HENRY A. DONATHAN V. QUALITY CABINETS, ET AL.
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THIS OPINION IS DESIONA TED "NO T TO BE
PUBLISHED. " PURSUANT TO THE RULES OF
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SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
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CASE INANY COURT OF THIS STA TE.
RENDERED : JUNE 15, 2006
NOT TO BE PUBLISHED
,Supxmmr Courf of ~k
2006-SC-0011-WC
HENRY A. DONATHAN
APPELLANT
APPEAL FROM COURT OF APPEALS
2005-CA-1376-WC
WORKERS' COMPENSATION NO. 01-72851
V.
QUALITY CABINETS ; J . LANDON
OVERFIELD, ALJ ; AND WORKERS'
COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
An Administrative Law Judge (ALJ) dismissed the claimant's application for
benefits after determining that he failed to sustain his burden of proving a work-related
injury and failed to give due and timely notice of such an injury. The Workers'
Compensation Board and the Court of Appeals affirmed . Appealing, the claimant
asserts that the substantial evidence of record compelled favorable findings on both
issues . We affirm .
The claimant was born in 1959 and completed high school but had no
specialized or vocational training. He worked for a manufacturer of kitchen cabinets .
On May 6, 2002, he filed an application for benefits. It alleged that he injured his right
shoulder on June 1, 2000, while pounding frames in place with a hammer and gave oral
notice on that date . On June 26, 2001, he quit working to have shoulder surgery, and
did not return thereafter. Among other things, the employer denied receiving due and
timely notice, denied that the alleged accident occurred, and denied that the right
shoulder injury was work-related . Therefore, the ALJ bifurcated the claim to consider
those issues and placed the remaining issues in abeyance .
When deposed in June, 2004, the claimant had undergone numerous surgeries
on his right shoulder since June, 2001 . He testified that he worked as a clamp operator
and described his duties as involving "a lot of pounding on frames with a hammer,"
using his right hand. He explained that he clamped glued sections of a cabinet together
and then stapled the frames together with a staple gun. He stated that he had to use a
hammer "to beat and bang them in place to engage them" and suffered an onset of
shoulder pain while working . The claimant conceded that he was also being treated for
left shoulder problems but testified that he was not claiming those problems were workrelated .
The claimant stated that sometime in June, 2000, he informed Penny Mills (his
supervisor) that his right shoulder was hurting and told her that he thought the pain was
due to all the pounding on mortises that were too tight. He stated that Ms. Mills referred
him to the human resources manager, Cathy Charles, and that he repeated what he
had told Ms. Mills. When Ms. Charles did not get back to him as she said she would
do, he went to his own doctor on September 14, 2000. Sometime after June, 2000, he
moved to a different job building frames. Asked why he did so, he responded that it
was "because my shoulders hurt all the time." Asked when he did so, he responded
that it was on "the day I got hurt." Asked to specify the date, he responded "June of
2000."
The claimant testified that he continued working and moved from building frames
to clamping them when his shoulder was not hurting too badly. He requested and
received 90 days' leave under the Family and Medical Leave Act beginning on June 27,
2001, at which time he underwent shoulder surgery . He also applied for and received
short-term disability benefits . After they expired, he received some long-term disability
benefits . The claimant stated that he saw Ms. Charles in September, 2001, and told
her that a physician had informed him his shoulder condition was work-related . Asked
why his physicians' treatment notes did not relate the cause of the condition to his work
until June, 2001, he insisted that he had always told them he had shoulder pain from
pounding on frames .
Under direct examination by his counsel, the claimant testified that 50-60% of a
workday he raised his arm above his shoulder while hammering and using a staple gun.
He stated that on the day he reported an injury to Ms. Mills, his right shoulder became
very painful, and he could not finish work.
The earliest medical records in evidence were from Dr. McGinnis and dated
September 14, 2000 . - They indicated that the claimant complained of shoulder pain,
particularly on the right side. They also indicated that he complained of leg pain,
dizziness, and low energy, but the claimant later denied giving those complaints .
Although he maintained that he told Dr. McGinnis the shoulder condition was workrelated, neither the records from September 14, 2000, nor those from subsequent visits
indicated that it was due to the claimant's work.
The claimant first saw Dr. Chattha, an orthopedic surgeon, on April 10, 2001 . He
complained of right shoulder pain for about a year but denied any specific injury . He
indicated that it bothered him with overhead activity and at night. The claimant stated
that he worked installing cabinets and that it involved a fair amount of overhead work.
