning, as the two again quarreled
over the alleged infidelities, with the altercation eventually becoming physical .
Thereafter, Michelle told Appellant that he could no longer see his children .
Appellant alleged that Michelle was the initial aggressor, in a physical
altercation which quickly spun out of control, and eventually resulted in Michelle's
tragic death . Details of the precise sequence of events leading up to Michelle's
death are unclear. According to Appellant's confession, he indicated he could
remember very little of what happened, stating that he was "in and out" during the
altercation and then remembers arriving in Murfreesboro, Tennessee to see his
children .
On September 3rd, Michelle's body was found in the closet of her
apartment under a pile of her own clothes . It was determined that she had died
from manual strangulation . The next day Appellant turned himself in to the
Mayfield Police Department for her death .
Appellant's and the Commonwealth's version of the subsequent events
differ, though it is manifest that Appellant's ensuing meetings with detectives
resulted in two taped confessions . Appellant claims, however, that the
confessions were given under coercion .
The first confession occurred on September 5t", wherein Appellant told
Detective Ty Jackson that he knew that he had killed Michelle . Appellant claimed
that he could not remember many details of the dispute and asked to see
Michelle's body in order to refresh his memory. Appellant stated that he
remembered an argument about allegations of mutual unfaithfulness .
Thereafter, on September 7t", Jackson took Appellant to view the body at
the funeral home where a second taped confession was received . Appellant
again indicated remembering parts of the argument, in particular that it became
physical . Appellant stated that Michelle attacked him and that he pushed her
away multiple times before the altercation became deadly. When prompted,
Appellant said that he remembered squeezing [her neck] . Appellant then stated
that, at the time, he did not know where he was and that the next thing he
recalled was being at his mother's house . Appellant also claimed to have
confessed to family members during this time . By his own admission, Appellant
indicated during this confession that he was aware that he had killed Michelle,
but stated that he did not realize what he was doing at the time.
Appellant was subsequently convicted at trial and sentenced to life
imprisonment .
11 .
A.
ANALYSIS
Alternative Perpetrator Evidence and Alleged Violation of Brady v.
Maryland .
1.
Necessity of Materiality
In his first assignment of error, Appellant claims that the Commonwealth
failed to provide him certain exculpatory evidence as required under Brad v.
Maryland , 373 U .S . 83, 83 S.Ct. 1194, 10 L.Ed .2d 215 (1963), and in so doing,
undermined his capacity to present a defense . We disagree, as the evidence did
not impact Appellant's fundamental rights since it was not material to his guilt.
Appellant argues that the prosecution failed to reveal evidence of an
alternative perpetrator before trial, thus violating his due process rights. At trial,
Detective Morrison testified that upon learning of Michelle Benjamin's death, he
initially thought that Tim Brown may have had something to do with the murder.
Tim Brown was a known drug dealer in the area and Michelle, who had been
working with the Mayfield Police Department as an informant, had made some
allegations against Brown . Appellant alleges that he and counsel were unaware
that police had considered an alternative perpetrator until hearing Morrison's
testimony at trial. Appellant's counsel moved for a mistrial upon grounds of a
Brads violation.
In Brady, the United States Supreme Court ruled that "suppression by the
.
prosecution of evidence favorable to an accused upon request violates due
4
process where the evidence is material either to guilt or to punishment,
irrespective of good or bad faith of the prosecution ." Id . at 87, 83 S .Ct. at 19961997 . Implicit in Brady's requirement of materiality is a concern that the
suppressed evidence affected the outcome of the trial . See United States v.
Agurs , 427 U.S . 97, 109, 96 S.Ct. 2392, 2400, 49 L .Ed.2d 342 (1976). However,
in A urs, the Supreme Court indicated that an item of undisclosed information is
not rendered material by the mere possibility that it may have helped the defense
or might have affected the trial . Id . at 109-110, 96 S .Ct. at 2400 .
Thereafter, in United States v. Bagley , the Supreme Court further revised
the materiality requirement, stating that irrespective of the request, evidence is
considered material only if there is a reasonable probability that had the evidence
been disclosed to the defense, the result of the trial would have been different .
473 U .S. 667, 682, 105 S .Ct . 3375, 3383, 87 L.Ed .2d 481 (1985). The Court
then indicated that in the context of this different result consideration, a
reasonable probability was one sufficient to undermine confidence in the
outcome . Id.
Admittedly, reasonable probability and materiality are nebulous concepts
at best. However, the notion was perhaps best clarified in Kyles v. Whitley,
wherein the Supreme Court articulated
Bagley's touchstone of materiality is a "reasonable probability" of a
different result, and the adjective is important . The question is not
whether the defendant would more likely than not have received a
different verdict with the evidence, but whether in its absence he
received a fair trial, understood as a trial resulting in a verdict
worthy of confidence . A "reasonable probability" of a different result
is accordingly shown when the government's evidentiary
suppression "undermines confidence in the outcome of the trial ."
514 U.S . 419, 434,115 S.Ct. 1555, 1566, 131 L .Ed .2d 490 (1995)
(uotin
Baqlev, 473 U.S . at 678, 105 S.Ct. at 3381).
