TIMOTHY CARL SHANE V. COMMONWEALTH OF KENTUCKY
Annotate this Case
Download PDF
AS MODIFIED : April 9, 2008
RENDERED : DECEMBER 20, 2007
P
T.
LIS~D
ixyrrutr C~CVurf of 1,j
2006-SC-000096-MR
TIMOTHY CARL SHANE
V.
ON APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE F. KENNETH CONLIFFE, JUDGE
NO. 04-CR-000977
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION OF THE COURT BY JUSTICE NOBLE
AFFIRMING IN PART AND REVERSING IN PART
Appellant, Timothy Carl Shane, was indicted in Jefferson County, charged with
Rape in the First Degree, Sodomy in the First Degree, Burglary in the First Degree, and
Persistent Felony Offender in the Second Degree (PFO Second) . He was tried by a
Jefferson County jury and convicted as charged on the burglary and PFO Second . He
was sentenced to a term of twenty years' imprisonment, enhanced to thirty-five years by
the PFO Second charge . On appeal, he argues that the trial court erred in denying his
motion to dismiss based on an eleven year delay ; in denying his motion to strike Juror
138 for cause; in forcing him unconstitutionally to use a peremptory strike for cause; and
in denying his motion for a directed verdict. He asks this Court to overrule Morgan v.
Commonwealth , 189 S.W.3d 99 (Ky. 2006), which held, among other unrelated issues,
that the trial court error in failing to strike a juror for cause was harmless. This Court
finds that the issue regarding peremptory strikes and Juror 138, and the application of
Morgan has merit, and therefore reverses and overrules Morgan. The pre-trial delay
claim of error is addressed and affirmed .
1. Background
At trial, Appellant moved to strike Juror 138 for cause. This juror was a Louisville
Metro police officer who was not an officer when the crime was committed . At the time
of trial, however, he worked for the same agency and had worked in the same district as
two officers who were involved in the investigation, Detectives Shifflet and Felty, and
knew them. Shifflet testified at trial . Juror 138 stated on voir dire that his past
association with police officers would not affect his ability to be an impartial juror, but
then went on to say that he had "an inside point of view" ; that he was "absolutely" propolice; that while "police are just like everybody else," he did not believe they would lie
under oath because they took the oath more seriously ; and that he would find it more
likely that a police officer was telling the truth than a lay witness .
Appellant moved to strike Juror 138 for cause due to his acquaintance with the
two detectives, his "insider view" and his being "police oriented ." In denying the motion
to strike for cause, the trial court stated that Juror 138 did not currently work with the
two detectives and had no knowledge of the case. Appellant ultimately used all nine of
his peremptory challenges, one of them for Juror 138 . After his conviction and
sentencing, Appellant appealed to this Court as a matter of right. Ky. Const . §
110(2)(b) .
11 . Analysis
A. Trial Court Error
Long-standing Kentucky law has held that a trial court's decision on whether to
strike a juror for cause must be reviewed for abuse of discretion. Adkins v.
2
Commonwealth , 96 S .W.3d 779 (Ky. 2003); Pendleton v. Commonwealth , 83 S.W.3d
522 (Ky. 2002) . The court must weigh the probability of bias or prejudice based on the
entirety of the juror's responses and demeanor. There is no "magic question" that can
rehabilitate a juror as impartiality is not a technical question but a state of mind. United
States v. Wood , 299 U .S . 123, 57 S.Ct. 177, 81 L.Ed . 78 (1936); Pennington v.
Commonwealth , 316 S.W.2d 221 (Ky. 1958) . When the question is analyzed as to
whether the trial court judge abused his discretion, a reviewing court must determine if
the trial court had a sound legal basis for his ruling . If a judge errs on a finding of fact,
he must be clearly erroneous or there is no error; if error is premised on incorrect
application of the law, a judge abuses his discretion when the legal error is so clear that
there is no room for the judge to have ruled any differently.
RCr 9 .36 requires a judge
to excuse a juror if there is a reasonable basis to believe the juror cannot be fair and
impartial.
Before a judge can come to the legal conclusion that a juror is or is not qualified
at the voir dire stage, he must determine the credibility of the juror's answers. For
instance, a juror might say he can be fair, but disprove that statement by subsequent
comments or demeanor so substantially at odds that it is obvious the judge has abused
his discretion in deciding the juror is unbiased.
