ALGER FERGUSON V. COMMONWEALTH OF KENTUCKY
Annotate this Case
Download PDF
IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
PROMULGATED BY THE SUPREME COURT, CR 76 .28(4)(C),
THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS BINDING PRECEDENT IN ANY OTHER
CASE IN ANY COURT OF THIS STATE ; HOWEVER,
UNPUBLISHED KENTUCKY APPELLATE DECISIONS,
RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR
CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED
OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE
BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION
BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED
DECISION IN THE FILED DOCUMENT AND A COPY OF THE
ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE
DOCUMENT TO THE COURT AND ALL PARTIES TO THE
ACTION.
RENDERED: DECEMBER 20, 2007
EE~-,
,$uyrrmr Courf of
2006-SC-000156-MR
ALGER FERGUSON
APPELLANT
ON APPEAL FROM LAWRENCE CIRCUIT COURT
HONORABLE DANIEL SPARKS, JUDGE
NO. 03-CR-000062
V.
COMMONWEALTH OF KENTUCKY
APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING IN PART AND
VACATING AND REMANDING IN PART
Appellant, Alger Ferguson, was convicted of murdering his nephew, Parker
Ferguson. He appeals the judgment of the trial court and alleges five errors : that he
was denied his right to a speedy trial ; that he was improperly allowed to proceed without
counsel ; that the trial court improperly admonished the jury about his proceeding without
counsel ; that witnesses were allowed to testify as experts without being qualified; and
that he was not given enough jail time credit . Finding no error requiring reversal of the
conviction, it is affirmed, though the matter will be remanded for proper calculation of jail
time credit .
I. Background
On August 9, 2003, Parker and his sister picked Appellant up at his house, then
drove to a nearby town to buy beer and visited Parker's mother on the way back . Later,
the sister dropped Appellant and Parker off at Appellant's house and went home.
Appellant and Parker drank beer before and during the trip and continued to drink beer
afterward .
Later that night, police were called to Appellant's house where they found
Appellant on the porch crying and lying on some broken glass. Several other people,
including Appellant's brother, Ralph Ferguson, had arrived before the police . Inside the
house, the police found the victim dead in the living room from a gunshot wound just
above his mouth and another to the side of his head. A .40 semi-automatic pistol was
lying on the floor beside the body. Two empty shells were recovered from the scene . A
pocket knife and a loaded magazine for the semi-automatic pistol were found in
Appellant's pockets. Appellant, who was crying and upset but cooperative, told the
officer that his nephew had shot himself.
Appellant was indicted for the murder of Parker on September 12, 2003. Prior to
trial, he raised the issue of competency based on a history of head injuries, irrational
behavior, and mental problems. The trial court sent him to KCPC for evaluation and
later found him competent to stand trial .
At trial, several witnesses testified about Appellant's behavior the night of the
shooting . The sister stated that before leaving to get beer, Appellant mentioned to the
victim that he had a book of 101 ways to kill a person, and that Appellant appeared to
be frustrated, aggravated, and mad . In response to several defense questions, she
testified that the victim drank regularly but had no history of depression and had made
no previous suicide attempts . She then recounted a conversation from the night of the
shooting in which Appellant asked the victim if he thought people who committed
suicide went to heaven, to which he responded that he did not understand why a person
would commit suicide, that he loved his life, and that he could never kill himself . The
sister and another witness testified that Appellant had taken out a long knife and began
tossing it around while at his mother's house.
The Kentucky State Police Detective who investigated the crime scene also
testified, noting that the round shape of the blood spatter droplets on the ceiling above
the body and the location of the spent shells in relation to the body were inconsistent
with a self-inflicted wound . He also testified that gunshot residue tests on both
Appellant and the victim were negative . The county coroner, a retired state police
officer, testified based on the blood on the floor and the body that the wound to the
victim's temple did not appear to be self-inflicted and that it was inflicted while the body
was on the ground . The medical examiner who conducted the autopsy testified that the
shot had to be at least 18 to 24 inches away to cause the non-disabling lip wound
because there was no stippling or soot from the gunshot around the wound . However,
the temple wound would have been immediately incapacitating and was a contact
wound .
Near the end of the Commonwealth's proof, Appellant was allowed to proceed
pro se.
He called and questioned his own witnesses and gave his own closing
statement. His attorney remained as stand-by counsel .
Appellant testified in his own defense. He claimed that after Parker's sister left
his house, he and the victim continued to drink and smoked marijuana, and that they
then rode four-wheelers, drank more beer, and shot beer cans . They returned to
Appellant's house, where they talked and drank more until Appellant began dozing off.