Here, Appellant argues that by not disclosing, before trial, that police had
initially considered Tim Brown as an alternative perpetrator, the prosecution
suppressed evidence that was both favorable to his defense and material to his
guilt. Moreover, Appellant claims that without this disclosure, he did not receive
a fair trial or a verdict worthy of confidence, thus violating his due process rights .
2.
Appellant's Right to Present a Defense was Not Violated .
Although we are unpersuaded by Appellant's argument, even assuming
arguendo that information concerning Brown should have been disclosed, it
cannot be credibly argued that information concerning an alternative perpetrator
was in any way material, as Appellant confessed - at least twice - to the crime in
question prior to Brown ever being developed as a suspect. Significant in the
materiality analysis is the chronology and flow of incoming information during the
early stages of investigation into Michelle's murder.
On Thursday September 3`d, Michelle's body was found in the closet of
her apartment. Detective Morrison testified that when he learned of Michelle's
death he immediately thought that Tim Brown might be implicated in some
manner . However, on Friday September 4t", Appellant turned himself in. On
Monday September 7t", Appellant confessed to Detective Jackson, disclosing key
details about the murder which led authorities to reasonably conclude that he
was the killer . Appellant then asked Jackson to take him to the funeral home
where Michelle's body was located
so that he could
view it. While at the funeral
home, Appellant then made his second taped confession and once again
provided significant details concerning the murder. Additionally, there was also
testimony to the effect that Appellant had confessed to the murder to various
family members before being charged.
Detective Morrison testified that when he learned Appellant had confessed
to the murder, Brown ceased to be a suspect in the investigation . Therefore, it is
entirely reasonable to conclude that given the very brief period of time wherein
Brown was in any way considered in the investigation, and the fact that Appellant
confessed on multiple occasions, providing substantial details regarding the
murder that only the killer could know, the prosecution's failure to provide
information on Brown in no way impacted Appellant's capacity to present a
defense . Although Appellant waxes hyperbolic as to how failure to disclose this
information in discovery undermined confidence in the trial court's verdict, we are
disinclined to agree, as we find no reasonable probability that possession of the
evidence would have led to a different result or that its absence undermines
confidence in the verdict. See jiyles, 514 U.S. at 434, 115 S .Ct. at 1566. Thus,
there was no Brady violation, as the evidence was not material under AggEs or
Kyles .
3.
The Trial Court Properly Refused Appellant's
Request for a Mistrial .
Here, the record does not indicate that the suppression of the alternative
perpetrator evidence provided a manifest necessity for granting a mistrial
because no Brady violation occurred . See Gould v. Charlton Co., Inc., 929
S.W .2d 734, 738 (Ky. 1996) ("it is universally agreed that a mistrial is an extreme
remedy and should be resorted to only when there is a fundamental defect in the
proceedings which will result in a manifest injustice . The occurrence complained
7
of must be of such character and magnitude that a litigant will be denied a fair
and impartial trial and the prejudicial effect can be removed in no other way.").
As such, the trial court properly denied Appellant's request for a mistrial. See
Woodard v. Commonwealth, 147 S .W.3d 63, 68 (Ky. 2004) (holding that the
decision to grant a mistrial is within the sound discretion of the trial court and will
not be disturbed absent an abuse of discretion) .
B.
Jury Instructions
1.
Absence of Extreme Emotional Disturbance Instruction
Appellant next argues that the trial court erred in failing to include an
instruction pertaining to extreme emotional disturbance as an element of the
jury's murder instructions . We agree .
The quandary of how extreme emotional disturbance (EED) should figure
into the murder statute, KRS 507 .020(1), has provided substantial difficulty for
litigants, trial courts, and juries within the Commonwealth for a considerable
period of time now. Indeed, this Court has oft wrestled with the appropriate
interplay between who assumes the burden of proving its existence and, when
established, its proper configuration within the statutory pattern.
We recently sought to clarify the current status of the law concerning EED
in Greene v. Commonwealth, 197 S.W .3d 76 (Ky. 2006). In Greene, we
reiterated a line of cases which held that the presence of evidence which
supports a finding of EED necessitates an instruction including it as a statutory
element of murder. Id . at 81 ; see also Wellman v. Commonwealth , 694 S .W.2d
696, 697 (Ky. 1985) (if evidence of EED is presented, defendant is afforded
reasonable doubt in that respect) ; Spears v. Commonwealth , 30 S .W.3d 152,
154 (Ky. 2001) (Commonwealth must disprove element beyond a reasonable
doubt) ; Coffey v. Messer, 945 S.W.2d 944, 946 (Ky. 1997) (once evidence of
EED is introduced, the absence thereof becomes an element of the offense of
murder) .
Thus, once evidence has been introduced establishing EED as a statutory
element, the burden then shifts to the Commonwealth to affirmatively disprove its
existence . Greene, 197 S .W .3d at 81 . However, we have qualified this
requirement by relieving the Commonwealth of an affirmative duty to prove the
non-existence of EED if "such proof is already present." Id . However, if
evidence, taken in the light most favorable to the Commonwealth, has been
established, which puts the existence of EED in dispute, the Commonwealth has
met its burden and the existence of EED becomes a question for the jury. See
Sears, 30 S.W.3d at 155.