Here, Juror 138's responses in their entirety indicated a probability that he could
not enter the trial giving both sides a level playing field . His statement that he was
"absolutely" pro-police and that he did not believe an officer would lie under oath clearly
indicated that a defendant would have little or no chance of challenging an officer's
testimony in this juror's mind . Also, the trial court's reasons for denying cause are not
germane to whether the juror was biased based on his statements . Given the
3
reasonable evidence of bias here, it was an abuse of discretion not to strike this juror,
and thus is error.
B. Harmless Error and the Morgan Standard
Appellant argues that the holding in Morgan v. Commonwealth , 189 S .W.3d at
104, should be reversed . In Mor an, this Court held that the trial court's error in not
properly striking a juror for cause was harmless (even though the defendant therein had
to exercise a peremptory challenge to remove a biased juror), because no unqualified
juror sat on his case . He further argues that the Morgan holding gives trial court judges
"insulation from appellate review." The majority in Morgan focused on whether the
defendant had in fact been tried by an impartial jury, and concluded that he had . Its
logic appeared inescapable that the failure to strike a juror for cause could not have
affected that jury's verdict, and therefore the trial court judge's abuse of discretion was
harmless error. What the majority in Mor an did not focus on was whether the trial
court's error affected the actual fairness of the trial because the defendant was not
allowed fair process in selecting the jury that tried him.
It is a fundamental tenet that a person charged with a crime is entitled to a fair
trial . RCr 9.36(1) establishes the standard a trial judge is required to apply in voir dire:
"When there is reasonable ground to believe that a prospective juror cannot render a
fair and impartial verdict on the evidence, he shall be excused as not qualified ."
The language to the trial court is mandatory . RCr 9 .40 gives a defendant eight
peremptory challenges plus one if alternates are seated. This Court, in its rule-making
capacity, has recognized that this is beyond question a valuable right going to the
defendant's peace of mind and the public's view of fairness . It is fundamentally
inconsistent for the Court to give with one hand and take away with the other, a position
4
that does not invite public trust in the integrity of the judicial system . In distinguishing
Ross v. Oklahoma , 487 U .S. 81, 108 S.Ct. 2273, 101 L.Ed .2d 80 (1988) -which held
that an Oklahoma law that required a defendant to prove that an incompetent juror was
forced upon him - was not unconstitutional, Justice Leibson wrote in Thomas v.
Commonwealth , 864 S.W.2d 252 (Ky. 1993) :
Kentucky law has always been to the contrary, that prejudice is presumed,
and the defendant is entitled to a reversal in those cases where a
defendant is forced to exhaust his peremptory challenges against
prospective jurors who should have been excused for cause . . . . When a
defendant does exhaust all of his peremptory challenges, he has been
denied the full use of peremptory challenges by having been required to
use peremptory challenges on jurors who should have been excused for
cause .
Id. at 259 (internal citations omitted) .
Justice Leibson went on to point out that when a defendant is forced to use a
peremptory strike on a juror who has not been properly excused for cause, the court
has actually taken away from the number of peremptories given to the defendant by rule
of this Court. By their very nature, peremptory challenges are not for cause ; they can
be for any reason whatsoever, except that the juror is a member of a protected class.
Batson v. Kentucky, 476 U .S . 79,106 S.Ct . 1712, 90 L.Ed.2d 69 (1986). To
shortchange a defendant in this manner is to effectively give the Commonwealth more
peremptory challenges than the defendant. The reverse is true if the court fails to
properly strike for cause a juror unfavorable to the Commonwealth . A trial is not fair if
only parts of it can be called fair .
The Court in Morgan was very divided . The justices differed over whether
peremptory strikes were a substantial right entitled to per se protection or merely a
procedural right that supported the substantial (and constitutional) right to a fair trial,
whereby having to use a peremptory strike for a juror who should have been struck for
5
cause was not prejudicial so long as a qualified jury was seated . The Court in Thomas
had merely held that Kentucky law; as opposed to federal law, regarded peremptories
as a substantial right not to be shortchanged by a trial court's failure to properly strike
for cause . Three justices agreed to reverse Thomas ; a fourth wrote separately,
concurring in result only, (thereby creating a majority for the result of the case) and was
joined by one of the other three. Three justices dissented, with two writing separately,
and all three joining in both Opinions. This made the final result three for, three against,
and one who concurred to make a majority but would have written a different majority
opinion .