He claimed that he woke to the sound of Parker pulling back the slide on the gun, that
he asked, "What are you doing?", and that Parker pointed the gun at himself and pulled
the trigger. Me testified that he ran out to the front porch and heard a second shot.
When he returned, the victim was dead.
The jury found Appellant guilty of murder, and he was sentenced to life in prison .
He now appeals to this Court as a matter of right. Ky. Const. ยง 110(2)(b) .
II. Analysis
A. Speedy Trial
Appellant first claims that his right to a speedy trial was violated by the 27 month
delay between indictment and trial. Speedy trial claims are evaluated under a balancing
test with four factors : "Length of delay, the reason for the delay, the defendant's
assertion of his right, and prejudice to the defendant." Barker v. Wingo, 407 U .S. 514,
530 (1972); see also McDonald v. Commonwealth , 569 S .W.2d 134, 136 (Ky. 1978)
(applying the Barker test).
As to the first factor, the Supreme Court has noted, "The length of the delay is to
some extent a triggering mechanism . Until there is some delay which is presumptively
prejudicial, there is no necessity for inquiry into the other factors that go into the
balance." Barker, 407 U.S . at 530 . Though the crime in this case was a serious one
requiring more complex preparation than ordinary street crime, the delay in this case
was presumptively prejudicial. See Bratcher v. Commonwealth , 151 S .W .3d 332, 344
(Ky. 2004) (holding an 18 month delay presumptively prejudicial in a murder case) .
That prejudice, however, is not alone dispositive and must be balanced against the
other factors. See Doggett v: United States, 505 U .S. 647, 652 n.1 (1992)
("`[P]resumptive prejudice' does not necessarily indicate a statistical probability of
prejudice ; it simply marks the point at which courts deem the delay unreasonable
enough to trigger the Barker enquiry .")
Much of the delay was caused by Appellant's claim that he was not competent to
stand trial . This immediately postpones the proceedings until the issue of capacity is
determined (RCr 8.06), which requires that the defendant be evaluated by a
psychologist or psychiatrist (KRS 504.100), usually at a state facility like KCPC as
allowed by KRS 504 .080. Appellant's competency to stand trial was not finally
determined until September 10, 2004, and a March 2005 trial date was set at
Appellant's attorney's request (even though a December 2004 date was offered).
The remainder of the delay was shared by the Commonwealth and Appellant .
The Commonwealth provided evidence in discovery throughout February 2005, which
led Appellant's attorney to move for suppression of the evidence or, in the alternative, a
continuance . The Commonwealth responded that much of the evidence was
duplicative, and that other evidence had just been disclosed by the police. The trial
judge chose to continue the trial until June 2005 . In May 2005, the Commonwealth
requested its first continuance, claiming the unavailability of a witness (who ultimately
was not called at trial), and the court entered an agreed order setting the trial for its
ultimate date in November 2005.
Though the delays were caused in part by the Commonwealth, they were not "a
deliberate attempt to delay the trial in order to hamper the defense . . . ." Barker, 407
U .S. at 531 .
Instead, the Commonwealth's delays were for either neutral reasons (the
police turning over evidence late) or for justifiable reasons (unavailability of a witness) .
Id. On balance, this factor does not weigh in Appellant's favor.
Appellant did not assert his right to a speedy trial until September 15, 2004, a full
year after his indictment, when he filed a pro se motion for a speedy trial . The motion
was denied as moot, since a trial date was set at that point. This brought the effective
delay down to only 15 months. Appellant subsequently filed multiple pro se motions for
a speedy trial, bond reduction, and dismissal for violation of the speedy trial right, none
of which were heard by the trial judge, who found them to be moot because much of
the delay was sought by Appellant's attorney . Regardless of the trial judge's
characterization of it, "[t]he defendant's assertion of his speedy trial right . . . is entitled
to strong evidentiary weight in determining whether the defendant is being deprived of
the right." Barker, 407 U .S. at 531-32 .
Finally, the Court must consider actual prejudice to Appellant, which "should be
assessed in the light of the interests of defendants which the speedy trial right was
designed to protect . . . ." Id . at 532. Those interests include "(i) to prevent oppressive
pretrial incarceration ; (ii) to minimize anxiety and concern of the accused ; and (iii) to
limit the possibility that the defense will be impaired ." Id . (footnote omitted). While the
first two of these factors weigh in favor of Appellant, the latter factor, which is the "most
serious," id., does not. Appellant does not allege the sort of prejudice-characterized
by loss of evidence, death of witnesses, or faded memories--contemplated under this
factor, nor does the record reveal it.