As we noted in Sears, EED is the functional successor to the common
law "sudden heat of passion," and was introduced into our jurisprudence with the
adoption of the Kentucky Penal code. Id . at 154-155. Although the two are
seemingly analogous, the evolution of EED has interposed clear and marked
distinctions between them, two of which bear upon our consideration of the
present issue: namely, (1) notions of what constitutes adequate provocation and
(2) the subjective rather than objective dichotomy of the provoking
circumstances .
This Court has articulated the definition of extreme emotional disturbance
as being "a temporary state of mind so enraged, inflamed, or disturbed as to
overcome one's judgment, and to cause one to act uncontrollably from the
impelling force of the extreme emotional disturbance rather than from evil or
malicious purposes." McClellan v. Commonwealth, 715 S .W .2d 464, 468-469
(Ky. 1986). This comprehensive definition has been reconciled with recent case
law to establish how extreme emotional disturbance may manifest itself.
Adequate provocation, or a "triggering event," was established as a
necessary element of EED in Fields v% Commonwealth, 44 S.W.3d 355, 359 (Ky.
2001). The dissimilarity in the way common law "sudden heat of passion" and
EED approach what constitutes adequate provocation arises in the rejection of a
"flash point" in extreme emotional disturbance analysis, as well as a requirement
that there be a subjectively reasonable excuse for the disturbance . Id .
While we have recognized that provocation adequate to induce an EED
analysis must be sudden and uninterrupted, we have consistently held that this
event need not be contemporaneous with the triggering event . Foster v.
Commonwealth, 827 S ."k2d 670, 678 (Ky. 1991). Unlike "heat of passion," the
triggering event for extreme emotional disturbance may "fester in the mind"
before surfacing to exact its damage. Springer v. Commonwealth , 998 &W .2d
439, 452 (Ky. 1999). We have further suggested that such a delayed event may
be the "impact of a series of related events" with no specific time frame between
the triggering event and the actual homicide . Lawson and W . Fortune, Kentucky
Criminal Law § 8-3(b)(3), at 342 ( citing California v. Wharton, 53 Cal .3d 522, 280
Cal .Rptr. 631, 809 P.2d 290 (1991) and Pennsylvania v. Whiffield, 475 Pa . 297,
380 A .2d 362 (1977P. However, as we have previously stated, there exists a
"subsidiary inquiry" as to whether there intervened between the provocation and
the homicide a cooling-off period sufficient enough to preclude a conclusion that
the provocation was adequate. Fields, 44 S .W .3d at 359.
These sound principles ensure that EED is not so constrained as to be
attainable only through instantaneous reactions, yet not so lenient as to allow
convenient abuse of the mitigating effects of the doctrine . As a result, this Court
need not limit its consideration to only those events immediately prior to the
actual crime ; our review may well consider all circumstances leading up to and
surrounding the commission of the crime .
The second distinction between "heat of passion" and extreme emotional
disturbance is found in the transition from the historical objective reasonableness
standard to one of subjective reasonableness, where reasonableness is
determined from the perspective of the defendant. KRS 507.020(1)(a) states that
"a person shall not be guilty under this subsection if he acted under the influence
of extreme emotional disturbance for which there was a reasonable explanation
or excuse, the reasonableness of which is to be determined from the viewpoint of
a person in the defendant's situation under the circumstances as the defendant
believed them to be." (emphasis added).
On appeal, the reviewing court must make a determination as to the
sufficiency of the evidence . Greene, 197 S .W.3d at 82 . If the evidence, viewed
in the light most favorable to the Commonwealth, is found sufficient, it is for the
jury to find whether or not the defendant acted under extreme emotional
disturbance . Id .
In the present instance, we find that there was sufficient evidence at trial
to place the issue before a jury to render a finding of fact. The night before the
homicide, Marcus Benjamin was confronted with allegations of infidelity as well
as the news that his wife had been engaging in an extramarital affair with a family
member. The following morning, the victim returned and the argument between
the two resumed, this time including assertions that Benjamin would never see
his children again . Further, Benjamin claims that he was physically attacked by
the victim during this final argument, at which point the altercation turned deadly.
This series of events, while not necessarily establishing that extreme emotional
disturbance existed, is wholly sufficient to warrant an instruction for EED for the
jury's benefit . Therefore, the trial court committed reversible error by failing to
instruct the jury on EED.
2.
Combination Murder Instruction
Appellant, in his third allegation of error, argues that his constitutional right
to a unanimous verdict was denied as a result of the trial court's combination jury
instruction . Although we have reversed Appellant's conviction on other grounds,
we will, nevertheless, explore the matter in hopes that upon retrial, the trial court
will include separate form verdicts which allows the jury to distinguish its findings,
or separate murder instructions, if the court determines the evidence does not
support a combination instruction .
At trial, the jury was given a combination murder instruction which
permitted it to find Appellant guilty of either intentional or wanton murder. KRS
507.020(1). The instruction read :
You will find the Defendant guilty of Murder under this Instruction if,
and only if, you believe from the evidence beyond a reasonable
doubt all of the following:
A.