Both the majority and dissent in Morgan focused on the fairness and impartiality
of the jury that was selected . The majority took the view that if the jury the defendant
ended up with was qualified, it was a fair jury and the defendant had received a fair trial.
The dissent held fast to the notion that peremptories were a protected substantial right
under state law, and that a jury selected by causing a defendant to exhaust his
peremptories on a juror who should have been excused for cause could not be fairly
seated . Given that Thomas was controlling authority at the time, this argument had
merit.
The issue is actually simple : Can a trial be called fair and the jury impartial if the
method of arriving at a qualified jury is not? The majority in Mor an would accept that a
defendant could stumble into fairness even if everything that occurred before the jury
was selected was not.
If a right is important enough to be given to a party in the first instance, it must be
analyzed to determine if it is substantial, particularly where deprivation of the right
results in a final jury that is not the jury a party was entitled to select. Here, the
6
defendant was tried by a jury that was obtained by forcing him to forgo a different
peremptory strike he was entitled to make . If he had been allowed that strike, he may
well have struck one of the jurors who actually sat on the jury. He came into the trial
expecting to be able to remove jurors that made him uncomfortable in any way except in
violation of Batson v. Kentucky; this was a right given to him by law and rule . Depriving
him of that right so taints the equity of the proceedings that no jury selected from that
venire could result in a fair trial . No jury so obtained can be presumed to be a fair one.
An error affecting the fundamental right of an unbiased proceeding goes to the
integrity of the entire trial process . While the federal courts may not regard peremptory
strikes as a Constitutional guarantee to either litigant, prior Kentucky law has
determined that it is a substantial right when a defendant uses all his peremptory strikes
and was forced to use one of them on a juror who should have been struck for cause .
To do anything less is to make a mockery of the very rules and procedures created by
this Court, and indeed does allow a trial court to commit error under the Morgan holding
that is not subject to correction because all the jurors who sat were qualified . Qualified
or not, that is not the jury the defendant was given a fair opportunity to acquire .
In United States v. Martinez-Salazar, 528 U .S. 304, 120 S .Ct. 774, 145 L.Ed .2d
792 (2000), a federal case factually similar to this case, the United States Supreme
Court determined that a defendant is not required to use a peremptory strike to correct a
trial judge's error, but if he does, and the resulting jury is unbiased, there has been no
violation of a constitutional right or federal rule-based right. Referencing Ross v.
Oklahoma , 487 U.S. 81, 108 S.Ct. 2273, 101 L.Ed .2d 80 (1988), where the Court had
determined that Ross had received "all that was due under Oklahoma law," id . at 92,
108 S .Ct. at 2275, it found that the defendant had "received precisely what federal law
provided ." Martinet-Salazar, 528 U .S. at 317, 120 S.Ct. at 782 .
However, it should be noted that both Ross and Martinet-Salazar hinge on "what
was due" under the state or federal law. Both cases recognize that there is an
entitlement to what has been given to a defendant by way of process, and if an act of
the trial court negates that process, reversal is required . Cf. id . (noting that the due
process claim failed only because the defendant received what he was entitled to under
the federal rules); Ross, 487 U.S. at 89, 108 S.Ct. at 2279 (same under state law).
They both merely affirm long-standing federal law that there is no constitutional right
which requires the granting of peremptory strikes . Rather, whether to give peremptory
strikes, and how many, has been left to the states to determine for their own courts by
statute or rule, not through their constitutions . Morgan , 189 S .W.3d at 124 (Cooper, J.,
dissenting) .