X-rays _revealed no evidence of bony pathology or AC joint arthritis . P. May, 2001, MRI
revealed evidence of impingement and rotator cuff inflammation but no tear; however,
the radiologist noted the possibility of a labral tear. The operative record from the June
27, 2001, arthroscopic procedure revealed bursitis but good articular surfaces, no labral
tear, and normal biceps and scapularis tendons. Notes from the numerous visits before
the claimant's shoulder surgery do not mention a specific work-related injury, mention
pounding on frames with a hammer, or relate the claimant's shoulder pain to that
activity. Nonetheless, the operative record states that the shoulder pain "is related to a
work injury ."
Penny Mills confirmed that the claimant worked as a clamp operator, which
involved putting frames into a clamp, adjusting it, and then putting gauges into the
frames and adjusting them with a rubber mallet. The frames generally weighed five
pounds, but special frames could weigh 10 or 15 pounds. The job required repetitive
overhead work 70% of the day. In June, 2000, the claimant told her that his shoulder
was hurting, and she moved him to frame building, a different position that was part of
the same job. She was adamant that he never told her that his shoulder problems were
due to an on-the-job injury or his duties . Had he done so, she would have informed
human resources and prepared an accident report. She stated that he requested a
move to frame building, indicating that it did not hurt his shoulder and also that he
wanted to build frames so that he could help his son learn the clamp operator position.
Ms. Mills testified that the claimant did not complain of shoulder pain after June, 2000,
and missed no work due to shoulder problems until he took leave for surgery .
On cross-examination, she stated that the claimant would have worked about a
half hour to an hour per day on tall frames, about half of which weighed 10 to 15
pounds. She stated that frame clamp operators used a rubber mallet to adjust the
frames. Asked whether they were required to pound on frames and hammer them, Ms.
Mills responded, "You have to tap the frames." She stated that she reported the
claimant's June, 2000, complaints to Ms. Charles, who met with the claimant . She
acknowledged that an employee experiencing work-related pain would be given duties
that did not aggravate the pain when possible but that a non-work-related condition
would not be accommodated in that manner. Asked why the claimant was allowed to
change duties if his shoulder condition was not work-related, she responded that the
employer had new clamp operators and was attempting to train them. She
acknowledged that the frame building position had a lower classification than the frame
clamp operating position. She stated that after the claimant was moved to the build
position, he did not ask to return to clamp operation . Nor did she ask him to do so.
Cathy Charles, the human resource manager, testified that the claimant did not
inform her that his shoulder problems were caused by his work until the fall of 2001 .
She did not know that the claimant continued to have shoulder problems after June,
2000, until he requested family medical leave in June, 2001 . Ms. Charles introduced
the claimant's June 25, 2001, leave request and the certification from Dr. Chattha,
neither of which indicated that the shoulder condition was work-related . Moreover, Dr.
Chattha indicated that the condition had been present since April, 2000.
Ms. Charles also introduced into evidence the claimant's July 5, 2001,
application for short-term disability benefits . Asked to indicate if the claim was due to
an injury, the claimant responded, "No." He failed to respond to questions asking if the
claim was related to his occupation and if he intended to file a workers' compensation
claim . Likewise, Dr. Chattha failed to respond to a question asking if the condition was
-5-
due to an injury or sickness arising out of the patient's employment.
Finally, Ms . Charles introduced the first report of injury, stating that it was based
on the claimant's statements to her in September, 2001, when he first indicated that his
shoulder problems were caused by his work. It indicated that the claimant first notified
the employer of a work-related shoulder injury on September 28, 2001 ; listed the date
of disability as June 25, 2001 ; and listed the date of injury as "unknown - alleges
summer of 2000."
Drs. Goldman and Gladenstein performed IME exams for the parties and were
deposed ; however, the ALJ did not refer to their testimony. After reviewing the other
evidence, the ALJ noted the discrepancy between the claimant's version of events and
that of Ms . Mills and Ms. Charles and also noted that the claim appeared to have
morphed into one for a gradual injury. The ALJ noted the claimant's assertion that Ms.
Mills admitted that his duties would not have changed had his shoulder condition not
been work-related but also noted the documentary evidence that supported Ms. Mills'
and Ms. Charles' testimony. Observing that the medical evidence supporting the claim
was based on a history the claimant related, the ALJ pointed out that the worker's
credibility is paramount when the defendant denies that the alleged injury occurred . Not
convinced that the claimant was being truthful, the ALJ determined that he failed to
sustain his burden of proving that he sustained a work-related injury.