That in this county on or about September 2, 2004, and
before the finding of the indictment herein, he killed Michelle
Benjamin by asphyxiation by strangulation .
AND
B.
That in so doing :
1.
He caused the death of Michelle Benjamin
intentionally ;
2.
He was wantonly engaging in conduct which created
a grave risk of death to another and thereby caused
the death of Michelle Benjamin under circumstances
manifesting a grave indifference to human life .
OR
During guilt phase deliberation, the jurors submitted the following question
to the trial judge : "When deciding the charges for murder, do we have to select if
we feel he committed the crime intentionally or wantonly, meaning our decision
will read murder (1) or (2)?" The trial judge sent a reply back which simply read,
"No ."
In Hudson v. Commonwealth, 979 S .W.2d 106,109 (Ky. 1998), a case
with quite similar factual circumstances, we refrained from finding reversible error
in the combination jury instruction given, which was substantially identical to that
above, noting the "instruction followed the pattern set forth in 1 Cooper, Kentucky
Instructions to Juries (Criminal), § 3 .24." However, we also warned, "'[t]he danger
of committing reversible error by giving this instruction can be avoided by using
form verdicts requiring the jury to state whether guilt is found under section B(1)
or B(2)."' Id. (quoting 1 Cooper, Kentucky Instructions to Juries (Criminal) § 3 .24,
comment) .
The problem, of course, is that when questions as to the sufficiency of
evidence to support both mental states arise, such an instruction brings into
question the unanimity of a verdict if the jury is not allowed to distinguish its
findings of guilt upon wanton or intentional murder . As we have repeatedly
noted, "'[a]n instruction of an alternative nature is proper only when either theory
(intentional/wanton) is reasonably supported by the evidence."' Hudson , 979
S .W .2d at 109 (quoting Barbour v. Commonwealth, 824 S .W.2d 861, 863 (Ky.
1992)); cf. Wells v. Commonwealth, 561 S .W .2d 85, 88 (Ky. 1978) (holding "that
a verdict can not be successfully attacked upon the ground that the jurors could
have believed either of two theories of the case where both interpretations are
supported by the evidence and the proof of either beyond a reasonable doubt
constitutes the same offense .").
Therefore, when the evidence will support either mental state beyond a
reasonable doubt, a combination murder instruction is certainly proper.
However, in Hudson we cautioned, "we strongly emphasize that, when intentional
and wanton murder are included in a single instruction, the preferred practice is
to include a form verdict that requires the jury to state whether guilt is found
under the theory of intentional murder or under the theory of wanton murder," in
hopes that trial courts would heed our request to curb the practice of utilizing
form verdicts which do not require the jury to indicate under which theory guilt
was found . Id . at 110 . Alas, the practice has persisted in the Commonwealth
and has reared its head before this Court on far too many occasions .
Appellant argues that his combination instruction violated his substantive
constitutional rights. In Schad v. Arizona , 501 U.S . 624, 640, 111 S .Ct. 2491,
14
2501, 115 L .Ed .2d 555 (1991), the United States Supreme Court indicated that
combination jury instructions implicate a criminal defendant's right to a
unanimous verdict under the Due Process Clause of the Fourteenth Amendment .
In its opinion, the Supreme Court reserved explicitly passing judgment on the
permissible limits of defining criminal intent in a state's statutory scheme, noting
such a question was more properly within the scope of state courts and
legislatures . Id. at 636, 111 S.Ct. at 2499. The Court did note, however,
[i]f, then, two mental states are supposed to be equivalent means to
satisfy the mens rea element of a single offense, they must
reasonably reflect notions of equivalent blameworthiness or
culpability, whereas a difference in their perceived degrees of
culpability would be a reason to conclude that they identified
different offenses altogether .
Id . at 643, 111 S .Ct. at 2503.
In the Commonwealth, we have not found that the use of two mental
states as alternative notions to satisfy the mens rea for murder is repugnant to
due process . See Wells, 561 S .W.2d at 87. Yet, the use of Due Process as a
yardstick for verdict specificity supports the demands of fundamental fairness,
and Kentucky has long followed this tradition . See Schad , 501 U.S. at 637, 111
S.Ct . at 2500 . At common law, murder included killing with malice aforethought,
and malice aforethought included both intentional and wanton mens rea. This is
reflected in the Model Penal Code, which Kentucky has adopted . Thus, while
history and current practice support the use of intentional and wanton mental
states as being equivalent means to satisfy the mens rea element of KRS
507.020, we remain troubled by the improper utilization of combination verdict
forms which do not require the jury to distinguish its findings when there is a
15
question as to the sufficiency of evidence to support both. We do not, however,
suggest that is the case here .
Therefore, we reiterate our prior directive: when giving combination jury
instructions reflecting distinct theories of culpability which bear equal punishment,
trial courts should preliminarily determine if there is evidence to support a
combination instruction ; if the trial judge finds that the evidence is unlikely to
support a combination instruction, the court should include separate verdict
forms, and if the evidence suffices, the court may use a combination instruction
which permits the jury to distinguish upon which theory it bases its findings .