There is nothing in either Ross or Martinet-Salazar that requires the states to
adopt their reasoning as to the weight, or "substantial" value a state may place on the
exercise of peremptory strikes . Giving a lengthy description of the history of peremptory
strikes in his dissenting opinion in Mor an, Justice Cooper traces the use of
peremptories from the 1700's to the date of Morgan, concluding that while there is no
constitutional guarantee to peremptory strikes, our law has held the exercise of
peremptory strikes to be a "substantial right," citing numerous Kentucky cases where a
juror had not been struck for cause and the defendant used all his peremptories . Id. at
135-37. The thrust of this history is that up until Morgan, Kentucky courts had
consistently held that denial or misallocation of peremptory strikes is per se reversible
error. In fact, it is best to view peremptory strikes in the context of strikes for cause.
g
When a juror is not properly struck for cause, without peremptory strikes, a defendant
would find himself forced into an unfair trial. The substantial nature of a peremptory
strike is thus obvious in this context . The remaining question is whether peremptory
strikes are "substantial" when not being exercised to prevent a known unfairness .
Given that "[w]hen the right of challenge is lost or impaired, the statutory conditions and
terms for setting up an authorized jury are not met; the right to challenge a given
number of jurors without showing cause is one of the most important rights of a litigant,"
id . at 137 (Cooper, J ., dissenting)--the obvious answer, long supported in our law, is
yes .
Thus, the correct inquiry is not whether using a peremptory strike for a juror who
should have been excused for cause had a reasonable probability of affecting the
verdict (harmless error), but whether the trial court who abused its discretion by not
striking that juror for reasonable cause deprived the defendant of a substantial right.
Harmless error analysis is simply not appropriate where a substantial right is involved,
and is indeed logically best suited to the effect of evidence on a verdict, though some
procedural errors may also be reviewed in this light. Here, the defendant did not get the
trial he was entitled to get. For these reasons, the holding in Morgan must be
overturned .
111 . Pretrial Delay
Appellant contends that the trial court erroneously denied his motion to dismiss
the charges based on pre-indictment delay. He argues that the Commonwealth violated
the Due Process Clauses of the Fifth and Fourteenth Amendments to the United States
Constitution, and § 11 of the Kentucky Constitution, by waiting eleven years to indict
him. He further argues that he suffered prejudice because his addiction to illegal
9
narcotics prevented him from fully remembering the events of eleven years earlier.
Appellant argues that because of his prejudice, the trial court should have granted his
motion to dismiss .
For ten years no suspect was identified . However, in 2003, the police submitted
cigarette butts seized at the crime scene for DNA testing. One butt provided a sufficient
DNA sample from which a DNA profile was obtained that met the criteria for submission
to the Combined DNA Indexing System (CODIS), a national DNA database. In March
2004, the DNA profile from the cigarette butt was uploaded into CODIS . The profile
matched that of a prisoner incarcerated in Colorado, the Appellant .
The Commonwealth lodged a detainer for Appellant and upon his return to
Kentucky a blood sample was taken which matched the profile obtained from the
cigarette butt. Appellant was then indicted for Rape in the First Degree, KRS §
510.040, Sodomy in the First Degree, KRS § 510.070, and Burglary in the First Degree.
At trial the jury found the Appellant guilty of Burglary in the First Degree, not guilty of
Sodomy in the First Degree, and it was unable to reach a verdict on Rape in the First
Degree . The trial court dismissed the rape charge without prejudice .
The United States Supreme Court has held that the Sixth Amendment is
inapplicable to pre-indictment delay . United States v. Marion , 404 U.S. 307, 324 92
S .Ct. 455, 465-66, 30 L.Ed .2d 468 (1971). However, the Court noted that while the
principal protections against excessive pre-indictment delay are statutes of limitations,
the Due Process Clause does provide limited protection . Id. In United States v.
Lovasco , 431 U.S . 783, 796, 97 S .Ct. 2044, 2052, 52 L.Ed.2d 752 (1977), the Supreme
Court clarified that due process only requires dismissal because of pre-indictment delay
when the defendant suffers actual prejudice and the delay is motivated by a desire to
10
gain an advantage over the defendant. Prescient of situations similar to the present
case, the Supreme Court noted that "to prosecute a defendant following investigative
delay does not deprive him of due process, even if his defense might have been
somewhat prejudiced by the lack of time ." Id .