The claimant has maintained on appeal that substantial evidence of record
compels a different result. He argues that the ALJ failed to consider evidence of a
work-related injury including: testimony by Ms. Mills that his job required repetitive
overhead work 70% of the day; that she moved him to a different position immediately
after he reported pain while working; that she reported the incident to Ms . Charles as
she testified she would do after an on-the-job injury; and that there was no evidence of
another cause of his pain. He also argues that he gave notice of a work-related injury
on two occasions. First, he gave notice of shoulder pain while working in June, 2000,
and the employer's subsequent conduct showed that it knew the condition was workrelated . Second, he did not receive a definitive diagnosis of a work-related gradual
injury until June, 2001 . He informed Ms. Charles in September, 2001, and a first report
of injury was completed at that time .
An injured worker has the burden to prove every element of a claim for benefits .
Roark v. Alva Coal Corporation , 371 S.W .2d 856 (Ky. 1963) ; Wolf Creek Collieries v.
Crum , 673 S .W.2d 735 (Ky. App. 1984) ; Snawder v. Stice , 576 S .W .2d 276 (Ky. App .
1979) . KRS 342.285 designates the ALJ as the finder of fact; therefore, the ALJ has
the sole discretion to determine the quality, character, and substance of evidence . See
Paramount Foods, Inc . v. Burkhardt , 695 S.W.2d 418 (Ky. 1985) . In doing so, an AU
may reject any testimony and believe or disbelieve various parts of the evidence,
regardless of whether it comes from the same witness or the same party's total proof.
Caudill v. Maloney's Discount Stores, 560 S.W.2d 15,16 (Ky. 1977) . Faced with
conflicting evidence, an ALJ may choose whom and what to believe. Pruitt v. BM
Brothers , 547 S.W.2d 123 (Ky. 1977) . Where the party with the burden of proof fails to
sustain that burden, that party's burden on appeal is to show that the favorable
evidence was so overwhelming that no reasonable person could have failed to be
persuaded by it. Special Fund v. Francis , 708 S.W.2d 641 (Ky. 1986) ; Paramount
Foods, Inc. v. Burkhardt, supra ; Mosley v. Ford Motor Co., 968 S .W . 2d 675 (Ky. App .
1998); REO Mechanical v. Barnes , 691 S .W.2d 224 (Ky. App. 1985) . A positive finding
must be supported by substantial evidence in order to be sustained on appeal . Special
Fund v. Francis , supra . However, a negative finding (i .e., one that merely indicates the
ALJ is not persuaded by the evidence favoring the party with the burden of proof) need
not be. Butcher v. Island Creek Coal , 465 S.W.2d 49 (Ky. 1971) .
The claimant's application was filed in May, 2002, long after he received a
diagnosis and informed Ms. Charles that his gradual injury was work-related .
Nonetheless, the application alleged that he sustained a right shoulder injury due to
pounding frames on June 1, 2000. Although he testified that he informed his employer
of a work-related injury on that day, the evidence was conflicting regarding precisely
what he told his supervisor . Despite the alleged injury, there was no evidence that he
sought medical treatment between June 1, 2000, and September 14, 2000, when he
saw Dr. McGinnis and complained of pain in his shoulders that was worse on the right
side. In April, 2001, he gave Dr. Chattha a history of shoulder pain since April, 2000 .
Although the claimant conceded subsequently that the left shoulder pain was not workrelated, he offered no explanation for why its cause would be different from that of the
right shoulder pain . Both his June, 2001, requests for leave and short-term disability
benefits and Dr. Chattha's supporting statements indicated that the right shoulder
condition was not work-related. Yet, Dr. Chattha's June, 2001, surgical note indicated
without explanation that it was. Under such circumstances, it was for the ALJ to judge
the credibility of the witnesses and to weigh the conflicting evidence .
The favorable evidence was not so overwhelming as to compel a finding that the
claimant notified Ms . Mills on June 1, 2000, of a work-related traumatic event that
occurred that day or to compel a finding that his right shoulder condition was due to
such an event . Although the claimant points to medical evidence that he sustained a
work-related repetitive motion injury, at no time did he move to amend his claim to
allege such an in;ury. In any event, the favorable evidence was not so overwhelming as
to compel findings that he sustained harmful changes to his right shoulder due to workrelated cumulative trauma and that he gave notice as soon as practicable after a
physician informed him that his work caused the right shoulder condition .
The decision of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR APPELLANT:
Brandie Hall
Patrick & Leighton, PLLC
25 West Main Street
Mt. Sterling, KY 40353
COUNSEL FOR APPELLEE,
QUALITY CABINETS :
Judson F. Devlin
Fulton & Devlin
Browenton Place, Suite 165
2000 Warrington Way
Louisville, KY 40222
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