In the present instance, at trial, Appellant's counsel contemporaneously
objected to the form of the verdict, asserting that the two mental states should be
presented on separate pages. Here, the jury was confused by the combination
instruction, as evidenced by their submission of a request for clarification to the
trial judge . When the jury submitted their question, counsel asked for a mistrial,
arguing that a unanimous verdict must be reached . The judge may have been
correct in telling the jury they did not have to select a theory, as evidence may
well have supported both theories . One could read the jury's request to suggest
the jury was not unanimous, as did perhaps Appellant's counsel . On the other
hand, the request may have just reflected jury confusion as to the proper manner
of the verdict. We will refrain from making such determination here, as it is
unnecessary. Nonetheless, it is better practice in these instances to either set
forth the separate theories on separate verdict forms or when a combination
instruction is given, require the jury to specify on the verdict upon which theory
they find. Then the problem which arose here is alleviated .
16
C.
Appellant's Confessions were Properly Admissible as they were
Voluntarily Given.
Appellant's .fourth assignment of error is that his taped confessions should
have been suppressed as they were involuntary and the product of coercion . We
disagree .
In Bailey v. Commonwealth , we recognized that the Due Process Clause
requires confessions be made voluntarily in order to be admissible, noting that
"'[if the defendant's] will has been overborne and his capacity for self
determination critically impaired, the use of [the] confession offends due
process ."' 194 S.W.3d 296, 300 (Ky. 2006) (quoting Schneckloth v. Bustamonte,
412 U .S. 218, 225-226, 93 S .Ct. 2041, 2047, 36 L.Ed.2d 854 (1973)) . The
standard for assessing the voluntariness of a confession is the totality of the
circumstances in which the confession was given . Mills v. Commonwealth, 996
S.W.2d 473, 481 (Ky. 1999). Similarly, the United States Supreme Court has
indicated that the "ultimate test" of voluntariness is whether "the confession [was]
the product of an essentially free and unconstrained choice by its maker[.]"
Schneckloth , 412 U.S . at 225, 93 S.Ct. at 2047 .
In this regard, this Court has stated that when determining if a confession
is a result of coercion, "one must look at the totality of the circumstances to
assess whether police obtained evidence by overbearing the defendant's will
through making credible threats." Henson v. Commonwealth, 20 S.W.3d 466,
469 (Ky. 2000). Thus, in making this determination, the Court should consider
three factors in determining whether a confession was coerced: (1) "whether the
police activity was `objectively coercive,"' (2) "whether the coercion overbore the
will of the defendant," and (3) whether the defendant has shown that the
17
"coercive police activity was the `crucial motivating factor"' behind his confession .
Id . (uotin
Morcan v. Commonwealth , 809 S.W.2d 704, 707 (Ky. 1991)) . Upon
review of the record, it is abundantly clear that Appellant's confessions were
voluntarily given and were not the product of coercion .
Appellant was arrested on Friday, September 4t", after turning himself in to
the Mayfield Police Department. On September 5t", Appellant indicated that he
wanted to speak with Detective Jackson. During their initial contact, it had been
discovered that Jackson was a friend to a relative of Appellant . Jackson met with
Appellant, read him his rights, and confirmed Appellant understood them. During
the taped interview, which was played before the trial judge, Jackson informed
Appellant that he has some other charges coming, including "some big ones,"
that "things don't look good," and that the current matter was a capital offense .
Jackson also told Appellant that he believed he committed the offense and if he
killed his wife, he should come clean to keep himself out of "the chair." Appellant
then asked for counsel, whereupon the interview immediately ceased .
On September 7t", Appellant again asked to speak with Detective
Jackson . Jackson came to meet with Appellant and again read him his rights,
confirming that he understood them. Upon this meeting, Appellant asked
Jackson to allow him to view his wife's body to refresh his memory as to what
happened . Appellant confessed to the murder during .this interview. Later that
same day, Appellant was taken to view his wife's body at the funeral home where
it was located . While there, Appellant once more confessed to the murder in a
taped audio and video confession.
Appellant now alleges that his confessions were involuntary as they were
the product of coercive police activity. Principally, Appellant claims that police
engaged in overreaching behavior by indicating to him (and allegedly some
family members) that he could face the death penalty . Also, Appellant argues
that the delay in receiving appointed counsel, despite his immediate request,
exacerbated the overreaching nature of police activity.'
However, in light of the totality of the circumstances under which
Appellant's confessions were made, we find their admission proper . We find
nothing in the record to indicate the police activity was objectively coercive, that it
overbore the will of the defendant, or that the tactics utilized were the crucial
motivating factor behind the confession . See Henson , 20 S.W.3d at 469 . As
such, Appellant's confessions were the free and independent choice of their
maker. See Schneckloth , 412 U .S. at 225, 93 S.Ct. at 2047 . There was nothing
improper about the police's conduct in this instance, or their truthful, non-coercive
advisement of potential penalties . See Simmons v. Bowersox , 235 F.3d 1124,
1133 (8th Cir. 2001).