Appellant argues that because Kentucky does not have a statute of limitations for
felonies, KRS § 500.050(1), this Court should apply a test more favorable to the
accused, the test enunciated in Doggett v. United States , 505 U.S . 647, 112 S .Ct. 2686,
120 L .Ed .2d 520 (1992). However, Doggett only applies when analyzing whether the
government violates the Sixth Amendment because of excessive delay between the
time of the indictment and the time of trial. Id. a t 651, 112 S.Ct. at 2690. Moreover, this
Court has already considered and rejected the Appellant's argument in Kirk v.
Commonwealth , 6 S.W.3d 823, 826 (Ky. 1999), where we held that even though
Kentucky does not have a statute of limitations for felonies, a due process violation for
pre-indictment delay will only result "where there is both substantial prejudice and an
intentional delay to gain advantage ." Unless Appellant can satisfy both requirements,
his argument fails.
It is unnecessary to determine whether the Appellant satisfies the prejudice
requirement because he has put forward no evidence that the passage of eleven years
between the crime and his indictment was an intentional delay to gain advantage .
Rather, it appears that any delay was merely an "investigative delay ." DNA technology
changed vastly from the time the Appellant committed the crime in 1993 to the time of
the CODIS match in 2004. Although the Appellant asserts that Kentucky began testing
DNA in 1990, this in no way implies or proves that the delay was anything more than an
"investigative delay," resulting in no constitutional violation . Therefore, the trial court
was correct in denying the Appellant's motion to dismiss for pre-indictment delay.
IV. Conclusion
Consequently, the judgment in this case is reversed and remanded for a new
trial, and Morgan is hereby overruled . While a party can reasonably expect to be given
all the rights granted to him by state law or rule, he has a certain right to a trial that is
fair in its entirety. This Court has granted the use of peremptory strikes to a party and
made it mandatory for trial courts to excuse biased jurors for cause when a reasonable
person would view the juror as biased . Not removing a biased juror from the venire,
and thereby forcing a defendant to forfeit a peremptory strike, makes the defendant take
on the duty of the court and prevents him from getting the jury he had a right to choose .
This violates a substantial right accorded great weight in our legal history, and can
never be harmless error. Further, the pre-indictment delay was investigative delay, and
thus not error .
All sitting . Lambert, C.J.; Abramson, Cunningham, Minton and Schroder, JJ.,
concur. Scott, J ., concurs in part and dissents in part by separate opinion .
COUNSEL FOR APPELLANT:
Frank W. Heft, Jr.
J . David Niehaus
Jefferson District Public Defender
200 Advocacy Plaza
719 West Jefferson Street
Louisville, Kentucky 40202
COUNSEL FOR APPELLEE:
Gregory D. Stumbo
Attorney General
David W . Barr
Assistant Attorney General
Office of Attorney General
Office of Criminal Appeals
1024 Capital Center Drive
Frankfort, Kentucky 40601-8204
RENDERED : DECEMBER 20, 2007
TO BE PUBLISHED
"Sixpr$mE Courf n£ 'Rrufurhv
2006-SC-000096-MR
TIMOTHY CARL SHANE
V.
APPELLANT
ON APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE F. KENNETH CONLIFFE, JUDGE
NO. 04-CR-000977
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION BY JUSTICE SCOTT
CONCURRING IN PART AND DISSENTING IN PART
While I concur with the majority opinion on the questions of pre-indictment
delay, I must respectfully dissent from the majority opinion reversing Morgan v.
Commonwealth, 189 S.W.3d 99 (Ky. 2006), and reinstating Thomas v.
Commonwealth , 864 S.W.2d 252 (Ky. 1993) . Thomas is simply bad law, and
harkens back to a time when appellate bodies were considered "citadels of
technicality ." Kotteakos v. United States, 328 U.S. 750, 759, 66 S.Ct. 1239, 90
L.Ed . 1557 (1946). Here's why.