Balancing these factors, with assertion of the right favoring Appellant and the
cause of the delay and prejudice favoring the Commonwealth, it is evident that
Appellant's speedy trial right was not violated.
B . Request to Proceed Pro Se
Appellant argues that the trial court erred in allowing him to proceed pro se
without engaging in the colloquy required by Faretta v. California, 422 U .S . 806 (1975),
and without making express findings that Appellant knowingly, intelligently, and
voluntarily waived his right to counsel . Faretta requires that a defendant "should be
made aware of the dangers and disadvantages of self-representation, so that the record
will establish that he knows what he is doing and his choice is made with eyes open ." Id .
at 835 (citation and internal quotation marks omitted) .
In Kentucky, a trial court's Faretta duties manifest themselves in three
concrete ways . First, the trial court must hold a hearing in which the
defendant testifies on the question of whether the waiver is voluntary,
knowing, and intelligent. Second, during the hearing, the trial court must
warn the defendant of the hazards arising from and the benefits
relinquished by waiving counsel . Third, the trial court must make a finding
on the record that the waiver is knowing, intelligent, and voluntary . A
waiver of counsel is ineffective unless all three requirements are met.
Hill v. Commonwealth, 125 S.W.3d 221, 226 (Ky. 2004) (footnote and citations omitted) ;
see also Wilson v. Commonwealth , 836 S .W.2d 872, (Ky. 1992), overruled in part on
other grounds by St. Clair v. Roark, 10 S.W.3d 482, 487 (Ky. Nov 18, 1999) (approving
a defendant's waiver of counsel where the trial court explained the nature and perils of
proceeding pro se and engaged in an extensive colloquy about whether the waiver was
knowing, intelligent, and voluntary). Because the inquiry on appellate review is fact
specific, a detailed recitation of the trial judge's questioning of Appellant about his desire
to proceed pro se is necessary.
Appellant first indicated that he wanted to proceed pro se at the end of the
Commonwealth's case. After the Commonwealth's last witness, Appellant's attorney,
Leo Marcum, asked for a recess and stated, "My client has indicated he wants to
represent himself from this point further. That's what I wanted to talk to you about."
Shortly thereafter, the judge discussed the matter with the attorneys and Appellant in
chambers .
Mr. Marcum stated that Appellant had decided to represent himself and
had pro se experience from two to three previous occasions. The prosecutor
interrupted to explain that he was having chest pains and did not have his heart
medication . The prosecutor was transported to the hospital, and the judge released the
jury until the next day.
After the jury left the courtroom, the judge, Mr. Marcum, and Appellant engaged
in a lengthy discussion without the prosecutor present . The judge stated that while
Appellant had previously represented himself, he had not done so in such a serious
case; that the crime with which he was charged carried a possible life sentence; that
while he had a constitutional right of self-representation, his attorney would remain as
stand-by counsel for consultation about rules of procedure and evidence ; and that he
had a right not to testify. Appellant indicated that he understood .
Appellant and the judge then engaged in the following exchange :
BY THE COURT: Now, the thing that has concerned me is this, and I'm
going to explain this to you today, and I want to restate it tomorrow. But
first I want to ask you, is it your desire to proceed to represent yourself,
against the advice of Court?
BY MR. FERGUSON : It is my desire to do that, Your Honor.
BY THE COURT: Okay, I'm going to ask you that again tomorrow, and
I'm going to give you this admonition . If you should not take the witness
stand, you would not be subject to cross-examination, that's understood,
obviously . However, if you choose to represent yourself and do not take
the stand and are not subject to cross-examination as to any statements
you wish to make to this jury. And if you stand up, if you can do so, and
represent yourself and give a closing argument to the jury you will not be
permitted, and the Court will stop you every time that you attempt to
explain what happened to the jury, in your own words, because that is not
in evidence. You understand what I'm saying?
BY MR. FERGUSON : Yeah.
BY THE COURT: Are you sure?
BY MR. FERGUSON : Yeah, I read up on that, Your Honor.
BY THE COURT: Okay, well you better have read up on that because I'll
stop you every time and give you an admonition. You will not be permitted
to stand up and say, "I wouldn't have done that, this is what happened ."