Moreover, a suppression hearing was held below, at the conclusion of
which, the trial judge made detailed findings on the record and denied Appellant's
motion to suppress, noting that Appellant had initiated contact with Jackson and
waived his rights by speaking with him. When a trial judge's decision on a
motion to suppress is supported by substantial evidence, and is correct as a
matter of law, such findings are conclusive. Commonwealth v. Neal, 84 S.W.3d
920, 923 (Ky. Ct. App. 2002); RCr 9 .78.
' It should be noted that the time frame in question was September 3-8, 2004.
Monday, September 6, 2004, was Labor Day, a national holiday.
19
D.
Introduction of Inadmissible Hearsay was Cured by Trial Court's
Admonition.
In his fifth assignment of error, Appellant claims that certain inadmissible
hearsay denied him his confrontation rights . We disagree, though such evidence
should not be elicited upon retrial .
During trial, the Commonwealth introduced testimony from Detective
Jackson, concerning a statement by Debra Brown. Debra Brown was the mother
of Tim Brown, an alleged drug dealer who had been briefly considered a suspect
in the investigation . Michelle was a confidential informant who had given police
information on Tim Brown .
The substance of the first instance of hearsay testimony contained a
statement where Jackson asked Ms . Brown whether she had heard anything
about Michelle's murder, with Jackson indicating that he was able to charge
Appellant based on statements given to him by Appellant's family . Appellant
objected and moved for a mistrial. The trial judge overruled the motion, but
sustained the objection and admonished the jury to disregard the testimony on
the basis that it was hearsay.
The second instance of hearsay occurred during the Commonwealth's
cross-examination of Jackson, where Jackson indicated that Ms . Brown had told
him that Appellant had confessed to his family . Appellant again objected to the
testimony and moved for a mistrial. The motion for a mistrial was again denied.
However, after a bench conference, the trial judge gave the following
admonishment :
Alright, I want to admonish the jury that that's been let in for a
specific purpose. Debra Brown is not here to be cross-examined
by anyone, so we don't know if that's true or not. So you're not to
20
consider it for whether Debra Brown was telling the truth or not.
You can consider that statement only for the effect it had on the
officer's investigation and for no other purpose.
It is well-settled law within the Commonwealth that a "jury is presumed to
follow an admonition to disregard evidence ; thus, the admonition cures any
error." Combs v. Commonwealth, 198 S .W .3d 574, 581 (Ky. 2006). Moreover,
There are only two circumstances in which the presumptive efficacy
of an admonition falters : (1) when there is an overwhelming
probability that the jury will be unable to follow the court's
admonition and there is a strong likelihood that the effect of the
inadmissible evidence would be devastating to the defendant; or (2)
when the question was asked without a factual basis and was
`inflammatory' or `highly prejudicial .'
Id . at 581-582 (quoting Johnson v. Commonwealth, 105 S .W .3d 430, 441 (Ky.
2003)) (emphasis in original) .
As neither exception applies here, we find the trial judge's admonition
sufficient to cure any error as a matter of law. Combs , 198 S .W.3d at 581 .
E.
Appellant's Request for Funds for Expert Witnesses was Properly
Denied.
Appellant claims, in his sixth assignment of error, that the trial court erred
to his substantial prejudice when it denied his request for funds to hire a
psychologist or psychiatrist to assist in preparation of his defense .
Specifically, Appellant argues that the trial court improperly denied funding
to seek expert assistance, which was necessary for purposes of establishing
extreme emotional disturbance as a mitigating defense. Therefore, the question
becomes: whether the trial court's refusal to grant funds to Appellant to hire an
expert witness substantially impaired his rights when Appellant requested such
funding generally, and did not testify at trial, but where there were sufficient facts
in evidence to warrant a jury instruction on the matter.
21
KRS 31 .110(1)(b) establishes that a needy defendant charged with
serious crimes "is entitled . . . 'to be provided with the necessary services and
facilities of representation including investigation and other preparation ."' Hicks
v. Commonwealth , 670 S.W.2d 837, 838 (Ky. 1984) (quoting KRS 31 .110(1)(b)) .
Additionally, in Young v. Commonwealth , 585 S .W.2d 378, 379 (Ky. 1979), we
recognized that "indigent defendants are entitled to reasonably necessary expert
assistance ." Thus, while it is settled law that indigent defendants are entitled to
funding for expert assistance, the dilemma of under what circumstances and to
what extent such funding should be provided has elicited considerable
deliberation.
In Hicks, we found that such determinations should be adjudged by a
"reasonably necessary standard ." 670 S .W .2d at 838 . However, this has proven
an evasive and amorphous standard, and while vesting the trial courts with great
discretion, it provided little in the way of direction to assist them in determining
when they are obligated to aid indigent defendants .
In Simmons v. Commonwealth, 746 S .W .2d 393, 395 (Ky. 1988), we
attempted to further refine the parameters of when expert funding is reasonably
necessary. In Simmons, we articulated that a certain level of specificity was
required in demonstrating such reasonable necessity for expert assistance . Id .
Therein, the Court noted:
The appellant failed to show a necessity for the expert assistance
he requested . He stated in general terms only that expert
assistance was needed to prepare adequately for trial and possible
sentence hearing . He did not state the names of any doctor or
social worker that he desired to examine him, nor did he furnish any
estimate of the cost. He further did not state what he expected to
show or in what manner the requested assistance would be of any
specific benefit to him. He made no challenge to the competency of
22
Dr. Ravani or that Dr. Ravani was uncooperative with him or was
not available for consultation .