The Resurrection of Thomas
Resurrecting the rule in Thomas, su ra, the majority reverses Appellant's
conviction because the trial court denied Appellant's challenge to Juror 138 for
cause, even though juror 138 never sat on the jury that convicted Appellant. All
because Appellant used one of his nine (9) peremptory challenges allotted to him
for the very purpose for which they were granted - to strike a juror he felt would
not be sympathetic to his cause . RCr 9.40. "To be clear, one should not believe
that this is a case where an obviously biased juror sat on the trial jury." Morgan,
189 S.W.3d at 105.
As in Thomas, the majority re-adopts the doctrine that the use of
Appellant's peremptory challenge in this circumstance resulted in a violation of a
"substantial right" which made, "the trial unfair," requiring reversal . A square
collision with RCr 9.24, the harmless error rule, which commands that,
[n]o error . . . in anything done or omitted by the court . . . is
ground[s] for . . . setting aside a verdict or for vacating, modifying or
otherwise disturbing a judgment . . . unless it appears to the court
that the denial of such relief would be inconsistent with substantial
justice .
When announced in 1993, Thomas made a quantum leap from Rigsby v.
Commonwealth , 495 S.W .2d 795, 799 (Ky. 1973) ("[t]here has been no showing
that use of the eleven peremptories to dispose of the suspect jurors resulted in a
subsequent inability to challenge additional unacceptable veniremen") and
Marsch v. Commonwealth, 743 S .W.2d 830, 831 (Ky. 1988) ("[t]wo jurors who
were challenged for cause actually served upon the jury because appellant's
peremptories had been exhausted and he could not excuse them"), to overrule
Turoin v. Commonwealth , 780 S .W.2d 619 (Ky. 1989) and Dunbar v.
Commonwealth , 809 S.W .2d 852, 854 (Ky. 1991) ("[t]hey have failed to
demonstrate that in fact any person who sat on the jury was incompetent and
should have been stricken for cause"). Pre-Thomas, even Justice Leibson,
acknowledged the rule of Ri sb and Marsch :
Without forewarning to the trial bar, we have quietly and subtly
shifted this rule to a new one stating that no prejudice is presumed
2
when a party is forced to use peremptory challenges to excuse
jurors who should have been excused for cause unless that party
not only then exhausts all peremptory challenges available to him,
but also requests additional challenges on grounds that he was
unfairly denied challenges for cause, or, at the least, before having
a right to complain a party must state on the record additional
persons against whom he would have exercised peremptory
challenges had such challenges been available to him.
Turin, 780 S.W .2d at 626 (Liebson, J ., dissenting) . Thomas, supra, changed
the rule in Rigsby and Marsch , while Morgan, supra, did not in any way
challenge, change, or disparage, Ri sb or Marsch, only Thomas . In fact, in
Morgan, there was no proof, or allegations that there was any other juror that the
defense needed to strike with the one peremptory challenge at issue.
Peremptory Challenges
Under Federal Constitutional Law, peremptory challenges are "auxiliary"
and not of constitutional dimension . United States v. Martinez-Salazar, 528 U .S.
304, 311, 120 S .Ct. 774, 145 L.Ed.2d 792 (2000), citing Ross v. Oklahoma, 487
U .S. 81, 108 S .Ct. 2273, 101 L.Ed.2d 80 (1988).' Rather, they are a means to
achieve the constitutionally required end of an impartial jury. Id . at 307. By
Thomas, however, Kentucky . . . elevated the peremptory challenge to that of a
"substantial right" requiring the highest degree of protection ; even though our
history acknowledges we can freely add to them, subtract from them, or take
them away. Stopher v. Commonwealth , 57 S .W .3d 787, (Ky. 2001) (Keller, J.,
dissenting) .
' For state trends on this issue since Martinez-Salazar , see Justice
Roach's concurring opinion in Morgan v. Commonwealth , 189 S.W.3d 99,119,
120 (Ky. 2006) . Contrary to the majority's assertion, Justice Roach concurred in
result in Morgan , only because he was unwilling to concede that the reversal in
Thomas was a correct result, albeit for different reasons, i .e ., the change of
venue issue as discussed in Morgan, 189 S.W.2d at 106.
Historically, the number of peremptory challenges has fluctuated for
both the defense and the Commonwealth . In 1877, the defense
was allowed twenty (20) peremptory challenges. The number was
reduced to fifteen (15) in 1893; and to eight (8) in 1978. All during
these periods, the Commonwealth was allowed only five (5)
peremptory challenges . In 1994, RCr 9.40 was amended to allow
both the defense and the Commonwealth an equal number, eight
(8) peremptory challenges each . Thus, if the peremptory challenge
was intended to be a "substantial right" afforded to the defendant,
as the majority again holds, I suspect amendments as drastic as
those made to RCr. 9.40 would never have been allowed to stand .