You can't do it. It's not in evidence. If you wish to do that, you take the
8
witness stand and be subject to cross-examination. You will not be
permitted to in effect testify without the requirement of being subject to
cross-examination by closing argument. Do you understand what I am
saying?
BY MR. FERGUSON : Yes, Your Honor, I'm not dumb . I'm not
representing myself so I can get out of testifying. I'm representing myself
because these witnesses up here have made statements and made other
statements on paper that they made that is contradicting what they have
already made and they've made up their testimony farther than it was
when they took, or gave statement to theBY THE COURT: (Inaudible) compilation of (inaudible) testimony that has
to be done by cross-examination of the witnesses while they are on the
stand. You can recall witnesses if you desireBY MR. FERGUSON : Yeah
BY THE COURT: -to elicit further testimony. You understand that would
be the case. There's no objection made on your part I think your counsel
is clear in stating that counsel you are anticipating representing yourself,
or making objections about doing that for some time before this day. Now,
having completed the presentation of all the evidence that the
Commonwealth wants to put on, you can't get up and argue that these
witnesses have fabricated, enhanced or buffered their testimony to the
jury without them being here to be able to respond to the accusations
you've made against them. Just the same as if you'd come up and testify
as your closing arguments . So, I'm not trying to preclude chances you
may have, but you can't invent something on the spur of the moment and
get up and argue that before the jury without giving those witnesses a
chance to explain their testimony in light of any contradiction that you may
feel they may have said . You're held to the same standards as far as
rules of procedure and what is required in regard to hearsay, in regard to
proper impeachment, in regard to introduction of evidence outside the
scope of those matters which has been brought before the Court, same as
if you were a practicing attorney, licensed to do so in Kentucky. So,
understand I'm not trying to put you in a hard place, I'm just trying to tell
you that there is a place that you have to remain in, and I can't let you go
elsewhere .
BY MR. FERGUSON : I can't recall witnesses?
BY THE COURT: If they are available. They have been dismissed, and
good luck getting them. And you can have subpoenas issued through the
Court and we will do our best to serve them for you, sir. This case will
resume at nine o'clock in the morning. Court will stand in recess.
When court resumed the next day, the following exchange took place in the judge's
chambers :
BY THE COURT: Let's go on the record here and, again, this is 03-CR000062. The Court will state for the record that there was a moderate to
more than moderate amount of confusion at the conclusion as it turned out
at yesterday's proceedings . After the Commonwealth had announced its
intention to rest the presentation of its case in-chief the Defendant, Mr.
Alger Ferguson, expressed his desire to represent himself. And before I
go anything further in regard to that, do you have . . . I don't know the
situation and exactly how it is. Why do you wish to replace Mr. Marcum
and act as your own attorney? Are you dissatisfied with the advice and
services he's provided for you? Are you dissatisfied with the way he's
represented you?
BY MR. FERGUSON : He has just not been able to get out the
contradictions and the things that went on in there. I mean, quite frankly,
there was a lot of lies in there and it will be brought out . . . I mean, and
once it's proved that they're lying then what does it leave?
BY THE COURT: Have you conferred during the proceedings and the
testimony of those persons that you feel are not being truthful with Mr.
Marcum to get those questions asked on cross-examination?
BY MR. FERGUSON : Yes. He didn't seem toBY MR. MARCUM : We just have a difference of opinion about this,
Judge .
BY MR. FERGUSON : You need to agree with my opinion, though .
BY THE COURT: Well, okay. Let me get to a point here that I really
shouldn't do but I'm going to anyway because I want to preserve the
record in this case if I possibly can and that is that there is normally at this
point in time at the conclusion of the evidence-in-chief by the
Commonwealth a motion or motions to be made . And I don't know, Mr.
Marcum . . . you are going to have Mr. Marcum sitting beside you as
second anyway, Mr. Ferguson, in case, as I mentioned to you yesterday
that there are objectionable questions by you or objectionable statements
by you or you object and your objection is denied, there will be an
opportunity confer with an attorney who knows the rules of procedure and
what is admissible and what is not. But, I don't know at this point whether
you wish to make the motions that are usually made at the conclusion of
the evidence of the Commonwealth .
(Ellipsises in original.) Following this discussion are approximately twenty pages of
transcript detailing a motion for directed verdict and a conversation about the testimony
that Appellant intended to elicit to impeach various prosecution witnesses and that he
claimed his attorney could not or would not bring out.