Id. Clearly then, the Simmons Court sought to establish a specificity requirement
in demonstrating an articulable need for expert funding, seeking to alleviate the
threat of continuous undeveloped assertions by a defendant leading to
unsupported "fishing expeditions" at the Commonwealth's expense . Id . ; see
also McCracken Count Fiscal Court v. Graves, 885 S.W.2d 307, 314 (Ky. 1994) .
This Court recognized the due process implications inherent in providing
indigent defendants financial access to experts in Crawford v. Commonwealth,
824 S.W.2d 847, 850 (Ky. 1992). In Crawford, we acknowledged the United
States Supreme Court's decision in Ake v. Oklahoma , 470 U.S . 68, 70, 105 S.Ct.
1087, 1089, 84 L.Ed .2d 53 (1985), noting that "when the mental state of a
defendant is `seriously in question,' due process requires a state to provide
access to a competent psychiatrist to assist in evaluation, preparation, and
presentation of the defense ." Crawford , 824 S.W .2d at 850 . Ake established a
balancing approach for determining when an indigent defendant should be
afforded access to psychological evaluation, weighing the competing interests of
the government and the individual against the probable value and risk of error
involved if access is not afforded . Ake , 470 U.S . at 77, 105 S.Ct. at 1093.
However, in Crawford we also noted that Ake did not support the
proposition that an indigent defendant had the right to choose a psychiatrist or
receive funds to hire one of his choosing; nor did it entitle him to additional state
funds simply because he was unhappy with the results of an initial examination .
Crawford, 824 S.W.2d at 850.
23
Therefore, acknowledging the aforementioned, we are of the opinion that
the appropriate test for determining when an indigent defendant is entitled to
receive funding for expert witnesses under KRS 31 .110(1)(b), will consider 1)
whether the request has been pleaded with requisite specificity ; and 2) whether
funding for the particularized assistance is "reasonably necessary" ; 3) while
weighing relevant due process considerations . Upon review, however, this
Court's analysis is limited to whether the trial court has abused its discretion .
Davenport v. Commonwealth , 177 S .W.3d 763, 773 (Ky. 2005); Dillingham v.
Commonwealth , 995 S.W.2d 377, 381 (Ky. 1999).
Here, Appellant's counsel made an initial request for an ex parte hearing
to request funding on February 28, 2005. In that motion, Appellant indicated in
general terms that he "wished to consult experts in order to render effective
assistance and build an effective defense," adding that experts were needed to
analyze the evidence and potentially testify at trial. The hearing was held on
March 7th, wherein Appellant gave the name of the expert he wished to hire and
stated that he wished to be evaluated for evidence of lack of criminal
responsibility and to support an EED defense. The trial judge took the matter
under submission and entered an order on March 15th , denying Appellant's
motion .
On March 28th, Appellant's counsel asked for evaluation by a state facility.
This request was granted . Appellant was evaluated for competency and criminal
responsibility and found competent .
Thereafter, on July 11 th, Appellant's counsel again filed a motion seeking
expert funding, which was substantially similar to the first. The trial judge denied
the motion on July 20 th .
Nearly one year later, on May 30, 2006, the day trial began, Appellant's
counsel had an in-chambers hearing with the trial judge, wherein he argued that
an expert would be able to explore Appellant's lack of memory of the murder,
give context to what occurred, and discuss a possible triggering event for the
murder. Appellant argued that such information would be beneficial in supporting
an EED defense. The trial judge denied the request .
Here, it is significant to note that Appellant's initial request lacked the
requisite specificity to demonstrate a reasonable necessity under the law.
Moreover, Appellant was initially requesting funding to hire an expert of his
choosing. The trial judge was entirely proper in denying such request .
Crawford, 824 S .W.2d at 850.
Further, Appellant did receive a competency and criminal responsibility
evaluation at a state facility . As in Crawford and McCracken , Appellant was not
entitled to state funding to conduct a fishing expedition simply because he was
unhappy with the results . Moreover, while Appellant's request on the first day of
trial was pleaded with specificity, the trial judge properly denied such request,
given the Commonwealth's interest in judicial economy and the fact that
Appellant had already received a state funded evaluation. Thus, the trial judge's
decision did not offend due process. Crawford, 824 S.W.2d at 850.
At the outset, a defendant is not entitled to an additional stateprovided examination or funds to hire additional experts simply
because the initial evaluation is contrary to his defense . Nor does
the fact that an additional evaluation might be beneficial to the
25
defense add credence to his claim. In the subject case, appellant
was afforded the constitutionally and statutorily required expert
assistance and, as such, the trial court's refusal to provide
additional examinations or funds did not violate his due process
rights .
Id . (citing U .S. v. Baldi , 344 U .S. 561, 568, 73 S .Ct. 391, 395, 97 L.Ed. 549
(1953) and Caldwell v. Mississippi , 472 U .S . 320,105 S .Ct. 2633, 86 L.Ed.2d
231 (1985)). Here, the trial judge held at least three hearings on the matter and
duly considered all the reasons set before him. Taking into consideration the
findings from the state evaluation and Appellant's arguments, the trial judge
determined that additional expert funding was not reasonably necessary.