Morgan , 189 S .W .2d at 105 .
Black's Law Dictionary defines a "substantial right" as one which is
essential and that potentially affects the outcome of a lawsuit and is capable of
legal enforcement and protection, as distinguished from a mere technical or
procedural right. Black's Law Dictionary 1324 (7th ed . 1999). Conversely, a
procedural right is derived from a legal or administrative procedure, a right that
helps in the protection or enforcement of a substantial right. Id. at 1323. This
case illustrates the quintessential exercise of the peremptory challenge . -rgan,
Mo
189 S .W .3d at 105. Appellant's peremptory challenge allowed him to receive a
fair and impartial jury; yet its use . . . is now [the] basis for reversing the verdict of
that fair and impartial jury. Id . As Justice Keller pointed out in his dissenting
opinion in Stopher v. Commonwealth , 57 S.W.3d 787 (Ky. 2001), "bestowing a
substantial right upon the exercise of a peremptory challenge serves one function
and one function only - - it manufactures reversible error in cases where the case
has been decided by a fair and impartial
jury."
Id. at 814. (Keller, J., dissenting) .
With Thomas, supra, now resurrected, we again must find error where no
error exists . And again, Thomas upsets jury verdicts rendered by a fair and
impartial jury only because the Fifth and Sixth Amendment safeguards worked.
Ours is an adversarial system where all parties work together to insure a
fair and impartial jury. When that is done and a fair and impartial jury is seated,
we should not disturb the verdict for that reason. As Justice Wintersheimer's
dissent in Thomas , pointed out, "The mere fact that the defendant exercised all
his peremptory challenges does not provide a sound basis for asserting that the
process relating to challenges for cause automatically deprived him of a proper
number of peremptory challenges ." Thomas, 864 S.W.2d at 265 (Wintersheimer,
J., dissenting) . There must be more as required by Rigsby and Marsch. And as
Justice Graves noted, "I am reminded, `the right to a jury trial free of
discriminatory taint is constitutionally protected
the right to use peremptory
challenges is not."' Morgan, 189 S .W.3d at 116 (Graves, J ., concurring) . And as
noted by Justice Roach, "[i]s this really the kind of error, and really the kind of
`right,' that justifies reversing otherwise perfectly valid convictions returned by
perfectly impartial jurors? The answer must be no. This error is not
constitutional, is not structural and is harmless by any measure of that inquiry ."
Id . at 221 (Roach, J., concurring) .
Here the Appellant was found guilty of one count of burglary in the first
degree . He was also found to be a second degree persistent felony offender. As
such, he was sentenced to a term of twenty years imprisonment, enhanced to
thirty-five years for being a persistent felony offender. Evidence at trial
established that the DNA profile from a cigarette butt found at the scene later
matched the DNA profile of a prisoner in the Colorado penitentiary on all thirteen
(13) points! That prisoner was Appellant.
The odds of another person having the same DNA profile as Appellant, is
one in six quadrillion, roughly one million times the population of earth. Thus,
"[t]his is a case where the evidence of the defendant's guilt [is] overwhelming . To
retry this case under the sole dictates of Thomas would be absurd ." Morgan , 189
S.W.3d at 107. This is why the Court tried to leave Thomas - and we did - .for
awhile .
Thus, I strongly dissent in the resurrection of a doctrine which
manufactures error where none should exist.
*uPremt
'
(~Vurf
of ~6ufurht
2006-SC-000096-MR
TIMOTHY CARL SHANE
V.
APPELLANT
ON APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE F. KENNETH CONLIFFE, JUDGE
NO. 04-CR-000977
COMMONWEALTH OF KENTUCKY
APPELLEE
ORDER
On motion of Counsel for Appellant, the Opinion of the Court by Justice Noble
rendered December 20, 2007 shall be modified on page 13 by adding co-counsel .
Pages 1 and 13 shall be substituted, as attached hereto, in lieu of pages 1 and 13 of the
Opinion as originally rendered . Said modification does not affect the holding .
Entered : April 9, 2008 .
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.