The judge then returned again to whether it was a good idea for Appellant to
proceed pro se:
BY THE COURT: You, Mr. Ferguson, are . . . and I want to emphasize
this again to you . You're making a huge mistake by trying to represent
yourself. What you are stating to the Court is being . . . and I hope that
you can attempt to make the points that you want to make in an orderly
way. I will give you some leeway as much as I can in asking questions .
But if they are totally improper and objected to I will have to make rulings
in accordance with the Rules of Evidence as to what's admissible .
You need the assistance of counsel to ask the questions in the
proper way. If you insist on representing yourself, you have every right to
do so. We have gone through half the trial and I think your representation
has been capable. I don't see any problem with the representation that's
been afforded to you. The cross-examination of the witnesses, though it
has been limited, has been pretty much to the point of any difficulties that
can be revealed through the testimony as I heard it but I'm going to . . . but
you're not going to be able to . . . I'm going to tell you, I'm going to try to
limit the examination . I don't want to get on here and just have a he said,
she said, you said, and I said kind of situation back and forth for a long,
long period of time . I want you to make your points that you want to make.
You need to study what you want to do. I assume you have and ask those
questions that you feel like are important to be asked of those witnesses.
You cannot ask someone as if on cross-examination without giving
them whatever statement you say that you have in your possession or
statements they have made and let them see those statements and review
those while you ask them if they gave that statement. First, you must ask
them if they gave that statement and then you must ask them, did you not
say on the witness stand something different from what's in your
statement and this is what I understood you to say. And let them have a
chance to explain it. Now, do you understand that?
BY MR. FERGUSON : Yes.
BY THE COURT: Now, once more you're admonished that . . . I strongly
suggest that you not represent yourself but you will be permitted to do so .
Mr. Marcum will be your second. I will have to advise the jury that you
have terminated the services of your attorney and wish to continue
representation by yourself. I will advise them that I will give you as much
leeway as I possibly can but that we have certain rules that we have to
follow.
(Ellipsises in original.) They then discussed closing arguments . The judge said he
would give Appellant "the benefit of the doubt and . . . extra time." (Ellipsis added.)
When the prosecutor asked for twenty minutes, the judge gave Appellant thirty minutes .
They then turned to jury instructions . When asked whether he had any objections to the
instructions, Appellant quipped, "It seems to me they're alright. I am just a cave man ."
The judge then asked Appellant's attorney, who responded, "They appear to be correct,
Your Honor ."
The judge then instructed Appellant about limitations on his impeachment and
questioning of witnesses about prior inconsistent statements . The judge then told
Appellant :
Now, keep in mind again against the advice I have . . . I will permit you to
go forward and represent yourself and ask your own questions. Mr.
Marcum will be sitting beside you to give you any assistance that may be
needed and the jury will be instructed as to what has occurred and then
we'll proceed from there.
(Ellipsises in original .)
As to the required scope of the Faretta colloquy, the United States Supreme
Court has stated, "we have imposed the most rigorous restrictions on the information
that must be conveyed to a defendant, and the procedures that must be observed,
before permitting him to waive his right to counsel at trial." Patterson v. Illinois , 487 U.S .
285, 298 (1988). Though that Court has not stated the specific required content of the
colloquy, the federal lower courts have produced a model list of questions as part of the
Bench Book for District Judges and several of those courts require the use of the list as
12
a prophylactic measure when a defendant seeks self-representation . See, e.g. . United
States v. McDowell , 814 F.2d 245, 249-50 (6th Cir. 1987) .
The state of the law on this subject is slightly different in Kentucky, however.
While adherence to a list like that in McDowell certainly creates the cleanest record of a
defendant's knowing, intelligent, and voluntary waiver of the right to counsel, this Court
has never required a specific set of questions to be asked. Rather, such waivers and
their attendant judge-defendant colloquy have been addressed on a case-by-case
basis. Obviously, the complete failure to conduct a hearing in which the judge engages
the defendant in a discussion of the perils and procedural requirements has been
rejected . Hill, 125 S.W.3d at 226. Also, lengthy discussions akin to those approved in
McDowell have been held to be sufficient to show a proper waiver. See Commonwealth
v. Berry, 184 S.W .3d 63, 65-68 (Ky. 2005); Wilson v. Commonwealth , 836 S.W.2d 872,
880-84 (Ky. 1992). This Court's cases have not addressed those discussions that fall in
the range between no discussion or hearing at all and the extensive questioning found
in McDowell (though it is interesting to note that McDowell affirmed the use of a
significantly shorter exchange than it required to be used in the future).