Therefore, there was no abuse of discretion.
Thus, in the present instance, we find that the trial court was proper in
denying Appellant's request for funding ; Appellant had already availed himself of
a state psychiatric evaluation, and his requests, other than the request on the
first day of trial, were not pleaded with requisite specificity.
F.
Prior Bad Acts Evidence
Appellant claims in his penultimate allegation of error, that the trial court
erred in permitting the Commonwealth to introduce evidence of his prior
conviction for domestic violence under KRE 404(b).
Prior to trial, the trial judge held an evidentiary hearing pertaining to the
admissibility of Appellant's prior conviction for assaulting Michelle some months
prior to her murder. At the hearing the Commonwealth argued that it intended to
introduce such evidence to show motive for her murder and an absence of
mistake . After hearing arguments from both sides, the trial judge ruled the
evidence admissible .
26
It is well-settled that a "the standard of review of an evidentiary ruling is
abuse of discretion ." Anderson v. Commonwealth, 231 S.W .3d 117, 119 (Ky.
2007). We find no such abuse here .
Under KRE 404(b), evidence of "other crimes, wrongs, or acts is not
admissible to prove the character of a person in order to show action in
conformity therewith ." However, such evidence may be admissible if "offered for
some other purpose, such as proof ofmotive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of mistake or accident." KRE 404(b)(1)
(emphasis added) . Moreover, this Court has instituted a three-part inquiry for
assessing the admissibility of prior bad acts evidence under KRE 404(b), which
includes examining the relevance, probativeness, and prejudice associated with
the prior crime . Bell v. Commonwealth, 875 S .W .2d 882, 889 (Ky. 1994) (citing
Robert G . Lawson, The Kentucky Evidence Law Handbook § 2.25 (II) (3d ed.
1993)) .
In the present instance, upon review, we find nothing to indicate that the
trial court abused its discretion or that the complained of evidence fails the threepart inquiry under Bell . Here, Appellant's prior conviction for assaulting his wife
lends plausibility to the notion that Appellant intentionally murdered his wife, had
a motive to do so, and that the killing was not a mistake . The prior conviction
was relevant under KRE 401, in that it tended to render Appellant's intent more
probable than it would have been without the existence of the evidence.
Likewise, the evidence was probative in that it suggested Appellant had motive to
murder his wife. Finally, we are disinclined to find that the "potential for prejudice
from the use of other crimes evidence substantially outweigh[s] its probative
27
value." Bell, 875 S.W.2d at 890. As such, the evidence was properly admissible
and the trial judge did not abuse his discretion . See Anderson, 231 S .W .3d at
119 .
G.
Prosecutorial Misconduct
In his final assignment of error, Appellant argues that prosecutorial
misconduct infected his trial and that the prosecution acted improperly during
discovery and penalty-phase closing arguments . We disagree .
Appellant argues that the Commonwealth engaged in misconduct by not
disclosing alleged alternative perpetrator evidence pertaining to Tim Brown
during discovery. As we have previously addressed this issue, we see no need
to reexamine the issue here as it is without merit.
Suffice it to say, Brown was never developed as a suspect . No Brady
violation occurred, and the Commonwealth was not obligated to disclose
information pertaining to Brown during discovery . Moreover, information
pertaining to Brown was not material to the question of guilt. Pennsylvania v.
Ritchie , 480 U.S. 39, 55-56, 107 S.Ct. 989, 1000-1001, 94 L.Ed .2d 40 (1987).
In addition, Appellant argues that the prosecuter engaged in misconduct
when he stated "we have to think about the message that we need to send to this
defendant [to] prohibit, to prevent this type of unlawful activity." It is true that this
Court has repeatedly indicated that "send a message" statements are improper in
the Commonwealth and prosecutors should not engage in such argument. See,
e .g ., Brewer v. Commonwealth, 206 S.W.3d 343, 350 (Ky. 2006);
Commonwealth v. Mitchell, 165 S .W .3d 129,130-133 (Ky. 2005). We reiterate
this admonition here, but note that this isolated statement was hardly egregious .
See section II.A., supra
28
Thus, viewing the prosecution's closing argument as a whole, we find no
error. See Young v. Commonwealth , 25 S.W.3d 66, 75-76 (Ky. 2000). However,
the prosecution should not address the jury in such a manner upon retrial .
111.
CONCLUSION
Accordingly, for the reasons set forth herein, we hereby reverse
Appellant's conviction for murder and remand for a new trial.
All sitting . Minton, C.J . ; Abramson, Noble, Schroder and Venters, JJ .,
concur. Cunningham, J., concurs in result only.
COUNSEL FOR APPELLANT :
Julia Karol Pearson
Department of Public Advocacy
100 Fair Oaks Lane, Suite 301
Frankfort, KY 40601
COUNSEL FOR APPELLEE:
Jack Conway
Attorney General of Kentucky
Jeffrey Allan Cross
Criminal Appellate Division
Office of the Attorney General
1024 Capital Center Drive
Frankfort, KY 40601
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