Though the judge's inquiries in this case were not as searching as those in Berry
and Wilson , they were nevertheless significant. Throughout these discussions, the trial
judge recognized that Appellant had previously represented himself, but nevertheless
repeatedly encouraged Appellant not to proceed pro se because he was facing a
serious charge with a possible life sentence. The judge also repeatedly informed
Appellant that he would be required to follow all the rules of procedure and evidence,
would be held to the same standards as a practicing lawyer, and gave guidance on how
to comply with the various rules. The judge also inquired as to why Appellant wanted to
13
Proceed Pro se, discovering that it was over a disagreement about how to question
witnesses and the manner in which to proceed in defense against the charges .
Throughout these discussions, Appellant acknowledged the dangers and requirements
of proceeding -pro se but still insisted on defending himself. The discussions between
the judge and Appellant in the record demonstrate that Appellant knew he had a right to
counsel and was aware of the dangers involved, yet that he nonetheless "elected to
proceed with his eyes wide open." Wilson , 836 S .W.2d at 884. Therefore, the trial
judge sufficiently fulfilled the Faretta duties described in Hill v. Commonwealth and there
was no error in allowing Appellant to proceed pro se.
C. Unpreserved Errors
Appellant also claims that the trial court erred in its admonishment to the jury
about why Appellant was proceeding pro se (including the judge's opinion that it was a
bad idea) and in allowing the KSP detective and coroner to give what amounted to
expert testimony about the blood at the scene of the crime . Appellant admits that
neither alleged error was preserved by objection at trial and asks that they be reviewed
for palpable error.
Because these alleged errors were not preserved for appellate review, the Court
will reverse only if they constitute palpable error under RCr 10.26. A palpable error is
one that "affects the substantial rights of a party" and will result in "manifest injustice" if
not considered by the court. Schoenbachler v. Commonwealth, 95 S .W.3d 830 (Ky.
2003) (citing RCr 10.26). Recently this Court clarified that the key emphasis in defining
such a palpable error under RCr 10.26 is the concept of "manifest injustice ." Martin v.
Commonwealth , 207 S .W.3d 1, 3 (Ky. 2006). "Mhe required showing is probability of a
different result or error so fundamental as to threaten a defendant's entitlement to due
14
process of law." Id . Having reviewed Appellant's arguments, the Court concludes that
there was no manifest injustice . Neither alleged error "was shocking or jurisprudentially
intolerable ." Id . at 4. Therefore, they cannot be considered palpable and are not
grounds for reversal .
D. Jail Time Credit
Finally, Appellant asks the Court to remand this matter for a recalculation of the
jail time credit he was entitled to at final sentencing. At the sentencing hearing,
Appellant raised the issue, noting that the pre-sentence investigation report stated he
had served only 809 days, whereas he had actually served 852 based on the date of his
arrest. The judge said, "I'll ask that Probation and Parole recalculate based on the date
of arrest as stated . . . if it's incorrect I'll ask them to tender to the Court an amendment
on the days credit you're entitled to." In his oral sentencing order, the judge stated that
Appellant would "be given credit for all time served to this point in time toward the
possibility of parole eligibility ." The final sentencing judgment gave Appellant credit for
only 809 days. In a rare move, the Commonwealth concedes on appeal that Appellant
was entitled to credit for 852 days and asks this Court to "remand the case for proper
calculation in accord with the law and the intent of the trial court."
Correcting the number of days credit in a criminal sentencing judgment is
correction of a mistake, not an error of law, and therefore is ordinarily properly brought
by way of a motion in the trial court pursuant to CR 60.02 . See Duncan v.
Commonwealth , 614 S.W.2d 701 (Ky. App. 1980) . However, because the
Commonwealth concedes the point and asks for remand, it shall be granted .
For the foregoing reasons, Appellant's conviction is affirmed, but the matter is
remanded to the trial court for proper calculation of the jail time credit and amendment
of the judgment if necessary in light of the recalculation .
All sitting . Lambert, C.J . ; Cunningham, Minton, Noble, Scott and Schroder, JJ .,
concur. Abramson, J., concurs in result only.
COUNSEL FOR APPELLANT :
Donna L. Boyce
Appellate Branch Manager
Department of Public Advocacy
100 Fair Oaks Lane, Suite 302
Frankfort, Kentucky 40601
COUNSEL FOR APPELLEE:
Gregory D . Stumbo
Attorney General
Gregory C. Fuchs
Assistant Attorney General
Criminal Appellate Division
Office of the Attorney General
1024 Capital Center Drive, Suite 200
Frankfort, Kentucky 40601-8204
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.